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ON THE ROLE OF THE SUPERIOR COLLICULUS IN THE CONTROL OF VISUALLY-GUIDED SACCADES By Robert Anthony Marino A thesis submitted to the Centre for Neuroscience Studies in conformity with the requirements for the degree of Doctor of Philosophy Queen's University Kingston, Ontario, Canada March 2011 Copyright © Robert Anthony Marino, 2011 Abstract The ability to safely react to dangerous situations, or exploit opportunities within a dynamically changing world is fundamental for our survival. In order to respond to such changes in the environment, sensory information must first be received and processed by the nervous system before an appropriate motor response can be planned and executed. However, relatively little is known about how the central nervous system computes such sensory to motor transformations that are so critical for guiding efficient behavior. This thesis explores some of the neural mechanisms that underlie the visuomotor transformations that guide eye movements. Specifically, this thesis studied saccades (rapid eye movements critical for visual orienting in primates) and examined the relationships between visual and motor signals in the primate Superior Colliculus (SC, a midbrain structure located at the nexus between visual input and motor output that is critical for visual orienting). I recorded extracellular action potentials (spikes) from single neurons related to: 1) the appearance of visual saccade targets; 2) saccade planning and preparation; and 3) the execution of precise saccades that orient to visual targets. In this thesis I present four studies that examine the relationships between visual and motor related responses in the SC during visually guided saccades. In chapter 2 I examined the alignment between visual and motor response fields and concluded that they were well aligned. In chapters 3 and 4 I explored how visual responses were modulated by stimulus intensity and how this modulation influenced saccade behavior. I concluded that luminance modulated multiple properties of the visual response including the timing and maximum discharge rate and these changes were highly correlated to changes in saccade latency and metrics. In the fifth chapter I applied some of the ii knowledge gained from the previous chapters to develop a neural network model of the SC that was capable of simulating saccadic sensory to motor transformations and predict saccadic reaction time. I concluded that saccade latency was strongly dependant on the spatial interactions of visual and saccade related signals in the SC. Together, these findings provide novel insight into the neural mechanisms underlying saccadic sensorimotor transformations. iii Abstract The ability to safely react to dangerous situations, or exploit opportunities within a dynamically changing world is fundamental for our survival. In order to respond to such changes in the environment, sensory information must first be received and processed by the nervous system before an appropriate motor response can be planned and executed. However, relatively little is known about how the central nervous system computes such sensory to motor transformations that are so critical for guiding efficient behavior. This thesis explores some of the neural mechanisms that underlie the visuomotor transformations that guide eye movements. Specifically, this thesis studied saccades (rapid eye movements critical for visual orienting in primates) and examined the relationships between visual and motor signals in the primate Superior Colliculus (SC, a midbrain structure located at the nexus between visual input and motor output that is critical for visual orienting). I recorded extracellular action potentials (spikes) from single neurons related to: 1) the appearance of visual saccade targets; 2) saccade planning and preparation; and 3) the execution of precise saccades that orient to visual targets. In this thesis I present four studies that examine the relationships between visual and motor related responses in the SC during visually guided saccades. In chapter 2 I examine the alignment between visual and motor response fields and concluded that they were well aligned. In chapters 3 and 4 I explored how visual responses were modulated by stimulus intensity and how this modulation influenced saccade behavior. I concluded that luminance modulated multiple properties of the visual response including the timing and maximum discharge rate and these changes were highly correlated to changes in saccade latency and metrics. In the fifth chapter I applied some of the knowledge gained ii from the previous chapters to develop a neural network model of the SC that was capable of simulating saccadic sensory to motor transformations. This model was designed to predict how the spatial interactions between neural signals related to visual processing and saccadic preparation interact within the SC to influence saccadic reaction time. I concluded that saccade latency was strongly dependant on the spatial representation and interaction of visual and saccade related signals in the SC. Together, these findings provide novel insight into the neural mechanisms underlying saccadic sensorimotor transformations. iii Co-Authorship The research in this thesis was conducted by Robert Marino under the supervision of Dr. Douglas P. Munoz. Robert Marino conducted the majority of the neural data collection and the entirety of the data analysis. Data collection for Chapter 2 was collected primarily by Kip Rogers with assistance from Dr. Ron Levy and Robert Marino. Portions of the data from Chapter 5 were collected by Dr. Michael Dorris. Robert Marino conceived and designed Chapter 3, and 4. Chapter 2 was conceived by Dr. Doug Munoz and Chapter 5 was co-conceived by Robert Marino, Dr. Doug Munoz and Dr. Michael Dorris. The computational model in Chapter 5 was based on designs by Dr. Thomas Trappenberg. Robert Marino wrote the first draft of each chapter of this thesis, however Kip Rogers wrote an alternate draft of Chapter 2. All subsequent drafts involved contributions from the respective co-authors. iv Acknowledgements I would like to express my heartfelt gratitude to my supervisor and mentor Doug Munoz for his countless hours of support and guidance. I hope that he has enjoyed the many hours of heated discussions about the superior colliculus as much as I have. I think that I have learned more from these arguments than I have from any of the resulting resolutions. Thank you for recognizing my potential and always pushing me to become a better scientist. Through Doug, I have also been given the opportunity to travel and learn from gifted scientists from around the world. Such opportunities are rare and I am truly privileged and thankful to have been granted these experiences. Where Doug has supervised my scientific training, Ann Lablans has taught me the finer points of animal training and care. Her many lessons have taught me how to work with monkeys competently, responsibly and compassionately (as well as taught me how to gain their respect). Special thanks to: Susan Boehnke for her ongoing support and friendship. Her generosity over the years has provided me with everything from home furnishings to clothing. Brian Coe for his technical and graphical wizardry that has dramatically improved the calibre of my presentations. Ron Levy for sharing his expertise in the development of new electrophysiological techniques and technologies. My scientific siblings Alicia Peltsch, Ian Cameron and Rebecca Hakvoort for their good-natured rivalry and friendship that continually trigger my competitive instincts to keep up with them. The Munoz lab for fostering a family-like atmosphere of encouragement and support that always pushes you to be the best that you can be. v I must thank my wife Megan for her ongoing love and support. As a successful professional, mother, wife and fellow graduate student her dedication and capabilities far exceed my own and never cease to amaze me. And finally, my beautiful daughter Nora whom I adore. I am blessed and honoured to be your Dad and look forward to watching you grow up, and seeing where your aptitudes and interests take you. I would also like to thank my parents, Susan Birnie Marino and Dr. Robert (Bob) Marino. Thank you for your love and support, and for showing me the inherent value of education. Thank you also for demonstrating through your long and successful careers that work should be a vocation, and serve a greater purpose. Thank you to my brother, Samuel Marino. You have been one of my most ardent supporters through the years and your own successes encourage me to strive to do better. Thank you also to Heather and Brian Kerrigan, my parents-in-law. I truly appreciate your generosity, kindness and support over the years. Finally, thank you to my extended family, Paulette, Daniel, Rae, Toni, Rob, and my wonderful nieces and nephew. You enrich my life greatly. This thesis represents the completion of my fourth and final degree from Queen’s University. It has been a long road spanning more than a decade but I am very gratified to be finally finishing this chapter of my life and moving on to the next adventure with hope and optimism. This work was funded by an operational research grant from the Canadian Institutes of Health Research (CIHR) to Dr. Doug Munoz and by a grant from the National Science Foundation to Dr. Laurent Itti and Dr. Doug Munoz. I was personally supported by graduate fellowships from Queen’s University and the Centre for Neuroscience. vi Table of Contents Abstract ............................................................................................................................... ii Co-Authorship.................................................................................................................... iv Acknowledgements ............................................................................................................. v Table of Contents .............................................................................................................. vii List of Tables .................................................................................................................... xii List of Figures and Illustrations ....................................................................................... xiii List of Abbreviations and Symbols.................................................................................. xvi Chapter 1: General Introduction ......................................................................................... 1 1.1 Processes Underlying Saccadic Sensorimotor Transformations ............................... 5 1.2 Express Saccades ...................................................................................................... 5 1.2 Brainstem Control of Saccadic Eye Movements ...................................................... 9 1.2.1 Eye Position Signals ........................................................................................ 10 1.2.2 Brainstem Premotor Neuron Types ................................................................. 11 1.3 Higher Brain Regions Involved in Saccade Control .............................................. 14 1.4 Superior Colliculus ................................................................................................. 17 1.5 Visuomotor Transformations in the Superior Colliculus ........................................ 21 1.6 Neural Network Models of the Saccadic System ................................................... 23 1.7 Thesis Objectives .................................................................................................... 25 1.8 General Overview ................................................................................................... 27 Chapter 2: The Spatial Relationships of Visuomotor Transformations in the Superior Colliculus Map .................................................................................................................. 29 2.1 Abstract ................................................................................................................... 30 2.2 Introduction ............................................................................................................. 31 2.3 Methods................................................................................................................... 35 2.3.1 Animal Preparation .......................................................................................... 35 vii 2.3.2 Behavioral Paradigms ...................................................................................... 37 2.3.3 Recording Techniques ..................................................................................... 39 2.3.4 Data Collection ................................................................................................ 39 2.3.5 Average Spike Density Functions and Neuron Classification ......................... 40 2.3.6 Calculation of Individual Neuron Response Fields and Peak Response Vectors ................................................................................................................................... 41 2.3.7 Calculation of Individual Neuron Response Field Peak and Asymmetry ....... 42 2.3.8 Calculation of Neural Population Point Image Response Fields and Peak Activity ..................................................................................................................... 47 2.4 Results ..................................................................................................................... 48 2.4.1 Discharge Characteristics of Single-Neurons .................................................. 48 2.4.2 Spatial Comparison of Visual and Motor Response Fields ............................. 49 2.4.3 Comparison of Peak Visual and Motor Response Locations .......................... 49 2.4.4 Comparison of Visual and Motor Point Images .............................................. 50 2.4.5 Changes in Response Field Size ...................................................................... 52 2.4.6 Response Field Shape Symmetry..................................................................... 55 2.5 Discussion ............................................................................................................... 58 2.5.1 Spatial Relationships Between Visual and Motor RFs .................................... 58 2.5.2 Alignment of Peak Visual and Motor Responses ............................................ 59 2.5.3 Changes in Response Field Size ...................................................................... 61 2.5.4 Field Shape Asymmetry................................................................................... 62 2.5.5 Conclusions ...................................................................................................... 64 Chapter 3: Linking Visual Response Properties in the Superior Colliculus to Saccade Behavior ............................................................................................................................ 65 3.1 Abstract ................................................................................................................... 66 3.2 Introduction ............................................................................................................. 67 3.3 Materials and Methods ............................................................................................ 68 3.3.1 Animal preparation .......................................................................................... 68 3.3.2 Experimental tasks and behavioral stimuli ...................................................... 69 3.3.3 Recording Techniques ..................................................................................... 72 3.3.4 Data Collection ................................................................................................ 72 3.3.5 Neuron classification ....................................................................................... 73 3.3.6 Behavioral Analyses ........................................................................................ 74 3.3.7 Neuronal Analyses ........................................................................................... 75 viii 3.4 Results ..................................................................................................................... 77 3.4.1 Target Luminance Modulates Saccade Behavior ............................................ 78 3.4.2 Target Luminance Modulates SC Visual Activity ........................................... 80 3.4.3 Relationships Between Visual Response Properties ........................................ 85 3.4.4 Linking Visual Response Properties to Saccade Behavior .............................. 85 3.4.5 Target Luminance Modulates the Saccade Motor Response ........................... 88 3.4.6 Linking Motor Response Properties to Saccade Behavior .............................. 90 3.5 Discussion ............................................................................................................... 90 3.5.1 Relation to Previous Work .............................................................................. 92 3.5.2 Stages of Visuomotor Processing .................................................................... 93 3.5.3 Evidence for Visual Inhibitory Feedback ........................................................ 95 3.5.4 Implications for Modelling of the Visual System ............................................ 96 Chapter 4: The Timing and Magnitude of Visual and Preparatory Responses in the Superior Colliculus Influences Express Saccade Latency and Prevalence ....................... 98 4.1 Abstract ................................................................................................................... 99 4.2 Introduction ........................................................................................................... 100 4.3 Methods................................................................................................................. 105 4.3.1 Animal preparation ........................................................................................ 105 4.3.2 Experimental tasks and behavioral stimuli .................................................... 106 4.3.3 Averaged spike density functions and neuron classification ......................... 109 4.3.4 Classification of build-up neurons. ................................................................ 110 4.3.5 Behavioral Analyses ...................................................................................... 112 4.3.6 Neuronal Analyses ......................................................................................... 114 4.3.7 Calculation of Express Saccade Ranges ........................................................ 115 4.3.8 Expanded Express Saccade Model ................................................................ 115 4.4 Results ................................................................................................................... 116 4.4.1 Target Luminance Modulates Express Saccade Latency............................... 116 4.4.2 Target Luminance Modulates SRT Bimodality ............................................. 119 4.4.3 Merging of Sensory and Motor Bursts During Express Saccades ................. 119 4.4.4 Target Luminance Modulates the Likelihood of Producing an Express Saccade ................................................................................................................................. 120 4.4.5 Target Luminance Modulates Peak Visual Response and Accumulated Buildup in the gap task .................................................................................................... 121 ix 4.4.6 Predicting the Relative Influence of the Visual Response and Build-up Activity for Express Saccade Production ............................................................... 123 4.5 Discussion ............................................................................................................. 124 4.5.1 Neural Correlates of Express Saccades in the SCi......................................... 125 4.5.2 Top-Down and Bottom-Up Influences on Express Saccades ........................ 127 4.5.3 Expanding Express Saccade Models ............................................................. 129 4.5.4 Other Potential Neural Properties Influencing Express Saccade Production 129 4.5.5 Conclusions .................................................................................................... 132 Chapter 5: Spatial Interactions in the Superior Colliculus Predict Saccade Behavior in a Neural Field Model ......................................................................................................... 134 5.1 Abstract ................................................................................................................. 135 5.2 Introduction ........................................................................................................... 137 5.3 Methods................................................................................................................. 142 5.3.1 Animal preparation ........................................................................................ 142 5.3.2 Experimental tasks and behavioral stimuli .................................................... 143 5.3.3 Neural Classification ...................................................................................... 145 5.3.4 Calculation of Neural Population Point Images on the SC Map ................... 148 5.3.5 2-Dimensional Continuous Attractor Neural Field Model ............................ 152 5.3.6 External Inputs ............................................................................................... 153 5.3.7 Model Architecture ........................................................................................ 157 5.3.8 Model Parameters .......................................................................................... 158 5.3.9 Model simulations.......................................................................................... 159 5.4 Results ................................................................................................................... 160 5.4.1 Spatial Properties of Visual, Preparatory, and Motor Point Images on the SC ................................................................................................................................. 160 5.4.2 Simulation 1. Spatial Interactions Within Single Input Signals .................... 162 5.4.3 Simulation 2. Effects of Spatial Signal Distance ........................................... 168 5.4.4 Simulation 3. The Effects of the Number of competing BU Signals............. 170 5.4.5 Simulation 4. Effects of number of competing TD Signals ........................... 174 5.5 Discussion ............................................................................................................. 177 5.5.1 An Expansion of Linear Saccade Accumulator Models ................................ 179 5.5.2 Oculomotor Violations of Sensorimotor Transformation Laws .................... 180 5.5.3 Intrinsic versus extrinsic sources of inhibition in the SC .............................. 181 5.5.4 Conclusions .................................................................................................... 183 x Chapter 6: General Discussion........................................................................................ 184 6.1 Summary of Objectives and Major Findings ........................................................ 185 6.2 Unanswered Questions......................................................................................... 188 6.3 Future Directions ................................................................................................. 191 6.3.1 Testing the Neural Field model of the SCi ................................................... 191 6.3.2 Is Preparatory Activity Preceding Express Saccades TD or BU?.................. 192 6.3.3 Moving Towards Understanding Visuomotor Transformations During Real World Free Viewing ............................................................................................... 194 Reference List ................................................................................................................. 197 Appendix: Supplementary Analysis and Figures ............................................................ 216 3.A1 Supplemental Experimental Procedures for Chapter 3 ...................................... 217 3.A1.1 Characterization of Visual Response Field ................................................. 217 3.A2 Supplemental Results for Chapter 3................................................................... 219 3.A2.1 Comparison of the visual response between V and VM neurons ............... 219 xi List of Tables 3.1 Neuron breakdown by monkey, task and subtype.................................................82 4.1 SCi neuron breakdown by monkey and subtype..................................................111 5.1 SCi Neuron breakdown by monkey and subtype.................................................147 xii List of Figures and Illustrations 1.1 A simple visually guided saccade task................................................................... 6 1.2 Sensory and motor brain areas involved in saccade generation............................. 8 1.3 Schematic of the brainstem burst generator circuit for saccades.......................... 12 1.4 Location and retinotopic mapping of the superior colliculus............................... 19 1.5 Schematic of visuomotor transformations in the superior colliculus for visually guided saccades..................................................................................................... 22 1.6 Techniques for sorting neural waveforms corresponding to action potentials (spikes) from individual neurons.......................................................................... 26 2.1 Logarithmic spatial transformation from visual field space to the topographic SC map....................................................................................................................... 32 2.2 Schematic representation of the visually guided saccade task used in this study...................................................................................................................... 38 2.3 Relationships between visual and motor RF areas and visual and motor peak response locations in visual and SC space............................................................ 46 2.4 Simultaneous population activity (point image) from all VM cells plotted on the SC for a 6° right horizontal saccade..................................................................... 51 2.5 Relationship between RF area and peak response eccentricity in visual space and the SC map............................................................................................................ 54 2.6 Analysis of visual and motor RF asymmetry in both visual and SC space.......... 57 3.1 Schematic representation of temporal events in the delay and gap tasks....................................................................................................................... 70 3.2 Effect of target luminance on mean SRT, peak velocity, endpoint error and percent error rate................................................................................................... 79 3.3 Population spike density functions aligned on target onset and saccade onset for all V and VM neurons recorded in the delay and gap tasks with seven randomly interleaved target luminance levels....................................................................... 81 xiii 3.4 Effects of target luminance on the signal properties of the visual sensory response in the delay and gap tasks collapsed across all V and VM neurons..................... 84 3.5 Cumulative distributions of correlation coefficients and median r2 values for each behavioral and visual sensory neural variable measured...................................... 87 3.6 Effects of target luminance on the properties of the saccade motor response in the gap task collapsed across all VM neurons............................................................ 89 3.7 Cumulative distributions of correlation coefficients and median r2 values between each behavioral and saccade motor neural variable measured............................ 91 4.1 A pre-existing model of express saccade generation based on neural trigger thresholds in the SCi........................................................................................... 104 4.2 Schematic representation of temporal events in the delay and gap tasks for the fixation point, target and eye position................................................................. 107 4.3 Effects of target luminance on express saccades in the gap task........................ 117 4.4 Population spike density functions (Gaussian kernel σ = 5ms) for all VMBNs and all BUNs aligned on target appearance in the gap task................................ 122 4.5 Our proposed extension of the pre-existing express saccade model................... 130 5.1 Architecture of the 2-dimensional neurofield model (developed from Trappenberg et. al 2001).......................................................................................................... 139 5.2 Schematics of spatial competition and lateral interaction that can occur from individual or multiple activation signals within the retinotopic, topographical SCi map as predicted by our model........................................................................... 141 5.3 Schematic representation of temporal events in the delay and gap tasks for the fixation point, target and eye position................................................................. 144 5.4 Population spike density functions of VMBNs in the delay task and BUNs in the gap task aligned on target appearance and saccade onset............................. 150 5.5 Spatial point images of BU visual, TD preparatory, and saccadic motor activity in the SCi map......................................................................................................... 151 5.6 Implementation and functionality of the 2-dimensional neurofield model........ 154 5.7 Simulations of the effects of magnitude and width of a single input signal on modeled SRT...................................................................................................... 164 xiv 5.8 Simulations of the effects of distance between two single input signals on modeled SRT...................................................................................................... 169 5.9 Simulations of the effects of number of competing BU inputs both nearby and far from central fixation on modeled SRT............................................................... 172 5.10 Simulations of the effects of number of competing TD inputs on modeled SRT for signals located nearby and far from central fixation (1 BU signal representing the appearance of the visual target was always presented at the resulting saccade location).............................................................................................................. 176 3.S1 Schematic representation of temporal events in the visual response field mapping task for the fixation point, target and eye position.............................................. 218 3.S2 Effects of neuron V and VM subtype on visual sensory response properties recorded at the brightest luminance (42 cd/m2) in the delay and gap tasks........ 220 xv List of Abbreviations and Symbols Units of Measurement: cd candela Hz hertz kHz kilohertz m meter mm millimeter ms millisecond Oculomotor Neuron Types: BUN build-up neuron in the superior colliculus EBN excitatory burst neuron IBN inhibitory burst neuron LLBN long-lead burst neuron MLBN medium-lead burst neuron MN motoneuron OPN omnipause neuron V visual neuron VM visual-motor neuron M motor neuron FN fixation neuron Experimental Terms: ANOVA statistical analysis of variance xvi fMRI functional magnetic resonance imaging FP fixation point ITI inter trial interval LATER linear approach to threshold with ergodic rate model SRT saccadic reaction time T target Oculomotor Brain regions and Subregions: CD caudate nucleus CNS central nervous system DLPFC dorsolateral prefrontal cortex FEF frontal eye fields GPe globus palidus external segment LGN lateral geniculate nucleus of the thalamus LIP lateral intraparietal sulcus MVN medial vestibular nucleus NIC interstitial nucleus of cajale NPH nucleus propositus hypoglossi PPRF paramedian pontine reticular formation SAI stratum album intermedium SAP stratum album profundum SC superior colliculus SCi superior colliculus intermediate layers SCs superior colliculus superficial layers xvii SEF supplementary eye fields SGI stratum griseum intermedium SGP stratum griseum profundum SGS stratum griseum superficiale SNr substantia nigra pars reticulate SO stratum opticum STN subthalamic nucleus SZ stratum zonal V1 primary visual cortex xviii Chapter 1: General Introduction 1 The ability to produce behaviours that effectively react to or exploit the constantly changing external environment is crucial for survival. In order to accomplish this, external sensory stimuli must be processed by the nervous system and then used to guide an appropriate motor response - whether reflexively withdrawing from a hot stimulus or volitionally reaching for a conspicuous piece of low hanging fruit. Thus, generating a movement in response to external sensory stimuli is a critically important function of the central nervous system (CNS) for interacting with and responding to changes in the external world. In the visual system, such sensory to motor transformations are utilized for both goal driven eye movements like looking for a tasty snack in an overcrowded refrigerator, or for more automatic/reflex-like movements such as quickly looking toward a bright flash of lightning during a thunderstorm (Munoz et al., 2000; Sparks, 2002). Many of the details regarding how the nervous system computes these sensory to motor transformations are poorly understood and are actively researched by neuroscientists. In this thesis, I explore some of the neural mechanisms underlying such sensorimotor transformations in the eye movement system. The eye movement system provides an excellent model for such explorations due to its relative simplicity (only 3 synergistic pairs of orbital muscles, a single point of rotation, and nearly inertialess eyeball) that is free from the complicated mass and intersegmental dynamics associated with peripheral limb and body movement. Furthermore, eye movement parameters (i.e. latency and metrics) can be measured relatively simply in the laboratory and much of the underlying neural circuitry forming the visual sensory input and the motor output is already known (Wurtz and Goldberg, 1989; Sparks, 2002; Krauzlis, 2005). 2 In the primate eye, the most detailed visual information is received by the fovea, a small area near the center of the retina where cone photoreceptor cells are most densely packed (Perry and Cowey, 1985a). The fovea represents the center of the visual field that spans approximately one degree of visual angle where visual acuity is greatest (Perry and Cowey, 1985a). In order for the many important visual aspects of the external environment to be perceived and processed by the nervous system, the eyes must be moved around until all relevant features of the visual scene have been foveated (Yarbus, 1961). Primates have developed 5 different types of eye movements that align the fovea onto objects of interest in the visual scene including: saccades, smooth pursuit, vergence (moving the eyes in opposite directions to view nearby objects), vestibular ocular reflexes (to compensate for head perturbations), and optokinetic shifts (to compensates for movements of full field images) (Sparks, 2002). This thesis will focus on saccades, which are rapid eye movements (execution time < 100 ms) that move the fovea to locations or objects of interest within the visual world (Leigh and Zee, 1999). Once a saccade has moved the fovea to a new location, a period of fixation follows that allows the details of the newly fixated location to be processed and analyzed. Such patterns of movement (saccade-fixate-saccade) occur in rapid succession and can typically be repeated up to hundreds of thousands of times each day (Yarbus, 1967; Rayner, 1998; Land et al., 1999; Liversedge and Findlay, 2000; Land, 2009). Saccades are critical for enabling the performance of complex visually guided behaviours that are often taken for granted such as riding a bike or watching a movie (Yarbus, 1967; Rayner, 1998; Land et al., 1999; Liversedge and Findlay, 2000; Hayhoe and Ballard, 2005; Land, 2009). During saccades to specific visual targets, a direct sensory to motor transformation 3 occurs whereby a visual target is first detected and then a precise eye movement is generated to move the fovea toward it. The time required to perform this movement (i.e. saccadic reaction time: SRT) can last from dozens to hundreds of milliseconds and reflects the underlying neural chronometry of these processes in the brain (Posner, 2005). The precise neural computations underlying such sensorimotor transformations remain unclear, but, it can be presumed that some neural mechanism must link incoming visual sensory signals to the subsequent performance of motor behavior. This thesis explores these links by examining how visual sensory responses in the brain are related to the motor commands that ultimately drive saccadic behavior. The basic principle underlying this thesis is that anything affecting visual response properties in the nervous system should have consequences on the neural mechanisms that compute sensorimotor transformations and thus affect behaviour in a predictable and measurable way. In this thesis I study awake behaving monkeys performing simple saccade tasks while simultaneously recording from neurons in the midbrain Superior Colliculus (SC, a sensory and motor structure critical for saccades). Monkeys possess a visual and brainstem control system that is very similar (and phylogenetically well preserved) to humans, thus they provide an excellent animal model in which to study the neural mechanisms underlying saccades (Felleman and Van Essen, 1991; Van Essen et al., 1992; Van Essen, 2004; Leigh and Zee, 2006). 4 1.1 Processes Underlying Saccadic Sensorimotor Transformations The temporal components underlying saccadic reaction time (SRT) are composed of a combination of top-down (TD) and bottom-up (BU) processes (Carpenter, 2004; Marino and Munoz, 2009). BU processes are related to the external properties of visual stimuli that define the salience of sensory signals (Itti and Koch, 2001; Dehaene et al., 2006; Fecteau and Munoz, 2006). BU processes include retinal transduction and conduction delays as well as the time to decide that a task dependant target is present (Reddi and Carpenter, 2000; Itti and Koch, 2001). Examples of some pre-potent BU properties in the saccadic system include motion (Treue and Martinez Trujillo, 1999), colour (Chaparro et al., 1993; D'Zmura et al., 1997; White et al., 2006), and luminance (Boch et al., 1984; Bell et al., 2006). TD processes are related to volitional task-related goals and objectives and can be influenced by previous experience and expectation (Dehaene et al., 2006; Fecteau and Munoz, 2006). TD processes affect SRT by altering the neural prediction or preparation states of oculomotor structures during saccade tasks independent of the properties of the sensory stimulus (Basso and Wurtz, 1998; Dorris and Munoz, 1998; Marino and Munoz, 2009). Examples of some pre-potent TD processes in the saccadic system include temporal or spatial predictability of when or where a task related saccade target goal will appear (Marino and Munoz, 2009). 1.2 Express Saccades Saccades to supra threshold visual targets typically average around 150 - 250ms, (Fischer, 1986; Schall, 1995; Thompson et al., 1996), however SRT distributions from repetitions of these tasks are variable and yield skewed distributions over well 5 A Visually Guided Saccade Task FP T T B express Occurances 150 regular 100 50 0 0 100 SRT (ms) 150 200 Figure 1.1. A. Simple visually guided saccade task: monkey is instructed to look from the fixation point (FP) to a target (T) when it appears. B. Distribution of SRT latencies from 2 monkeys performing visually guided saccades in the gap condition (200ms temporal gap introduced between the disappearance of the FP and the appearance of the T). Red bars denote express saccades and blue bars denote regular latency saccades. 6 characterized temporal ranges (Fig. 1.1). Under certain circumstances, SRT distributions can be multi-modal. In these cases, the fastest mode has been defined as express saccades, which represent the minimum afferent (~50ms) and efferent (~20ms) conduction delays between the retina and the extra-ocular muscles (Fischer and Boch, 1983; Fischer and Weber, 1993). The later mode(s) in these distributions have been described as regular latency saccades (Fischer and Boch, 1983; Fischer et al., 1984; Fischer, 1986). Both regular and express saccades describe different mechanisms by which the oculomotor system performs visuomotor transformations. Express saccades represent the fastest visually triggered saccades that can be performed. These fast saccades are triggered when the visual sensory signal is directly transformed into the saccadic motor command that triggers the eyes to move (Edelman and Keller, 1996; Dorris et al., 1997). Thus express saccades represent a direct reflex like sensorimotor transformation. The specific latency ranges for express saccades vary across studies, laboratories, primate species tested, and task properties, however average latency ranges generally are around 60-90 ms in monkeys (Paré and Munoz, 1996; Bell et al., 2006) and 70-140 ms in humans (Weber et al., 1992; Weber et al., 1993; Munoz et al., 2003; Chan et al., 2005). Regular saccades have longer latencies that are increased relative to express saccades (Fig. 1.1). These longer latencies reflect an indirect sensorimotor transformation and result when the sensory response does not directly trigger a saccade, but instead undergoes additional processing by higher order mechanisms that are required to decide that the target is present and that a saccade should be made toward it (Reddi and Carpenter, 2000; Carpenter, 2004). These higher order saccadic decision mechanisms have been shown to involve cortical regions that include the FEF and LIP (Fig. 1.2, 7 Cortex A Direct pathway Basal Ganglia GPe CD STN SEF Anterior Thalamus Posterior Thalamus SCs Cerebellum PPRF B LGN SNr SCi Human DLPFC VC PEF PEF FEF SEF FEF retinotectal pathway Retino-geniculo-cortical pathway indirect pathway DLPFC Retina Inhibitory Excitatory PEF Thalamus SC V1 Cerebellum C Basal Ganglia (CD Head) Monkey STN SNr PPRF Figure 1.2. A. Schematic of the sensory and motor brain areas involved in the saccade control circuit (not all connections shown; see Table 1 for list of abbreviations). Green lines denote visual input. Blue and orange lines denote intermediary excitatory and inhibitory connections respectively. The red lines indicate motor related saccade output from the SCi and PPRF. B. MRI images form the human brain (left sagital view, right transverse view) outlining critical regions of the saccade generating circuitry. C. MRI image from a rhesus monkey brain (sagital view). 8 Schall, 1995; Wurtz et al., 2001a). Thus express and regular saccades reflect two different neural mechanisms for sensorimotor transformations that determine whether a saccadic response is as rapid as possible or more carefully controlled. A limited set of carefully controlled experimental conditions are typically required in order to reliably elicit express saccades in the laboratory. Several variables have been identified that influence the probability of generating an express saccade. These include: imposing a temporal gap between the offset of the fixation point and the onset of a visual target (Saslow, 1967), presenting only a limited number (1 or 2) of nearby suddenly appearing target stimuli at a time (McPeek and Schiller, 1994; Weber and Fischer, 1994), limiting the spatial and temporal predictability of when or where the visual target can appear (Rohrer and Sparks, 1993; Paré and Munoz, 1996; Basso and Wurtz, 1998), and repetitively overtraining subjects on specific visually guided saccade tasks (Kowler, 1990; Paré and Munoz, 1996). Express saccades can also be elicited during scanning tasks where multiple stable objects are present, however, the abrupt onset of a single target in an anticipated location is still required (Sommer, 1994; Sommer, 1997). 1.2 Brainstem Control of Saccadic Eye Movements Eye movements are controlled by three synergistic pairs of muscles for each eye. Vertical rotational components are controlled by the superior and inferior recti and the superior and inferior oblique muscle pairs. Horizontal rotational components are controlled by the medial and lateral rectus muscle pairs. Three cranial nerves control the innervation of these muscle pairs: cranial nerve III (oculomotor), IV (trochlear) and VI 9 (abducens). The brainstem burst generator contains a neurally coded representation of current eye position (fixation) and contains mechanisms for generating both goal driven and stimulus driven movements of the eyes to any orbital location reachable by the oculomotor muscles. A combination of electrical stimulation studies, lesion studies, histology, and single unit electrophysiology has supplied a great deal of information regarding the different brain areas and cell types that make up the brainstem burst generator circuit (Moschovakis et al., 1996; Scudder et al., 2002; Sparks, 2002). 1.2.1 Eye Position Signals Periods of visual fixation are imposed between saccadic eye movements so that the visual system can perform a detailed analysis of the retinal image. These periods of fixation require balanced contraction of agonist and antagonist muscle pairs. Motor neurons achieve this control via tonic activity (step signal) that is linearly related to the absolute position of the eyes in their orbits (Munoz, 2002; Scudder et al., 2002; Sparks, 2002). The vertical and horizontal components of eye position are controlled synchronously but independently from different regions of the brainstem. Tonic vertical eye position signals are supplied by neurons in the interstitial nucleus of Cajal (NIC) and the vestibular nucleus (Crawford et al., 1991; Moschovakis et al., 1996; Doubell et al., 2003). Horizontal eye position signals are controlled separately by the nucleus prepositus hypoglossi (NPH) and the medial vestibular nucleus (MVN) (Moschovakis et al., 1996). Together these nuclei project to motoneurons (MN) in the oculomotor, trochlear, and abducens nuclei to provide the vertical and horizontal components of the signal that hold the eyes in a given position of their orbit between saccades. 10 Motoneurons discharge a high frequency burst (pulse signal) of activity to drive saccades to predetermined orbital positions. (Munoz, 2002; Scudder et al., 2002; Sparks, 2002). This burst composes a pulse signal that must be sufficient to overcome the relatively small inertia of the eye and the elastic properties of the oculomotor muscles in order to move the eyes ballisticly (Munoz, 2002). The horizontal and vertical components of these saccadic bursts scale with target eccentricity and are tightly coupled to the metrics of the saccade such that the peak firing rate, duration of the burst, and total number of spikes generated are proportional to the velocity, duration, and amplitude of the movement (Sparks et al., 2000; Scudder et al., 2002). 1.2.2 Brainstem Premotor Neuron Types Although the vertical and horizontal components of saccades are controlled separately, they are composed of identical neuron subtypes and contain some projections from common brainstem nuclei (Fig. 1.3). Both vertical and horizontal saccades are generated by premotor neurons located in three different areas of the brainstem reticular formation. Horizontal saccades are generated in the pontine and medullary regions, vertical saccades are generated in the pons and the mesencephalon (Munoz, 2002). Premotor cells (Fig. 1.3) were first classified based on their activity and modulation with saccade generation. The three basic premotor saccade neuron types are excitatory/inhibitory burst neurons (EBN/IBN), omipause neurons (OPN), and long lead burst neurons (LLBN) (Moschovakis et al., 1996; Munoz, 2002; Scudder et al., 2002; Sparks, 2002) (Fig. 1.3). The EBNs are excitatory to agonist motoneurons and the IBNs are inhibitory to antagonist motoneurons on the opposite side. EBNs are silent during visual fixation, but discharge a high frequency burst of action potentials for ipsiversive 11 A SN SCi FN OPN LLBN PPRF EBN/IBN MN Eye Position SCi SN LLBN EBN PPRF Midline B SCi FN FN OPN OPN IBN IBN MN MN Agonist Antagonist SN LLBN EBN MN MN Antagonist Agonist PPRF Figure 1.3. Schematic of the brainstem burst generator circuit for saccades with example activity from each structure. Adapted from Munoz (2002). A. Example timing of neural spike action potentials from the SC and brainstem nuclei controlling saccadic eye movements. B. The excitatory and inhibitory connections existing between the SCi and neurons in the brainstem controlling saccades. A high frequency burst of action potentials is sent from the deeper motor layers of the SC to the contralateral LLBN and EBNs of the brainstem burst generator. The OPNs gate the motor signals sent from the EBN and LLBNs to the extra ocular muscles and also receive monosynaptic input from the contralateral SC. 12 saccades (Fig. 1.3A). EBNs connect monosynaptically with agonist MNs and characteristically fire approximately 10ms prior to saccade onset and shut off their activity a few milliseconds before saccade end (Moschovakis et al., 1996; Scudder et al., 2002; Sparks, 2002). IBNs have an identical firing pattern; they receive direct input from EBNs in order to inhibit the activation of antagonist muscles during the saccade (Moschovakis et al., 1996; Scudder et al., 2002; Sparks, 2002). A second basic type of premotor cells are the omnipause neurons (OPNs) in the pons. OPNs have opposite discharge patterns to EBNs and IBNs: they discharge tonic activity usually over 100 spikes per second during fixation and shut off during saccades in all directions (Moschovakis et al., 1996; Scudder et al., 2002; Sparks, 2002). The OPNs project directly to all EBNs and IBNs and fulfill a critical inhibitory role to in the oculomotor circuit. Saccades are triggered by EBNs only at the instant when OPNs stop discharging. Saccades then terminate when OPN activity resumes and another period of fixation begins (Moschovakis et al., 1996; Scudder et al., 2002; Sparks, 2002). Thus OPNs represent a critical latch that controls when a saccade is launched. LLBNs are similar to EBN/IBNs in that they exhibit a burst of activity for ipsiversive saccades, but also include a lower frequency build up of activity that precedes the saccade. Although some LLBNs have burst characteristics similar to EBNs with activity proportional to all saccades in the same direction (Hepp and Henn, 1983), some LLBNs have more precisely tuned movement fields that only respond to more specific saccade vectors and amplitudes (Hepp et al., 1982; Sparks, 2002). LLBNs appear to have multiple functions, not all of which have been classified. Three potential subclassifications of LLBNs are relay, trigger/latch, and precerebellar neurons (Scudder et 13 al., 2002). Because the vertical and horizontal components of saccades are separate and spread out across three cranial nerve nuclei and six oculomotor muscles, a central command signal must be relayed synchronously to the horizontal and vertical EBNs. Subclasses of LLBNs that synapse directly on EBNs provide this relay signal from projections from saccade related neurons in the superior colliculus (SC) in the midbrain (Raybourn and Keller, 1977). Both the horizontal and vertical components of the saccadic command are represented retinotopically in the SC, and are relayed simultaneously by the LLBNs to the appropriate pools of EBNs and IBNs (Sparks et al., 2000; Scudder et al., 2002). Evidence for trigger/latch LLBN subtypes is not yet conclusive (Sparks, 2002). A trigger/latch signal must inhibit OPNs in order to trigger a saccade. Some research has shown that stimulation of LLBN regions in cats monosynaptically inhibits OPNs but this does not yet clearly establish a trigger/latch function for LLBNs (Kamogawa et al., 1996). Finally, some LLBNs project from the nucleus reticularis tegmenti pontis and the paramedian pontine reticular formation to the cerebellum and provide a feedback signal that will flow through a cerebellar component of the circuit and ultimately influence saccade termination in the brainstem burst generator (Scudder et al., 2002). 1.3 Higher Brain Regions Involved in Saccade Control Saccades are controlled by a distributed network of brain regions spanning the cortex to the brainstem (Fig. 1.2). These regions project to the different layers of the SC (functionally defined as the superficial (SCs) and intermediate (SCi) layers) and brainstem premotor circuitry to influence saccade control. Some of the most important of 14 these structures include regions of the cerebellum, basal ganglia and cerebral cortex (Fig. 1.2). Some of the most important regions within the cortex include the dorsolateral prefrontal cortex (DLPFC), frontal and supplementary eye fields (FEF, SEF), parietal areas (LIP), as well as primary visual cortex (VC). Together, these interconnected and regions generate the BU stimulus-driven and TD goal-directed saccadic command signals that are sent to the SC to drive saccades. (Munoz, 2002; Sparks, 2002; Hall and Moschovakis, 2003; Leigh and Zee, 2006; Johnston and Everling, 2008). Although several details of how these distributed regions cooperatively combine to control saccades are unknown, much of the circuitry is already understood at a significantly detailed level. Before the saccadic system can align the fovea upon locations of interest within the visual field, visual input must be available. In cortical areas this visual input is relayed from VC to parietal and frontal regions as well as to the SC (Fig. 1.2A green pathways) (Schiller et al., 1974; Schiller and Malpeli, 1977; Schiller et al., 1979; Pare and Wurtz, 2001; Isa, 2002). BU visual input arriving into parietal and frontal cortices are combined with TD goal-driven signals (including attention, decision making, and working memory related signals) to influence saccadic sensorimotor transformations (Fig. 1.2A blue pathways). In parietal cortex, the lateral intraparietal area (LIP) projects to the SCi and has been shown to be involved in both sensorimotor transformations as well as attention related processing for saccades (Andersen et al., 1997; Colby and Goldberg, 1999; Glimcher, 2001). In frontal cortex, the DLPFC and SEF also project to the SCi and have been shown to play a role in working memory and decision making. The FEF is a critical hub that is interconnected with multiple saccade related areas 15 including the SEF, DLPFC, LIP, and SCi (Schall, 1997; Schall and Thompson, 1999). Neurons in LIP, FEF and the SC exhibit increases to their firing rate that is time locked to both stimulus appearance (sensory events) and saccade initiation (motor events) indicating that these structures are involved in sensorimotor transformations (Pare and Wurtz, 2001; Wurtz et al., 2001b; Munoz and Schall, 2003). Furthermore, direct electrical stimulation of the FEF and SC also reliably evoke saccades (Robinson and Fuchs, 1969), which indicates that these structures in particular are important for relying the motor command to the brainstem to drive saccades. The oculomotor basal ganglia (BG) are composed of an interconnected network of subcortical muclei which include the: caudate (CD), globus pallidus external segment (GPe), substantia nigra pars reticulata (SNr) and subthalamic nuclei (STN) (Fig. 1.2A Orange Pathways). Together the BG nuclei influences saccade initiation and modulation of TD and BU saccade control (Hikosaka, 1989; Hikosaka et al., 2000; Hikosaka et al., 2006). The CD is the main input nucleus of the BG and receives input directly from the DLPFC, FEF and SEF (Hikosaka et al., 1989; Ford and Everling, 2009). The SNr is the main output nucleus of the oculomotor basal ganglia (Hikosaka et al., 2000; Hikosaka et al., 2006; Shires et al., 2010) that projects inhibitory GABAergic input to the SCi (Jayaraman et al., 1977; Chevalier et al., 1984; Kaneda et al., 2008). The SNr modulates activity in the SCi by increasing or decreasing its tonic inhibitory signal. This allows the BG to selectively suppress (inhibit) or facilitate (disinhibit) saccades by increasing or decreasing this tonic inhibition signal that is sent to the SCi (Hikosaka and Wurtz, 1983a; Hikosaka and Wurtz, 1983b; Hikosaka and Wurtz, 1983c; Handel and Glimcher, 1999; Handel and Glimcher, 2000; Basso and Wurtz, 2002). There are multiple pathways 16 through the BG that control SNr activation to either facilitate or suppress/inhibit saccades (Fig. 1.2A). The direct pathway (CD to SNr) facilitates saccades when CD excitation directly inhibits the SNr and reduces its inhibitory effects on saccades (Hikosaka and Wurtz, 1983a). The indirect pathway (CD to GPe to STN to SNr) is believed to suppress saccades because disinhibition of the STN (double inhibitory synapses from CD to GPe to STN) leads to an increase in excitation within the SNr. This increase in inhibitory SNr output likewise increases saccadic supression/inhibition (Jiang et al., 2003). For normal TD and BU driven saccades to be performed, the activity between these pathways (direct and indirect) must be properly balanced. Multiple disorders of the BG can cause imbalances between these pathways and results in multiple impairments to normal saccade control (Winograd-Gurvich et al., 2003; Chan et al., 2005; Peltsch et al., 2008; Peltsch et al., 2008; Chambers and Prescott, 2010). Lastly, the cerebellum is also interconnected with the PPRF, SCi and FEF (Moschovakis et al., 1996; Scudder et al., 2002; Sparks, 2002). The cerebellum has been shown to be involved in online feedback control which is important for ensuring saccadic movement accuracy within the limited portion of the visual field that is covered by the fovea. 1.4 Superior Colliculus The SC is a sensorimotor integration node that is critical for visual orienting (Moschovakis et al., 1996) and occupies the nexus point where visual-sensory input converges with saccadic-motor output. The SC is located in the anterior midbrain and spans approximately 5 mm along the rostro-caudal axis on either side of the midline 17 (Robinson, 1972) (Fig. 1.4A,B). The SC is a laminated structure possessing 7 distinct anatomical layers: stratum zonal (SZ), stratum griseum superficiale (SGS), stratum opticum (SO), stratum giseum intermedium (SGI), stratum album intermedium (SAI), stratum griseum profumdum (SGP) and the stratum album profundum (SAP) (Moschovakis et al., 1996, Fig. 1.4B). In this thesis these 7 anatomical layers have been grouped into superficial (SCs) and intermediate/deeper (SCi) layers based on sensory only (SCs: SZ, SGS, SO) or sensorimotor/motor (SCi: SGI, SAI, SGP, SAP) function (Munoz, 2002). Each functional SC layer receives afferent input from different visual and oculomotor structures within the brain (Fig. 1.2). The SCs is solely a sensory structure that receives visual input from the retina both directly (via the retinotectal pathway) as well as indirectly from VC and other early extrastriate areas (via the retino-geniculo-cortical pathway) (Robinson and McClurkin, 1989; Sherman, 2007, Fig. 1.2A). The SCi is both a sensory and a saccadic motor structure. The SCi receives indirect visual input from visual (Schiller et al., 1974; Schiller et al., 1979) and parietal cortices (Pare and Wurtz, 2001) as well as from the SCs (Isa and Hall, 2009). The SCi also receives saccadic-motor related input from parietal and frontal cortices as well as the cerebellum and basal ganglia (Munoz et al., 2000; Munoz, 2002) and relays saccadic commands directly to the brainstem burst generator to drive saccades (Rodgers et al., 2006). Both the SCs and SCi are organized into a retino-topic map of the visual field that has been defined physiologically (Fig. 1.4C,D, Robinson, 1972) and mathametically (Fig. 1.4. E,F, Van Gisbergen et al., 1987). This map contains an organized 18 Brainstem (Dorsal View) A Midbrain Slice (Sagital View) B Superficial Layers (SZ-SO) Intermediate/Deep Layers (SGI-SAP) Superior Colliculi C Visual Field Space D B E C E A D A A B C Anatomical SC Map D E Mathametically Transformed SC Map E D A B C F R 2 + A 2 + 2AR cos(Φ ) u = B u ln A R sin (Φ ) v = B v arctan R cos(Φ ) + A Van Gisbergen et al. 1987 Figure 1.4. A. Location of the Superior colliculus. B Anatomical and Functional subdivisions of the primate SC. C,D. Schematic of the coordinate frame transformation from projected 2 dimensional visual space to the retino-topic anatomical SC map. E. The mathematical transformation from the anatomical SC map (3D) to an idealized mathematical map. F. The formulas used to calculate direct transformations from visual space to the idealized mathematical SC map. Brain Images adapted from www9.biostr.washington.edu/cgi-bin/DA/imageform . 19 representation of the contralateral visual hemi-field where the fovea is represented at the rostral pole and peripheral regions are located more caudally. In the SCs, organized populations of visually responsive neurons within the map encode the retino-topic locations of visual stimuli in the field of view (Schiller and Koerner, 1971; Wurtz and Goldberg, 1972b). In the SCi, populations of sensory and motor neurons encode both the retino-topic locations of visual stimuli in addition to the target location of a planned or executed saccade vector (Krauzlis, 2005). The SC is critical for saccade production because: 1) Its removal eliminates the ability to produce express saccades (Schiller et al., 1987); 2) Removal of both the SC and Frontal Eye Fields (FEF) eliminates the ability to make any saccade (Schiller et al., 1980); and 3) Deactivation of the SCi (via injection of the GABAA agonist muscimol) leads to the inability to evoke a saccade from the FEF with microstimulation (Hanes and Wurtz, 2001). Furthermore, the SCi is a critical node for saccadic sensorimotor transformations because it contains neurons that are close to both the sensory input (visual responses have been recorded as early as 40ms in SCs and SCi (Guitton, 1992a; White et al., 2009)) and the motor output (saccades can be evoked via electrical stimulation with latencies as short as 20ms in SCi (Robinson, 1972; Stanford et al., 1996)). Thus the layers of the SC contain neurons that span early (visual only SCs neurons close to retinal input) to late (visuomotor SCi neurons project directly to the brainstem) stages of visual processing (Sparks, 1986; Munoz et al., 2000; Hall and Moschovakis, 2003; Krauzlis, 2005; Rodgers et al., 2006). 20 1.5 Visuomotor Transformations in the Superior Colliculus The precise neural mechanisms responsible for transforming visual input into saccadic motor commands are not known. The SC, however, is an ideal structure in which to study these visuomotor transformations because it is situated between the visual input and the saccadic motor output (Hall and Moschovakis, 2003, Fig. 1.5A). During a regular latency saccade, the visual and motor responses within SCi neurons are temporally separate and distinct (Mohler and Wurtz, 1976; Sparks, 1978) (Fig. 1.5B). Here the time between these responses reflects the integration and processing delays necessary for a subject to detect that a target is present, decide that it is appropriate to be saccaded to, and then plan and execute an appropriate response (Reddi and Carpenter, 2000; Carpenter, 2004). How is the visuomotor transformation accomplished during this interval? Several modeling approaches can help to solve this problem and bridge the gap between the distinct visual and motor responses that are observed physiologically within the SCi. One simple and popular hypothesis asserts that the underlying neural mechanism involves the accumulation of a saccade signal toward a threshold that triggers a saccade once it is crossed. This accumulating signal has been successfully modeled as a simple linear signal (Carpenter and Williams, 1995; Munoz and Schall, 2003; Nakahara et al., 2006a). Such models have been successfully used to describe both variations in SRT behaviour as well as saccade related neural activity within the SC (Paré and Hanes, 2003) and FEF (Hanes and Schall, 1996) (linear version of model illustrated in figure 1.5B). The question that arises when applying such models to the neural activity within the SCi is how does any saccadic decision signal accumulate between these two apparently distinct visual and motor responses if at all? In many SCi neurons there is little or no 21 Saccadic Visuomotor Transformation in the Superior Colliculus A Visual Input SCs SCi Saccade Output B Superior Colliculus (Sagital View) Target Appearance Eye position Saccade Target Detection Transduction + Afferent Conduction Delays Integration + Processing Delays Saccade Trigger Threshold Accumulating Saccade Decision Signal SCs (neural activity) Regular Saccade Express Saccade Preparatory Build-up SCi (neural activity) Sustained Visual Response Visual Response Motor Response Figure 1.5. A. Schematic of the functional subdivisions of the primate SC showing visual input (green arrow) to the superficial and intermediate layers and the saccade motor response output (red arrow) from the intermediate/deeper layers to the brain stem burst generator. B. Schematic of the saccadic visuomotor transformation demonstrating simplified temporal profiles of averaged neural firing rates for a phasic visual response (green) in the SCs and SCi and a saccadic motor response (red) in the SCi. This visuomotor transformation can be modeled as the accumulation of a neural sacccadic decision signal (orange line) to a saccadic threshold (orange dotted line) that (once crossed) triggers a saccadic motor command to move the eyes. During an express saccade (red dotted line) the visual response combines with pre-target buildup activity enabling it to be transformed directly into the motor command to move the eyes. 22 activity linking these individual phasic bursts as would be predicted by such accumulator models (Fig. 1.5B). Some SCi neurons do, however, exhibit a lower frequency sustainment of visual activity when a visual target stimulus remains within its response field (McPeek and Keller, 2002; Li and Basso, 2008)(Fig. 1.5B dotted green line), but, it is unclear whether this is in any way related to threshold accumulation. During short latency express saccades, there is only a single response that is time locked to both target appearance and saccade execution (Edelman and Keller, 1996; Dorris and Munoz, 1998). In this case, many SCi neurons also demonstrate an increase in pre-target activation that combines with the visual response (Dorris and Munoz, 1998). This combined activity may boost it above threshold and thus enable it to be transformed directly into the motor command during an express saccade (Fig. 1.5B dotted red line). How does the visual response alone trigger a saccade in some instances (express saccade) and a separate motor response trigger a saccade in others (regular saccade)? Furthermore, how does the visual response link to the motor response if not via some accumulation to threshold mechanism? Not only is it uncertain how the visual response is transformed into the motor response, but the specific links between the visual and motor responses are also poorly understood. Thus, in order to better understand visuomotor transformations, we must first understand the relationships that link visual-sensory input and saccadicmotor output signals within critical structures like the SC. 1.6 Neural Network Models of the Saccadic System Neural networks (also referred to as neural fields) can be powerful tools for helping to solve some of these outstanding questions by simulating biologically plausible 23 computational mechanisms that may underlie these visuomotor transformations. The predictions made by such models can be used to guide future physiological research through testing if they are reflected in the underlying neural circuitry. Thus neural networks have the potential to provide an important computational framework for bridging the gap between neural activity and behavioral responses. Neural field models have several advantages that make them ideally suited to describing visuomotor transformations in the saccadic system. Firstly, the neural nodes in such models are spatially organized into a map that can capture the spatial organization of visual objects and saccadic vectors in the physiological SCi map (Arai et al., 1994; Trappenberg et al., 2001). Secondly, neural field models describe visuomotor transformations continuously in space and time which can be readily computed mathematically and allows for a continuous transformation (i.e. accumulating saccadic decision signal) between the sensory input and motor output. Thus conceptually, neural field models can be easily incorporated into existing mathematical and conceptual saccadic accumulator models. Previous work has shown that these neural field models of the SC during saccades are especially powerful as they can reflect both the activity patterns of physiologically recorded neurons as well as important aspects of the resulting behavior (Trappenberg et al., 2001; Trappenberg, 2008). Neural field models of the SC have already been able to successfully account for a large variety of saccadic behaviors, including: 1) differences in SRT due to endogeneously and exogeneously triggered saccades (Trappenberg et al., 2001; Trappenberg, 2008); 2) saccade trajectory variations produced by focal SCi lesions (Badler and Keller, 2002); and 3) competing visual stimuli (Arai and Keller, 2005). 24 1.7 Thesis Objectives The overall goal of this thesis is to gain a greater insight into the neural mechanisms that underlie how visual sensory signals are transformed into saccadic motor commands. I employed modern electrophysiological techniques to record extra-cellular neural activity in the SC of monkeys trained to perform visually guided saccade tasks that enabled the examination of the relationships between visual and motor signals to saccadic behavior. Neural waveforms corresponding to spiking action potentials were recorded with Plexon data acquisition software and hardware (Plexon Inc.). The activity corresponding to individual neurons was sorting using cluster sorting techniques (See Appendix.). I then utilized the knowledge gained from these experiments to develop a computational neural network model of the SC that simulates sensorimotor transformations and makes predictions for guiding future physiological research. I approached this question with three primary objectives: The first objective was to assess the correspondence between visual and motor maps within the SCi. The SCi contains a retinotopically organized visual sensory and saccadic-motor map. However, the relationships between these maps has never been fully described. This is the goal of Chapter 2. I recorded from neurons in the SCi that discharged both visual and motor responses and compared their response fields. This study revealed the correspondence between visual and motor maps in the SCi as well as the computational consequences of transforming response fields onto the logarithmic SC map. 25 Recorded Waveforms From an Isolated Single Neuron A B Cluster Sorting Analysis Figure 1.6. Techniques for sorting neural waveforms corresponding to action potentials (spikes) from individual neurons. A. Neural waveforms (750-1000 μsec,digitally sampled at 40 kHz) were triggered in real time from amplified and filtered (150 Hz to 9 kHz) neural activity recorded with a microelectrode via Plexon data acquisition hardware (Plexon Inc.). A combination of waveform template matching criteria (derived from the mean of a sample of waveforms) and manual sorting techniques (cluster sorting of waveform principal components or other characteristic features) were used to accurately isolate the action potentials from individual neurons. B. Example of cluster sorted waveforms from a single neuron (first principle component of the waveform plotted against second principle component) forming a discrete cluster (yellow dots) from the background noise (grey dots). 26 The second objective was to examine how external stimulus properties modulate visual processing in the SC and to determine how these modulations influence saccade behavior. I recorded from neurons in the SCs and SCi while monkeys performed visually guided saccades. The luminance of the saccade targets was manipulated systematically to influence both visual response properties and saccade behavior. These studies revealed how luminance can alter multiple properties of the visual response which carry through the sensorimotor transformation to impact saccade latency and metrics. Furthermore, such modulations to the visual response also influenced the neural mechanisms underlying the generation of express saccades. These results are described in Chapters 3 and 4. The third objective was to apply our findings to the development of a neural network model of the SC that simulates visuomotor transformations. I developed a two-dimensional neural field model that simulates saccadic sensorimotor transformations in the SCi via a non-linear rise to threshold mechanism. This model exploits lateral interactions between competing TD and BU signals within the SCi map to predict saccade latency. This model can account for many contradictory findings of how TD and BU factors influence SRT. These results are described in Chapter 5. 1.8 General Overview The following chapters provide novel insight into how visual stimuli are transformed into saccadic targets. I follow a logical progression whereby first I show that the spatial representation of visual and motor maps are aligned in the SCi thus demonstrating a critical link between visual input and motor output. I then demonstrate 27 how the size and timing of visual responses can be manipulated by stimulus intensity and explore the corresponding consequences on saccade behavior. Finally I use the knowledge gained from the studies in chapters 2 through 4 to develop a model that simulates saccadic sensorimotor transformations within the SCi map. I show that modeling the spatial interactions over a two dimensional map yields increased computational power for predicting many complex relationships between SRT and BU and TD factors. This model provides a new interpretive framework with specific predictions that can be used to guide future physiological studies. The testing of these predictions may reveal novel neural mechanisms influencing visually guided saccades. The results of each study are discussed in detail at the end of each chapter with a broad overview of the entire thesis provided in Chapter 6. 28 Chapter 2: The Spatial Relationships of Visuomotor Transformations in the Superior Colliculus Map 29 2.1 Abstract The oculomotor system is well understood compared to other motor systems, however, we do not yet know the spatial details of sensory to motor transformations. This study addresses this issue by quantifying the spatial relationships between visual and motor responses in the superior colliculus (SC), a midbrain structure involved in the transformation of visual information into saccadic motor command signals. We collected extra-cellular single-unit recordings from 150 visual-motor (VM) and 28 motor (M) neurons in two monkeys trained to perform a non-predictive visually-guided saccade task to 110 possible target locations. Motor related discharge was greater than visual related discharge in 94% (141/150) of the VM neurons. Across the population of VM neurons, the mean locations of the peak visual and motor responses were spatially aligned. The visual response fields (RFs) were significantly smaller than and usually contained within the motor RFs. Converting RFs into the SC coordinate system significantly reduced any misalignment between peak visual and motor locations. RF size increased with increasing eccentricity in visual space but remained invariant on the SC map beyond 1 mm of the rostral pole. RF shape was significantly more symmetric in SC map coordinates compared to visual space coordinates. These results demonstrate that VM neurons specify the same location of a target stimulus in the visual field as the intended location of an upcoming saccade with minimal misalignment to downstream structures. The computational consequences of spatially transforming visual field coordinates to the SC map resulted in increased alignment and spatial symmetry during visual-sensory to saccadic-motor transformations. 30 2.2 Introduction Multiple sensory and motor related topographic maps have been identified in both cortical and subcortical regions of the brain. One benefit of these maps regardless of modality, is to allow for the precise spatial localization of the sensory input signal and the appropriate motor response (Talbot and Masson, 1941; Kaas, 1997). Understanding how these maps encode sensory and motor information spatially and facilitate accurate sensorimotor transformations is a fundamental question in neuroscience. For example, in the oculomotor system, a visually guided saccade requires a precise eye movement in order to align the fovea directly onto a specific visual stimulus. It is generally assumed that this action requires a spatially precise transformation from visual-sensory to saccadic-motor commands. However, the relations between sensory and motor mappings and their interactions during sensorimotor transformations have never been systematically quantified. How these neural maps spatially represent and relay different sensorimotor transformations is important to understanding what the underlying neural mechanisms are computing and establishes a link between visual input and motor output. The superior colliculus (SC) is an ideal structure to study these spatial transformations in the oculomotor system because it serves as a sensorimotor integration node with a well understood topographically organized retinotopic sensorimotor map (Schiller and Koerner, 1971; Robinson, 1972; Wurtz and Goldberg, 1972b; Sparks et al., 1976), that has been defined mathematically (Ottes et al., 1986; Van Gisbergen et al., 1987) (Fig. 2.1A). Individual visuomotor (VM) neurons in the intermediate layers of the SC (SCi) contain organized response fields (RF), whereby individual neurons discharge a burst of action potentials for both saccades and the appearance of visual targets to a 31 A Visual Space -60o 50o -30o C 0o 30o D B A E 10o 20o 50o 90o Left 20o 10o 5o 90o Right D 2o 60o 30o 0o A C B E D 60o B SC Space -90o -30o -60o Rostral Caudal 1mm -90o Response Field Size Invariant in SC Space C Invariant in Visual Space Response Field Shape Symmetry Symmetric in SC Space E Symmetric in Visual Space Figure 2.1. A. Logarithmic spatial transformation from visual field space to the topographic SC map using the transformations defined by equations 1 and 2 (Ottes, Van Gisbergen and Eggermont, 1986, Van Gisbergen, Van Opstal and Tax, 1987). B,C: Potential field size relationships between target eccentricity (relative to fovea position) and RF size across visual and SC space. B. As RF eccentricity increases, RF size increases in visual space but remains invariant in SC space. C. As RF eccentricity increases RF size decreases in SC space but remains invariant in visual space. D,E. Potential relationships between RF shape across visual and SC space. RF shape is symmetrical in SC space and asymmetrical in visual space (D), or RF shape is asymmetrical in SC space and symmetrical in visual space (E). 32 restricted region of the visual field (Wurtz and Goldberg, 1972a; Sparks and Mays, 1980). The SC plays a pivotal role in integrating afferent sensory information into efferent motor signals for controlling saccadic eye movements (Sparks, 1986; Munoz et al., 2000; Hall and Moschovakis, 2003; Krauzlis, 2005). However, the precise spatial relationships of these sensory and motor signals within the SC map has not been described and is fundamental to understanding sensorimotor transformations in the oculomotor system. In this study we quantify visuomotor transformations in the SCi in order to better understand the computational consequences of representing these signals within an organized spatial map. These computational consequences determine how sensory to motor transformations are simplified, or spatial discrepancy is reduced by transforming signals into SC space (Fig. 2.1A). Previous studies exploring spatial sensorimotor activity in the SC exhibit two major limitations: 1) neural responses to sensory or motor activity was only assessed from a limited spatial density of target locations (Goldberg and Wurtz, 1972b; Sparks et al., 1976; Anderson et al., 1998) or along a single dimension of possible locations (Munoz and Wurtz, 1995b); and 2) predictability of target location or time of target appearance elicited preparatory activity which can contaminate the pure sensorimotor responses (Munoz and Wurtz, 1995a; Basso and Wurtz, 1997; Basso and Wurtz, 1998; Dorris and Munoz, 1998). Here, we avoided these limitations by employing a visually guided saccade task with high spatial resolution that minimizes spatial and temporal prediction. One corollary to the logarithmic mapping function between visual and SC space is that if RF size is invariant in one space, then it must change with eccentricity in the other (Fig. 2.1B,C). The size and extent of population activity in the SC is an important signal 33 parameter believed to represent a spatially weighted average of the underlying activity in the SC map coding both the visual target and saccade vector (Sparks et al., 1976; Lee et al., 1988; Trappenberg et al., 2001) locations. Thus, the spatial change of visual and motor signals over the SC map can have computational consequences that include an increased recruitment of neural tissue in order to represent larger areas of the map. If any systematic invariance exists then either: RF size will remain constant across SC space (McIlwain, 1986; Munoz and Wurtz, 1995a) and increase with increasing eccentricity across visual space (Fig. 2.1B), or RF size will decrease with increasing eccentricity across SC space and remain constant across visual space (Fig. 2.1C). Because of the logarithmic transformation between visual and SC space (Ottes et al., 1986; Van Gisbergen et al., 1987), most spatial models assume that the underlying circuitry is evenly distributed (Fig. 2.1B) and symmetrical (Fig. 2.1D) across the SC map (Arai et al., 1994; Optican, 1995; Gancarz and Grossberg, 1999; Short and Enderle, 2001; Trappenberg et al., 2001). In these models, the symmetrical and evenly distributed circuitry represents visual and motor activity identically and uniformly across the map. Visual to motor transformations are therefore simplified in these models because they are computing signals of the same shape and size everywhere in the map. However, this simplified view has been challenged (Nakahara et al., 2006b) by suggesting that if the underlying circuitry is asymmetric in the SC (Fig. 2.1E), then the activity would inherently exhibit previously observed caudal-to-rostral (Munoz et al., 1991; Munoz and Wurtz, 1995b) and lateral (Anderson et al., 1998) spread during execution of gaze shifts. As this spread has been observed physiologically and interpreted controversially as being related to gaze control (Munoz et al., 1991; Guitton, 1992b; Wurtz and Optican, 1994; 34 Guitton et al., 2003), it is important to assess whether RF symmetry could account for it and whether simple uniform and symmetric models of the SC should be revised. Because VM neurons project to premotor circuitry in the brainstem reticular formation (Scudder et al., 1996; Kato et al., 2006; Rodgers et al., 2006) and are thought to shape oculomotor (Dorris et al., 1997; Dorris et al., 2007) and head motor commands (Corneil et al., 2004), understanding the visuo-motor transformation in the SC is a critical link between sensory input and motor output. The specific aims of this study are to assess the computational consequences of spatially transforming sensorimotor activity from visual space into SC space by: 1) determine the spatial correspondence between visual and motor RFs in visual and SC space; 2) test whether RF size is invariant across either visual or SC space (Fig. 2.1 B,C); and 3) test whether RF shape is symmetric across either visual or SC space (Fig. 2.1D,E). Our data reveal a tight spatial alignment between visual- and motor-related information within the intermediate layer of the SC and show that transforming activity into SC coordinates improves alignment between sensory and motor signals. Furthermore, transforming from visual space to SC space produces more symmetrical RFs (Fig. 2.1D) with sizes that are relatively invariant across eccentricity (Fig. 2.1B). 2.3 Methods 2.3.1 Animal Preparation All animal care and experimental procedures were in accordance with the Canadian Council on Animal Care policies on the use of laboratory animals and approved by the Queen’s University Animal Care Committee. Two male monkeys (Macaca 35 mulata, 4 kg and 12 kg) were trained to perform oculomotor tasks. One day prior to surgery, the animal was placed under Nil per Os (NPO, water ad lib) and a prophylactic treatment of antibiotics was initiated (5.0 mg/kg Baytril). On the day of the surgery, anesthesia was induced by ketamine (6.7 mg/kg IM). A catheter was placed intravenously to deliver fluids (lactated ringer) at a rate of 10 ml/kg/hr throughout the duration of the surgical procedure. Glycopyrolate (0.013 mg/kg im) was administered to control salivation, bronchial secretions, and to optimize heart rate (HR). An initial dose was delivered at the start of surgery followed by a second dose 4 hours into the surgery. General anesthesia was maintained with gaseous isofluorene (2-2.5%) after an endotracheal tube was inserted (under sedation) induced by an intravenous bolus of propofol (2.5 mg/kg). HR, pulse, pulse oximetry saturation (SpO2), respiration rate, fluid levels, circulation, and temperature were monitored throughout the surgical procedure. To allow access of microelectrodes to the SC, a craniotomy was made based on stereotaxic coordinates of the SC, centered on the midline and angled 38º posterior of vertical. The stereotaxic apparatus (KOPF Instruments) stabilized the animal’s head during implantation of stainless steel screws, which served to anchor the explant (recording chambers and head post stabilized with acrylic cement) to the skull. A stainless steel recording chamber (Crist Inst.) allowed for mounting of a microdrive and a stainless steel head holder were embedded in the acrylic explant. The chamber was tilted 38° posterior to vertical to allow for access to the SC. Sterilized scleral search coils (1920 mm diameter) were inserted subconjunctivally into each eye (Judge et al., 1980) and were used to measure eye position with the search coil technique (Robinson, 1963). The search coil leads had a Powell connector attached at termination that was embedded in 36 the acrylic explant. The analgesic Buprenorphine (0.01-0.02 mg/kg im) was administered throughout the surgery and during recovery (8-12 hours). The anti-inflammatory agent Anafen (2.0 mg/kg first dose, 1.0 mg/kg additional doses) was administered at the end of the surgery (prior to arousal), the day after the surgery, and every day thereafter (as required). Monkeys were given at least 2 weeks to recover prior to onset of behavioral training. 2.3.2 Behavioral Paradigms Behavioral paradigms and visual displays were under the control of two Dell 8100 computers running UNIX-based real-time data control and presentation systems (Rex 6.1)(Hays et al., 1982). Monkeys were seated in a primate chair with their heads restrained for the duration of an experiment (2-4 hours). They faced a display cathode ray tube monitor that provided an unobstructed view of the central visual area 54° x 44°. For this study, each monkey was required to perform a visually-guided saccade task (Fig. 2.2A). Experiments were performed in total darkness with individual trials lasting ~1-2 seconds. Each trial required a single saccade to a specific visual target located some distance away from the central fixation point. The display screen was diffusely illuminated during the inter-trial interval (800 - 1500 ms), to prevent dark adaptation. At the start of each trial, the screen turned black and, after a period of 250 ms, a central fixation point (0.5° diameter spot, 25cd/m2) appeared at the center of the screen. The monkeys had 1000 ms to initiate fixation and they were required to maintain fixation for 300-500 ms. Following fixation, the fixation point was extinguished and a visual target (0.5° diameter spot, 25cd/m2) was presented simultaneously in the periphery. The 37 B C 5500 Total Trials Baseline (100ms) Saccade Onset 300 - 500 ms Eye Position 00 E D 200 800 Visual Response Field Firing Rate (spikes/s) Firing Rate (spikes/s) 10° 400 0 0 40 80 120 160 -80 -40 0 40 80 Time from Target Onset Time from Saccade Onset (ms) (ms) F 100 200 300 SRT (ms) G Visual Peak Locations 3 H 2 100 1 0 Visual Field Boundary Visual Peak Motor Field Boundary Motor Peak Mediolateral Axis (mm) VM 500 Motor Response Field 100 Horizontal Position 0 400 100 Motor Peak Locations 3 M VM 2 1 0 -1 -1 -2 -2 -3 4 3 2 1 0 Rostrocaudal Axis (mm) -3 4 3 2 1 0 Rostrocaudal Axis (mm) Vertical Position Fixation Point Target Mediolateral Axis (mm) A Figure 2.2. A. Schematic representation of the visually guided saccade task used in this study. Baseline activity was calculated from the last 100ms of fixation before the appearance of the target. B. 110 target locations (black dots) presented at 12 different directions and 8-10 different eccentricities. C. Saccadic reaction time (SRT) distribution histogram for all saccades (N = 45,633 trials). The dashed vertical line denotes the 120 ms cut-off time whereby early anticipatory responses and express saccades were removed (11.7% of all trials were removed). D. Rasters and spike density function of a representative VM neuron for target-aligned (left panel) and saccade-aligned (right panel) responses to the optimal target location, 9° along the horizontal meridian in the left visual hemifield. E. Visual (left panel) and motor (right panel) RFs for representative neuron shown in D. F. Visual and motor RF boundaries defining area with activity 3 standard deviations above baseline for representative neuron shown in D and E. The cross and triangle represent visual and motor peak response vectors calculated from the location of maximal activity in part E. G,H. Neuron locations on the SC map. The anatomical location of each neuron recorded was determined by the spatial location of its peak visual response (G) and peak motor response (H) converted onto the SC map. Black closed circles and gray open circles denote VM and M neurons, respectively. 38 monkeys had 500 ms to initiate a saccade to the target and were required to fixate on the target for an additional 300 ms. Each correct trial was rewarded with a drop of fruit juice or water. Luminance was measured with an optometer (UDT instruments, model S471) that was positioned directly against the screen of the monitor and centered on the stimulus. Targets were presented along one of 12 directions at amplitudes of 1, 2, 4, 6, 9, 12, 16, 20, 25 or 30° from central fixation (Fig. 2.2B). Purely vertical saccades could not be tested beyond the 20° locations and purely horizontal saccades could not be tested beyond 25° due to the shape of the monitor. This gave a total of 110 possible target locations that were randomly interleaved. 2.3.3 Recording Techniques Extracellular recording was performed with tungsten microelectrodes (0.5-5 MΩ impedance, Frederick Haer) inserted through guide tubes (23 gauge) that were anchored in delrin grids with 1 mm hole separations inside the recording chamber (Crist C.F. et al., 1988). Electrodes were advanced with a microdrive to the dorsal surface on the SC, distinguished clearly by large increases in multiunit activity following each saccade or change in visual stimuli. The electrodes were then lowered approximately 1000 μm into the intermediate layers of the SC to a location with saccade-related activity, and we proceeded to isolate single neurons. 2.3.4 Data Collection Multi-unit waveforms (800 μsec, sampled at 40 kHz) were triggered in real time from amplified and filtered (150 Hz to 9 kHz) neural activity recorded with Plexon data acquisition hardware (Plexon Inc.). Neural and behavioral data were viewed online with 39 commercially available software (Sort Client 2.1, Plexon Inc.) that made it possible to isolate single or multiple neurons from an individual electrode. Confirmation of accurate isolation and modifications to neural sorting was performed offline (Offline Sorter 2.5, Plexon Inc.). Horizontal and vertical eye position was collected from one eye and sampled at 1 kHz. The precise onset and end of each saccadic eye movement was identified off-line. Figure 2.2C illustrates the saccadic reaction time (SRT: the time from target appearance to saccade initiation) distribution of correct saccades collapsed across all 110 target locations from both monkeys. The shape of the distribution indicated a single modal skewed normal distribution (mean: 166ms) that is characteristic of SRT distributions (Carpenter and Williams, 1995). Trials with SRTs of less than 120 ms (11.7% of all trials) were excluded from analysis in order to remove anticipatory responses (saccades made before target perception) and express saccades (in which visual and motor related discharges overlap); (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000) from further analysis. This ensured that visual responses were analyzed separately from motor related activity. This was confirmed by the timing of the peak visual responses of all VM neurons, which occurred with latencies between 70 and 100 ms after target appearance. The distinct separation of visual and motor activity was also confirmed within each VM neuron by the experimenter during offline analysis. 2.3.5 Average Spike Density Functions and Neuron Classification Neuron activity associated with target locations that had 4 or more repeated trials to each of the 110 possible target locations were included in the analysis. Trains of action potentials for each trial were convolved into spike density functions using a Gaussian 40 kernel (σ = 5ms) for each spike. Spike density functions were aligned on target onset when analyzing visual responses and saccade onset when analyzing motor responses (Fig. 2.2D). Neural activity from repeated trials with the same target location were summed together and averaged to produce a spike density function of a neuron’s visual and motor responses to each target. Neurons were classified as either VM or motor (M) based on the presence of saccadic motor with or without visual sensory related activity, respectively. A significant visual response was classified based on an increase of activity with a distinct peak of greater than 60 spikes/s during an epoch of greater than 60 ms following target presentation but prior to the onset of saccade-related activity. A significant motor response was classified based on an increase in activity greater than 80 spikes/s +/-1ms around saccade onset. Baseline activity was calculated as the average discharge from all correct trials during the last 100 ms of active central fixation prior to target appearance (Fig. 2.2A). 2.3.6 Calculation of Individual Neuron Response Fields and Peak Response Vectors For each neuron, visual-related discharge rate was calculated from target-aligned average spike density functions at ± 1 ms around the time of peak visual activity occurring over a time interval of 60-100 ms following target presentation. Motor-related discharge was calculated from saccade-aligned spike density functions ± 1 ms around saccade onset for saccades with SRT greater than 120ms. The spatial extent of the visual and motor RFs were calculated with a cubic spline (de Boore, 1978) that interpolated between the 110 possible target locations across the visual field (Fig. 2.2E). Visual and 41 motor RFs were defined spatially as the area in visual or SC space (within the viewable area of the display monitor) that contained activity greater than 3 standard deviations (SD) above baseline activity (e.g., Fig. 2.2F). Data obtained in visual field coordinates were also transformed into SC coordinates based on the following transformations described by Van Gisbergen and colleagues (Ottes et al., 1986; Van Gisbergen et al., 1987): R 2 A2 2 AR cos u Bu ln A (1) R sin v Bv arctan R cos A (2) Where u denotes the anatomical distance from the rostral pole (mm) along the horizontal position axis, v is the distance (mm) along the vertical axis, R is the retinal eccentricity, and Ф is the meridional direction of the target (deg). The constants are Bu = 1.4 mm; Bv = 1.8 mm/rad; and A = 3°. 2.3.7 Calculation of Individual Neuron Response Field Peak and Asymmetry The location of the peak response vector was determined from the point of maximal activity in the visual and motor RFs plotted in visual or SC space. The eccentricity of the peak activity in the visual field was defined as the distance from the peak of the visual and motor RFs to the central fixation point. The eccentricity of this peak response in SC space was defined as the distance from the peak of the visual and motor RFs to the rostral pole of the SC. We chose to measure distances in SC space linearly in order to be consistent and comparable with visual space. In order to confirm 42 that the linear distances measured in SC space did not differ significantly from the corresponding logarithmic distances measured along the curved isolines, we compared the percent difference in eccentricity between linear and logarithmic measures (logarithmic distance / linear distance). The mean percent difference in the eccentricity of the peak visual and motor responses were 2.35% (standard error = 0.18) and 2.26% (standard error = 0.19) respectively across the population of 150 VM neurons when measured logarithmically rather than linearly. This difference between linear and logarithmic measures was therefore very small (2%) and did not significantly change any of the findings of this paper. 13 of 150 neurons were removed from the analysis of peak visual and motor locations in SC space because they exhibited peak visual and motor responses that were nearly vertical and located on opposite sides of the vertical meridian. (This mapped the peak visual and motor responses of these neurons to opposite sides of the SC and made it impossible to compare them within the same colliculus.) Asymmetry was defined as the distance between the location of peak visual or motor activity and the center of each neuron’s RF. The center of each RF was calculated in both SC and visual space as the center of mass, where mass was assumed to be equally distributed over the entire significant area above 3 standard deviations. The normalized proportional asymmetry between visual space and SC space was determined by dividing the overall asymmetry by the mean eccentricity of the peak visual and motor responses. The 13 of 150 neurons that had peak visual and motor locations in opposite SC were eliminated from the asymmetry analysis in SC space only. Although Nakahara et. al. 2006 analyzed asymmetry based on the center of mass, we utilized the centre of the RF 43 (as defined by the statistically significant spatial signal) in order to capture the maximal asymmetry as defined by the full extent of the shape of the RF. Since the centre of mass is influenced by the peak, and the peak varied in our physiological data relative to Nakahara’s modeled data, we did not want our measure of asymmetry to be artificially influenced by physiological variation in the magnitude of the peak. However, the same trends were confirmed when the asymmetry analysis was repeated utilizing the centre of mass, i.e. the correlation between asymmetry and eccentricity was reduced in the SC map relative to visual space, and overall the proportional asymmetry of the visual and motor response was significantly reduced in the SC map relative to the visual map. When computed using the centre of mass, the overall measured asymmetry was reduced because the centre of mass was biased closer to the peak than the centre of the active area of the RF. In order to determine whether the observed asymmetry was directed rostrally in visual space (Fig. 2.1D) or caudally in SC space (Fig. 2.1E) we analyzed the direction of the asymmetry for all neurons that expressed a minimum of 3% normalized asymmetry (Fig. 2.6E). We defined rostral and caudal asymmetry as any shift of the peak activity relative to the centre of the RF within a direction of +/- 45º of either the rostral pole or the caudal SC. Unimodal Rayleigh tests were used to determine whether the distributions of the asymmetric directions were statistically unimodal relative to a uniform distribution (Batschelet, 1981). This statistic is based on the mean vector length which describes similarity across a sample of angles (e.g., directions of asymmetry). For the unimodal test, a mean vector length of 0 is obtained if all angles are uniformly distributed and a value of 1 is obtained if all angles are identical. The value of a mean vector length along 44 this continuum provides an index of unimodality that is compared with a Rayleigh distribution. The average orientation of angles in circular coordinates provides the preferred direction of a unimodal distribution. For 99/150 of VM neurons and 19/28 of M-only neurons, the motor RFs extended beyond the outer edge of the visual display. Some of these neurons may have had unbounded (or open-ended) movement fields (Munoz and Wurtz, 1995a) and some may have had a distinct distal border beyond the edge of the display. In SC space these neurons had a peak motor response vector distal of 2 mm or more from the rostral pole. This limitation of display size indicates that some portion of the RF area was underestimated in these cells; however this underestimation does not invalidate our results as visual RFs were found to be smaller and contained within motor RFs (Fig. 2.3 A,B). We would expect a theoretically perfect measure of RF area to increase the significant correlation we observed between RF area and eccentricity in visual space, but would have very little impact in SC space due to logarithmic compression which increases with distance from the rostral pole. Our underestimation of RF area correspondingly decreased our estimation asymmetry in both SC and visual space, but reduced asymmetry most significantly in visual space. As we found that asymmetry was significantly greater in visual space (Fig. 2.6E), an increase in the testable area will only magnify this finding. Furthermore, in order to account for observed caudal-rostral spread of activity during saccades, the asymmetry in the SC that the Nakahara model (Nakahara et al., 2006b) predicted was directed towards the rostral pole. Because we have underestimated asymmetry that is 45 B 60 40 50 20 D 30 R = 0.58 10 20 30 Mean Eccentricity of Peak Response (deg) Overall Misalignment (mm) F2 1.6 0.3 1.2 * 40 30 20 10 0 R = 0.28 0.8 0.4 0 0 1.5 -1.5 Misalignment (mm) 50 ua l SC Sp a Sp ce ac e E0.6 Normalized Percent Misalignment 60 10 0 -20 0 20 Misalignment (deg) SC Space G 20 0.3 Percent of Neurons 0 Vi s Visual Space 0.6 Percent of Neurons C 10 20 30 40 50 60 70 80 90 100 Percent of Visual Response Field Contained within Motor Response Field Overall Misalignment (deg) 0 0 100 % Size of Visual RF Relative to Motor RF Visual Space SC Space ua SCl S p Sp ac ac e e Percent of VM Neurons 80 Vi s A 1 2 3 4 Mean Eccentricity of Peak Response (mm) Figure 2.3. Relationships between visual and motor RF areas and visual and motor peak response locations in visual and SC space. A. The proportion of the visual RF area which was contained within the area of the motor RF for all VM neurons (N = 150) in visual (black bars) and SC (gray bars) space. B. Mean percent size of visual RF relative to motor RF across all neurons in both visual field space and SC space (visual RF area / motor RF area). t-test p > 0.4. C. Histogram of the difference in alignment between peak visual and motor response locations in visual space. D. Absolute difference of visual and motor peak response locations plotted against the average eccentricity of the visual and motor peak locations in degrees in visual space. Solid line: regression line for all data points (R = 0.58, m=0.48, p<0.01). E. Histogram of the difference in alignment between peak visual and motor response locations in SC space. F. The absolute difference of visual and motor peak response locations is plotted against the average eccentricity of the visual and motor peak response locations in mm on the SC map. Solid line: regression line for all data points (R = 0.28, m=0.13, p <0.01). G. Normalized overall proportional misalignment difference between peak visual and motor responses in both SC and visual space (Overall Difference / Mean Eccentricity of Peak Response) (t-test p <0.01). 46 directed away from the rostral pole only, our analysis of the Nakahara model’s prediction is not compromised. 2.3.8 Calculation of Neural Population Point Image Response Fields and Peak Activity To confirm independently the relationships between visual and motor RFs observed within individual neurons, we also analyzed the simultaneous population activity or “point images” (McIlwain, 1986) of visual and motor activity across the SC in our task. The activity of all neurons was plotted simultaneously on the SC map in order to analyze the visual and motor-related population responses. The position of each neuron on the SC map was determined from the location of its peak visual response (for the visual population point image, Fig. 2.2G) and peak motor response (for the motor population point image, Fig. 2.2H). An interpolation with a cubic spline fit was used to create a point image (McIlwain, 1986) on the SC map. Population activity was analyzed independently using two different techniques; first by mirroring all neurons across the vertical meridians (to ensure that all neurons were plotted in the same SC) and separately by mirroring across both the horizontal and vertical meridians. Neurons were mirrored across the horizontal meridian because we found no bias in eccentricity or alignment of the visuomotor responses from the upper and lower visual field. Mirroring neurons into the same SC improved spatial resolution by exploiting the underlying symmetry of the SC map. All neurons were plotted in the left SC, while visual and motor point images were calculated for 18 different rightward saccade vectors with eccentricities ranging from 1 to 12 degrees within +/-30º visual angle from the horizontal meridian. Limiting 47 the amplitude range to a maximum of 12º eccentricity ensured that we had sufficient neuron data points on the SC map to close the distal border of the point image within the visual range of the monitor (Fig. 2.2B,G,H). Furthermore by limiting the visual angle to +/-30º from horizontal likewise ensured sufficient enough data points to close the distal border of the point image within the upper and lower vertical limits of the SC map. The population activity corresponding to each target location and saccade vector were analyzed separately. Visual and motor point image fields were defined as the area of activity greater than 3 SD above the average baseline for the population of 150 VM neurons. 2.4 Results 2.4.1 Discharge Characteristics of Single-Neurons We collected complete RFs (at least 4 correct trials for each of 110 target locations) from 150 VM and 28 M neurons located throughout the intermediate layers of the SCi (Fig. 2.2G,H). The activity of a typical VM neuron is shown in Fig. 2.2D. This neuron had a maximal visual (351 spikes/s) and motor (804 spikes/s) response to its optimal target location on the horizontal meridian 9° into the contralateral visual hemifield. Figure 2.2E shows the interpolated cubic spline maps of the peak visual- and motor-related discharge and Fig. 2.2F plots the 3 standard deviation borders of the peak visual and motor RFs from the same neuron. Higher peak motor than visual related discharge was observed in 94% (141/150) of the VM neurons analyzed. The range of peak visual response latencies, calculated as the time from target appearance to the peak visual-related discharge at the peak target location, was 71-99 ms. 48 2.4.2 Spatial Comparison of Visual and Motor Response Fields Across the population, visual RFs were significantly smaller than motor RFs in both visual and SC space (Fig. 2.3A). Figure 2.3B shows the proportion of the visual RF that was contained within the motor RF for all VM neurons. In visual space, 72.7 % of neurons (108 of 150) had visual RFs that were at least 90% contained within their motor RFs (Fig. 2.3B, black bars). In SC space, 80 % of neurons (120 of 150) had visual RFs that were at least 90% contained within their motor RFs (Fig. 2.3B, gray bars). 2.4.3 Comparison of Peak Visual and Motor Response Locations The cross and triangle in Fig. 2.2F represent the peak visual (black) and motor (gray) response for the representative neuron. To compare the relative positions of the peak visual and motor response locations across the population of VM neurons, the difference between visual and motor peak locations and eccentricity was compared. There were no systematic differences in eccentricity between visual and motor peak response locations in visual space (Fig. 2.3C) and SC space (Fig. 2.3E), respectively. However, many individual neurons did exhibit some misalignment between the visual and motor peak locations as the median misalignment difference was 3.2 deg in visual space and 0.34 mm in SC space. There was a significant correlation between the difference in visual and motor peak locations and eccentricity of VM neurons in both visual (Fig. 2.3D, r =0.58; p<0.01) and SC space (Fig. 2.3F, r =0.28; p<0.01), however this correlation was significantly reduced in SC space (z-test for two correlations, z=3.14; p<0.05). That is, as the 49 eccentricity of the peak response increased, so too did the difference between peak visual and motor response locations in both visual and SC space. However, the increasing logarithmic compression of visual space with increasing distance across SC space caused large differences between visual and motor peaks at distal target locations to be reduced. When normalized to the mean eccentricity of the peak visual and motor response locations, the proportional percent difference between visual and motor peaks was significantly higher in visual space (49.3%) than in SC space (27.3%) (Fig. 2.3G, paired t-test p<0.01). This indicates that the mean misalignment between the visual and motor peaks was reduced when transformed into SC space. As a consequence, the transformation of visual signals into the SC map reduced the misalignment of sensory and motor signals. 2.4.4 Comparison of Visual and Motor Point Images In order to independently confirm the alignment of visual and motor activity in SC space, we also analyzed the simultaneous population activity or point images from all 150 VM neurons to 18 specific saccade vectors. Figure 2.4A shows an example visual (left panel) and motor (middle panel) point image from a 6° rightward horizontal saccade. The rightmost panel shows the boundary and peak location of each of the visual and motor responses. The visual point image was smaller and completely contained within the motor point image. The visual and motor peak locations were misaligned by 0.3mm. Across the population of visual and motor point images to each of the 18 saccade vectors analyzed, there was no correlation between the eccentricity of the visual and motor point images and the misalignment of the visual and motor peak locations (Fig. 2.4B). Thus, 50 Visual Point Image (6o Rightward Target) Motor Point Image (6o Rightward Saccade) 150 Visuomotor Overlap Firing Rate (spikes/s) A Visual Point Image Boundary Visual Peak Motor Point Image Boundary Motor Peak 1mm C Vert. Mirror Vert., Horiz. Mirror Vert. Mirror Vert., Horiz. Mirror 100 Percent of Point Image Overall Misalignment (mm) B1 0 0.8 80 0.6 60 0.4 40 0.2 20 0 1 2 3 Mean Eccentricity of Peak Response (mm) 50 40 30 20 10 E 50 Normalized Percent Misalignment Size of Visual Point Image Relative to Motor Point Image D 75 90 95 80 85 100 Percent of Visual Point Image Contained within Motor Point Image 40 30 20 * 10 Vert. Mirror Vert., Horiz. Mirror Vert. Mirror Vert., Horiz. Mirror Figure 2.4. A. Simultaneous population activity (point image) from all VM cells plotted on the SC for a 6° right horizontal saccade. The left panel plots the visual point image activity at the overall population peak of the visual response (90 ms after target onset). The middle panel plots the motor point image activity +/- 1ms around saccade onset. Each neuron is plotted on the SC map based on the spatial location of the peak visual (left panel) and motor (right panel) response. The rightmost panel plots the boundary and peak of both the visual and motor point images. B. The absolute difference of visual and motor point image peaks is plotted against the average eccentricity of the visual and motor point image location in mm on the SC map. Black closed circles denote point images in which neurons were mirrored across the vertical meridian only. Gray open circles denote point image values where neurons were mirrored across both the horizontal and vertical meridians. C. Proportion of the visual point image area that was contained within the motor point image area for 18 different saccade vectors. D. Mean size of visual point image relative to motor point image in SC space (visual point image area / motor point image area). E. Normalized overall proportional misalignment between peak visual and motor point images in SC space (Overall Misalignment / Mean Eccentricity of Peak Response) (t-test p <0.03). 51 the misalignment of visual and motor point image peak responses did not scale with eccentricity. The visual point image was at least 95% contained within the motor point image 83% of the time when neurons were mirrored across the vertical meridian only (Fig. 2.4C). When we mirrored neurons across both the vertical and horizontal meridians, 100% of all visual point images were at least 95% contained within the motor point images. Across the population, the visual point images were smaller than the motor point images (Fig. 2.4D). Thus consistent with the single neuron data, the visual point images were smaller and tended to be contained completely within the motor point image. Figure 2.4E plots the normalized misalignment between the visual and motor point images. The normalized visuomotor misalignment of the point images (36% vert mirror; 16%, vertical and horizontal mirror) was not significantly different from the normalized misalignment calculated from the single cell analysis (27%) in SC space (t-test; p>0.05). However, the decrease in the normalized misalignment between the vertical and the horizontal and vertical mirroring was significant (t-test; p<0.003). This indicates that the increased data resolution gained from mirroring across both the horizontal and vertical meridians yielded visual and motor point images with reduced misalignment. Overall, the point image analysis confirmed the alignment and spatial relationships between visual and motor RFs that was independently calculated from the population of individual neurons. 2.4.5 Changes in Response Field Size In order to spatially assess and compare the computational consequences of representing visual and motor signals in both visual and SC space, we quantitatively assessed the relationships between RF size and eccentricity (Fig. 2.1B,C). Figure 2.5 52 plots the relationships between RF size and eccentricity in visual and SC space for VM and M-only neurons. There was a strong positive correlation in visual space between the eccentricity of the peak visual response and the visual RF area for visual (Fig. 2.5A, r=0.51; p<0.01) and motor (Fig. 2.5B, r=0.65; p<0.01) responses in VM neurons. This correlation was also present among M-only (Fig. 2.5B, r=0.58; p<0.01). This indicates that in visual space, RF size increases with increasing eccentricity. When mapped into SC space, there was no relationship between RF area and the eccentricity of peak response vectors for visual responses in VM neurons (Fig. 2.5C, r=0.08; p>0.3). A significant correlation remained between motor RF area and eccentricity in SC space for the motor response of both VM (Fig. 2.5D black line r =0.46; p<0.01) and M-only (Fig. 2.5D gray line r =0.48; p<0.01) neurons. Previous studies have shown that neurons located in the rostral pole of the of the SC are active during visual fixation (Munoz and Wurtz, 1993a) and possess very small RFs (Munoz and Wurtz, 1993a; Krauzlis et al., 2000; Krauzlis, 2003). Antidromic identification has revealed that these neurons project more densely to the OPN region of the brainstem (Gandhi and Keller, 1997). Fixation activity modulates with task epochs and there is likely greater activation during the baseline epoch for these neurons (see Fig. 2.2A). Therefore, we analyzed the population of neurons located below 1mm eccentricity separately. 24 of 150 VM and 6 of 28 M-only neurons had motor peak locations that placed them within 1mm of the rostral pole. When neurons below 1mm were removed, the correlation between RF size and eccentricity in SC coordinates was eliminated for both VM (r=0.17; p>0.05) and M-only (r=0.09; p>0.6) populations. These data indicate that RF field size increased across the visual field with increasing eccentricity, but 53 200 600 4 0 25 10 R = 0.46 R = 0.48 6 2 0 0 1 2 3 4 Eccentricity of Peak Motor Reponse (mm) 8 * 20 6 * 15 Area of Motor RF * Visuomotor Neurons * Motor Neurons * 4 10 2 5 m >1 m m <1 m m >1 m m m * <1 >1mm m m <1 >1mm m m 10 20 30 Eccentricity of Peak Motor Reponse (deg) Baseline Variability Baseline * 0 D14 0 1 2 3 4 Eccentricity of Peak Visual Reponse (mm) 35 30 25 20 15 10 5 R = 0.58 200 Area of Motor RF (sq. mm) 8 R = 0.65 <1 Area of Visual RF (sq. mm) 0 10 20 30 Eccentricity of Peak Visual Reponse (deg) E 40 Spikes/Sec Visuomotor Neurons Motor Neurons <1 Area of Motor RF (sq. mm) m <1 m m 3 >1 m S m 1 D <1 m 3 SD m S <1 m D 3 >1mm S m 1 D m S 3 D S D R = 0.51 0 Motor Reponse 1000 400 C12 Area of Motor RF (sq. deg) Visuomotor Neurons 600 0 SC Space B1400 Visual Reponse Spikes/Sec Visual Space Area of Visual RF (sq. deg) A800 Figure 2.5. Relationship between RF area and peak response eccentricity in visual space and the SC map. A. Visual RF area of all VM neurons is plotted against the eccentricity of the peak visual response vector in visual space. Solid line: regression line (R = 0.51, m=12, p<0.01) through all data points. B. Motor RF area of all VM neurons (black circles) an M neurons (gray circles) plotted against the eccentricity of the peak motor response vector in visual space. Black line: regression line (R = 0.65, m=31.3, p <0.01) through VM neurons. Gray line: regression line (R = 0.58, m=19.9, p <0.01) through M neurons. C. Visual RF area plotted against the eccentricity of the eccentricity of the peak visual response in SC coordinates. Regression analysis was not significant for VM neurons (R =0.08, p>0.3). D. Motor RF area of all VM neurons (black circles) or M neurons (gray circles) plotted against the eccentricity of the peak motor response vector in SC coordinates. Black line: regression line (R = 0.46, m=1.7, p <0.01) through VM neurons. Gray line: regression line (R = 0.48, m=1.5, p =0.01) through M neurons. Regression analyses were not significant for VM neurons (R =0.17, p>0.05) or M-only neurons (R =0.09, p>0.6) when cells with eccentricities below 1 mm were removed. E. Comparison of baseline activity (left panel), baseline variability (middle panel), and motor RF area (right panel) for all VM (black bars <=1mm N=24, >1mm N=126) and M (gray bars <=1mm N=6, >1mm N=22) neurons above and below 1mm eccentricity on the SC map. Asterisks denote statistical significance between paired means. (Bonferroni corrected Univariate ANOVA Pairwise comparisons p <0.05). 54 remained invariant in SC space beyond 1mm of the rostral pole, consistent with the hypothesis in Fig. 2.1B. To further explore the differences between neurons within and beyond 1mm eccentricity in SC space, we analyzed differences in baseline activity, baseline variability, and area of the motor RF (Fig. 2.5E). Both VM and M-only neurons located < 1mm of the rostral pole had significantly higher baseline activity (Fig. 2.5E left panel) and baseline variability (Fig. 2.5E middle panel) relative to those located > 1mm of the rostral pole (t-test; p <0.01). The motor RF area of both VM and M-only neurons was also significantly smaller for neurons with peak response locations within 1mm of the rostral pole, compared to neurons with peak response locations beyond 1mm eccentricity (Fig. 2.5E right panel). In order to confirm that the motor RF area below 1mm was smaller we recalculated the area using a reduced cut off threshold of 1 standard deviation from baseline. This reduced threshold compensated for the increased baseline variability recorded from neurons below 1mm eccentricity. With this reduced cut-off threshold, the mean motor RF area of VM neurons below 1mm remained significantly smaller than the mean motor RF areas above 1mm (Fig. 2.5E right panel). The mean motor RF area of Monly neurons also remained smaller, however the small number of M-only cells below 1mm (N=6) was not enough to achieve statistical significance. (Bonferroni corrected Univariate ANOVA Pairwise comparisons p <0.05). 2.4.6 Response Field Shape Symmetry The final goal of this study was to test whether RFs are symmetric in visual space and asymmetric in SC space (Fig. 2.1D), or asymmetric in visual space and symmetric in 55 SC space (Fig. 2.1E) in order to test a specific model prediction (Nakahara et al., 2006b). We tested this hypothesis by comparing the symmetry of VM and M- only neuron RFs in both visual and SC space for both visual and motor responses. Figure 2.6 shows that there was a significant correlation between motor and visual asymmetry with increasing target eccentricity in visual (Fig. 2.6 A,B) and SC space (Fig. 2.6 C,D), however, this correlation was reduced in SC space for the VM visual (black, z= 1.065; p<0.15), VM motor (black, z= 2.58; *p<0.01), and M-only (gray, z= 0.8; p<0.22) populations (z-test for two correlations). This indicates that there was some asymmetry in visual and motor RFs within both visual and SC space. When the normalized proportional asymmetry was compared, the degree of asymmetry was significantly greater (paired t-test p<0.01) in visual space relative to SC space for VM visual (visual space 49.5%, SC space 13.8% ) and motor responses (visual space 67.6%, SC space 26.1%) and M-only motor responses (visual space 47.6%, SC space 17.8%) (Fig. 2.6E). These data indicate that significantly greater asymmetry exists in visual field space relative to SC space (Fig. 2.1D); however, some reduced asymmetry still remains within the SC. When we analyzed the direction of the resulting asymmetry in visual and SC space for both the single cell and the population point images, we found that across all conditions there was some asymmetry directed both rostrally and caudally, however we only found significant asymmetry in visual space biased in the rostral direction (Fig. 2.1D) for both the visual (unimodal Rayleigh test, preferred direction=4.6º of rostral pole, r=0.34, p<0.001 ) and motor responses (unimodal Rayleigh test, preferred direction=1.5º of rostral pole, r=0.43, p<0.001 ). 56 0 10 20 Eccentricity of Peak Visual Reponse (deg) SC Space Visual Asymmetry (mm) C 30 1.6 1.2 1.4 1 R = 0.31 0.6 0.4 0.2 0 0 0.5 1 1.5 2 2.5 3 Eccentricity of Peak Visual Reponse (mm) R = 0.68 0 10 20 Eccentricity of Peak Motor Reponse (deg) 3.5 4 30 1.2 1 R = 0.30 0.8 0.6 R = 0.54 0.4 0.2 0 0 0.5 1 1.5 2 2.5 3 3.5 Eccentricity of Peak Motor Reponse (mm) 4 Normalized Percent Asymmetry R = 0.55 D 1.4 0.8 Visuomotor Neurons Motor Neurons Magnitude of Asymmetry R = 0.42 20 18 16 14 12 10 8 6 4 2 0 E Motor Reponse 70 60 * 50 40 Point Image (SC Space) 30 20 10 0 ce e Mir Mirr pa ac l S C Sp I VH PI V a P u S Vis Visual Response Normalized Percent Asymmetry Visuomotor Neurons Motor Asymmetry (deg) 20 18 16 14 12 10 8 6 4 2 0 B Visual Reponse Motor Asymmetry (mm) Visual Space Visual Asymmetry (deg) A 70 60 50 40 * Visuomotor Neurons Motor Neurons Visuomotor Neuron Point Image * Point Image (SC Space) 30 20 10 0 ir irr ace ce ce e pa pac M M p pa l S C S I VH PI V al S C S a u S u S P s s i i V V Motor Response Figure 2.6. Analysis of visual and motor RF asymmetry in both visual and SC space. A. Visual asymmetry plotted against the eccentricity of the peak visual response in visual space (deg). Solid line: regression line for all data points (N = 150 neurons, R =0.42, m=0.18, p<0.01). B. Motor asymmetry (difference between motor RF peak and center locations) plotted against the eccentricity of the peak motor response in visual space (deg.). Black line: regression line (N = 150 neurons, R =0.55, m=0.3, p<0.01) through VM neurons. Gray line: regression line (N = 28 neurons, R = 0.68, m=0.32, p <0.01) through M-only neurons. C. Visual asymmetry (difference between visual RF peak and center locations) plotted against the eccentricity of the peak visual response in SC space (mm). Solid line: regression line for all data points (N = 137, R =0.31, m=0.08, p<0.01). D. Motor asymmetry (difference between motor RF peak and center locations) plotted against the eccentricity of the peak motor response in SC space (mm). Black line: regression line (N = 137 neurons, R =0.3, m=0.12, p<0.01) through VM neurons. Gray line: regression line (N = 28 neurons, R = 0.54, m=0.19, p <0.01) through M-only neurons. E. Normalized overall proportional asymmetry (Asymmetry / Eccentricity of Peak Response) in both SC and visual space from VM neurons (black bars), M neurons (light gray bars) and population point images (dark gray bars) mirrored horizontally and vertically and vertically only. Asterisks denote statistical significance between paired means (t-test p <0.05). 57 2.5 Discussion This study has shown that transformations from visual space into SC space result in several consequences which include: extensive overlap between visual and motor RFs of individual neurons and population point images (Fig. 2.3A, Fig. 2.4C), reduced misalignment between peak visual and motor locations (Fig. 2.3G), decreased asymmetry (Fig. 2.6E), and spatial RFs that remain size invariant over the SC beyond 1mm (Fig. 2.5C,D). Neurons located within 1mm of the rostral pole in SC possess different discharge properties including: significantly higher baseline activity (average discharge during the last 100ms of active central fixation), higher baseline variability, and smaller RF areas (Fig. 2.5E). These findings are consistent with the discharge properties of previously recorded neurons located in the intermediate layers of the rostral SC (Munoz and Wurtz, 1993a; Munoz and Wurtz, 1995a; Krauzlis et al., 2000; Krauzlis, 2003). 2.5.1 Spatial Relationships Between Visual and Motor RFs There was a close alignment of the peak visual and motor vectors of VM neurons (Fig. 2.3C,E , Fig. 2.4E), confirming general assumptions that the visual and motor RFs and point images of VM neurons are aligned closely within the visual field with no systematic biases. Wurtz and Goldberg, (1972) reported a congruence between visual and motor RFs, commenting that they lie in the same general area but are not necessarily continuous. Sparks and colleagues (1976) noted a rough overlap but not a complete coextension of visual and motor RFs. Our results demonstrate that either visual or motor peak response vectors can be used as an accurate representation of a neuron’s location on the SC map. This congruence between the location of the visual and motor responses 58 supports previous studies that have employed either visual (Anderson et al., 1998) or motor peak response vectors (Munoz and Wurtz, 1995b; Port et al., 2000; Soetedjo et al., 2002) to map visual and motor activity onto the SC. Although neurons displayed RF areas that remained relatively constant across all locations when transformed into SC coordinates, about two-thirds of the motor RFs had distal borders that extended beyond the area of visual space that was tested. Two caveats of this limitation are that the measurement was dependent on the statistical method used to define the boundaries of the RFs (i.e., boundary defined for discharge that were greater than 3 SD) and that there may be an underestimation of RF size because the task was designed to test eccentricities of less than 30°. This underestimation, however, has a much more significant effect in visual space rather than SC space. For example, for a hypothetical neuron with a RF diameter that extends from 15° to 45° diagonally along the longest viewable target direction in the display, its diameter would be measured as 15° (to the edge of the screen) which underestimates 15° of the RF that extends beyond the 30° corner display boundary. In this hypothetical example, the RF diameter would be underestimated by 50% (15/30 deg) in visual space but only by 38.6% (0.53/1.37 mm) in SC space. Thus, utilizing a larger theoretical viewing area would only increase the differences in RF area and asymmetry between visual and SC space that we reported. 2.5.2 Alignment of Peak Visual and Motor Responses Our data show that visual stimuli activate the same area of the SC that discharges to specify an upcoming saccade vector to that stimulus. Action potentials of VM neurons elicited by visual stimuli travel along the predorsal bundle to influence neurons in the 59 brainstem saccade generating circuit (Moschovakis et al., 1990; Munoz et al., 1991; Moschovakis et al., 1996; Kato et al., 2006; Rodgers et al., 2006). The spatial organization of the SC is conserved in projections to downstream structures in the brainstem including: rostral SC neurons projecting to omnipause neurons in the raphe interpositus nucleus (Buttner-Ennever et al., 1988; Buttner-Ennever et al., 1999), caudal SC neurons projecting to long lead burst neurons in the nucleus reticularis tegmentum pontis (Grantyn and Grantyn, 1982; Scudder et al., 1996), and SC projections to the abducens nucleus (Grantyn and Grantyn, 1982; Grantyn and Berthoz, 1985; Olivier et al., 1993). Therefore, an alignment of sensory and motor RFs among individual neurons within the SC provides oculomotor structures in the brainstem with equivocal spatial information with regard to both target and intended saccade location. This alignment of visual and motor information is likely useful for both oculomotor (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000) and head premotor circuits during saccades or orienting gaze shifts that involve combined motion of the eyes and head (Corneil et al., 2004). Spatially distinct point images resulting from confined population activity on the SC map during visually guided saccades has been demonstrated in both single unit data (Munoz and Wurtz, 1995b; Anderson et al., 1998) as well as functional imaging (Moschovakis et al., 2001). In a model of the sensory-motor transformation, McIlwain (1986) postulated that visual point images on the SC motor map shape the saccade response by “activating the appropriate combination” of output neurons. These sensory signals code the location of a stimulus that can be transformed into motor signals in the SC that are thought to specify the intended location of an upcoming saccade via vector 60 averaging (Van Opstal and Munoz, 2004). Our results indicate that such vector averaging in SC space may be simplified due to the symmetry and size invariance of visual and motor RFs. Thus, theoretical vector averaging algorithms relaying desired saccade endpoints could be uniformly implemented across the SC map. This reduction in the difference between visual and motor peak locations during sensorimotor transformations in the SC acts to reduce the biological noise that may be occurring when the visual and motor peak locations do not align perfectly. Anderson and colleagues (1998) reported that a peak visual response was a more reliable measurement of a VM neuron’s location in SC coordinates. Our findings support this claim as: 1) visual and motor peaks tended to be aligned (Fig. 2.3); 2) visual RFs were smaller then motor RFs (Fig. 2.3B); and 3) visual RFs tended to be entirely contained within motor RFs (Fig. 2.3A). These results suggest that VM neurons may themselves be involved in sensorymotor transformations occurring in the SC where the overlap of single-unit RFs may combine to focus population activity. As such, it would appear that the sensory RFs of SC neurons may serve to influence and possibly shape motor RFs. 2.5.3 Changes in Response Field Size An increase in RF size with increasing eccentricity was observed in visual space for both visual and motor responses with increasing eccentricity. This finding is consistent with previous studies which showed the same relationship for visual (Goldberg and Wurtz, 1972a; McIlwain, 1986) and motor RFs (Sparks et al., 1976; Munoz and Guitton, 1991; Munoz and Wurtz, 1995a). When transformed into SC space, visual RFs were invariant across the SC map. Motor RFs from both VM and M-only populations 61 were size invariant beyond 1mm from the rostral pole, indicating that neurons within 1mm of the rostral pole possessed different discharge characteristics related to behavior. The small RFs and increased tonic baseline activity observed in this subpopulation of cells below 1mm is consistent with these previous studies (Munoz and Wurtz, 1993a; Krauzlis et al., 2000). The decreased area in SC space of neurons below 1mm indicate that these neurons have smaller RFs in SC space despite the overrepresentation of visual space at the rostral pole. However, if the modeled equations defining the SC map by Van Gisbergen and collegues (Van Gisbergen et al., 1987) are somewhat inaccurate near the rostral pole, then neurons below 1 mm could potentially maintain the same size invariance with eccentricity that was observed beyond 1mm. 2.5.4 Field Shape Asymmetry RF asymmetry was significantly greater in visual space relative to SC space (Fig. 2.6E) for both the single cell and population point image data. This indicates that the underlying circuitry in SC space is more equally distributed and symmetrically connected than it would be if projected into visual space. This finding validates many previously reported SC models which were based on assumptions of symmetrical and evenly distributed connections in the SC and asymmetric connections in visual space (Arai et al., 1994; Optican, 1995; Gancarz and Grossberg, 1999; Short and Enderle, 2001; Trappenberg et al., 2001). Nakahara’s model, which is able to account for previously observed rostral spread of activity during saccades (Nakahara et al., 2006b), requires asymmetrical connections in SC space that shift the peak activity caudally away from the rostral pole (Fig. 2.1E). Although our findings demonstrated significant rostrally directed 62 asymmetry in visual space, some reduced asymmetry was still observed in SC space (Fig. 2.6E) in both the single cell and point image data. This reduced asymmetry in SC space was observed in both the rostral direction (where the peak activity was shifted rostral of the RF centre, which occurred most often in neurons with open movement fields) and the caudal direction, but these were not significant in either the single cell or point image population data. The observed rostrally directed asymmetry in SC space is unrelated to the caudally directed SC asymmetry that was predicted by the Nakahara model (Fig. 2.1E). Therefore it is unclear whether the remaining caudal asymmetry that was observed in SC space would be sufficient to result in the rostral spread of activity predicted by this model and previously observed physiologically (Guitton and Munoz, 1991; Munoz and Guitton, 1991; Munoz et al., 1991; Munoz and Wurtz, 1995b; Anderson et al., 1998). Although these physiological data provide primarily contrary evidence against the Nakahara et al. 2006 model, it is important to acknowledge that the behaviour in this model is primarily dependant on the lateral connection field intrinsic to the local circuitry since only a simple circular input was used. The RFs that we recorded were shaped by a combination of intrinsic lateral connections as well as external inputs that originate from many cortical and subcortical areas. However as previous physiological evidence for a rostral spreading of activity during saccades has also been recorded in the SC in vivo where all these external inputs were active (Munoz et al., 1991; Guitton, 1992b; Wurtz and Optican, 1994; Guitton et al., 2003), it is unlikely (based on the current evidence) that the asymmetric connections proposed by Nakahara et. al. are solely responsible for this spread. These results lead to some important questions for future study. How strongly does SC input shape the resulting visual and motor activity across the map? Perhaps 63 future studies of the isolated SC local circuit in vitro may be useful to examine RF and point image shape in isolation of external input signals. Does the shape of the RF and point image change dynamically over time course of the visual response, or the saccadic movement? Because this study only examined motor activity at saccade onset and visual activity at the time of the peak, it may be important to examine how spatial SC activity changes dynamically. It is possible that the shape of the external inputs or the local interactions within the SC map could change at different times during the visual response or the movement and result in better fits to the Nakahara et. al. 2006 model. 2.5.5 Conclusions Transforming visual to motor activity in SC space resulted in the following computational consequences: 1) increased RF overlap and decreased differences between visual and motor peak locations thereby simplifying vector averaging and spatial sensorimotor transformations; and 2) increased RF symmetry resulting in symmetrical point images across the SC map beyond 1mm such that the area of tissue integrated over remains the same for all target vectors. Our data demonstrate that there is a close alignment of visual and motor RFs and point images in VM neurons in the SCi. Accordingly, during sensorimotor transformations in the SC, we suggest that the spatial component of an efferent SC signal is preserved and downstream structures receive equivocal information as to target location and the intended location for an upcoming saccade. Furthermore, our data support the use of both visual and motor peak vector locations in future studies to define a neuron’s peak response vector as well as its subsequent position coordinates on the mathematical SC map. 64 Chapter 3: Linking Visual Response Properties in the Superior Colliculus to Saccade Behavior 65 3.1 Abstract The basic properties of a sensory stimulus influence the neural coding of, and therefore the behavioral response to that stimulus. Here, we examined the influence of the visual response in the Superior Colliculus (SC) (an oculomotor control structure integrating sensory, motor, and cognitive signals) on the development of the motor command that drives saccadic eye movements. We varied stimulus luminance to alter the timing and magnitude of visual responses in the SC and examined how these changes correlated with resulting saccade behavior. Increasing target luminance resulted in multiple modulations of the visual response including increased magnitude and decreased response onset latency. These signal modulations correlated strongly with changes in saccade latency and metrics, indicating that these signal properties carry through to the neural computations that determine when, where, and how fast the eyes will move. Thus, components of the earliest part of the visual response in the SC provide important building blocks for the neural basis of the sensory-motor transformation, highlighting a critical link between the properties of the visual response and saccade behavior. 66 3.2 Introduction Crucial to survival is the ability to optimally extract ongoing information about the environment through sensory channels in order to guide the appropriate behavioral responses. One of the simplest of such sensory-motor transformations to investigate is the visual guidance of saccadic eye movements (Wurtz and Goldberg, 1989; Wurtz, 2008). The superior colliculus (SC), a layered structure in the midbrain, is a critical sensorimotor integration node for saccade control, located at the interface between sensory input and motor output (Hall and Moschovakis, 2003). The SC receives visual input directly from the retina as well as indirectly from visual cortex (Fries, 1984; Cusick, 1988; Robinson and McClurkin, 1989; Lock et al., 2003). Following the appearance of a visual stimulus, neurons in both the superficial and intermediate SC discharge a phasic burst of action potentials (visual response) that is time-locked to stimulus appearance (Wurtz and Goldberg, 1971; Sparks, 1975; Mohler and Wurtz, 1976). Visuomotor neurons in the intermediate SC also discharge a second burst (motor response) to drive the saccade (Mohler and Wurtz, 1976; Sparks, 1978) and these visuomotor neurons project directly to the saccade premotor circuit in the brainstem reticular formation (Rodgers et al., 2006). Despite the detailed understanding of the circuit, we do not understand how the visual response in the SC is transformed into the motor command to guide behavior. The quality and properties of incoming sensory signals affect the neural computations underlying the visuomotor transformation (Sparks, 1986). For short-latency express saccades (Fischer and Boch, 1983; Fischer and Weber, 1993), it appears that there is a single burst from visuomotor neurons in the SC that triggers the saccade (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000), which is suggestive 67 of a direct visuomotor transformation with minimal processing. More commonly however, during regular latency saccades, the visual and motor bursts in the SC are distinctly separate responses (Mohler and Wurtz, 1976). A question that arises is how do the properties of a visual stimulus change the visual response in the SC and how do these changes subsequently influence saccade behavior, if at all? Previous studies have shown that the timing and magnitude of the visual responses in the SC are modulated by contrast (Li and Basso, 2008). Furthermore, changes to the SC visual response have also been shown to correlate with saccadic reaction time (SRT) (Dorris et al., 2002; Fecteau et al., 2004; Bell et al., 2006; White et al., 2009). We hypothesize that the early visual response (i.e. the initial phasic burst of action potentials) in the SC plays a key role in the development of the motor command that will drive regular latency saccades. To test this hypothesis we manipulate target luminance as a means of modulating the timing and magnitude of the visual response in the SC and identify how changes to these signal properties link to saccade behavior. We show that despite the fact that visual and motor responses are temporally separate during regular saccades, modulations to the earliest part of the visual response carry through the visuomotor transformation to influence saccade latency and metrics. 3.3 Materials and Methods 3.3.1 Animal preparation All animal care and experimental procedures were in accordance with the Canadian Council on Animal Care policies on use of laboratory animals and approved by Queen’s University Animal Care Committee. Two male monkeys (Macaca mulatta, 68 W:age 6 yrs, 8 kg; and, Q:7yrs, 12 kg) were used in these studies. A detailed description of the surgical techniques used to prepare animals for neuronal recording from the SC and eye movement recordings in our laboratory have been described previously (Marino et al., 2008). Briefly, both animals underwent surgery under aseptic conditions for the insertion of eye coils, a stainless steel head holder, and a recording chamber that was mounted on the skull using stainless steel bone screws and dental acrylic. The recording chamber was oriented towards the SC at an angle of 38° posterior from vertical in the mid-sagital plane. Monkeys were given at least 4 weeks to recover prior to onset of behavioral training. 3.3.2 Experimental tasks and behavioral stimuli Behavioral paradigms and visual displays were under the control of two Dell 8100 computers running UNIX-based real-time data control and presentation systems (Rex 6.1) (Hays et al., 1982). Monkeys were seated in a primate chair with their heads restrained for the duration of an experiment (2-4 hours). They faced a display cathode ray tube monitor that provided an unobstructed view of the central visual area 60°(horizontal) x 50°(vertical). Monkeys were required to perform several visually-guided saccade tasks (Fig. 3.1A,B). Experiments were performed in darkness with individual trials lasting ~1-2 seconds depending on the variability of fixation duration and SRT. Each trial required the monkey to generate a single saccade from the central fixation point (FP) to a peripheral visual target (T). At the start of each trial, the screen turned black and after a period of 250 ms a circular grayscale FP of constant luminance (0.25° diameter spot, 3.5cd/m2) appeared at the center of the screen against a black background (~0.0001 cd/m2). Fixation 69 A DELAY TASK Visual Target Baseline Epoch Saccade Epoch PSVR Saccade Baseline Epoch B FP FP T EYE T EYE 500 - 800ms 500 - 800ms SRT 500 - 800ms Saccade Onset TARGET ALIGNED RESPONSE VISUAL-MOTOR VISUAL NEURON NEURON Firing Rate (spikes/s) Firing Rate (spikes/s) C E Saccade Epoch PSVR Target Epoch Epoch GAP TASK Visual Baseline SRT Saccade Onset SACCADE ALIGNED RESPONSE Target Epoch Saccade SaccadePSVR Baseline Epoch Epoch D 600 600 300 300 0 0 F 600 300 0 200ms post-saccadic visual response 600 300 150 0 0 150 Time from Target Onset (ms) 150 0 150 Time from Saccade Onset (ms) Figure 3.1. Schematic representation of temporal events in the delay (A) and gap (B) tasks for the fixation point (FP), target (T) and eye position (EYE). Vertical gray bars denote key analysis epochs used to classify responses and neurons. C-F. Rasters and spike density functions of a representative V (C,D) and VM (E,F) neuron for target-aligned (C,E) and saccade-aligned (D,F) responses to the optimal target location in the delay task. A post-saccadic visual response can be clearly seen in both the V and VM examples. 70 of the FP was required for a variable period (500 - 800 ms) until either a small circular 0.25º grayscale T appeared (delay task), or the FP was extinguished (gap task). During the inter-trial interval (800-1500 ms duration), the display screen was diffusely illuminated to prevent dark adaptation. The delay task (Fig. 3.1A) was used to dissociate visual and saccade related activity. In this task, the monkeys were required to continue fixation of the FP for an additional 500-800 ms after T appearance. Only after FP disappearance was the monkey allowed to initiate a saccade to the T. In the delay task, the target was presented at one location only: at the center of each neuron’s visual response field. See supplementary figure 3.S1 for additional details regarding the characterization of visual response fields. The gap task (Fig. 3.1B) served to reduce the inhibition due to active visual fixation and thereby making the oculomotor system more responsive to visual inputs (Dorris and Munoz, 1995; Paré and Munoz, 1996; Dorris et al., 1997; Machado and Rafal, 2000; Krauzlis, 2003). In this task, a 200 ms period of darkness (gap) was inserted between FP disappearance and T appearance. The monkey was required to initiate a saccade to the T after its appearance. In the gap task, targets were presented with equal probability at one of two possible locations: the center of each neuron’s visual response field and at a location opposite the horizontal and vertical meridians. The gap and delay tasks were presented as separate blocks of trials. Target luminance was manipulated systematically using seven randomly interleaved luminance levels (0.001 cd/m2, 0.005 cd/m2, 0.044 cd/m2, 0.4 cd/m2, 3.5 cd/m2, 17.5 cd/m2, and 42.5 cd/m2). Luminance was measured with an optometer (UDT instruments, model S471) that was positioned directly against the monitor screen and 71 centered on the stimulus (T or FP). Each correct trial was rewarded with a drop of water. A computer controlled window ensured eye position remained within 2.5º of the FP and 5º of the T during correct trials in all tasks. 3.3.3 Recording Techniques Extracellular recording was performed with tungsten microelectrodes (0.5-5 MΩ impedance, Frederick Haer) inserted through guide tubes (23 gauge) that were anchored in delrin grids with 1 mm hole separations inside the recording chamber (Crist C.F. et al., 1988). Electrodes were advanced with a Narishige microdrive (MO95) to the dorsal surface of the SC, distinguished by large increases in background activity following each saccade or change in visual stimuli. The electrode was then slowly lowered into the SC to record from individual visually responsive neurons. 3.3.4 Data Collection Neural waveforms (800 μsec duration, sampled at 40 kHz, filtered (150 Hz low frequency cut off, 9 kHz high frequency cut off) and horizontal and vertical eye position (sampled at 1 kHz , magnetic search coil technique (Robinson, 1963)) were recorded in real time with Plexon data acquisition hardware (Plexon Inc.). Accurate isolation and sorting of individual neurons was performed offline (Offline Sorter 2.5, Plexon Inc.). 72 3.3.5 Neuron classification In order to characterize the activity of individual neurons across stimulus conditions, trains of action potentials averaged across identical correct trials were convolved into spike density functions using a Gaussian kernel (σ = 5ms) for each spike (Richmond et al., 1987). Spike density functions were aligned on target appearance when analyzing visual responses (Fig. 3.1C,E) and saccade onset when analyzing motor responses (Fig. 3.1D,F). Neurons were classified as visual-only (V, Fig. 3.1C,D) or visuomotor (VM, Fig. 3.1E,F) based on the presence or absence of saccade activity during the delay task (Fig. 3.1A,D,F) using the brightest target luminance. Visual and saccade activity was defined relative to a baseline. Visual baseline activity (Fig. 3.1A) was calculated as the average discharge from all correct trials during the 100 ms prior to T appearance. Saccade baseline activity was calculated from the average discharge on all correct trials from 100 to 50 ms prior to the onset of the saccade in the delay task (Fig. 3.1A). A significant visual response was defined as an increase in target-aligned activity greater than 50 spikes/s above the visual baseline during the target epoch (50-150ms following target presentation). A significant motor response was defined as an increase in saccade aligned activity greater than 50 spikes/s above both the target baseline and saccade baseline during the saccade epoch (+/- 10 ms from saccade).V neurons we describe were located within 1000 μm of the dorsal SC surface as measured from the microdrive. All VM neurons recorded were located below V neurons (McPeek and Keller, 2002) and were recorded within 2500 μm of the dorsal SC surface. A subset of the V and VM cells discharged a short burst of action potentials 50-80 ms after saccade onset that was distinctly separate from the motor burst. This subset of V and VM neurons were 73 classified as containing a post-saccadic visual response (Fig. 3.1D,F)(Li and Basso, 2008). A significant post-saccadic visual response was classified based on a distinct peak of activity aligned on saccade onset that was greater than 50 spikes/s above the visual baseline activity during the post-saccadic visual response epoch (50-100ms following saccade onset). 3.3.6 Behavioral Analyses Data were analyzed offline with custom Matlab (Matlab 7.4, Mathworks Inc) software. The start and end of saccades were determined from velocity and acceleration template matching criteria; verified offline by the experimenter, and corrected when necessary. Because visual response onset latency (VROL, see below) changed with target luminance, anticipatory saccades (saccades with SRTs less than the luminance specific afferent visual delays; see below) were removed based on the calculated VROL. Anticipatory and express saccades were removed from analysis to ensure that visual and motor neural responses were temporally separated (i.e., target and saccade epochs Fig. 3.1A,B.). These were defined as all saccades with SRTs less than 50 ms after the mean luminance specific VROL calculated in the delay task. This ensured a minimum of 50 ms temporal separation between the onset of the visual response and the onset of the saccade movement. Error rates were calculated from the trials in which the target was presented. Early aborted trials in which the monkey failed to fixate or maintain fixation of the FP at the beginning of the trial prior to target appearance were eliminated from further analysis because they were not representative of active task participation. Error rates were 74 computed from those trials that were initiated by the monkey (by actively fixating the FP at the start of a trial and then holding fixation until the target appeared). Errors included: 1) anticipation errors (saccades made after the target appearance, but before the visual response reached the SC; see RESULTS); 2) saccade errors (saccades initiated after target was perceived that landed outside the target window and were therefore incorrect); 3) delay task timing errors (saccades initiated to the target after target appearance but before FP disappearance); 4) trials in which no saccade was made. Percent error rate was compared and analyzed using a z test for proportions. Saccade endpoint accuracy was defined as the Euclidean distance in degrees between the saccade endpoint (mean eye position during the first 10 ms of fixation following the saccade) and the target location. If a small corrective saccade occurred (less than 1% of trials), the endpoint of the initial saccade, landing within the target window, was used. 3.3.7 Neuronal Analyses The effects of luminance on visual response properties was determined from changes in the initial phasic burst of the visual response including: VROL, the peak magnitude of the target related discharge, the time from the VROL to the peak of the target related discharge (representing the growth time in which the target related discharge increased towards its peak), and the decay rate (slope) of the initial visual response. Changes to the timing and peak magnitude of the visual response are important for saccadic visuomotor transformations because these changes have been found previously to correlate with saccadic reaction time (VROL: Bell et al., 2006; Peak magnitude: Dorris et al., 2002; Fecteau et al., 2004, Bell et al. 2004). The time required to 75 reach the peak discharge (relative to the VROL) is also important because it reflects the rate in which neural activity is increasing or accumulating within the saccadic system. Finally, changes in the rate of decay or shutdown of the visual response relative to the peak are important because this should reflect when and how this response is shaped and or decreased to influence downstream structures. Likewise, the effects of target luminance on the motor response were determined from changes in the peak of the motor response and the ascending slope (slope was calculated in lieu of the time to the motor peak as the precise onset of motor related activity could not be dissociated accurately from motor preparation and/or sustained visual activity). VROL was determined from a running non-parametric Rank Sum test of a trialby-trial spike density function aligned to the appearance of the visual target (Poisson-like exponential growth/decay function resembling a postsynaptic potential): R(t) = [1 - exp (-t/ τg)]·[exp (-t/ τd)] Where R(t) defines the rate as a function time, growth constant (τg) = 1ms; decay constant (τd) = 20ms (Thompson et al., 1996). The Poisson-like exponential growth/decay function is critical for the calculation of signal onset latencies because the kernel only temporally smoothes neural activity later in time in order to preserve accurate onset times (Thompson et al., 1996). VROL was determined by the onset of stable statistical significance (p<0.05) between the mean activity during the visual baseline and a moving temporal window (1 ms resolution) within the target epoch (Fig. 3.1A). The peak visual response was calculated independently in both the delay and gap tasks. The magnitude and timing of the peak visual response was calculated at each target luminance 76 from the maximum of the trial averaged spike density function (Gaussian kernel) aligned to the appearance of the target in the target epoch (Fig. 3.1A). We chose a 5ms pulse width as this value allowed for a smooth continuous function to be generated with minimal temporal smoothing of neural activity. The time to the peak was calculated as the time from T appearance to the peak response. The decay rate of the visual response was calculated from the slope of a linear regression fitted to the target aligned trial averaged spike density function (Gaussian kernel; σ = 5ms) from the time of the visual peak until 25ms after the peak. The effects of target luminance on the motor response were similarly characterized by the changes in the peak and ascending slope of the saccade related discharge (aligned to saccade onset). The peak magnitude of the saccade burst was calculated at each target luminance from the trial averaged spike density function (Gaussian kernel; σ = 5ms) aligned to saccade onset in the saccade epoch (Fig. 3.1A,B). The ascending slope of the motor related burst was calculated from a linear regression over the saccade aligned trial averaged spike density function (Gaussian kernel). This slope was calculated over the last 25 ms prior to the onset of the saccade in order to isolate saccade related activity. All calculations made on the neural response from each neuron were verified visually during offline analysis. All statistical comparisons were calculated with repeated measures ANOVA with post hoc Bonferroni corrected pairwise comparisons unless otherwise stated. 3.4 Results 77 3.4.1 Target Luminance Modulates Saccade Behavior We recorded saccade behavior while monitoring activity from single SC neurons in the delay and gap tasks (Fig. 3.1). All express and short latency saccades were removed to ensure all visual and motor responses were temporally separate in the gap task (See Methods for details). Consistent with our previous study (Marino and Munoz, 2009), target luminance modulated SRT, peak velocity, endpoint error, and overall error rate across both the gap and delay tasks across a range of target eccentricities (range: 3.6º - 27.9º) defined by each neuron's response field optimal (Fig. 3.2). In the delay task, there was a main effect of target luminance from 0.001 cd/m2 to 0.044 cd/m2 such that mean SRT decreased significantly (P<0.01). For luminance values above 0.044 cd/m2, mean SRT remained constant (Fig. 3.2A). In the gap task, there was also a main effect of target luminance on SRT (F(6,366) = 136.5, P<0.01): SRT decreased with luminance increases up to 0.044 cd/m2 (P<0.01). There was a main effect of luminance on saccade velocity in both the gap (F(6,366) = 48.8, P<0.01) and delay tasks (F(6,396) = 42.4, P<0.01). Saccades to the dimmest target luminance had the lowest mean peak velocity (P<0.01) (Fig. 3.2B). Peak saccade velocity increased in both the gap and delay tasks from target luminance ranges from 0.001 cd/m2 to 0.044 cd/m2 (P<0.01). There was also a main effect of luminance on saccade endpoint accuracy in both the gap (F(6,366) = 48.8, P<0.01) and delay tasks (F(6,396) = 42.4, P<0.01). Saccade endpoint accuracy significantly improved as target luminance increased from 0.001 cd/m2 to 0.044 cd/m2 in both the gap and delay tasks velocity (P<0.01) (Fig. 3.2C). 78 A B 400 Delay Task 530 Gap Task Mean SRT (ms) Peak Velocity (deg/s) 350 300 250 200 490 470 3.5 4 04 0.4 3.5 17.5 42.5 0.4 3.5 17.5 42.5 0. 1 D 4 0. 00 04 0. 3.5 17.5 42.5 0. 4 5 00 1 0. 0. 0.4 00 5 430 00 40 30 Error Rate (%) 3 2.5 20 10 2 04 4 0. 00 0. Target Luminance (cd/m 2 ) 5 0 3.5 17.5 42.5 1 0.4 00 04 4 0. 5 00 0. 0. 00 1 1.5 0. Endpoint Error From Target (deg) 510 450 150 C 550 Figure 3.2. Effect of target luminance on mean SRT (A), mean peak velocity (B), mean endpoint error (Euclidian distance of saccade endpoint from target in degrees) (C) and percent error rate (D) (+/- standard error) for the gap (black) and delay tasks (gray). 79 Finally, the percent error rate decreased significantly with increasing target luminance from 0.001 cd/m2 to 0.044 cd/m2 (z test for proportions P<0.01) across both the gap and delay tasks (Fig. 3.2D). This error rate was significantly below chance levels across all target luminance conditions, indicating that all targets were above visual detection thresholds. 3.4.2 Target Luminance Modulates SC Visual Activity We recorded from 65 V and 64 VM neurons in the delay task. Of this group, 46 V and 64 VM single neurons were also recorded in the gap task (Table 3.1). Variations in target luminance led to systematic modulations in the visual responses of V and VM neurons. Figure 3.3 illustrates the population activity from all V and VM neurons recorded in the delay and gap tasks aligned on target appearance (left column) and saccade onset (right column). Increasing target luminance decreased the timing (VROL and time of peak), while increasing the magnitude of the visual response. Furthermore, increasing luminance also increased the steepness of the rise and fall of the initial phasic component of the visual response. A second visual response was observed in some V and VM neurons that occurred ~50-80ms after the onset of the saccade to the visual target (Fig. 3.3, right column) that has been described previously (Li and Basso, 2008). Like the initial visual response following the appearance of the target, the timing and peak magnitude of this postsaccadic visual response scaled with target luminance. This post-saccadic visual response was only observed when the visual target was present within a neuron’s response field at the time of saccade initiation. 80 VISUAL DELAY TASK TARGET ALIGNED RESPONSE SACCADE ALIGNED RESPONSE VISUAL Firing Rate (spikes/s) 200 100 100 Firing Rate (spikes/s) VISUAL-MOTOR 0 200 B VISUAL Firing Rate (spikes/s) 100 150 n=65 200 250 -100 0.001 0.005 0.044 0.4 3.5 17.5 42.5 post-saccadic visual response -50 0 50 100 150 -50 0 50 100 150 200 100 50 100 150 n=64 200 250 -100 GAP TASK C 200 post-saccadic visual response 200 100 100 0 Firing Rate (spikes/s) 50 100 0 VISUAL-MOTOR 200 A 200 D 50 100 150 n=46 200 250 -50 0 50 100 150 200 100 100 0 -100 n=64 50 100 150 200 250 Time from Target Appearance (ms) -100 -50 0 50 100 150 Time from Saccade Appearance (ms) Figure 3.3. Population spike density functions (Gaussian kernel σ = 5ms) aligned on target onset (left column) and saccade onset (right column) for all V (A,C) and VM (B,D) neurons recorded in the delay (A,B) and gap tasks (C,D) with seven randomly interleaved target luminance levels. Line colours denote target luminance (black: 0.001 cd/m2, pink: 0.005 cd/m2, cyan: 0.044 cd/m2, navy blue: 0.4 cd/m2, green: 3.5 cd/m2, yellow: 17.5 cd/m2, red: 42.5 cd/m2). 81 Table 3.1: Neuron breakdown by monkey, task and subtype. Cell Type Delay task V VM Gap task V VM Monkey W Monkey Q 26/32 33/41 30/33 17/23 16/18 30/42 24/28 17/22 82 Figure 3.4 illustrates how different components of the phasic visual response changed across the luminance manipulation. Visual response properties of the V and VM neurons were similarly modulated by luminance and no significant differences between these populations were found (See Supplementary Fig. 3.S2). Therefore, we collapsed across V and VM populations. At the dimmest target luminance, VROL was only measurable from 61% of the neurons recorded in the gap task and 40% of the neurons recorded in the delay task. As a result, repeated measures ANOVAs for VROL and growth rate were not performed on data from the dimmest luminance unless otherwise stated. Main effects with target luminance were found in both tasks for all the visual response signal properties examined (VROL: (gap) F(5,545) = 930, P < 0.01, (delay) F(5,640) = 1076 P <0.01, Peak Time: (gap) F(6,654) = 1095, P < 0.01, (delay) F(6,768) = 989, P < 0.01, Growth Rate: (gap) F(5,545) = 18.2, P < 0.01, (delay) F(5,640) = 21.1, P < 0.01, Peak Magnitude: (gap) F(6,654) = 102.9, P < 0.01, (delay) F(6,768) = 144.3, P < 0.01, and Decay Rate (gap) F(6,654) = 37.5, P < 0.01, (delay) F(6,768) = 78.2, P < 0.01). The VROL and peak time decreased significantly across all target luminance ranges tested in the gap and delay tasks (P<0.01) (Fig. 3.4A). The growth time of the visual response was also faster as luminance increased between 0.005 cd/m2 and 42.5 cd/m2 (Fig. 3.4B). There were also significant changes in the peak magnitude of the visual response (Fig. 3.4C). As target luminance increased, the peak firing rate of the visual response increased up to 0.044 cd/m2 in the gap task and up to 0.4 cd/m2 in the delay task. In the delay task an additional increase was observed between 0.4 and 42.5 cd/m2 (P<0.01). 83 B 150 30 Peak Time 130 Peak Visual Response Magnitude (spikes/s) VROL 20 90 15 70 C 275 Growth Time 25 110 50 35 Time From ROL to Peak of Visual Response (ms) DelayTask GapTask 01 05 44 0.4 3.5 17.5 42.5 0.0 0.0 0.0 225 175 10 D 0 01 5 44 0.4 3.5 17.5 42.5 0.0 0.00 0.0 Decay Rate (Slope) Slope of Visual Response Decay Time From Target Onset (ms) A 170 -3 Peak Magnitude 125 -5 75 -7 25 01 05 44 0.4 3.5 17.5 42.5 0.0 0.0 0.0 Target Luminance (cd/m2 ) 100 VROL Decay Rate 80 0.8 Median r2 Cumulative Percent E 60 40 20 0 01 05 44 0.4 3.5 17.5 42.5 0.0 0.0 0.0 Target Luminance (cd/m2 ) 0.6 0.4 0.2 0 -1 -0.5 0 0.5 Correlation Coefficient (r) 1 Figure 3.4. Effects of target luminance on the signal properties of the visual sensory response in the delay (gray points and lines) and gap (black points and lines) tasks collapsed across all V and VM neurons. See supplementary Fig. 2 for separation of V and VM neurons. A. Mean VROL (solid line) and peak time (dotted line) of the visual sensory response. B. Mean growth time (time from the VROL to the peak) of the visual response. C. Mean peak magnitude of the visual response. D. The slope of the decay rate of the initial visual response burst. E. Cumulative distributions of correlation coefficients and median r2 values (inset) for correlations between the peak magnitude of the visual response and both the VROL and decay rate in the gap task. Filled circles in the cumulative plots denote statistically significant correlations (within neuron). Color denotes the neural signal property that was correlated: VROL (blue), decay rate (red). Median r2 values denote how much variance was accounted for by each correlation. 84 Finally, the decay rate of the initial burst of the visual response was modulated by target luminance (Fig. 3.4D). As luminance increased, the rate of this decay became faster leading to a steeper downward slope of the signal up to 0.044 cd/m2 in the gap task, and up to 0.4 cd/m2 in the delay task. A further decrease was observed between 0.4 and 42.5cd/m2 in the delay task. (P<0.01). 3.4.3 Relationships Between Visual Response Properties In order to assess how the luminance modulated properties of the visual response were interrelated (i.e., how the beginning and end of the visual response was related to the peak), we correlated peak magnitude with VROL and decay rate (Fig. 3.4E) (median r2 values were used to compensate for distribution skew). We found that both the VROL and decay rate were significantly negatively correlated with the peak magnitude of the visual response (median r2: VROL:0.63, decay rate:0.57). Thus, the later the visual signal arrives in the SC, the weaker its magnitude and the shallower its decay rate. 3.4.4 Linking Visual Response Properties to Saccade Behavior We have shown that target luminance modulated both saccade behavior (Fig. 3.2) and the properties of the visual response in the SC (Figs. 3.3, 3.4). In order to link modulations of neural activity to behavior, we correlated the properties of the neural response of V and VM cells to saccade behavior. These correlations assessed the influence of the initial phasic visual response on the sensorimotor transformation that determined the timing and metrics of the resulting eye movement. All correlations were performed with data collected in the gap task when movement initiation was a direct 85 consequence of target appearance. The left column of Fig. 3.5 illustrates the cumulative distributions of correlation coefficients between visual response property (VROL, growth time to the visual peak, peak magnitude of the visual response and the decay rate of the initial visual response) and saccade behavior (SRT: Fig. 3.5A; peak saccade velocity: Fig. 3.5B; and saccade endpoint accuracy error: Fig. 3.5C) across all seven luminance levels when possible (one neuron was excluded because it possessed fewer than 3 data points for correlation). Filled circles denote significant correlations. All visual response properties analyzed were significantly correlated with saccade behavior (Fig. 3.5, right panels). Significant main effects were found between the r2 values of the visual response properties and SRT (F(4,436) = 37.5, P < 0.01, Fig. 3.5A), peak saccade velocity (F(4,436) = 14.9, P < 0.01, Fig. 3.5B), and saccade endpoint error (F(4,436) = 21.9, P < 0.01, Fig. 3.5C). The strongest correlations with saccade behavior were VROL and the peak magnitude of the visual response. These strong correlations suggest that VROL and peak magnitude of the visual response influence the latency, velocity, and accuracy of the ensuing saccade. The growth and decay rate of the visual response had weaker correlations, but they were still significantly correlated with saccade behavior. There was no difference in the correlation strength between growth time and decay rate (Fig. 3.5, right column). There were no significant differences in the correlation strength of identical visual response properties with each behavioral measure (Fig. 3.5 A,B,C right panels). Overall, although some visual response signal properties correlated better to saccade behavior than others, significant correlations were found between SRT, saccade velocity and saccade accuracy and all visual signal properties measured. This suggests 86 VROL Growth Time Peak Magnitude (inverse) Decay Rate 80 60 0.6 0.4 40 0.2 20 0 -1 -0.5 0 0.5 Correlation Coefficient (r) 0 1 0.8 Peak Saccade Velocity 80 0.6 Median r2 Cumulative Percent B 100 60 0.4 40 0.2 20 0 -1 C 100 -0.5 0 0.5 Correlation Coefficient (r) 0 1 0.8 Saccade Endpoint Error (Accuracy) 80 0.6 Median r2 Cumulative Percent 0.8 SRT Median r2 Cumulative Percent A 100 60 0.4 40 0.2 20 0 -1 -0.5 0 0.5 Correlation Coefficient (r) 1 0 Figure 3.5. Cumulative distributions of correlation coefficients (left column) and median r2 values (right column) for each behavioral and visual sensory neural variable measured. Filled circles in the cumulative plots denote statistically significant correlations (within neuron). Color denotes the neural signal property that was correlated: VROL (blue), growth time (time from VROL to peak) (green), additive inverse peak magnitude (negative correlations were plotted in order to compare with the positively correlated VROL and peak magnitude values) (black) and decay rate (pink). Each neural signal property was correlated independently to SRT (A), peak saccade velocity (B), and saccade endpoint error (C). Median r2 values denote how much variance was accounted for by each correlation. 87 that the visual response not only influenced when the saccade was initiated, but it also carried through the visuomotor transformation to influence the metrics of the saccade. 3.4.5 Target Luminance Modulates the Saccade Motor Response In order to identify elements of the motor response that varied with target luminance, we analyzed the peak magnitude (Fig. 3.6A) of the motor response at saccade onset and the rate of growth in discharge (Fig. 3.6B) of the motor response (i.e., slope) during a pre-saccade epoch (from 25ms before the onset of the movement to the onset of the movement). We analyzed the slope instead of absolute growth rate of the motor response because in the gap task it was not possible to identify the precise onset of the motor response following the visual response. Figure 3.6 shows the peak and slope of the increase in the motor response for VM neurons across the seven luminance levels tested. There was a main effect of motor peak with target luminance (F(6,378) = 15.3, P < 0.01), however, the motor burst was only significantly modulated at the dimmest target intensity rate (P<0.01) (Fig. 3.6A). This weak modulation of motor burst magnitude at the dimmest target luminance was likely related to the reduced accuracy of the saccade endpoint this luminance (Fig. 3.2C). Therefore, saccades did not always fall within the center of each neuron’s motor response field, and this resulted in reduced SC motor discharge (Stanford and Sparks, 1994; Marino et al., 2008). There was also a main effect of the growth rate of the motor response (F(6,378) = 3.56, P < 0.02). The slope of the motor burst was only significantly different between the dimmest and brightest target luminance (P<0.01) (Fig. 3.6B). Thus, although modulations of the motor response were 88 225 200 Peak Magnitude 150 0. 00 1 0. 00 5 0. 04 4 125 4.2 Growth Rate (Slope) 3.7 3.2 2.7 2.2 1.7 1.2 0.4 3.5 17.5 42.5 0. 00 1 0. 00 5 0. 04 4 175 Slope of Motor Response B 250 Motor Response at Saccade Onset (spikes/s) A Target Luminance (cd/m2) 0.4 3.5 17.5 42.5 Target Luminance (cd/m2) Figure 3.6. Effects of target luminance on the properties of the saccade motor response in the gap task collapsed across all VM neurons. A. Magnitude of the motor burst at saccade onset. B. Mean growth rate (slope) of the motor response (-25ms before saccade onset to saccade onset). Error bars denote standard error. 89 correlated with target luminance (Fig. 3.6), these correlations were weaker than those computed with the visual response (Fig. 3.5). 3.4.6 Linking Motor Response Properties to Saccade Behavior It has been previously shown that the timing of the saccadic motor burst in the SC almost perfectly correlates with saccade occurrence (Sparks, 1978). We extend this important finding by examining how luminance related changes in the peak magnitude and slope of the motor burst correlate with the saccade behavior. Figure 3.7 shows the cumulative distribution of correlation coefficients between the peak magnitude and growth rate (slope) of the motor response with saccade behavior (SRT, saccade velocity, and saccade accuracy). Both the peak and growth rate of the motor response showed significant correlation with saccade behavior; however the peak magnitude of the motor response was significantly more correlated with all saccade behaviors than its slope (growth rate) (t tests; SRT: t =-2.59, d.f. =126, P < 0.012; Peak Velocity: t =-2.45, d.f. = 126, P < 0.016; Saccade Endpoint Error: t = -3.01, d.f. = 126, P < 0.01) (Fig 3.7. right column). 3.5 Discussion Here, we have linked specific components of the visual response in the SC to saccade initiation. Target luminance modulated multiple components of the neural response in the SC, which then correlated to the resultant saccadic behavior. Of these modulations, the peak magnitude and onset time of the visual response correlated most 90 Growth Rate (Slope) Peak Magnitude 80 0.6 Median r2 60 0.4 40 0.2 20 0 -1 -0.5 0 0.5 Correlation Coefficient (r) Peak Saccade Velocity 0 1 0.8 80 0.6 60 Median r2 Cumulative Percent B 100 0.4 40 0.2 20 0 -1 C 100 Cumulative Percent 0.8 SRT -0.5 0 Correlation Coefficient (r) 0.5 0 1 Saccade Endpoint Error (Accuracy) 0.8 80 0.6 60 Median r2 Cumulative Percent A 100 0.4 40 0.2 20 0 -1 -0.5 0 Correlation Coefficient (r) 0.5 1 0 Figure 3.7. Cumulative distributions of correlation coefficients (left column) and median r2 values (right column) between each behavioral and saccade motor neural variable measured (VM neurons only). Filled circles in the cumulative plots denote statistically significant correlations (within neuron). Color denotes the neural signal property that was correlated: growth rate slope (gray), and magnitude of the motor burst at saccade onset (black). Each neural signal property is correlated independently to SRT (A), peak saccade velocity (B), and saccade endpoint error (C). Median r2 values denote how much variance was accounted for by each correlation. Error bars denote standard error. 91 strongly to saccadic reaction time, and metrics (peak velocity and accuracy). These correlations between the earliest part of the visual response and the timing and metrics of the saccade indicate that the properties of the visual response carry through into the neural computations that determine how fast the eyes move and how accurately they align the fovea with a visual stimulus. We also found significant correlations between the peak magnitude and growth rate of the motor response with variations in saccade behavior as a function of target luminance. These data indicate that elements of the earliest part of the visual response may play a crucial role in the sensory-motor transformation that underlie visually guided saccades and influence behavior. This is crucial because these signal properties arrive in the SC at latencies that approach minimum afferent delays and precede the actual motor behavior by up to hundreds of milliseconds. This suggests that the sensory-motor transformation that takes place between the visual and motor responses in the SC is being influenced by the timing and magnitude of the earliest part of the visual response. 3.5.1 Relation to Previous Work Previous studies have examined the effects of target luminance or contrast on visual activity within the SC. Contrast responses were initially described in the superficial SC of anaesthetized cats (Bisti and Sireteanu, 1976), but have also recently been found across the SC of humans with functional magnetic resonance imaging (Schneider and Kastner, 2005) and in awake monkeys using single cell electrophysiological recording (Bell et al., 2006; Li and Basso, 2008). However, the conclusions from these studies were limited because the luminance and contrast 92 modulated changes of the visual and motor responses were never systematically tested or linked to behavior. Specifically, Bisti and Siureteanu (1976) reported changes in firing rate and Schneider and Kastner (2005) reported changes in fMRI BOLD activation in the visual response in the SC, but neither of these studies correlated these changes with saccade behavior. Likewise, both Bell et al. 2006 and Li and Basso 2008 report changes in the VROL with luminance contrast; however, Bell and colleagues (2006) only used two luminance levels and did not test different luminance levels within the same neurons, while Li and Basso (2008) never correlated the observed changes in VROL or peak magnitude to behavior. Here we tested a systematic range of target luminance levels within the same neurons and determined how changes to the visual and motor response link with saccade latency and metrics. 3.5.2 Stages of Visuomotor Processing The luminance driven modulations of the visual response in the SC are propagated directly into premotor circuit controlling saccade production. Specifically, the visual and motor responses from VM neurons are aligned spatially (Marino et al., 2008) and these neurons project via the predorsal bundle to the saccade generating circuit in the brainstem (Moschovakis et al., 1990; Moschovakis et al., 1996; Kato et al., 2006; Rodgers et al., 2006). Thus, luminance based modulations of visual signals are likely used by both oculomotor (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000) and head premotor circuits (Corneil et al., 2004; Corneil et al., 2007; Corneil et al., 2008) to guide visually triggered orienting. 93 In our study, luminance affected the timing (VROL, peak time) and shape of the visual response (peak magnitude, growth time, and decay rate). At brighter target luminance values, the sensory input influenced visual processing more rapidly via the quicker arrival, faster growth, and increased magnitude of the visual response. The underlying neural mechanisms that generated these modulations in the visual response must occur early in visual processing and then propagate through stages to influence the motor response because they were observed within both V and VM neuron populations within the SC. It is presumed that V neuron subtypes are located more superficially in the SC than VM neuron subtypes (McPeek and Keller, 2002), however, only saccade related neurons in the SC have been histologically linked to specific anatomical layers (Moschovakis et al., 1988; Ma et al., 1991). We did not find any significant difference in the timing of the VROL between V and VM populations (Supplementary Fig. 3.S2). This suggests that simple luminance channels relay visual sensory information rapidly across both the superficial and intermediate layers of the SC. However, there was a tendency for the visual peak to increase at a faster rate in the V relative to the VM neurons (Supplementary Fig. 3.S2). Multiple interpretations could explain this temporal asynchrony. One possibility is that it could result from processing stages between the superficial and intermediate SC. The superficial SC receives input from early stages of visual processing (i.e., the retina and primary visual cortex) (Robinson and McClurkin, 1989; Sherman, 2007). Visual activity might reach its peak more slowly in the intermediate SC because it is filtered through additional connections from the superficial SC and additional extrastriate visual cortical regions (Kunzle et al., 1976; Fries, 1984; Cusick, 1988; Lock et al., 2003). Alternatively, enhanced inhibition could cause the 94 initial visual burst to terminate earlier in the superficial SC thereby shifting the time of the peak earlier relative to intermediate SC. Finally, there was a tendency for the peak magnitude of the visual response to be larger in VM neurons relative to V neurons. If this trend is real, it indicates that the visual sensory signal could be amplified as it passes through the stages of processing prior to the VM neurons that influence resulting saccades. 3.5.3 Evidence for Visual Inhibitory Feedback We observed a steepening slope in the decay of the initial visual response with increasing luminance (Figs. 3.3 left column, 4D). This could indicate that a neural mechanism exists whereby the strength of the initial visual response determined the magnitude of the suppression of the later part of the same response. This suppression could play a role in terminating the initial phasic component of the visual response and may provide a mechanism for controlling express saccade generation (fast saccades with SRTs that approach minimum conduction delays) that might otherwise be triggered if the visual response grows large enough to cross a neural threshold and trigger a saccade (Edelman and Keller, 1996; Dorris et al., 1997). It is unclear whether this observed suppression in the visual response could result from local inhibitory circuitry within the SC (Isa and Hall, 2009) or if it is relayed from upstream structures. One possible upstream candidate is the visual sector of Thalamic Reticular Neurons (TRNs), which have been shown to receive excitatory inputs from the LGN and project an inhibitory signal back to the LGN (Crabtree and Killackey, 1989; Conley and Diamond, 1990; Harting et al., 1991; Uhlrich et al., 2003; Fitzgibbon et al., 95 2007). Interconnections between the SC and TRNs have been previously identified (Wilson et al., 1995; Vaccaro and Mitrofanis, 1996; Kolmac and Mitrofanis, 1998; Jones, 2007), so that it is at least possible that visual activity in the SC could influence inhibitory TRN feedback and vice versa to influence the underlying visuomotor transformation. This would suggest a new role for the SC in controlling visually guided saccades. Future studies that assess the relationships between visual responses in the SC and TRN activation will be important to address these questions. 3.5.4 Implications for Modelling of the Visual System The modulations of the visual response that we reported with changes in target luminance suggest a built-in mechanism that could be used to bias signals that influence both visual processing and visuomotor transformations. For example, when multiple visual stimuli are competing for foveation within the saccadic system, this mechanism could influence the neural competition between individual visual responses via changes to their timing, magnitude, or shape. These changes in visual processing could therefore influence the order in which individual stimuli are selected for upcoming saccades. Such selective enhancement or inhibition of salient features in the visual system are hypothesized to be a key feature for influencing saccades during natural viewing (Itti and Koch, 2001; Berg et al., 2009). The SC is an excellent locus for these spatial interactions to occur because it contains a topographic sensorimotor map for saccades (Robinson, 1972; Marino et al., 2008) where multiple sensory and goal driven signals compete to influence saccade production (Dorris et al., 2007). The differences in VROL, peak, and slope that were modulated by luminance could therefore impact the spatial competition of 96 bottom-up signals on the SC map and influence 1) which stimuli become saccade targets, 2) the order that visual signals are chosen for saccade targets (i.e., which are selected first, second etc), 3) and which stimuli are ignored. Incorporating these signal properties into winner-take-all spatial competition models (Kopecz, 1995; Itti and Koch, 2001; Trappenberg et al., 2001) could significantly improve the models’ capacity for predicting saccade selection. Because natural vision in primates commonly involves making visually guided saccades to targets of varying luminance, future studies of the visual or saccade system will benefit from a better understanding of how luminance impacts both sensory processing and motor behavior that these results provide. 97 Chapter 4: The Timing and Magnitude of Visual and Preparatory Responses in the Superior Colliculus Influences Express Saccade Latency and Prevalence 98 4.1 Abstract Express saccades represent the fastest possible visually-triggered saccadic eye movement with latencies that approach minimum sensory-motor conduction delays. In the primate superior colliculus (SC, a midbrain orienting structure), two of the neural signals that influence the probability of generating an express saccade are pre-target saccade preparatory activity and the transient visual response. Here we use target luminance as a tool to alter the timing and magnitude of the visual response which we hypothesized would significantly influence express saccade timing and prevalence. We recorded from visually responsive and preparatory build-up neurons in the SC of monkeys performing the gap saccade task while target luminance was systematically varied between 0.001 cd/m2 to 42.5 cd/m2. Express saccade timing and prevalence was determined independently from each luminance specific visual response. Target luminance influenced both the timing of and proportion of express saccades that were produced. At luminance levels below 0.044 cd/m2, express saccades were generated at significantly longer latencies (130-160ms) than traditionally reported. Increasing target luminance (up to 3.5 cd/m2) increased and then decreased the proportion of express saccades forming an inverted U-shaped function. The increase in the proportion of express saccades correlated strongly with large increases in the magnitude of the visual response. The subsequent reduction in express saccades at luminance levels above 3.5cd/m2, was not accounted for by modulations to the visual-peak or accumulated buildup alone. This suggests that other neural parameters likely play an important role in influencing whether an express or longer latency regular saccade is generated. 99 4.2 Introduction The ability to react as quickly as possible can have important consequences that can range from saving a shot on goal and winning the big game to successfully evading some physical attack or threat. Such timely responses first require that a sensory signal be detected and/or processed by the nervous system before an appropriate action can be performed. In the visual system, this detection and/or processing often involves a rapid movement of the eyes (saccade) so that a critical visual object or threat can be oriented and analyzed. Express saccades reflect the fastest visually triggered saccades in primates with latencies that approach the minimum afferent and efferent conduction delays between the retina and the extra-ocular muscles (Fischer and Boch, 1983; Fischer and Weber, 1993; Paré and Munoz, 1996; Dorris et al., 1997). Here, the neural processing times that would otherwise be necessary to make higher order decisions about the meaning of stimuli or how to respond to them are bypassed. Thus, express saccades represent a "visual grasp reflex" (Hess et al., 1946) whereby responses to abruptly appearing visual stimuli are transformed directly into saccadic orienting responses (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000; Corneil et al., 2004). Historically, express saccades have been defined by behavioral criteria that was based on the observation of multiple modes within saccadic reaction time (SRT) distributions (Fischer and Boch, 1983; Fischer and Ramsperger, 1984). These studies described the earliest and fastest mode as express saccades (typically ~70-90ms in monkeys) and the slower later mode as regular saccades (above 120 ms) (Fischer and Boch, 1983; Fischer and Ramsperger, 1984). These temporal ranges for express and regular saccade epochs are often used to define express and regular saccade ranges in 100 many studies of saccadic latency. However, because anticipatory movements and bimodality in SRT distributions are not always clearly separable, and express saccade ranges have been shown to vary between species, laboratories, and individuals, it is sometimes inaccurate or inappropriate to infer whether express saccades were produced from the analysis of latency distributions alone. Because of this problem, it has been proposed that the temporal range of express saccade latencies should be determined by the precise timing of the visual response within visual and oculomotor structures and not by an arbitrary or absolute latency range(s) (Bell et al., 2006). This method ensures that all saccades are visually triggered (i.e., not anticipated and initiated prior to the visual response) and express saccade latencies are defined by ranges that are constrained by neural conduction/transduction delays. Although some of the neural mechanisms underlying the generation of express saccades have been identified (Edelman and Keller, 1996; Kirschfeld et al., 1996; Dorris et al., 1997; Sparks et al., 2000; Hamm et al., 2010), several key details remain poorly understood. Here, we used stimulus intensity as a tool for altering the timing and magnitude of visual responses in the SC and examined the corresponding effects on the latency and probability of evoking an express saccade. Several variables have been identified previously that influence the probability of generating an express saccade including: 1) imposing a temporal gap between the disappearance of the fixation point and the appearance of a visual target (Saslow, 1967; Fischer and Ramsperger, 1984; Reuter-Lorenz et al., 1991; Rohrer and Sparks, 1993; Paré and Munoz, 1996; Shafiq et al., 1998); 2) abruptly presenting only a limited number (1 or 2) of nearby target stimuli at a time (McPeek and Schiller, 1994; Weber and Fischer, 1994; Dorris and Munoz, 101 1998); 3) maximizing the spatial and temporal predictability of when or where the visual target can appear (Rohrer and Sparks, 1993; Paré and Munoz, 1996; Dorris and Munoz, 1998); and 4) repetitively overtraining subjects on specific visually guided saccade tasks (Kowler, 1990; Paré and Munoz, 1996). Here we add to this understanding by examining how stimulus driven modulations to the timing and magnitude of the visual response affect the timing and probability of producing express saccades. The superior colliculus (SC) is an oculomotor control structure in the midbrain that integrates sensory, motor, and cognitive signals related to visual orienting (Hall and Moschovakis, 2003). The SC is also a critical structure in the generation of express saccades because: 1) it receives visual input directly and indirectly from the retina along the retino-tectal and renino-geniculo-tectal pathways (Fries, 1984; Cusick, 1988; Robinson and McClurkin, 1989; Lock et al., 2003) ; 2) it projects directly to the saccadic brainstem burst generator to drive saccades (Rodgers et al., 2006); and 3) when lesioned, express saccades are abolished (Schiller et al., 1987). During a regular latency saccade, high frequency bursts of action potentials related to visual and motor responses can be observed as temporally separate events in the intermediate layers of the SC (SCi) (Wurtz and Goldberg, 1972b; Sparks and Mays, 1980). However, during an express saccade, these visual and motor responses occur simultaneously (Edelman and Keller, 1996; Dorris et al., 1997; Dorris and Munoz, 1998; Sparks et al., 2000), thereby producing a single indistinguishable burst of action potentials that can be of higher frequency than the distinct and temporally separate visual and motor bursts that are observed during regular saccades. Because the motor response to move the eyes is time locked to the visual response during an express saccade, and the 102 timing of the visual response has been shown to change with stimulus luminance (Bell et al., 2006; Li and Basso, 2008; Marino et al., 2011), we hypothesize that express saccade latencies are not fixed to a specific temporal range, but are dependent on stimulus specific visual response onset latencies. Consequently, we also hypothesize that express saccades may be present within single mode SRT distributions whenever a saccade is triggered with a latency that temporally overlaps or merges with the visual response. Increases in pre-target preparation responses in the SCi during the gap period also influence express saccade generation (Dorris et al., 1997; Dorris and Munoz, 1998). This low frequency pre-target activity (<100Hz) starts ~100ms in to the gap period and is predictive of where or when a visual target will appear (Dorris and Munoz, 1998; Basso and Wurtz, 2002). In particular, increases in this pre-target activity correlate with an increase in the likelihood of producing an express saccade (Dorris et al., 1997). Because decreased target luminance delays the onset latency of SC visual responses (Bell et al., 2006; Li and Basso, 2008; Marino et al., 2011), the amount of time available for pretarget activity to accumulate in the gap task (prior to the arrival of the visual response) will increase. Thus target luminance modulates both the magnitude of the visual transient as well as the amount of pre-target preparatory activity in the SCi prior to when the visual transient arrives. These observations have led to the development of a threshold based accumulator model for express saccades in the SCi (Fig. 4.1) (Edelman and Keller, 1996; Dorris and Munoz, 1998). In this model, an express saccade is triggered when the visual response is significantly large enough to cross a neural threshold (Edelman and Keller, 1996; Dorris and Munoz, 1998). When combined with pre-target activity, the magnitude of the visual 103 Pre-existing Express Saccade Model (Dorris et. al J. Neurosci. 1997, Edelman and Keller J.Neurophys 1996) SRT Regular VROL Target Onset FP Offset Neuronal Activation Saccade Trigger Threshold Express Neural Signal in SCi neurons Figure 4.1. A pre-existing model of express saccade generation based on neural trigger thresholds in the SCi. In this model, an express saccade is triggered when the combined visual response and build-up activity (red curve) cross a neural threshold (dotted grey line) to trigger an express saccade (Edelman and Keller 1996; Dorris and Munoz 1998). When this combined response does not cross threshold, a regular latency saccade can be triggered at a later time by a separate and distinct motor response. (grey line). 104 response is increased thereby making it more likely to cross threshold and trigger an express saccade (Dorris and Munoz, 1998). Without sufficient pre-target activity, it should be unlikely for a visual response to cross this saccade threshold. Based on this model, both the magnitude of the visual response and the amount of pre-target activity should combine to determine whether an express saccade is triggered. Here, we test this model explicitly by examining how changes to the magnitude of the visual response and the amount of pre-target activity interact to influence express saccade production. We hypothesize that express saccades can be generated toward dim targets because weaker visual responses can be compensated for by increased pre-target activity that accumulates when the visual response is delayed. 4.3 Methods 4.3.1 Animal preparation All animal care and experimental procedures were in accordance with the Canadian Council on Animal Care policies on use of laboratory animals and approved by Queen’s University Animal Care Committee. The surgical techniques required to prepare animals for neuronal and eye movement recordings in our laboratory have been described previously (Marino et al., 2008). In brief, two male monkeys (Macaca mulata) were trained to perform several oculomotor tasks. Both animals underwent surgery under aseptic conditions for the insertion of bilateral eye coils, a stainless steel head holder, and a recording chamber that was mounted on the skull using stainless steel bone screws and dental acrylic. The recording chamber was oriented towards the SC at an angle of 38° 105 posterior of vertical in the mid-sagittal plane. Monkeys were given at least 2 weeks to recover prior to resuming of behavioral training. 4.3.2 Experimental tasks and behavioral stimuli All behavioral tasks, data collection and recording techniques have been described previously (Marino et al., 2011). In brief, monkeys were seated in a primate chair with their heads restrained for the duration of an experiment (2-4 hours). They faced a display cathode ray tube monitor that provided an unobstructed view of the central visual area 50° x 60°. Extracellular recording was performed with tungsten microelectrodes (0.5-5 MΩ impedance, Frederick Haer) inserted through guide tubes (23 gauge) that were anchored in delrin grids with 1 mm hole separations inside the recording chamber (Crist C.F. et al., 1988). Electrodes were advanced with a microdrive into the intermediate layers of the SC where we proceeded to isolate single neurons. For this study, each monkey was required to perform several visually-guided saccade tasks (Fig. 4.2A,B). Each trial required the monkey to generate a single saccade from the central fixation point (FP) to a peripheral visual target (T). At the start of each trial, the screen turned black and after a period of 250 ms a circular grayscale FP of constant luminance (0.25° diameter spot, 3.5cd/m2) appeared at the center of the screen against a black background (~0.0001 cd/m2). Fixation of the FP was required for a variable period (500 - 800 ms) until either a small circular 0.25º grayscale T appeared (delay task), or the FP was extinguished (gap task). During the inter-trial interval (8001500 ms duration), the display screen was diffusely illuminated to prevent dark adaptation. 106 DELAY TASK A Visual Target Baseline Epoch Saccade Epoch Saccade Baseline GAP TASK B Visual Baseline Saccade Preparatory Epoch Epoch Target Epoch FP FP T T EYE EYE 500 - 800ms 500 - 800ms 500 - 800ms Saccade Onset D 600 Activity (Spikes/s) Visual Response Activity (Spikes/s) DELAY TASK (No Build-Up) C 600 SRT 400 200 0 400 200 0 200 400 Time From Target Appearance (ms) Activity (Spikes/s) 400 200 0 400 200 0 200 400 Time From Target Appearance (ms) SRT Saccade Onset Saccade Response 400 200 0 400 200 0 200 400 Time From Saccade Onset (ms) F 600 Activity (Spikes/s) GAP TASK (Build-Up Neuron) E 200ms 600 400 200 0 400 200 0 200 400 Time From Saccade Onset (ms) Figure 4.2. Schematic representation of temporal events in the delay (A) and gap (B) tasks for the fixation point (FP), target (T) and eye position (EYE). Vertical gray bars denote key analysis epochs used to classify responses and neurons. C-F. Rasters and spike density functions of a representative visual-motor burst neuron (VMBN) and a build-up neuron (BUN) recorded during saccades toward the optimal target location. C,D. A VMBN recorded in the delay task exhibiting separate visual (C, target aligned) and saccade (D, saccade aligned) related responses. E,F. A VM-BUN neuron recorded in the gap task exhibiting pre-target build-up activity during the gap period. 107 The delay task (Fig. 4.2A) was used to temporally dissociated neural activity that was related to either the appearance of the target or the saccadic motor response. In the delay task, the monkeys were required to continue fixation of the FP for an additional 500-800 ms after T appearance. Only after FP disappearance was the monkey allowed to initiate a saccade to the T. The gap task (Fig. 4.2B) was used to elicit pre-target preparatory activity as well as make the visual system behave more reflexively by reducing SRT and facilitating the production of express saccades. (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000). In the gap task, the monkey was required to make a saccade to a visual target immediately after its appearance. In the gap task a 200 ms period of darkness (gap) was inserted into each trial between FP disappearance and T appearance (Saslow, 1967). During the 200ms gap, the monkey was required to continue central fixation until a target appeared either in the optimal or opposite location of each recorded neuron's visual response field (see below). Once the target appeared, the monkey was required to initiate a saccade to it within 1000ms of its appearance. Fixation point luminance was held constant at 3.5 cd/m2 and seven distinct target luminances (0.001 cd/m2, 0.005 cd/m2, 0.044 cd/m2, 0.4 cd/m2, 3.5 cd/m2, 17.5 cd/m2, and 42.5 cd/m2) were randomly interleaved within each block of trials. Luminance was measured with an optometer (UDT instruments, model S471) that was positioned directly against the screen of the monitor and centered on the stimulus. After each correct trial the monkey was rewarded with fruit juice or water. 108 4.3.3 Averaged spike density functions and neuron classification In order to group and characterize the activity of individual neurons, trains of action potentials averaged across all correct trials were convolved into spike density functions using either a Poisson or a Gaussian kernel (σ = 5ms) for each spike depending on whether activity related to neural onset times (Poisson kernel) or peak responses (Gaussian kernel) was being analyzed. Here a Poisson-like exponential growth/decay function was used that resembled a postsynaptic potential: R(t) = [1 - exp (-t/ τg)]·[exp (-t/ τd)] Where R(t) defines the rate as a function of time, growth constant (τg) = 1ms; decay constant (τd) = 20ms (Thompson et al., 1996). The Poisson-like exponential growth/decay function is critical for the calculation of signal onset latencies because the kernel only temporally smoothes neural activity later in time in order to preserve accurate onset times (Thompson et al., 1996). Spike density functions were aligned on target appearance when analyzing visual responses or pre-target preparatory activity and saccade onset when analyzing motor responses. Neural activity from repeated trials with the same target location were summed together and averaged to produce spike density functions of neural activity. Neurons were classified based on their target or saccade related responses in the delay task. Visual and saccade related activity was classified relative to two specific baseline epoch periods (Fig.4.2A). Visual baseline activity was calculated as the average discharge from all correct trials during the last 100 ms of active central fixation prior to target appearance. Saccade baseline activity was calculated from the average discharge 109 from all correct trials 100-50ms prior to the onset of the saccade. (Fig.4.2A). A significant visual response was defined as an increase of target aligned activity (Gaussian kernel) greater than 50 spikes/s above the visual baseline during the target epoch (50150ms after target appearance) (Fig. 4.2A). A motor response (Gaussian kernel) was defined as a significant increase activity in the saccade epoch (+/- 10 ms around the onset of the saccade) that was greater than 50 spikes/s above both the visual and saccade baselines. Saccade activity was required to exceed the saccade baseline (in addition to the visual baseline) in order to ensure that any sustained tonic visual activity related to the continued presence of the target in the delay task would not be misclassified as motor related saccade activity. We recorded 78 saccadic motor burst neurons from 2 monkeys (see Table 4.1). 73/78 neurons had both visual and motor responses and 5/78 neurons had only motor responses when the target was placed within the optimal response location in the visual field. This optimal location was defined by the spatial target location that elicited the highest frequency burst of action potentials related to the appearance of the T (visualmotor neurons) or the initiation of a saccade toward the T (motor-only neurons). 4.3.4 Classification of build-up neurons. A subset of the visual-motor and motor-only burst neurons were sub-classified based on whether or not they exhibited significant pre-target preparatory activity in the gap task after the disappearance of the FP but prior to the onset of the visual response (build-up neurons: BUNs)(Munoz and Wurtz, 1995a). BUNs were classified based on a significant increase in low frequency activity during the preparatory epoch (10 ms after 110 Monkey (age, weight) VMBN BUN BUN (No Build-Up) VM M W (6 years, 8 kg) 41 1 0 Q (7 years, 12 kg) 22 9 5 Total Neurons 63 10 5 Table 4.1: SCi neuron breakdown by monkey and subtype. VMBN: Visual-Motor burst neuron with no build-up activity. BUN: A motor burst neuron with build-up activity that may (BUN-VM) or may not (BUN-M) also exhibit a visual response to the appearance of the target. 111 target appearance to 40 ms after target appearance) relative to the visual baseline epoch (last 100ms of active fixation prior to the disappearance of the fixation point) (Fig. 4.2B). The activity in the preparatory epoch had to be at least 15 spikes/s greater than the activity in the visual baseline epoch and significant by a non-parametric Rank Sum test (p <0.05). Based on this criteria, there were 63 visual-motor burst neurons with no build-up (VMBNs) and 15 build-up neurons (BUNs, of which 10 were visual-motor neurons and 5 were motor-only neurons). 4.3.5 Behavioral Analyses Data were analyzed offline with custom Matlab (Matlab 7.4, Mathworks Inc) software. The start and end of saccades were determined from velocity and acceleration template matching criteria; verified offline by the experimenter, and corrected when necessary. Because visual response onset latency (VROL, see below) changed with target luminance, anticipatory saccades (saccades with SRTs less than the luminance specific afferent visual delays; see below) were removed based on each calculated VROL. Error rates were calculated from the trials in which the target appeared. Early aborted trials in which the monkey failed to fixate or maintain fixation of the FP at the beginning of the trial prior to target appearance were eliminated from further analysis because they were not representative of active task participation. Error rates were computed from those trials that were initiated by the monkey (by actively fixating the FP at the start of a trial and then holding fixation until the target appeared). Errors included: 1) anticipation errors (saccades made after the target appearance, but before the visual response reached the SC; see RESULTS); 2) saccade errors (saccades initiated after target was perceived 112 that landed outside the target window and were therefore incorrect); 3) delay task timing errors (saccades initiated to the target after target appearance but before FP disappearance); 4) trials in which no saccade was made. For a detailed analysis of error rates see Chapter 3. To determine the shortest SRT for visually-triggered saccades, we analyzed SRT histograms (5ms bins) aligned on target appearance when two equally possible target locations were presented within blocks of gap saccade trials. The distribution of SRTs for correct saccades made into the target window was compared to the SRT distribution for direction errors: i.e., saccades made incorrectly to the opposite target location. The value of each pair of correct and incorrect bins was then compared at every target luminance presented. Anticipatory saccades occurred with equal probability to either of the two target locations (50% predictable), whereas the earliest visually-guided movements were biased heavily toward the correct target location. The first bin in both distributions where the monkey made significantly more correct trials than direction errors determined the end of the anticipatory saccade period and denoted the minimum time required for visual information from target appearance to propagate through the visual system to influence saccade initiation (Fischer and Boch, 1983; Edelman and Keller, 1996; Paré and Munoz, 1996; Dorris et al., 1997). Bin sizes between correct and direction error saccades were compared using running binary sign tests. If fewer than 10 saccades were represented within the first consecutive and statistically greater SRT bin, additional bins were included until the total number of saccades represented in the bins exceeded 10 counts in order to compensate for the smaller sample sizes present at some target intensities. 113 4.3.6 Neuronal Analyses The effects of luminance on visual response properties was determined from changes in the timing (visual response onset latency: VROL) and peak magnitude of the initial phasic burst of the visual response as these properties were found to be highly correlated to saccade behavior (Marino et al., 2011). VROL was determined independently for each neuron at each target luminance from a running non-parametric Rank Sum test of a trial-by-trial spike density function (Poisson kernel) aligned to the appearance of the visual target. VROL was defined as the onset of stable statistical significance (p<0.05) between the mean activity during the visual baseline and a moving temporal window (1 ms resolution) within the target epoch (Fig. 4.2A). The peak visual response was calculated independently in both the delay and gap tasks and was measured separately for both express and regular latency saccades. The magnitude and timing of the peak visual response was calculated at each target luminance from the maximum of the trial averaged spike density function (Gaussian kernel) aligned to the appearance of the target in the target epoch (Fig. 4.2A). We chose a 5ms pulse width as this value allowed for a smooth continuous function to be generated with minimal temporal smoothing of neural activity. The time to the peak was calculated as the time from T appearance to the peak response. The effects of luminance on the accumulated amount of preparatory build-up activity was determined from the summated area under the curve of the corresponding spike density function from target appearance until 10 ms prior to the luminance specific VROL (VROL occurred earlier with increasing luminance) in the gap task. This epoch 114 enabled differences in the accumulated build-up to be robustly compared across each luminance without any contamination from the visual response. Both the VROL and accumulated preparatory build-up were calculated using the Poisson function instead of a Gaussian function to ensure that each luminance specific VROL was not artificially shifted earlier in time. The amounts of accumulated build-up that were calculated at each luminance level were compared to each other using a z test for proportions. All statistical comparisons were calculated with repeated measures ANOVA with post hoc Bonferroni corrected pair-wise comparisons unless stated otherwise. 4.3.7 Calculation of Express Saccade Ranges Express saccade ranges were defined independently at each target luminance value from the timing of the corresponding VROL and shortest visually triggered SRTs. We defined express saccades as visually triggered saccades where the visual response is temporally merged with the motor response within VMBNs in the SCi. The mean time difference between the VROL and the shortest SRT bin was 16.02 ms +/- 2.6 ms. Therefore we defined the express saccade range as a 30 ms epoch beginning 15 ms after each luminance specific VROL in the gap task. We chose a conservative 30ms epoch in order to ensure that only express saccades were included 4.3.8 Expanded Express Saccade Model It was proposed previously that express saccades are generated when the transient visual response and preparatory build-up activity sum together to cross a neural threshold and trigger a saccade that temporally merges the visual and saccadic motor responses 115 (Edelman and Keller, 1996; Dorris et al., 1997). In order to test this model, we examined how changes to the combined peak visual response and accumulated build-up activity at each luminance level affected the proportion of express saccades that were produced. The individual contributions of the peak visual response and cumulative build-up activity were normalized and the proportion of express saccades produced was modelled as a linear combination of each signal: w1(Vpeak) + w2(BUacc) = % Express Saccades Produced Where w1 and w2 are the strengths of the proportional weights of the normalized visual peak response (Vpeak) and accumulated pre-target build-up activity (BUacc). Values of w1 and w2 were calculated that most closely matched the measured proportions of express saccades that were produced at each luminance level. This enabled the model to predict the relative importance of changes to the peak magnitude of the visual response relative to the accumulated build-up activity in influencing the likelihood of producing an express saccade. 4.4 Results 4.4.1 Target Luminance Modulates Express Saccade Latency We recorded saccade behavior while recording from single saccade related burst neurons in the SCi of two monkeys performing the gap task (See Table 1 for a detailed breakdown). In order to assess the dependencies of express saccade latency ranges on external stimulus properties, we examined how the timing of neural visual responses and the shortest visually triggered SRTs were modulated by target luminance. Figure 4.3A illustrates the effect of changing target luminance on the underlying SRT distribution and 116 A 150 2 0.001 cd/m 350 Onset of Correct Visually Triggerred Saccades B Timing of Visual Response and Saccade Behavior 160 Time of Visual Peak Time of First Correct SRT BIN Visual Response Onset Latency 0 150 0 2 350 0.005 cd/m Time (ms) 140 120 100 0 150 2 17.5 cd/m 0 350 140 120 120 100 D 80 60 60 80 120 140 160 60 Monkey W Monkey Q Mean 12 8 0. 0. 0 1 4 00 0 0 100 200 300 SRT (ms) (Target Directions Collapsed) % Express Saccades Total Trials 0 2 42.5 cd/m 0 350 100 80 Visual Response Onset Latency (ms) 20 Proportion of Express Saccades 16 0 150 100 slope = 0.9996 r = 0.996 slope = 1.1970 r=0.997 Time of Visual Peak (ms) 2 3.5 cd/m 140 4 0 350 160 5 0 150 160 04 2 0.4 cd/m 0 350 00 150 VROL versus First Correct SRT VROL versus Time of Visual Peak 0. Regular 0.4 3.5 17.5 42.5 Target Luminance (cd/m2) C Express 0 60 0. 00 1 0. 00 5 0. 04 4 2 0.044 cd/m Time of First Correct SRT BIN (ms) 0 150 Activity (Spikes/s) SRT Behavior and Visual-Motor Neuron Population (No Build-up Poisson Kernal) 80 0 350 0.4 3.5 17.5 42.5 Target Luminance (cd/m2) Figure 4.3. Effects of target luminance on express saccades in the gap task. (A), Grey bars denote a histogram of SRTs for correct saccades (above the zero line) and direction error saccades (below the zero line) in the gap task across 7 different luminance levels (column is organized from top to bottom in ascending luminance). The colored lines denote the population activity of VMBNs for regular latency (thick line) and express latency saccades (thin line) across each luminance. (B) Temporal modulation of visual response properties (time of response onset and peak) and the earliest visually triggered saccade latency (first histogram bin when saccade performance exceeds chance). The onset and peak of the visual response are denoted by solid and dotted grey lines respectively. The time of the first correct SRT bin is denoted by a solid black line. (C) Linear correlations between VROL and the peak time of the visual response (gray data points and line) and VROL and the earliest SRT response time (black data points and line). (D). The proportion of express saccades produced by monkey W (black line) and Q (grey line) as determined by the timing of the visual response properties and earliest visually triggered SRT latencies. The dotted grey line denotes the mean proportion of express saccades. 117 the corresponding visual response of VMBNs neurons. As target luminance decreased toward detection threshold, the VROL and peak of the visual response in VMBNs in the SCi occurred significantly later in time (Fig. 4.3A, Colored lines). Furthermore, SRT behavior was also affected such that as luminance decreased, the earliest time for a visually-triggered saccade (non-anticipatory) also occurred significantly later in time (Fig. 4.3A, histogram: vertical dotted lines denote bin in SRT distribution where performance exceeds anticipatory chance, Binary sign test p<0.05) . Figure 4.3B summarizes the temporal changes to the visual and earliest SRT response: as target luminance increased, the neural (VROL and time of visual peak) and behavioral response decreased in latency (VROL: (gap) F(5,545) = 930, P < 0.01, Peak Time: (gap) F(6,654) = 1095, P < 0.01). The mean time between the VROL and the earliest visually triggered SRT bin was 16ms +/- 3ms (standard error). The time of earliest visually-triggered SRT bin and the peak of the visual response were nearly identical (Bonferroni corrected pairwise comparisons p > 0.05) at all but the 2 dimmest luminance levels (Bonferroni corrected pair-wise comparisons p < 0.05). This suggests that at all but the dimmest target luminance levels, a visually triggered saccade cannot be launched until the visual response reaches its peak level. The timing of both the neural visual response and fastest visually triggered SRT changed with target luminance, suggesting that the corresponding express saccade (saccades with merged visual and motor responses in the SCi) ranges were not fixed but instead were altered by luminance. The maximum difference between the fastest and slowest mean VROL, visual response peak time and earliest visually triggered SRT was VROL: 75.5ms +/- 3.4 (standard error), Peak Time: 89ms +/- 2.4 (standard error), SRT: 75 ms (difference of bins), which suggests that express saccade 118 ranges can be altered by up to 75 ms. Furthermore, VROL is linearly related to and highly correlated with both the peak time of the visual response (gray line: slope = 1.197, r = 0.997 p<0.05) and the earliest SRT response time (black line: slope = 0.9996, r = 0.996) (Fig. 4.3C). 4.4.2 Target Luminance Modulates SRT Bimodality Express saccades were first defined by the earliest distinct mode present within a multimodal SRT distribution (Fischer and Boch, 1983; Fischer, 1986). However, the SRT distributions in Fig. 4.3A only demonstrate clear bimodality at the brightest luminance level employed. This clear bimodality gradually merges into a single mode as luminance levels decrease toward detection threshold. However, if an express saccade is not defined by bimodality but by the temporal merging of visual and saccade motor responses in the SCi, then the poorly separated or single modes within the dimmer SRT distributions still contain a proportion of express saccades. In summary: 1) The separation between regular and express saccade modes can be altered by target luminance; 2) Express saccades can still be present within some single mode SRT distributions and 3) Whenever express saccades are present within single mode SRT distributions, their latency ranges cannot be clearly determined without knowledge of the timing of the visual response in the oculomotor circuitry. 4.4.3 Merging of Sensory and Motor Bursts During Express Saccades During an express saccade, the visual and motor responses of SC VMBNs are temporally coincident. In order to examine how the merged visuomotor response differed 119 from temporally separated visual responses during regular saccades, we compared the target aligned response of VMBNs during express (Fig. 4.3A thin colored lines) and regular (Fig. 4.3A thick colored lines) saccades. When the target aligned responses of this population were compared, express saccades showed a significantly increased target aligned response both before the visual response (increased pre-target preparatory buildup activity) and during the visual response. This increased visual response during express saccades has been previously shown to be related to the merging of the visual and motor responses (Edelman and Keller, 1996; Dorris et al., 1997; Sparks et al., 2000) as well as the summation of the visual response with the increased pre-target build-up activity (Basso and Wurtz, 1998; Dorris and Munoz, 1998). Furthermore this pre-target build-up activity is correlated with a reduction in SRT and an increased likelihood of producing an express saccade (Dorris et al., 1997; Dorris and Munoz, 1998). 4.4.4 Target Luminance Modulates the Likelihood of Producing an Express Saccade In order to determine how target luminance modulated the likelihood of producing an express saccade, we calculated the proportion of express saccades produced within the 30 ms express saccade epoch (as determined by the timing of the VROL and time of the earliest visually triggered SRT bin, see Methods). Figure 4.3C describes the percent express saccades produced at each luminance level from each monkey. For each monkey, the percent express saccades formed an inverted U-shaped function whereby the percent of express saccades increased from 0.001 cd/m2 to 3.5 cd/m2 (z test for 120 proportions z=4.85, p<0.01) and then decreased from 3.5 cd/m2 to 42.5cd/m2 (z test for proportions z=6.88, p<0.01). 4.4.5 Target Luminance Modulates Peak Visual Response and Accumulated Build-up in the gap task Because the amount of pre-target build-up activity (Dorris et al., 1997; Dorris and Munoz, 1998) as well as the magnitude of the visual response (Marino et al., 2011) in the SCi have been shown previously to influence SRT and express saccade production, we examined how each of these neural properties were modulated by target luminance in the gap task. Figure 4.4A illustrates the effect of target luminance on the target aligned visual response on the population of VMBNs recorded. Here all neurons with significant increases in pre-target preparatory build-up activity (BUNs) were removed in order to isolate the effects of luminance on the magnitude of the visual response alone. There was a main effect of luminance on the peak of the visual response (Peak Magnitude: (gap) F(6,654) = 102.9, P < 0.01). As luminance was increased from 0.001 cd/m2 to 42.5 cd/m2 the onset of the visual response occurred later and had a lower peak (Fig. 4.4A). Figure 4.4C illustrates the mean peak visual response (measured from each VMBN without build-up) at each luminance level. As luminance increased from 0.001 to 0.4 cd/m2, the mean peak visual response increased (Bonferroni corrected pair-wise comparisons p < 0.05). Above 0.4 cd/m2 the trend of the peak visual response increased, however these increases were not significant (p>0.05). In summary, the peak visual response increased with increasing target luminance. 121 160 42.5 17.5 3.5 0.4 0.044 0.005 0.001 120 1500 Target Luminance 00 3.5 17.5 42.5 0. 4 04 0.4 0. 1 00 0. 00 0. 14 (cd/m 2 ) Linear Model Combining Visual Response Magnitude and Build-up F 0.4 3.5 17.5 42.5 Target Luminance (cd/m 2 ) 0.12 Optimal Parameter Weights Behavior Model 12 0.06 10 8 3.5 0 17.5 42.5 -u p 0.4 ild 0. 04 4 00 5 Target Luminance (cd/m 2 ) Bu 0. 0. 00 1 6 Pe ak % Express Saccades E 5 75 4 125 Cumulative Build-up 04 175 n=14 neurons 0 -200 -150-100 -50 0 50 100 150 200 250 Time From Target Onset (ms) 6500 5 D 225 25 80 0. Peak Visual Response Peak Visual Response (Spikes/s) C 0 150 Time From Target Onset (ms) 40 n=64 neurons 0 -200 -150-100 -50 0 50 100 150 200 250 Time From Target Onset (ms) 275 0 -200 00 50 Cumulative Build-Up Luminance Specific Cut-off Times 100 0. 100 Build-up Neurons (Motor + Visual Motor) Gaussian Kernel 200 Population Response (Spikes/Sec) 150 B 1 Population Response (Spikes/s) 200 Visual-Motor Neurons (No Build-up) Gaussian Kernel Population Response (Spikes/s) 250 Cumulative Build-up (Area Under Curve) (Spikes/s x ms) A Figure 4.4. Population spike density functions (Gaussian kernel σ = 5ms) for all VMBNs (A) and all BUNs (B) aligned on target appearance in the gap task. Colored lines denote the population response at each target luminance level (red: 42.5 cd/m2, orange 17.5 cd/m2, green 3.5 cd/m2, dark blue 0.4 cd/m2, cyan 0.044 cd/m2, pink 0.005 cd/m2, black 0.001 cd/m2). The inset figure in (B) denotes mean build-up activity averaged across all luminance levels up to the time of each luminance specific VROL. C,D Mean peak visual response (C) and cumulative build-up activity (D) for each luminance level. E. Best model fit (linear combination of peak visual response and cumulative build-up: red line) to the mean proportion of express saccades (grey line) produced across luminance levels. F. The calculated weights for each of the normalized neural parameters (peak visual response and cumulative build-up) that best fit the behavioral data. 122 Figure 4.4B illustrates the effect of target luminance on the target aligned preparatory build-up response of all BUNs (See Methods). Because stimulus luminance modulated when the visual response arrived in the SCi, the accumulation time for pretarget build-up activity was also changed. When the onset of the visual response occurred later for dimmer target stimuli, the amount of pre-target build-up activity increased (Fig. 4.4B inset). Figure 4.4D illustrates the effect of target luminance on the cumulative build-up activity within our population of BUNs. As target luminance increased, both the cumulative build-up and the VROL decreased. In summary, the cumulative build-up decreased with increasing luminance levels due to the earlier visual response onset latency which allowed less time for the build-up to accumulate. 4.4.6 Predicting the Relative Influence of the Visual Response and Build-up Activity for Express Saccade Production Previous studies have suggested that both the peak visual response and accumulated build-up activity influence whether an express saccade is generated. However, it is unknown whether one of these parameters is significantly more influential than the other for producing an express saccade. In order to determine this, we fit a linear model to the data that calculated a weighted combination for each neural parameter (peak and build-up) that best fits the calculated likelihood of producing an express saccade at each of the 7 target luminance levels tested (See Methods). The individual weights of the visual peak and accumulated build-up parameters provide evidence as to which parameter most strongly influenced express saccade production. 123 Figure 4.4E illustrates the best model fit to the calculated express saccade likelihood. Because of the complex relationship between express saccade likelihood and target luminance whereby percent express saccades increase and then decrease with increasing luminance, the linear combination of the peak visual response and cumulative build-up (which only changed in one direction) could not account for decreases in express saccade likelihood when target luminance was above 3.5 cd/m2. This suggests that additional neural parameters are also required to determine whether an express saccade will be produced. The best fit of the model resulted in parameter weights that were 0.06 for changes in accumulated build-up and 0.10 for changes in the peak visual response (Fig. 4.4F). This indicates that changes to the peak visual response have a stronger influence on whether an express saccade will be generated. Although our model predicted that the accumulated build-up activity was less influential than the peak visual response for triggering an express saccade, its overall weight was only reduced by 40% relative to the peak visual response. This indicates that the accumulated build-up still plays an important and influential role in express saccade generation. 4.5 Discussion Here, we have shown that the latency and likelihood of producing express saccades was not fixed but depended on the external properties of the stimulus. Specifically, target luminance modulated both the timing of visual responses and the amount of accumulated preparatory pre-target build-up activity in the SCi, which together influenced express saccade latency and likelihood. Altered stimulus luminance has been previously shown to affect both retinal transduction times (Lennie, 1981; Barbur et al., 124 1998) as well as the timing and magnitude of visual responses in the SC (Bell et al., 2006; Li and Basso, 2008; Marino et al., 2011). As a consequence, at dimmer luminance levels (< 0.044 cd/m2) a small proportion of express saccades were generated at significantly slower latencies (130-160 ms) than traditionally reported. Based on our observations, we propose an expanded definition for express saccades that does not require bimodality in the underlying SRT distribution. When target luminance was decreased, the separation between regular and express saccade modes within the SRT distributions decreased until only one mode was discernable. Because we defined express saccades as being temporally linked to the timing of the visual response in the SCi, and this visual responses was delayed at dimmer luminance levels, we observed later express saccades even when no bimodality was evident in the SRT distribution (i.e., at luminance levels below 0.044 cd/m2, Fig. 4.3A). This result suggests that the neural mechanisms underlying express saccade generation are highly sensitive to stimulus properties like luminance. Therefore, express saccades can only be fully dissociated from regular saccades when the timing of the visual response through visual and oculomotor nuclei is known. This issue is especially relevant for clinical behavioral studies of saccades where the specific temporal parameters of the visual response are not measured or taken into account when analyzing the occurrence of express or shorter latency saccades (Fischer, 1986; Biscaldi et al., 1996; Carpenter, 2001; Dickov and Morrison, 2006). 4.5.1 Neural Correlates of Express Saccades in the SCi It has been shown previously that the amount of pre-target activity in SCi buildup neurons correlates with saccade latency and their discharge predicts express saccade 125 occurrence (Dorris et al., 1997). Furthermore, this pre-target preparatory activity is modulated by top-down (TD) factors such as target predictability (Basso and Wurtz, 1997; Basso and Wurtz, 1998; Dorris and Munoz, 1998) and the expected value of saccadic goals (Milstein and Dorris, 2007). In our study, pre-target activity was varied by changing when the visual response arrived in the SCi, thus impacting the time available for pre-target activity to accumulate. We observed a reciprocal relationship between the timing of the visual response and the accumulated amount of preparatory pre-target buildup activity present in the SCi prior to saccades. Specifically, visual responses to dimmer stimuli were delayed and therefore provided additional time for build-up activity to accumulate. This increased build-up activity on trials with reduced target luminance may have helped to facilitate those express saccades that we observed. Altering target luminance non-linearly influenced the proportion of express saccades that were produced such that they increased up to 3.5 cd/m2 but then decreased up to 42.5 cd/m2. The increase in the proportion of express saccades up to 3.5cd/m2 correlated strongly with large early increases in the magnitude of the visual response, which suggested that in this range, luminance most strongly influences whether an express saccade was produced. The subsequent reduction in the proportion of express saccades at luminance levels above 3.5cd/m2, however, could not be fully accounted for by modulations to the visual-peak or accumulated build-up alone. This suggests that other neural mechanisms also play a role in influencing whether an express or regular latency saccade is generated. 126 4.5.2 Top-Down and Bottom-Up Influences on Express Saccades Express saccades represent a fast and direct sensory to motor transformation where visual stimuli are "grasped reflexively" by the eyes (Hess et al., 1946; Paré and Munoz, 1996; Edelman and Keller, 1998; Sparks et al., 2000). The neural mechanisms underlying their generation appear to function differently than regular latency saccades where sensory and motor responses are temporally separated by a neural decision process (Carpenter, 2004; Marino et al., 2011). One important factor that has been shown to affect express saccades is extensive overtraining or practice on a visually guided saccade task. As training progresses, the percentage of express saccades increases (Kowler, 1990; Paré and Munoz, 1996). Many of the neural mechanisms underlying express saccades have been shown to be influenced by both goal-driven (top-down) and stimulus-driven (bottom-up) processes. One TD influence is temporal or spatial target predictability. As the spatial location of the target is more certain, saccade latencies decrease and the proportion of express saccades increase (Rohrer and Sparks, 1993; Paré and Munoz, 1996). These behavioral changes have been shown to be correlated with increases in TD pre-target preparatory build-up signals in the SCi (Dorris and Munoz, 1998). Several bottom-up (BU) factors have also been shown to influence express saccades. For example, when multiple distant visual targets abruptly appear during visual search tasks where an oddball target is presented amongst distractors, express saccades are almost never made (McPeek and Schiller, 1994; Weber and Fischer, 1994)). However, express saccades can be elicited during scanning tasks when multiple stable objects are present, but an abrupt appearance of a single target at an anticipated location is still required (Sommer, 1994; Sommer, 1997). When multiple targets appear abruptly, 127 express saccades tend to only be made if: 1) a temporal asynchrony is introduced to the time the targets appear (Schiller et al., 2004), or 2) if only 2 targets are presented within close spatial proximity (i.e. within 45° of visual angle from each other)(Edelman and Keller, 1996). When visual targets are presented in close proximity, the corresponding activity on the SC sensory-motor map for nearby visual targets will likely overlap (Anderson et al., 1998; Marino et al., 2008) forming a single hill of activity on the SC map rather than multiple competing ones. Another BU factor influencing express saccades is the retinal location of the target. When targets are presented within 2° from fixation a dead zone for express saccades has been reported (Weber et al., 1992). In this region of the SC map corresponding to the target also likely overlaps with the rostral pole which has been shown to be involved in smooth pursuit (Krauzlis et al., 2000) and visual fixation (Munoz and Wurtz, 1993a; Munoz and Wurtz, 1993b). Our results add to this set of BU criteria by demonstrating how the proportion of express saccades depend on the intensity of the target stimulus, which influences the balance between the timing and magnitude of the visual response as well as the amount of pre-target build-up activity that accumulates. Here, we have demonstrated that BU target luminance is another important factor that influences the express saccade generating mechanism by influencing when and how often express saccades are made. This study further extends a previous study by Weber and colleagues (Weber et al., 1991) that did not show any effect of luminance contrast on the proportion of express saccades generated. However as we have discussed, without insight into the corresponding BU modulations to the visual response, it is difficult to interpret Weber and colleagues negative result. This highlights why it is important to first 128 understand how altered stimulus properties affects the visual response before predictions or explanations can be made as to how it impacts express saccade occurrence. 4.5.3 Expanding Express Saccade Models Previous models of express saccade generation have hypothesized that an express saccade is generated when the visual response is sufficiently large enough to exceed a neural threshold and generate a saccade (Edelman and Keller, 1996). This idea was further developed by Dorris and colleagues (Dorris et al., 1997; Dorris and Munoz, 1998), who suggested that it was the combination of both pre-target preparatory activity and the visual response in the SCi that additively must cross a neural threshold to trigger the saccade (Fig. 4.1). Based on our results, we propose a further extension of this model whereby faster express saccades generated to high luminance stimuli are more strongly influenced by larger visual responses. For low luminance stimuli that approach detection thresholds, longer latency express saccades can still be generated despite a significantly reduced visual response because of the additional accumulation of pre-target build-up activity (Fig. 4.5). 4.5.4 Other Potential Neural Properties Influencing Express Saccade Production In our data, the combined modulations of the peak visual response (bottom-up) and accumulated build-up activity (top-down) could only account for increases in the proportion of express saccades with increasing target luminance up to 3.5 cd/m2. Above this luminance level, changes to the peak or build-up activity could not account for the 129 VROL (Dim) VROL (Bright) Target Onset Neuronal Activation Expanded Express Saccade Model Higher proportion Express SRT Lower proportion Express Saccade Trigger Threshold Delayed VROL increases time for pre-target preparatory acitivity Figure 4.5. Our proposed extension of the pre-existing express saccade model whereby bright stimuli trigger early express saccades (red line) and dim stimuli trigger later express saccades (orange line). In this model early express saccades are more prevalent because bright stimuli elicit larger visual responses. A reduced proportion of late express saccades can still be triggered despite a significantly reduced visual response because of the extra build-up activity that can accumulate. 130 decrease in express saccades with increasing target luminance that we observed. This result indicates that there are additional neural mechanisms that modulated express saccade occurance to visual targets brighter than 3.5 cd/m2. One possible mechanism that may also be effecting the express saccade mechanism is the fixation related activity located in the rostral pole of the SCi (Munoz and Wurtz, 1993a). This fixation related activity aids in anchoring gaze on a visual target and inhibits saccades (Munoz and Wurtz, 1993b; Krauzlis, 2005). It has been shown that during the gap, fixation related activity decreases (Dorris and Munoz, 1995; Everling et al., 1999) and this decrease covaries with mean SRT when the gap duration is varied (Dorris and Munoz, 1995). However when the gap duration remains constant, the rate of decrease of fixation activity is largely invariant and does not correlate with inter-trial variations in SRT (Dorris et al., 1997) and is not altered during express saccades (Dorris et al., 1997). This evidence suggests that decreases in fixation activity can only influence SRT (either directly or indirectly) when external stimulus properties (related to the timing of the visual response relative to the disappearance of the fixation point) are altered. Thus, like the accumulated build-up, changes to the timing of the visual response effects the amount of fixation activity present when the visual response is triggered in the SC. As luminance increases, the visual response occurs earlier and allows less time for fixation related activity to decrease and disinhibit the rest of the SC. Another possible neural mechanism that may be influencing the express saccades is the area or size of the visual response within the SCi map. We have shown previously that the size of this population response or point image (McIlwain, 1986) changes with luminance (Marino et al., 2007). Furthermore, we used a neural field model of lateral 131 interactions within the SCi to predict that changes to the size of visual point images significantly affected SRT such that increases in point image area decreased and then increased SRT (Marino et al., 2011). This is because increases in point image size will decrease SRT until the point image grows beyond the hypothesized spatial extent of local excitation and into regions of distal inhibition in the SC which slows SRT. We therefore hypothesize that the reduction in the proportion of express saccades above 3.5 cd/m2 could result from larger visual response point images in the SCi that may actually inhibit the express saccade mechanism. Further study of the relationship between the spatial extent of point images and their influence on saccades is needed to address this possibility. Finally, a recent EEG study in humans has shown evidence for cortical network involvement in express saccade generation (Hamm et al., 2010). This study indicated that a distributed posterior cortical network helps prepare the saccade system to respond more rapidly to influence express saccades. It is possible that the contribution of these cortical areas could also be modulated by target luminance levels and account for the reduction in express saccades that we observed above 3.5cd/m2. 4.5.5 Conclusions Express saccades represent the fastest and most direct sensory to motor transformation in the visual system. The neural mechanism underlying their generation does not function at a fixed temporal latency but is strongly linked to the timing of the visual response which can be modified by the external properties of the stimulus. Furthermore, the likelihood of producing an express saccade is also not fixed but is 132 strongly influenced by such stimulus properties. These results highlight several important links between bottom-up visual response properties and top-down preparatory responses during direct sensory to motor transformations within an express saccade. 133 Chapter 5: Spatial Interactions in the Superior Colliculus Predict Saccade Behavior in a Neural Field Model 134 5.1 Abstract During natural vision, eye movements are dynamically controlled by the combinations of goal-related top-down (TD) and stimulus-related bottom-up (BU) neural signals that map onto objects or locations of interest in the visual world. In primates, both BU and TD signals converge in many areas of the brain including the intermediate layers of the superior colliculus (SCi), a midbrain structure that contains a retinotopically coded map for saccades. How TD and BU signals combine or interact within the SCi map to influence saccades remains poorly understood and actively debated. It has been proposed that winner-take-all competition between these signals occurs dynamically within this map to determine the next location for gaze. Here, we examine how TD and BU signals interact spatially within an artificial 2-dimensional dynamic winner-take-all neural field model of the SCi to influence saccadic reaction time (SRT). We measured point images (spatially organized population activity on the SC map) physiologically to inform the TD and BU model parameters. In this model, TD and BU signals interacted nonlinearly within the SCi map to influence SRT via changes to the: 1) spatial size or extent of individual signals, 2) peak magnitude of individual signals, 3) total number of competing signals, and 4) the total spatial separation between signals in the visual field. This model reproduces previous behavioral studies of TD and BU influences on SRT, and it accounts for multiple inconsistencies between them. This is achieved by demonstrating how under different experimental conditions, the spatial interactions of TD and BU signals can lead to either increases or decreases in SRT. Our results suggest that dynamic winner-take-all modeling with local excitation and distal inhibition in two dimensions accurately reflects 135 both the physiological activity within the SCi map and the behavioral changes in SRT that result from BU and TD manipulations. 136 5.2 Introduction The spatial organization of the external world is represented in neural maps throughout the visual system (Hubel and Wiesel, 1969; Cynader and Berman, 1972; Kaas, 1997; Hall and Moschovakis, 2003). For primates, these maps are especially important because the highest visual acuity is limited to the fovea where only 1-2° of visual angle are represented (Perry and Cowey, 1985b). Because the fovea can only be at one place at any time, simultaneously occurring relevant or interesting objects in the visual field must compete for foveation. Two neural processes that influence saccades are stimulus triggered bottom-up (BU) and goal directed top-down (TD) (Itti et al., 2005; Fecteau and Munoz, 2006). BU processes reflect the exogeneous properties of external visual stimuli and affect neural responses. TD processes involve endogeneous, internallydriven cognitive mechanisms and include attention and prediction that reflect the relevancy of task-driven goals. In the oculomotor system, how TD and BU signals are combined in neural maps to influence saccade processing is poorly understood. The goal of this paper is to develop a two dimensional neural field model of the intermediate layers of the superior colliculus (SCi) that is constrained by new physiological data and capable of explaining how TD and BU processes interact and compete to account for observed saccade behavior. The SCi is the ideal place in which to model these relationships because it is a critical structure in the guidance of saccadic eye movements (Schiller et al., 1980; Schiller et al., 1987). The SCi contains a map that has been described physiologically (Robinson, 1972) and defined mathematically (Ottes et al., 1986; Van Gisbergen et al., 137 1987). The SCi also serves as a sensorimotor integration node where sensory (Goldberg and Wurtz, 1972b; Meredith and Stein, 1985), saccadic preparation (Basso and Wurtz, 1998; Dorris and Munoz, 1998), and saccadic motor signals (Sparks, 1978; Sparks and Mays, 1980; Munoz and Wurtz, 1995a) converge onto individual neurons that are spatially aligned within the visual field (Marino et al., 2008) and project directly to the premotor circuitry in the brainstem to drive saccades (Moschovakis et al., 1988; Scudder et al., 1996; Rodgers et al., 2006). Recent evidence suggests that lateral interactions contribute to the spatial interactions of activity within the SCi map. These interactions can result in local regions of excitation and surrounding regions of remote inhibition on the SCi map (Fig. 5.1) (Dorris et al., 2007). When multiple BU and TD signals arrive in the SCi, physiological evidence has suggested that a single saccadic goal is selected via a winner-take-all mechanism (Munoz and Istvan, 1998; Trappenberg et al., 2001; McPeek and Keller, 2002; Munoz and Fecteau, 2002; Dorris et al., 2007). Neural field models of the oculomotor system employing such lateral interactions (Amari, 1977) have been shown to accurately simulate saccadic behavior (Wang et al., 2002) across several task conditions (Kopecz and Schoner, 1995; Kopecz, 1995). When specifically applied to describe the activity within the SC, this type of model has been able to successfully account for an even larger variety of saccadic behaviors, including: 1) differences in SRT due to endogeneously and exogeneously triggered saccades (Trappenberg et al., 2001; Trappenberg, 2008); 2) saccade trajectory variations produced by focal SCi lesions (Badler and Keller, 2002); and 3) competing visual stimuli (Arai and Keller, 2005). 138 Uniform Lateral Interaction Profile (across any 1 dimensional cross section) C Right SC Weights between fully connected nodes Network Activation 2-Dimensional Network Architecture Left S 0 Region of Local Excitation + 0 Region of Distal Inhibition at iol ed M - s de No al er audal oc Rostr s + - Distance Between Neural Field Nodes (mm) Node Figure 5.1. (left panel). Architecture of the 2-dimensional neurofield model (developed from Trappenberg et. al 2001). (right panel). Schematic of the Gaussian shaped spatial profile of local excitation and distal inhibition centered at each neural node within the model. 139 The model presented here extends an earlier model (Trappenberg. et. al 2001) by addressing several limitations of the previous one-dimensional architecture that was not reflective of the two-dimensional neural map represented within the SC (Robinson, 1972). Furthermore, the spatial size of the TD and BU input parameters in this previous model were only roughly estimated from individual neural response fields (Munoz and Wurtz, 1995a; Munoz and Wurtz, 1995b). A more accurate estimate of these spatial parameters should reflect the population activity or “point image” (McIlwain, 1986) (spatially organized regions of localized activity on the SC map). This is critical because individual response fields show significant variation in both size and magnitude, whereas point images remain approximately constant across the SC map for all target locations and saccade vectors (Munoz and Wurtz, 1995b; Anderson et al., 1998; Marino et al., 2008). The neural mechanisms that underlie how TD and BU processes influence saccades are poorly understood, yet they have a profound effect on the timing or “mental chronometry” (Posner, 2005) of the sensory to motor transformations that are computed by the visual and oculomotor systems. Previous reaction time studies on the effects of TD target predictability and BU stimulus intensity and numbers of stimuli show many apparent inconsistencies and contradictions that seem to indicate that the underlying neural mechanisms are highly complex. However, we demonstrate here that lateral interactions within a winner-take-all model of the SCi can account for these many different results via the simple spatial properties and locations of the underlying TD and BU point images (Fig. 5.2). 140 Width of Point Image A Width of local excitation - + Activity Smaller Than Network Excitatory Width Width of local excitation - Activity Larger Than Netork Excitatory Width Network Activation Lateral Interaction 0 - + B + + - 0 Distance Between Multiple Point Images + - Distal Spatial Activation Results in Competative Inhibition Proximal Spatial Activation Results in Excitatory Summation Network Activation Lateral Interaction 0 - - + 0 Figure 5.2. Schematics of spatial competition and lateral interaction that can occur from individual (A) or multiple (B) activation signals within the retinotopic, topographical SCi map as predicted by our model. A. lateral interaction could theoretically result from individual hills of activity corresponding to spatially specific TD or BU signals depending on whether they are wider (1A right panel) or narrower (1A left panel) than the underlying excitatory interaction profile in the SCi map. Spatial signals that are wider than the width of the excitatory area will result in lateral inhibition across the input signal. This lateral inhibition is predicted to result in longer SRT relative to spatial signals whose width does not exceed the width of local excitation. B. When input signals (either TD or BU) are distant, dynamic winner-take-all mechanisms must resolve the resulting saccade vector by suppressing competing TD and BU signals. In the case where these competing signals are distant, the corresponding spatial signals on the SCi map are distant and spatially distinct. In this case strong lateral inhibition suppresses each competing signal until only one remains. However, in the case where these competing signals are close together, they could additively combine together into a larger area of excitation in the SCi map. We predict that the summation of nearby signals should reduce SRT relative to more distant signals because of the more global area of excitation that results on SCi the map. 141 To improve the physiological accuracy of the model, we measure the point images of BU sensory responses and pre-target TD preparatory responses in the SCi and used them to constrain the input parameters in the model. Then, we model how the spatial interactions between TD or BU signals can influence SRT. We test how these interactions can occur both within individual signals at a single location (i.e., via changes in magnitude and width) (Fig. 5.2A), or between multiple signals at different locations in the map (Fig. 5.2B). Specifically, we assess how SRT is influenced by the: 1) area of tissue activated (Fig. 5.2A), 2) peak magnitude of the input signal, 3) distance between input signals (Fig. 5.2B), and 4) overall number of competing TD or BU signals. When only one TD or BU input signal is present within the model, we hypothesize that signals that extend beyond the area of local excitation in the SC map will trigger saccades more slowly than narrower input signals (Fig. 5.2A). This may result because signals with wider activation than the excitatory interaction region could simultaneously activate both local excitatory and remote inhibitory connections. This should increase accumulation time to saccadic threshold leading to an increase in SRT. When two or more input signals are present we hypothesize that distal signals will mutually inhibit each other and result in slower SRTs, while simultaneously occurring proximal signals will combine their point-images (activity on the SC map) and lead to faster SRT (Fig. 5.2B). 5.3 Methods 5.3.1 Animal preparation All animal care and experimental procedures were in accordance with the Canadian Council on Animal Care policies on use of laboratory animals and approved by 142 Queen’s University Animal Care Committee. Four male monkeys (Macaca mulatta) were used in these studies. A detailed description of the surgical techniques used to prepare animals for neuronal and eye movement recordings in our laboratory have been described previously (Marino et al., 2008). 5.3.2 Experimental tasks and behavioral stimuli Neurophysiological experiments were designed to measure BU and TD point images in the SCi. Behavioral paradigms and visual displays were under the control of a UNIX-based real-time data control and presentation systems (Rex 6.1) (Hays et al., 1982). The display screen spanned ± 35º of the central visual field. Luminance was measured with a hand held photometer (Minolta CS-100) that was positioned at the same location as the monkey (86cm away from the display screen). Monkeys were required to perform several interleaved visually-guided saccade tasks including the delay and gap tasks (e.g., Fig. 5.3A,B), as well as the step task and memory-guided task (paradigm and data not shown). Experiments were performed in total darkness with individual trials lasting ~1-2 seconds. Each trial required the monkey to generate a single saccade from the central fixation point (FP) to a peripheral visual target (T). During the inter-trial interval (800-1500 ms duration), the display screen was diffusely illuminated to prevent dark adaptation. At the start of each trial, the screen turned black and, after a period of 250 ms, a red FP (0.3 cd/m2) appeared at the center of the screen against a black background. Following FP appearance, the monkeys had 1000 ms to fixate the FP before the trial was aborted as an error. Central fixation was then maintained for a variable period (500 - 800 ms) until the T (5 cd/m2) appeared. 143 A 1 FP T Delay Task 2 B 3 4 FP T EYE EYE 500-800ms 500-800ms SRT C Activity (Spikes/s) 500-800ms 200ms SRT Visual - Motor Neuron (Delay Task) 2 3 4 1 600 600 300 300 0 -400 D 600 Activity (Spikes/s) Gap Task 5 6 300 0 -400 0 -400 0 400 Time From Target Appearance (ms) 5 6 0 400 Time From Saccade Onset (ms) Buildup Neuron (Gap Task) 600 300 0 0 400 400 -400 0 Time From Saccade Onset (ms) Time From Target Appearance (ms) Figure 5.3. B-C Schematics of spatial competition and lateral interaction that can occur from individual (A) or multiple (B) activation signals within the retinotopic, topographical SCi map as predicted by our model. A. lateral interaction could theoretically result from individual hills of activity corresponding to spatially specific TD or BU signals depending on whether they are wider (1A right panel) or narrower (1A left panel) than the underlying excitatory interaction profile in the SCi map. Spatial signals that are wider than the width of the excitatory area will result in lateral inhibition across the input signal. This lateral inhibition is predicted to result in longer SRT relative to spatial signals whose width does not exceed the width of local excitation. B. When input signals (either TD or BU) are distant, dynamic winner-take-all mechanisms must resolve the resulting saccade vector by suppressing competing TD and BU signals. In the case where these competing signals are distant, the corresponding spatial signals on the SCi map are distant and spatially distinct. In this case strong lateral inhibition suppresses each competing signal until only one remains. However, in the case where these competing signals are close together, they could additively combine together into a larger area of excitation in the SCi map. We predict that the summation of nearby signals should reduce SRT relative to more distant signals because of the more global area of excitation that results on SCi the map. 144 The delay task (Fig. 5.3A) was used to dissociate visual and saccade related activity. In this task, the monkeys were required to continue fixation of the FP for an additional 500-800ms after T appearance. Only after FP disappearance was the monkey allowed to initiate a saccade to the T. The trial was scored as an error and analyzed separately if fixation was broken before FP disappearance, or if the monkey did not complete a saccade to the target location within a 2º window (of visual arc) around the T, or if the monkey failed to initiate a saccade within 1000ms of FP disappearance. The gap task (Fig. 5.3B) was used to minimize the inhibition resulting from active visual fixation (Dorris and Munoz, 1995; Paré and Munoz, 1996; Machado and Rafal, 2000; Krauzlis, 2003). In the gap task, a 200 ms period of darkness (gap) was inserted between FP disappearance and T appearance (Saslow, 1967). The monkey was required to continue central fixation until T appearance and then initiate a saccade to the T within 1000ms of its appearance. Tasks were randomly interleaved within two separate blocks of trials. In the first block, targets were presented at one of two possible locations: at the center of each neuron’s response field (see below), or opposite the horizontal and vertical meridians. In the second block, the targets were presented at 10º left or right of center along the horizontal meridian. Each correct trial was rewarded with a drop of fruit juice or water. The duration of all correct trials ranged from approximately 1 to 2 seconds depending on the variability of fixation duration and SRT. 5.3.3 Neural Classification All techniques for extracellular neuronal recording and data collection were described previously (Dorris et al., 2007). We recorded 113 single neurons from 4 145 monkeys (see Table 5.1). Most neurons (106/113) had both visual and motor responses and the remaining 7 neurons exhibited only motor responses when the target was centered in the neuron's response fields. The neurons were sub-classified based on whether or not they exhibited significant pre-target preparatory activity during the gap period in the gap task (Munoz and Wurtz, 1995a; Dorris et al., 1997). Based on this criteria, there were 71 visual-motor burst neurons with no build-up (VMBNs) and 42 build-up neurons (BUNs, of which 35 were visual-motor neurons and 7 were motor-only neurons). In order to characterize the activity of individual neurons, trains of action potentials averaged across all correct trials were convolved into spike density functions using a gaussian kernel (σ = 5ms) for each spike (Richmond et al., 1987). Spike density functions were aligned on target appearance when analyzing visual responses (Fig. 5.3C,D left panels) and saccade onset when analyzing motor responses (Fig. 5.3C,D right panels). VMBNs and BUNs were classified based on their discharge in the delay and gap tasks (Fig. 5.3A,B). VMBNs (e.g., Fig. 5.3C) exhibited a significant increase in discharge related to both the appearance of a visual target (visual response) and the initiation of the saccade (motor response) but exhibited no increase in saccadic preparatory activity (build-up) in the gap task. A visual response was defined as a significant increase in target-aligned activity greater than 50 spikes/s above a visual baseline (last 100ms of active fixation before T appearance; Fig. 5.3A, epoch 1) during the target epoch (50150ms after T appearance; Fig. 5.3A, epoch 2). A motor response was defined as a significant increase in saccade aligned activity that was greater than 50 spikes/s above both the visual and saccade (100 to 50 ms prior to the onset of the saccade; Fig. 5.3A, 146 Monkey (age, weight) F (9 years, 7.2 kg) H (6 years, 7.5 kg) O (6 years, 11.6 kg) R (8 years, 10 kg) Total Neurons VMBN (No Build-Up) 40 21 10 0 71 BUN VM 18 7 9 1 35 BUN M 4 1 2 0 7 Table 5.1: SCi Neuron Breakdown by Monkey and Subtype. VMBN: Visual -Motor burst neuron with no build-up activity. BUN: A motor burst neuron with build -up activity that may (BUN -VM) or may not (BUN-M) also exhibit a visual response to the appearance of the target. 147 epoch 3) baselines during the saccade epoch (+/- 10 ms around the onset of the saccade; Fig 5.3A, epoch 4). Saccade activity was required to exceed the saccade baseline in order to ensure that any sustained tonic visual activity related to the continued presence of the target was not misclassified as motor-related. BUNs (e.g., Fig. 5.3D) exhibited a significant increase in saccadic preparatory activity (build-up) in the gap task irrespective of any significant visual or motor response in the delay task. Preparatory build-up activity involved a significant increase in discharge between the visual baseline (last 100ms of active visual fixation in the gap task; Fig. 5.3B, epoch 5) and the gap epoch (50ms before to 50m after T appearance in the gap task; Fig. 5.3B, epoch 6). The gap epoch ended prior to the onset of the earliest visual responses for all neurons recorded. All significant increases between epochs were determined by a Wilcoxin rank-sum test, p<0.05. 5.3.4 Calculation of Neural Population Point Images on the SC Map We analyzed the population activity or “point images” (McIlwain, 1975; McIlwain, 1986) of BU visual, TD motor preparation, and saccadic-motor activity across the SC during presentation of targets at 10° left and right. The position of each neuron on the map was determined from the saccadic vector within the motor response field that yielded the maximal motor discharge of action potentials at movement onset (Marino et al., 2008). This was determined online by systematically testing the motor response to multiple saccade vectors across each cell's motor response field. To visualize spatial properties within the SC map, visual field coordinates were transformed into SC 148 coordinates using previously described transformations (Ottes et al., 1986; Van Gisbergen et al., 1987): R 2 2 AR cos A 2 u Bu ln A R sin v Bv arctan R sin A (1) (2) Where u denotes the anatomical distance from the rostral pole (mm) along the horizontal position axis, v is the distance (mm) along the vertical axis, R is the retinal eccentricy, and Ф is the meridional direction of the target (deg). The constants are Bu = 1.4 mm; Bv = 1.8 mm/rad; and A = 3°. The spatial extent of each point image was calculated from a cubic spline (de Boore, 1978) that interpolated between the cell locations on the SC map. Population point image activity was calculated by plotting all activity ipsilateral to the target stimulus within the left SC and all activity contralateral to the target stimulus within the right SC. Neurons were mirrored across the horizontal meridian to improve the spatial resolution of the fitted surface by exploiting the underlying symmetry within the map. This assumption of symmetry was based upon no observed vertical biases (above or below the horizontal meridian) in visuomotor responses between the upper and lower visual fields when plotted on the SC map beyond 2° eccentricity (van Opstal and van Gisbergen, 1989; Marino et al., 2008). The BU visual response was calculated from the peak of the isolated visual response recorded from VMBNs in the delay task (peak response occurred 102 ms after target appearance, Fig, 5.4A left panel, Fig. 5.5A). The TD preparatory response was calculated from the maximum build-up activity of BUNs in the gap task that occurred 149 300 A Temporal Characteristics of Population Activity Visual-Motor Neurons Without Build-up (Delay Task) a 300 Saccade Into RF Saccade out of RF Activity (Spikes/s) Activity (Spikes/s) Target In RF Target out of RF 0 0 0 -400 400 -400 Time From Target Appearance (ms) B 0 400 Time From Saccade Onset (ms) Build-up Neurons Only (Gap Task) bc 400 Activity (Spikes/s) Activity (Spikes/s) 400 N = 59 neurons 0 0 0 -400 Time From Target Appearance (ms)400 -400 d N = 42 neurons 0 400 Time From Saccade Onset (ms) Figure 5.4. Population spike density functions of VMBNs in the delay task (A) and BUNs in the gap task (B) aligned on target appearance (left column) and saccade onset (right column). Dashed gray lines denote the times of the peak visual response in the delay task (time a), preparatory build-up response in the gap task (time b), combined visual and preparatory response in the gap task (time c), and motor saccadic response in the gap task (time c) that are plotted spatially on the SCi map and analyzed separately in Figure 5. 150 Peak = 151 Spikes/s FWHM = 1.4mm 1mm Vertical Dimension [mm] N = 113 150 1mm Horizontal Dimension [mm] 0 D Vertical Dimension [mm] 150 N = 42 1mm Horizontal Dimension [mm] 0 Peak = 53 Spikes/s FWHM = 1.53 mm (R), 1.79 mm (L) 1mm Task) Visual-Motor + Buildup Neurons (Gap 150 N = 113 1mm Horizontal Dimension [mm] 0 Peak = 151 Spikes/s FWHM = 1.66 mm 100 Spikes/s 100 Spikes/s Peak = 38 Spikes/s FWHM = 2.07 mm Preparatory Response 0 Buildup Neurons (Gap Task) 100 Spikes/s 1mm Horizontal Dimension [mm] B Vertical Dimension [mm] Vertical Dimension [mm] N = 71 Visual-Motor + Buildup Neurons (Gap Task) Preparatory and Visual Response C 150 100 Spikes/s Visual Response Visual-Motor Neurons (Delay Task) Saccade Response A 1mm Peak = 134 Spikes/s Half Peak Width = 1.73 mm 1mm Figure 5.5. Spatial point images of BU visual, TD preparatory, and saccadic motor activity in the SCi map. A (top panel), Isolated visual response of VMBNs in the delay task for a 10° leftward target stimulus. A (bottom panel) Cross section of the visual response (above) from along the horizontal meridian. B (top panel), Isolated pre-target preparatory responses of BUNs in the gap task where the target could appear with equal probability 10° left or right of central fixation. B (bottom panel) Cross section of the preparatory responses (above) from along the horizontal meridian. C (top panel), Combined visual and preparatory response of combined BUNs and VMBNs in the gap task for a 10° leftward target stimulus immediately prior to the suppression of the preparatory activity at 10° right. C (bottom panel) Cross section of the visual and preparatory response (above) from along the horizontal meridian. D (top panel), Motor response of MBNs, VMBNs and BUNs in the gap task for a 10° leftward saccade at movement onset. D (bottom panel) Cross section of the saccadic motor response (above) from along the horizontal meridian. A-D Dashed gray lines denote full width of point image at half of maximum activity (FWHM). Dashed black lines denote interpolated area of rostral SC where no neurons were recorded. 151 immediately prior to the onset of the visual response (which occurred 55 ms following target presentation, Fig. 5.3D, Fig. 5.4B, Fig. 5.5B). The combined TD and BU response was calculated from all combined VMBNs and BUNs in the gap task immediately after the onset of the visual response, but prior to the extinction of the preparatory activity that had accumulated at the other possible target location (90 ms following target presentation, Fig. 5.5C). The saccadic motor burst was calculated from all combined VMBNs and BUNs in the gap task at saccade onset. The size of the TD preparatory, BU visual and motor point images were determined independently using both the half width of the peak activity falling along the horizontal meridian (Fig. 5.5A-D lower panels) and from a fitted 3-dimensional Gausian surface. In some cases these independently calculated values were slightly different due to some vertical and horizontal asymetry (Fig. 5.5A-D upper panels) 5.3.5 2-Dimensional Continuous Attractor Neural Field Model We modeled the neural activity represented within the SCi temporally (relative to stimulus and saccadic events) and spatially (across the SC map) during saccade preparation and execution. We interpret the input signals in the model to represent the physiological activity in the SCi that results from TD preparation/prediction signals and BU visual responses combining. We implemented a two dimensional fully connected neural field model where the individual weights between connected nodes were dependent on their respective distances across the network and the instantaneous amount of activity within the network. We used a spatial interaction profile that exploited the local excitation and distal inhibition relationships measured within the retinotopic SC map (Dorris et al., 2007) that were described and modeled previously (Trappenberg et al., 152 2001). In all simulations, the onset of spatially distinct external input signals (Fig. 5.6A) resulted in competitive interactions across the network, which ultimately stabilized via dynamic winner take all behavior into a single hill of activity that remained stable even after the external input signals were removed (Fig. 5.6C). The resolution of multiple signals in the network to a single hill of activity caused a nonlinear rise to threshold and demonstrates the importance of special interactions within the SC (Fig. 5.6D). 5.3.6 External Inputs Three different types of external inputs were used to represent the TD and BU signals that we recorded physiologically. The BU input signal reflected the responses produced by external visual stimuli. Two different kinds of TD inputs were used to reflect internally generated saccade related signals that could occur across both SCi. One TD signal (Fig. 5.6A top panel) represented the spatial and temporal prediction signals in SCi BUNs that was present prior to the appearance of a saccade target stimulus (Fig. 5.3D, 5.4B, 5.5B) in the gap task (Dorris et al., 1997; Dorris and Munoz, 1998). Another TD signal (Fig. 5.6A bottom panel) represented an internally generated linear saccade decision signal similar to that proposed in the LATER model (Linear Accumulation to Threshold with Ergodic Rate) (Carpenter and Williams, 1995; Reddi and Carpenter, 2000) that influenced saccade selection based on the requirements of the task and the accumulated TD and BU information available (Schall, 1995; Hanes and Schall, 1996; McPeek and Keller, 2002). This signal differed from preparatory activity because it reflected the internally generated decision that the appropriate visual stimuli was present and should be foveated (Carpenter, 2004). The inclusion of this saccade decision signal 153 B A Spatial Input Activation of External Signals (I ext) Node A Pretarget TD Preparatory Input C 100% Resulting Stabilized Network State (r out) Network Activation Initial Network State Node B Node A 0% BU Visual Input Node B Post target TD Saccade Decision Input D Temporal profile of Local Network Activity (at Nodes A and B) 100% Accumulation to Saccade Threshold saccade threshold at Node B (winning location) at Node A (competing location) 0 Time (t) From Onset of External Input Signal Figure 5.6. Implementation and functionality of the 2-dimensional neurofield model. A. Gaussian shaped inputs (representing spatially defined TD and BU signals) are initially fed into the model. B. The initial network state prior to onset of the TD and BU input signals. C. Stable hill of activity maintained in the model after dynamic winner-take-all competition has resolved the input signals. The accumulation of this activity represents the rise to threshold of the saccadic motor command in BUNs that do not possess a visual response. D. Activation of a two neural nodes located at the direct center of the resulting saccadic motor command (node A, black line) and competing location (node B, gray line) in B and C (white circles). 154 was important in order to incorporate inputs from other visual or oculomotor brain regions that help to select the saccade target based on internally motivated task related goals. This enabled the model to choose between multiple TD or BU driven saccadic goals and not always choose the strongest or most salient BU sensory input signal. Both the TD and BU external input signals were localized to the retinotopic positions of the simulated visual stimuli and saccade locations. The temporal dynamics of these external input signals were set to increase linearly to their maximum activation over a fixed interval. The BU visual and TD preparatory signals were defined to increase faster than the TD saccade decision signal. This made intuitive sense because the BU visual and TD preparation signals are processed quickly once the target stimuli appeared, while the TD goal driven movement signal should be slower because it reflects a more cortically driven decision process (See Discussion). This balance ensured that lateral interactions between the BU and TD signals significantly impacted SRT, but the TD motor saccadic decision signal influenced which input signal would be selected for the saccade. We imposed a linear increasing time course for the external TD preparatory and BU visual input signals: (3) Where I is the maximum amplitude is a constant and ton was the time of signal onset and was the time constant for the signal buildup ( 155 = 173 ms). The TD saccadic decision signal that we employed was similar to that proposed in the linear LATER (Linear Approach to Threshold with Ergodic Rate) model (Carpenter and Williams, 1995; Reddi et al., 2003; Carpenter, 2004), however in our implementation it was a separate input signal that influenced the accumulation within the model and did not reflect the direct output of the model. Like the TD preparatory and BU visual signals, the TD saccadic decision signal increased linearly; however, it followed a slower rate of rise and was delayed relative to the pre-target TD preparation and BU visual response to ensure that there was enough time for lateral interaction to occur between these other input signals. The TD saccadic decision signal was defined by: (4) Where t1 = 104 ms and = 1041 ms. Although the profile and magnitude of the local excitation remained constant, the magnitude of the lateral inhibition was dependent on the instantaneous amount of excitation within the model at any time. This insured that competing input signals were able to accumulate some activity within the model before the competing lateral inhibition shut them down. This assumption was based on recent physiological evidence in mouse SC showing local inhibitory circuitry within the SCi that followed a slower time course relative to local excitation (Phongphanee et al., 2008). In simulations 3 and 4 we increased the numbers of BU visual distractors (simulation 3) or TD goal-related potential saccade locations (simulation 4) from 1 to 2 to 4 to 6 to 8. In these simulations, each time the number of TD or BU signals was 156 increased, the magnitude of the BU or TD signals was correspondingly decreased by 5%. This successive decrease incorporated the observed decrease in the visual response in the SC with increasing numbers of BU visual distractors (Basso and Wurtz, 1998; McPeek and Keller, 2002), as well as the decrease in TD preparatory activity with increasing numbers of potential saccade target locations (Basso and Wurtz, 1998). 5.3.7 Model Architecture The interactions between TD and BU signals affected the time required by the model to accumulate to a single stable hill of activity (Fig. 5.6 C,D). Because the height of the TD and BU inputs were initially changing linearly over time, the total resulting input (I) at each node location at any time (t) is given by: I(t)in = I(t)TD + I(t)BU (5) Where all types of external TD or BU input have a Gaussian spatial shape such that the value of input at node location k is given by: (6) Here l is the location of the center of the input signal, Δx is the resolution of the model (2π divided by the number of neural nodes), and aTD,BU is either a constant (when constant magnitude of BU inputs are assumed) or dependant on σ (when constant volume of BU inputs are assumed, simulation 1 width manipulation only). The width of each of the TD inputs and BU inputs were derived from the corresponding point images on the SC (Fig. 5.5). 157 The internal dynamics of the model were described previously (Trappenberg et al., 2001) and only changes from this 2001 implementation are described below. We utilized a 2 dimensional grid of 101 x101 identical neural nodes with identical local excitatory and distal inhibitory interaction profiles at each node defined on a negatively shifted Gaussian. This grid is continuous such that nodes located at the edge wrap around their connections to the opposite side. A uniformly distributed interaction profile was used over the surface of the entire model because it was previously reported that visual and motor point images in the SC map were symmetrical and their size remained approximately constant and uniform across eccentricity (Marino et al., 2008). Accumulation to saccade threshold was plotted from the activity of the single neural node located at the center of the resulting dynamic winner-take-all activation (Fig. 5.6D). This point represented the simulated activity of a motor neuron in the SCi whose receptive field was likewise centered at the resulting saccade location (Marino et al., 2008). 5.3.8 Model Parameters The time course necessary for the model to accumulate to saccade threshold determined the simulated SRT. Thus all temporal parameters and time constants ( and ) were set in order for the model to approximate the appropriate behavioral ranges of saccadic latencies reported in humans and monkeys (Boch et al., 1984; Fischer, 1986; Basso and Wurtz, 1998; Marino and Munoz, 2009). Furthermore, the magnitude of TD and BU input signals in the model were likewise mapped to approximate equivalent signals in the frequencies of neural action potentials in VMBNs and BUNs in the SCi (Sparks and Hartwich-Young, 1989; Munoz and Wurtz, 1995a; Marino et al., 2008). We utilized a width of 0.5 mm as the standard deviation of the Gaussian shaped excitatory 158 interaction profile in order to maintain accuracy and consistency with previous neurophysiological studies (Munoz and Wurtz, 1995a; Dorris et al., 2007). The maximal magnitude of distal inhibition was set to balance equally with the maximal magnitude of the local excitation to ensure that the parameter region of the model would resolve to a stable memory state, that maintained the activity of the winner-take-all point image after all external inputs were removed (Kopecz and Schoner, 1995; Kopecz, 1995). We used an overall scale factor of 13 and an additional afferent delay of 50 ms to convert simulation cycle times to the rate of experimentally observed reaction times. 5.3.9 Model simulations Multiple simulations were run utilizing BU and TD external inputs that were based on VMBN and BUN activity measured within the first 100ms of visual target appearance (Fig. 5.5). All simulations were set up and run from the theoretical time epoch when both BU and TD signals were simultaneously present within the SCi map (Fig. 5.4B epoch b). Within each simulation, the external TD and BU signals increased linearly to their maximum activation and then were removed once network activity had stabilized. The maintenance of stable network activation after removal of the external signals demonstrated that our model utilized a parameter region characterized by balanced excitation and inhibition that has been argued previously to be of particular interest for describing the saccadic systems (Kopecz and Schoner, 1995; Kopecz, 1995). After onset of the TD and BU signals, the internal network dynamics resulted in winnertake-all competition between each external signal. Eventually after several network iterations, a stable region of activity out competed all others and formed at the network location coding the chosen saccade vector. The non-linear accumulation of activity at the 159 center of this resultant stable bubble reflected the rise to threshold of the neural saccade signal. We chose an activation level of 80% (consistent with Trappenberg et. al 2001) of the peak of the final stable activity to represent the saccadic threshold trigger line as all other competing saccadic target locations were eliminated at this threshold level. 5.4 Results 5.4.1 Spatial Properties of Visual, Preparatory, and Motor Point Images on the SC We required neurophysiological data to constrain the model's parameters and ensure that it more accurately reflected the spatial patterns of activity in the primate SCi. Figure 5.5 illustrates point image population activity in the monkey SCi for a BU visual response (Fig. 5.5A), a TD preparatory response (Fig. 5.5B), a mixed BU and TD response (Fig. 5.5C), and a saccadic motor response (Fig. 5.5D). The peak of the BU visual response (Fig. 5.5A) was calculated in the delay task (epoch 2, Fig. 5.3A) when the visual response was dissociated temporally from saccadic motor activity. In the spatially organized population of neurons we recorded, the peak visual response occurred 102 ms after target appearance and resulted in a visual point image with a peak of 151 spikes/s. The width of each point image population response was calculated independently using 2 separate methods. First, in order to avoid any smoothing errors that could potentially have resulted from symmetrically mirroring activity above and below the horizontal meridian (see Methods), we calculated the activity occurring directly along the horizontal meridian (Fig. 5.5A lower panel). From this activity profile along the horizontal meridian we calculated the width of the activity at half of the peak. This width was 1.4 160 mm. Second, we also calculated the width from the full 2-dimensional point image by fitting a Gaussian surface (Euler method) to the data and calculating the standard deviation (sigma). The sigma for the visual response in Fig. 5.5A was 0.53 mm (mean residual -0.9). We measured the peak of the TD pre-target preparatory activity during the gap task, in the epoch immediately prior to the arrival of the target aligned visual response (epoch 6, Fig. 5.3B), which is when the peak preparatory activity occurred (Fig. 5.3D, 5.3B). The maximal preparatory response occurred 55 ms after target appearance and resulted in two point images, one on each side of the SC that were centered at the location of the 2 equally probable potential target locations (10° left or right, Fig. 5.5B). The maximum value of the TD preparatory activity was 53 spikes/s. The mean full width at half maximum calculated along the horizontal meridian was 1.53 mm (right) and 1.79 mm (left) (Fig. 5.5B lower panel). The Gaussian fitted sigma for these two TD responses were 1.35 mm (mean residual -0.97) (right) and 1.45 mm (mean residual -1.05) (left). In the gap task, we recorded a brief period when both BU visual and TD preparatory responses were present within the right SCi and an isolated TD preparatory response was simultaneously present in the left SCi (Figs. 5.4B, 5.5C). This temporal overlap occurred because at the time of the earliest part of the visual response the preparatory activity in the opposite SC had not yet been eliminated. Thus, although the TD preparatory spatial prediction signal (opposite to the target) preceded the onset of the BU visual response, it persisted long enough to compete and/or interact with it. The existence of this physiological epoch is critically important for our model simulations 161 because it justifies the simultaneous input of TD and BU signals into the model in order to study how their competitive spatial interactions influenced SRT. Within the population of neurons recorded, the maximum combined BU and TD responses occurred in the gap task 90 ms after target appearance. This resulted in two point images, one on each side of the SC that were centered at the location of the target (Fig. 5.5C, right SC) and the equally likely potential location where the target could have, but did not, appear (Fig. 5.5C, left SC). Here, the peak of the BU visual activity was 134 spikes/s and the peak of the TD preparatory activity was 38 spikes/s. The peak TD preparatory activity illustrated in Fig. 5.5C was reduced relative to Fig. 5.5B because this combined BU and TD population point image included VMBNs that did not exhibit TD preparatory activity. The mean full width at half maximum calculated along the horizontal meridian (Fig. 5.5C lower panel) was 1.73 mm for the BU visual response and 2.07 mm for the TD preparatory response. The Gaussian fitted sigma for these were 0.67 mm (mean residual -0.12, right BU visual) and 1.19 mm (mean residual -0.35, left TD preparatory). Finally, we also measured the height and width of the peak of the saccadic motor burst from saccade aligned activity in the gap task (Fig. 5.5D). The peak of this saccadic motor burst was 218 spikes/s. The full width at half maximum calculated along the horizontal meridian (Fig. 5.5D lower panel) was 1.66 mm. The Gaussian fitted width was σ=0.54 mm (mean residual 1.7). 5.4.2 Simulation 1. Spatial Interactions Within Single Input Signals Recent evidence has shown that the magnitude of visual responses of individual SC neurons are modulated by stimulus properties such as contrast (Li and Basso, 2008) 162 and luminance (Marino et. al., 2011). This suggests that the corresponding magnitude of these visual response point images were also changing. It is not known, however, whether the width of the point images on the SC map were also affected by luminance or contrast. SRTs have been shown to decrease to a minimum with increasing target luminance (Boch et al., 1984; Doma and Hallett, 1988; Jaskowski and Sobieralska, 2004) or contrast (Carpenter, 2004; Ludwig et al., 2004; White et al., 2006). However our recent study (Marino and Munoz, 2009) suggested that SRT initially decreased with increasing target luminance but then increased again at brighter luminance levels. Here we assess how changes to the height (magnitude) or width of point images (Fig. 5.2A) in the model can explain these previous results. Effects of Input Signal Magnitude: To assess the effect of input signal magnitude on saccadic latency in the model, we varied the peak magnitude of the input signal across 7 different values that ranged from 65 to 375 spikes/s (Fig. 5.7B) while keeping the width of the signal constant at σ=0.6mm. These ranges were used to approximate the BU visual responses that were reported within SCi neurons when luminance or contrast was manipulated (i.e., from below 50 spikes/s to more than 350 spikes/s), (Li and Basso, 2008; Marino et al., 2011). When the magnitude of the input was increased (Fig. 5.7 A-C), the time required by the model to reach saccadic threshold (simulated SRT) decreased (Fig. 5.7C) in a manner similar to previous behavioral results (Boch et al., 1984; Doma and Hallett, 1988; Carpenter, 2004; Jaskowski and Sobieralska, 2004; Ludwig et al., 2004; White et al., 163 D Effects of Input Signal Magnitude (Width Constant) Effects of Input Signal Width (Magnitude Constant) 2mm 0 Accumulation to Saccade Threshold 100% 80% 250 0 E Time to Reach Saccade Threshold Saccade Trigger Threshold 100% Accumulation to Saccade Threshold B Activity (Spikes/s) 2mm C Time of Saccade Threshold Crossing 80% Saccade Trigger Threshold 300 200 100 50 100 150 200 250 300 350 400 Input Magnitude (Spikes/s simulated) Input Width (gaussian sigma mm) 0.4 0.6 0.9 1.2 1.5 1.8 2.2 0% 100 150 200 250 Time from Simulated Input Onset (ms) F Time of Intersection With Saccade Threshold Simulated SRT (ms) (Magnitude Constant) 400 250 Time to Reach Saccade Threshold Input Magnitude (spikes/sec) 65 100 125 150 225 275 375 0% 50 150 250 350 450 Time from Simulated Input Onset (ms) Simulated SRT (ms) Activity (Spikes/s) 700 325 300 275 Increased Inhibition Standard Inhibition Simulated SRT (ms) (Volume Constant) A 600 500 250 400 225 300 200 200 175 0.2 0.6 1.0 1.4 1.8 Width of Input (mm simulated) 100 2.2 Figure 5.7. Simulations of the effects of magnitude (A-C) and width (D-F) of a single input signal on modeled SRT. A,D. Examples of strong (375 spikes/s, A:left panel) and weak (65 spikes/s, A: right panel) input signal magnitudes, and wide (σ=1.5mm, D:left panel) and narrow (σ=0.4mm spikes/s, D:right panel) input signal widths modeled. B,E. Accumulation to saccade threshold of a neural node centered at the spatial dynamic winner-take-all network location coding the resulting saccade over a range of signal input magnitudes (B) and widths (E). C,F. Modeled SRT for each input signal magnitude (C) and width (F) tested based on saccadic threshold crossing time. Solid and dotted black lines denote effects of signal width (with constant magnitude) on SRT (F). Dotted black line denotes the effect of increasing global inhibition relative to the solid black line. Gray data points in F denote effects of changing width while keeping volume of activation constant (i.e. signal magnitude decreases with increasing width to maintain constant volume). 164 2006). At low magnitude (65 spikes/s), simulated SRT was 383 ms, whereas at high magnitude (375 spikes/s), simulated SRT decreased to 133 ms. Effects of Input Signal Width: To date, no study has examined whether altered stimulus properties can affect the size of BU visual point images in the SC, therefore we examined how input signal size influenced SRT in our model (Fig. 5.2A). This is an important simulation because we hypothesized that increases in activation area could cause both decreases or increases in SRT depending on the area of the SC map activated. This possible relationship between the size of SCi point images and SRT could explain our previous finding that SRT can decrease or increase with increasing luminance (Marino and Munoz, 2009). To assess the effect of signal width on saccade latency independently, we manipulated the width of the Gaussian shaped input while keeping the peak magnitude constant (150 spikes/s, a physiological range that matched the peak of our isolated visual response point image in Fig. 5.5A). We systematically altered the width (σ) of the input from 0.4 mm to 2.1 mm (Fig. 5.7 D-F) in order to insure that we did not exceed the upper or lower width range of our recorded BU or TD point images by more than 70% (see Fig. 5.5). We did not alter the width beyond these values because larger or smaller values would probably be too far removed from realistic physiological ranges in the SCi (range: from 0.54 mm for the motor burst to 1.45 mm for the preparatory build up). When the width was increased from 0.4 mm to 2.1 mm, simulated SRT decreased from 230 ms (σ=0.4mm) to 189 ms (σ=1.2 mm) and then increased again up to 200 ms (σ=2.1 mm, black line in Fig. 5.7E,F). This resulted in a u-shaped SRT function when width was 165 increased and the magnitude of the input signal was kept constant. The initial decrease in SRT that we observed resulted from increases in the width dependant volume of the input signal. However as the width of the signal increased beyond the excitatory width of the interaction profile within our model (Fig. 5.2A right panel), the surrounding inhibition became activated and caused an 11 ms increase in SRT when the width was increased from 1.2 to 2.1 mm. When the external inhibition was increased by 20% (achieved by globally shifting the interaction profile more negatively, see Methods), the SRT increase with increasing signal width was 30ms. Although this relationship follows our initial prediction, the increase in SRT did not occur for all signals that were wider than the excitatory interaction profile. In our model, we only observed this increase in SRT when the input width was between 240%-278% above that of the excitatory interaction profile. By changing the width (while keeping the magnitude of the signal constant), we made the assumption that the overall volume of the signals were changing. Constant Volume Hypothesis: It is possible that the magnitude of point images does not remain constant but that the volume of the overall activity (regardless of its width or magnitude) might remain constant across different conditions. If this is the case, a constant volume of neural activity would require normalization between the width and the peak. Thus any increase in signal width would result in a corresponding decrease in its peak magnitude to ensure that the overall activity (volume) integrated over the SCi map remained constant. In order to examine this constant volume assumption, we manipulated signal width without the assumption of constant magnitude. In these simulations SRT increased 166 approximately linearly with increasing signal width from 124 ms (σ=0.4mm) to 653 ms (σ=2.1 mm) (Fig. 5.7F solid gray line). Because the constant volume condition resulted in decreases in peak magnitude with each increase in signal width, the observed increases in SRT were most strongly influenced by these corresponding decreases in peak magnitude. Simulation 1 Summary: Our model predicted that any changes to the magnitude or the width of point images within the SCi map should influence SRT. As the magnitude of the input signal was increased, SRT decreased. As the width of the input signal was increased, SRT either increased or decreased then increased, respectively depending on whether a constant magnitude or constant volume signal was used. Based on these results, the decrease of SRT with increasing target luminance (Boch et al., 1984; Doma and Hallett, 1988; Jaskowski and Sobieralska, 2004) or contrast (Carpenter, 2004; Ludwig et al., 2004; White et al., 2006) previously reported likely results from increases to the magnitude (Li and Basso, 2008; Marino et al., 2011), of the peak visual response in the SC. The model also predicted that changes to the spatial width of input signals also affected SRT such that increasing the spatial width decreased SRT until it was wide enough to extend beyond the region of local excitation and into inhibitory regions of the map (Fig. 5.2A). The decreases followed by increases in SRT with increasing luminance that we previously reported (Marino and Munoz, 2009) could be explained by increases to the width of visual point images in the SCi. 167 5.4.3 Simulation 2. Effects of Spatial Signal Distance It has been reported previously that saccades to two targets elicit a greater proportion of short-latency express saccades when the targets are closer together (i.e., located within 45° of each other) (Edelman and Keller, 1998). This result suggests that SRT can be reduced when competing point images are close enough together to overlap. In our model, the distance between point images similarly determines if they will overlap and summate or compete over a larger distance. We examined how the spatial distance between TD or BU related saccade signals in the model interacted to influence SRT. Figure 5.8 shows how SRT was influenced by the spatial distance between 2 distinct input signals of equal size. When the magnitude of the input signals matched the magnitude of the isolated visual response point image (150 spikes/s, σ = 0.6mm Fig. 5.5A), SRT increased with increasing distance between the nodes up to 1.2-2.4 mm (Fig. 5.8B,C). Further increases in distance had no effect on SRT. In order to determine whether this effect of distance was dependant on the strength or magnitude of the 2 competing signals, we also examined weak magnitude (65 spikes/s, which approximated the lower frequency top-down preparatory signals that we recorded) and strong magnitude (375 spikes/s, which approximate the highest frequency discharge of visuomotor burst neurons that we recorded of which 23% had a peak visual response above 350 spikes/s in the delay task) signals independently. As the magnitude of the 2 competing signals decreased, the influence of distance between the signals increased in the simulations (Fig. 5.8B,C). Specifically, at an input magnitude of 65 spikes/s, the increase in SRT between pairs of signals located 0.5mm apart and 2.4 mm apart was 162ms (0.5 mm: 237 ms, 2.4 mm: 399 ms, Fig. 5.8C light gray circles). At an input 168 A Effects of Distance Between 2 Input Signals 2mm 0 B 250 Time to Reach Saccade Threshold 100% Accumulation to Saccade Threshold Activity (Spikes/s) Saccade Trigger Threshold 80% Input Signal Distance (mm) 0.5 0.59 0.71 0.89 1.2 2.4 6 0% 50 100 150 200 250 300 Time from Simulated Input Onset (ms) C Time of Saccade Threshold Crossing Simulated SRT (ms) 400 300 Weak signal strength (65 spikes/sec) Medium signal strength(150 spikes/sec) Strong signal strength(375 spikes/sec) 200 100 0 2 4 6 Input Signal Distance (mm simulated) Figure 5.8. Simulations of the effects of distance between two single input signals on modeled SRT. A. Examples of distant (6 mm, A:left panel) and nearby (0.89 mm, A: right panel) input signal distances. B. Accumulation to saccade threshold of a neural node centered at the spatial dynamic winner-take-all network location coding the resulting saccade over a range of signal input distances. C. Modeled SRT for each input signal distance (weak magnitude: black line, 65 spikes/s, medium magnitude: dark gray line, 150 spikes/s, and strong magnitude: light gray line, 375 spikes/s) tested based on saccadic threshold crossing time. 169 magnitude of 375 spikes/s the increase in SRT between pairs of signals located 0.5 mm apart and 2.4 mm apart was only 41 ms (0.5 mm: 109 ms, 2.4 mm: 150 ms, Fig 5.8C light black circles). Simulation 2 Summary: The model predicted that overlapping point images (both TD and BU) reduced SRT compared to non-overlapping point images because overlapping point images summated to reduce the time to accumulate to saccade threshold (Fig. 5.2B). Therefore the distance between visual stimuli or potential saccade target locations in the visual field significantly influenced SRT. Furthermore, the influence of spatial distance between input signals on SRT was strongest for weaker signals as these require more time to accumulate to saccade threshold and were thus more susceptible to be influenced by such spatial interactions. This result supports a previous study that showed increases in short latency saccades when multiple target stimuli were presented within 45° of each other (The approximate angular width of a BU visual point image in the SC) (Anderson et al., 1998; Edelman and Keller, 1998; Marino et al., 2008). 5.4.4 Simulation 3. The Effects of the Number of competing BU Signals During visual search experiments, a target must compete with distractor stimuli that are simultaneously present on the retina and compete for foveation by the saccadic system (Schall and Thompson, 1999). Previous studies of visual search have demonstrated that the addition of distractors increases SRT compared to when only one target stimulus is present (McPeek and Schiller, 1994; McPeek and Keller, 2001; Arai et al., 2004). Further increasing the number of distractors, however, has been shown to both 170 increase and decrease SRT. Increases in SRT with increasing distractors ("set-size effect") has been suggested to result from increases in the time needed to find a target among increasing numbers of distractors (Carrasco and Yeshurun, 1998; Shen and Pare, 2006; Balan et al., 2008; Cohen et al., 2009). However other visual search experiments have instead shown that increasing numbers of distractors can also decrease SRT without sacrificing accuracy (McPeek et al., 1999; Arai et al., 2004). This reverse of the "set-size effect" has been hypothesized to be related to a BU grouping process that shifts attention to the target more quickly when distractor densities are greater (Bravo and Nakayama, 1992). In order to determine whether these differing effects of distractor number on SRT could be explained by spatial competition within our model, we examined the effects of 1, 2, 4, 6, or 8 competing BU signals. We utilized magnitude and width profiles for the target and distractor stimuli that matched those of the isolated visual response point image in the SCi that we recorded in the delay task in order maximize physiological accuracy (Fig. 5.3A, Fig. 5.5A). In the simulations, the BU signals were placed at equally spaced locations around a circle that was centered at the midpoint of the model. This midpoint represented the center of the foveal region in the SCi, located between the rostral poles of each colliculus (Robinson, 1972; Munoz and Wurtz, 1993a; Krauzlis, 2003). Even numbers of signals were mirrored across the vertical meridian to ensure symmetry and equal weighting between the left and right SC (Fig. 5.9A,D). Because the simple distance between input signals alone was shown to affect our simulated SRTs significantly (Fig 5.8), we examined the effects of multiple BU signals at two independent distances across the left and right SC: far (6 mm diameter circle) and near 171 Effects of Number of Competing Exogeneous Signals A 2mm 0 B 0 Number of Inputs 1 2 4 6 8 0% 100 150 200 250 300 Time from Simulated Input Onset (ms) Time of Saccade Threshold Crossing E F 280 260 240 220 1 2 4 6 Number of Input Signals 250 80% Saccade Trigger Threshold Number of Inputs 1 2 4 6 8 0% 100 150 200 250 300 Time from Simulated Input Onset (ms) Time of Saccade Threshold Crossing 300 280 260 240 220 200 8 Activity (Spikes/s) Time to Reach Saccade Threshold 100% Simulated SRT (ms) 300 Simulated SRT (ms) 2mm 250 Saccade Trigger Threshold 200 0 (Near) Accumulation to Saccade Threshold Accumulation to Saccade Threshold 80% Activity (Spikes/s) Time to Reach Saccade Threshold 100% C D (Far) 0 1 2 4 6 Number of Input Signals 8 Figure 5.9. Simulations of the effects of number of competing BU inputs both nearby (A-C) and far (D-F) from central fixation on modeled SRT. A,D. Examples of individual (A,D:left panel) and multiple (six inputs, A,D: right panel) BU input signals at distant (3 mm from central fixation, A:left panel) and nearby (1 mm from central fixation, D:right panel) locations within the network. B,E. Accumulation to saccade threshold of a neural node centered at the spatial dynamic winner-take-all network location coding the resulting saccade over a range of signal numbers for distant (B) and nearby (E) signals. C,F. Modeled SRT for each number of input signals for distant (C) and nearby (F) targets. 172 (0.67 mm diameter). The far distance ensured that each BU signal remained spatially distinct when up to 8 signals were simultaneously presented (Fig. 5.9A). The near distance ensured that the multiple BU signals would be close enough together to have overlapping point images of activity that would interact via summation (Fig. 5.9D). When distant BU inputs were used, simulated SRT increased linearly with increasing numbers of competing targets from 206 ms (1 input) to 295ms (8 inputs) (Fig. 5.9B,C). In contrast, when nearby BU inputs were used (Fig. 5.9 E,F), simulated SRT increased linearly with increasing numbers of competing targets from 1 (206 ms) to 2 (221 ms) to 4 (240 ms) targets, but then decreased from 4 to 6 (230 ms) to 8 (216 ms) targets. The initial increase in SRT up to 4 signals, resulted from increased competition from relatively few targets; however, when sufficiently large numbers of BU signals were present, the activity from each signal summated together to increase network excitability over a larger area of the model and this resulted in an overall reduction of SRT. Simulation 3 Summary: The model predicted that increasing the number of visual stimuli increased SRT when the corresponding point images in the SC were spatially separate, but decreased SRT when the point images overlapped (Fig. 5.2B). This suggests that different "set-size effects" can result, depending upon the distance between the point images of the target and multiple visual distractors. This simple result can explain the apparent discrepancies between classical "set-size effects" (where SRT increases with increasing numbers of distractors) (Carrasco and Yeshurun, 1998; Balan et al., 2008; Cohen et al., 2009) and other studies which show decreases in SRT (with corresponding increases in saccade accuracy) with increasing numbers of visual distractors (McPeek et al., 1999; Arai et al., 2004). It should be acknowledged, however, that this simulation 173 utilized identical BU point images to reflect both the target and the distractor stimuli. In many visual search tasks the visual features and/or saliency of the target is different from the distractors. In these situations the BU point images for the target and distractors would also be of different sizes which would also influence the SRT predicted by the model. The addition of these parameters could enable the model to also account for additional differences in SRT due to salient target pop-out within dense fields of distractors. 5.4.5 Simulation 4. Effects of number of competing TD Signals In addition to the competition that can occur between multiple BU stimuli on the retina, multiple TD signals can also be present in the SCi simultaneously (when foreknowledge of task related goals exists) to influence SRT and chosen endpoint of the resulting saccade (Basso and Wurtz, 1998; Dorris and Munoz, 1998; Story and Carpenter, 2009) (Fig. 5.5B,C). The effects of TD spatial target probability on SRT have been studied previously and many seemingly contradictory results have been reported. Specifically, decreasing spatial target predictability has been shown to influence SRT in many different ways including: no change (Kveraga et al., 2002; Kveraga and Hughes, 2005), increases (Basso and Wurtz, 1998; Story and Carpenter, 2009), decreases (Lawrence et al., 2008), and U-shaped increases and then decreases (Marino and Munoz, 2009). Although these results appear to be in conflict, we show how each of them can be reproduced by altering the spatial properties of the underlying TD and BU signals (size, magnitude, distance apart, and number of signals). 174 Figure 5.5C demonstrated that both BU and TD signals were present in the SCi map simultaneously and we recreated this epoch to explore how the spatial competition between these different signals influenced SRT. We set up simulations with 1, 2, 4, 6, or 8 TD input signals and set the magnitude and width of these signals to match the corresponding point images that we recorded in the SCi (Fig. 5.5 B,C). In addition to the TD signals, we also included one BU signal (with magnitude and width matched to the visual response point image in the delay task Fig. 5.5A) to mimic the single resulting visual input generated by target appearance. All simulations were tested independently at two distances: far (6 mm diameter circle) and near (0.67 mm diameter circle). The far distance (6 mm diameter) ensured that each BU and TD signals were spatially distinct when up to 8 were simultaneously presented (Fig. 5.2B left, 5.10A)and the near distance (0.67 mm) ensured that these signals were close enough together to have overlapping activity (Fig. 5.2B right, 5.10D). Results were generally similar to simulation 3. When distant TD inputs were used, simulated SRT increased approximately linearly with increasing numbers of competing TD signals from 203 ms (1 TD input) to 293ms (8 TD inputs) (Fig. 5.10A-C). However, when nearby TD inputs were used, simulated SRT decreased approximately linearly with increasing numbers of competing targets from 203 ms (1 TD input) to 139ms (8 TD inputs) (Fig. 5.10D-F). Because the TD signals were wider than the BU signals (σ=0.6 mm vs σ=1.42 mm; see Fig. 5.5), their activity summated together with as few as 2 signals (in contrast to the 6 signals required for the BU condition in simulation 3) to more easily increase network excitability over a larger area and thereby reduce SRT. 175 Effects of Number of Competing Endogeneous Signals A 2mm 0 B 2mm 250 0 Saccade Trigger Threshold 80% (Near) E 0% 50 100 150 200 250 300 Time from Simulated Input Onset (ms) Time of Saccade Threshold Crossing 0% F Simulated SRT (ms) Simulated SRT (ms) Number of Endogeneous Inputs 1 2 4 6 8 50 100 150 200 250 300 Time from Simulated Input Onset (ms) Time of Saccade Threshold Crossing 300 300 260 220 180 140 100 250 Saccade Trigger Threshold 80% Number of Endogeneous Inputs 1 2 4 6 8 Activity (Spikes/s) Time to Reach Saccade Threshold 100% Accumulation to Saccade Threshold Accumulation to Saccade Threshold Activity (Spikes/s) Time to Reach Saccade Threshold 100% C D (Far) 0 1 2 4 6 Number of Input Signals 260 220 180 140 100 8 0 1 2 4 6 Number of Input Signals 8 Figure 5.10. Simulations of the effects of number of competing TD inputs on modeled SRT for signals located nearby (A-C) and far (D-F) from central fixation (1 BU signal representing the appearance of the visual target was always presented at the resulting saccade location). A,D. Examples of individual (A,D:left panel) and multiple (six inputs, A,D: right panel) BU input signals at distant (3 mm from central fixation, A:left panel) and nearby (1 mm from central fixation, D:right panel) locations within the network. B,E. Accumulation to saccade threshold of a neural node centered at the spatial dynamic winner-take-all network location coding the resulting saccade over a range of signal numbers for distant (B) and nearby (E) TD signals. C,F. Modeled SRT for each number of TD input signals for distant (C) and nearby (F) targets. 176 Simulation 4 Summary: The model predicted that increasing the number of TD pre-target signals could increase or decrease SRT depending on the amount of overlap of their point images in the SCi map. Specifically, when the number of nearby TD potential target locations increased, the corresponding point images overlapped leading to reduced SRT via excitatory summation. In contrast, when the number of distant TD potential target locations increased, the corresponding point images remained separate leading to increased SRT via lateral inhibitory competition (Fig. 5.2B) .This mechanism can explain the complex results of previous studies that have shown no change (Kveraga et al., 2002; Kveraga and Hughes, 2005), increases (Basso and Wurtz, 1998; Story and Carpenter, 2009)), decreases (Lawrence et al., 2008), or increases followed by decreases in SRT (Marino and Munoz, 2009) with increasing numbers of potential saccade target locations. Each of these different results can be explained by this model via the spatial interactions (i.e. magnitude, width and the relative amount of overlap) of their underlying point images. 5.5 Discussion Here, we presented a new two dimensional neural field model of the SCi that can explain many previous complex and contradictory results regarding how BU or TD signals converge to influence SRT via the spatial interactions of their point images. We demonstrated that the spatial properties (magnitude, width, distance apart, or number of competing signals) of the underlying TD or BU signals on the SCi map influenced SRT. We presented new neurophysiological data, recorded from neurons in the SCi that were used to calculate point image size and constrain the model parameters. These 177 physiological point images represented isolated BU visual responses, TD preparatory activity, and saccadic motor bursts that were spatially organized within the SCi map. BU visual response point images had greater magnitude and a narrower width relative to TD preparatory point images. During the initial part of the visual response to an appearing saccade target stimulus, TD preparatory activity can persist briefly within the SCi map wherever visual targets were expected to appear. This indicates that winner-take-all competition does take place between TD and BU signals within the SCi map. Our model demonstrates how during this period of overlap, TD and BU signals compete to determine where the next saccade will be directed. The model made novel and experimentally supported predictions about the properties and spatial interactions of TD and BU signals in the SCi. The model demonstrated several simple principles that govern how spatial signals (BU or TD) interact within the SCi map to influence SRT: For individual input signals (BU or TD), increasing the peak magnitude decreased SRT, while increasing the width decreased SRT until it spread beyond local excitatory distances into inhibitory ranges, which then caused SRT to increase (Fig. 5.2A). Increasing the number of spatially separate input signals (TD or BU) increased SRT when the point images were spatially distant in the map and decreased SRT when these point images were close enough to overlap and summate (Fig. 5.2B). Thus the model demonstrates how the spatial interactions of individual or multiple TD and BU point images can influence visually guided saccade behavior. 178 5.5.1 An Expansion of Linear Saccade Accumulator Models Linear accumulator models remain a popular and useful framework for describing the neural processes underlying saccade initiation. One such model (LATER: Linear Approach to Threshold with Ergodic Rate) assumes that a saccadic decision signal increases linearly until a neural threshold is crossed and a saccade is triggered to a specific location (Carpenter and Williams, 1995; Hanes and Schall, 1996; Munoz and Schall, 2003; Carpenter, 2004). Neural correlates of this accumulation signal have been identified within neurons located within both the FEF (Hanes and Schall, 1996; Everling and Munoz, 2000), and the SCi (Dorris et al., 1997; Dorris and Munoz, 1998; Paré and Hanes, 2003). Previously, this model has been used successfully to describe a simplified neural framework that can explain a wide range of SRT variations including: speed versus accuracy trade-offs (Reddi and Carpenter, 2000), contrast and probability (Carpenter, 2004), task switching (Sinha et al., 2006), reading (Carpenter and McDonald, 2007), and the gap effect (Story and Carpenter, 2009). However, the limitations of LATER are evident whenever the effects of TD or BU experimental manipulations on SRT are non-linearly related such as the complex increases and decreases in SRT we have explained here via lateral interactions. In the current study, we used linear input signals to represent each individual TD and BU signal within the model. In particular, a TD saccade decision signal was required by the model in order to reinforce the specific BU sensory or TD task-related signal that represented the appropriate saccade target goal. This ensured that the correct visual stimulus was chosen over the visual distractors or other potential target locations. This TD saccadic decision signal is conceptually very similar to the decision signal described by the LATER model. By incorporating a linear 179 accumulating decision signal within our neural field, we utilized an underlying neural mechanism that was conceptually similar to LATER, however, we extended its predictive power into the non-linear domain. This enabled our model to be robust enough to explain the non-linear and apparently contradictory behavioral results from previous studies of TD and BU influences on SRT. This additional explanatory and predictive power was achieved via the spatial interactions of competing point images that resulted from the lateral interactions that are hypothesized to be present within the SCi map (Munoz and Istvan, 1998; Munoz and Fecteau, 2002; Dorris et al., 2007). 5.5.2 Oculomotor Violations of Sensorimotor Transformation Laws Simple laws govern the basic effects of BU and TD processes on motor response latencies across sensory modalities. Hick’s law states that response latencies increase as a log function of the number of possible choice response alternatives (Hick, 1952). Here, we have modeled several seemingly contradictory studies that have shown agreement with (Basso and Wurtz, 1998; Lee et al., 2005; Thiem et al., 2008) and violations of (Kveraga et al., 2002; Kveraga and Hughes, 2005; Lawrence et al., 2008; Marino and Munoz, 2009) Hick’s law. Our simulations have demonstrated that the degree of overlap between potential saccade target locations within the SCi map can lead to both agreement with (separate point images compete and increase SRT) and violations of (overlapping point images summate and reduce SRT) Hick’s law in the oculomotor system. Pieron’s law mathametically describes a hyperbolic decay function between stimulus intensity and response latency such that reaction time logarithmically decreases with increasing stimulus intensity regardless of the sensory modality (Pieron, 1952). 180 Manipulating BU target luminance decreased and then increased SRT with increasing BU target luminance in violation of this law (Marino and Munoz, 2009). The model revealed that the spatial interactions of individual BU visual signals within the SC map can produce violations of Pieron’s law whenever the width of the BU point image increases with increasing stimulus intensity until it is large enough to cause SRT to increase. Thus, the interactions of BU and TD point images in the SC map resulting from local excitation and distal surrounding inhibition predict a potential neural mechanism that can account for violations of Hick's and Pieron's laws within the oculomotor system. These mechanisms may be unique within the visuo-saccadic modality and thus may not translate across other sensory modalities or non oculomotor motor responses. Future research will be required to test these assumptions. 5.5.3 Intrinsic versus extrinsic sources of inhibition in the SC Previous neural field models of the SC have assumed the existence of lateral inhibition that is intrinsic to the local SC circuit that results in winner-take-all behavior (van Opstal and van Gisbergen, 1989; Massone and Khoshaba, 1995; Grossberg et al., 1997; Bozis and Moschovakis, 1998; Arai et al., 1999; Trappenberg et al., 2001; Badler and Keller, 2002). This assumption was initially supported by evidence from an in vivo electrical stimulation study (Munoz and Istvan, 1998) and an in vitro pharmacological study (Meredith and Ramoa, 1998) that showed evidence of long-range inhibitory connections in the SC. However, later evidence from in vitro SC slices (parasagital or coronal) only showed evidence for very restricted short range inhibition (Lee and Hall, 2006). Furthermore, an in vivo microinjection study in the SC (cholinergic agonist 181 nicotine ) did not produce long range inhibitory effects on saccade performance (Watanabe et al., 2005). This led Arai and Keller (2005) to eliminate all intrinsic lateral inhibition from their model and instead it relied entirely on extrinsic lateral inhibition that was input into their model. This external inhibition was assumed to originate from the substantia nigra pars reticulata, a basal ganglia output structure that projects GABAergic inhibition into the SCi (Hikosaka, 2007). More recently, studies have provided evidence for long-range lateral interactions within the SCi. Firstly from an in vivo SC study that simultaneously presented proximal and distal visual targets and distractors to awake behaving monkeys performing visually driven saccades (Dorris et al., 2007). This study demonstrated spatially dependent lateral interactions (local excitation and distal inhibition) between targets and distractors, however, this study could not dissociate between intrinsic and extrinsic sources of lateral inhibition. A recent in vitro study of novel horizontal slice preparations of mouse SCi (which preserved the lateral circuitry across SCi map) has demonstrated long range lateral inhibitory and excitatory synaptic connections that were intrinsic to the SCi (Phongphanee et al., 2008). Based on this evidence, we assume the existence of at least some of intrinsic lateral inhibition in the SC circuitry that can result in the winner-take-all behavior that we have modeled. The lateral interactions in our model were a simplified combination of both the intrinsic (originating within the SCi) and extrinsic inhibitory signals. We acknowledge that the interactions between these two types of inhibition are likely more complex as the relative levels of each could be modulated by differing amounts of dynamic BU and TD related inhibition from multiple external structures including the basal ganglia in addition to the activity dependent inhibition from within the SC itself. However, such interactions 182 (wherever they are), can be utilized within an organized neural field to explain the different and apparently contradictory behavioral findings previously reported. This highlights the potential power and versatility of such simplified principles of lateral competition within a neural winner-take-all mechanism. 5.5.4 Conclusions The spatial interactions between point images (i.e. size, shape, location and overlap of TD and BU signals) in the SCi are the critical factors that govern the latency of the visuomotor transformations that underlie visually guided saccades. By exploiting these spatial relationships within a 2-dimensional neural field that resembles the underlying physiological map, we accurately reproduce changes in SRT that result from TD and BU experimental manipulations. 183 Chapter 6: General Discussion 184 This thesis has provided multiple novel insights into how the oculomotor system transforms visual stimuli into saccade targets. This was achieved by presenting four individual research studies of visuomotor transformations in the superior colliculus of non-human primates. Each of these studies followed a logical progression from the sensory input to the motor output. First the spatial alignment of visual and motor response fields were described. Next the stimulus driven modulation of visual sensory responses were examined and used to guide the development of a neural network model of the SC capable of simulating both sensory input and motor output during visually guided saccades. The general hypothesis and major findings of each research project are summarized below within the context of each of the three main objectives of this thesis. 6.1 Summary of Objectives and Major Findings The first objective was to assess the correspondence between visual and motor maps within the SCi. In chapter 2 I described the relationships between these maps both in visual field space and within the logarithmically organized physiological SC map. I recorded from neurons in the SCi that discharged both visual and motor responses and compared their response fields in simple visual coordinates as well as within a mathematical representation of the SC map (Van Gisbergen et al., 1987). This study revealed that the visual and motor maps in the SCi are well aligned. Furthermore visual response fields tended to be smaller and completely encapsulated within motor response fields. When examined as a population on the SCi map, these responses were approximately the same size no matter where they were located (i.e. rostral or caudal). In 185 contrast, these responses increased in size with increasing eccentricity when described in untransformed visual field coordinates. Together these results demonstrate a critical link between the visual input and motor output systems in the nervous system during visually guided saccades. Furthermore, the computational consequences of transforming response fields onto the logarithmic SC map result in over representing foveal regions while compressing para-foveal regions in order to guarantee that equally sized areas of neural tissue are always recruited across within the SC. The second objective was to examine how external stimulus properties can modulate visual processing in the SC and to determine how these modulations influence saccade behavior. In chapter 3 and 4 I recorded from neurons in the SCs and SCi while monkeys performed visually guided saccades to targets of varying luminance. This BU manipulation of luminance modulated may properties of the visual response as well as influenced the saccade behavior. These studies revealed how luminance can alter multiple properties of the visual response including the peak magnitude, timing, as well as the growth and decay rate of the sensory signal. These modulations to the sensory response were also shown to be important to the underlying neural mechanisms computing the sensory to motor transformation since they influenced multiple aspects of saccade behavior (including SRT and movement metrics). In chapter 4 I demonstrated that these luminance induced modulations to the visual response also influenced the latency and prevalence of express saccades which were always generated at latencies that approached the minimum neural conduction delays. Here any luminance modulated change to the visual response directly influenced the motor command that was relayed to the brainstem burst generator (PPRF) to move the eyes because during an express 186 saccade these two responses merged into one (Edelman and Keller, 1996; Dorris and Munoz, 1998). The changes in express saccade latency I observed were correlated with the luminance modulated changes to the arrival time of the visual sensory response in the SC. The changes to express saccade prevalence were partially correlated with luminance modulated changes in visual response magnitude as well as the accumulated preparatory build-up activity. Thus modulations to visual sensory responses strongly influence both regular and express saccade behavior in a robust and reliable fashion. The third objective was to apply our findings to the development of a neural network model capable of simulating visuomotor transformations within the SC. In Chapter 5 I described a two dimensional neural field model that simulated SRTs to BU visual and TD predicted/anticipated targets. This model simulated the sensorimotor transformation underlying saccades as a non-linear accumulation to threshold mechanism. The parameters used to define the size and shape of the TD and BU input signals were based on neural data recorded from the SCi in order to make them as physiologically realistic as possible. The local excitatory and distal inhibitory lateral interactions employed within this SC model exploited evidence from recent experimental studies that observed this mechanism physiologically within the SCi (Dorris et al., 2007; Phongphanee et al., 2008). In the model, these lateral interactions affected SRT due to the resulting competition or excitatory summation between individual or multiple TD and BU signals depending on their size or relative position within the SC map. Our simulations demonstrated that these lateral interactions could account for many previously published contradictory findings of how TD and BU manipulations can influence SRT (See chapter 5 for details). These simulations predicted how SRT could 187 either decrease or increase depending on the size, distance apart or overlap between BU or TD signals on the two dimensional SCi map. Thus, the model predicted that the spatial interactions of input signals that represent expected (TD) or actual stimuli (BU) are critical determinants of the overall latency required by the oculomotor system to compute saccadic sensorimotor transformations. 6.2 Unanswered Questions Although this thesis has contributed insight into some of the building blocks underlying sensorimotor transformations for saccades, many unanswered questions still remain. One particularly relevant question is how does the initial part of the phasic visual response contribute to a saccade accumulation signal during regular latency saccades if at all? This remains especially puzzling because the burst of action potentials related to a visual sensory response is temporally separated and distinct from the subsequent motor response burst during regular latency saccades (See Chapter 3). It is still unclear how this signal accumulates to a saccade triggering threshold between the visual and motor responses as is assumed in many popular linear (Carpenter and Williams, 1995; Hanes and Schall, 1996; Munoz and Schall, 2003; Carpenter, 2004) and non-linear (Arai et al., 1994; Kopecz and Schoner, 1995; Trappenberg et al., 2001; Arai and Keller, 2005) accumulator models of saccades (including the model presented in Chapter 5). Some physiological evidence for an accumulating saccade signal has been previously observed in both the SCi (Paré and Hanes, 2003) and FEF. (Hanes and Schall, 1996) Although these observations provide some physiological validation for 188 accumulator model assumptions, this evidence is limited as the underlying data was recorded during a countermanding saccade task where subjects initiated or aborted saccades to a target depending on the appearance of a stop stimulus. Relative to the simple gap, step, and delayed saccade tasks employed in this thesis, the countermanding task produces longer and more variable SRTs and does not any evoke express saccades. This happens because during the countermanding task, stop and go signals are unpredictably mixed and additional neural voluntary control mechanisms need to be used to perform the task correctly (Chikazoe et al., 2009). These additional neural control mechanisms are not required during straightforward saccades to visual targets in classic gap, step and delayed saccade tasks. Thus some evidence does exists for an accumulating signal in the SC sub-serving sensorimotor transformations; however, compelling evidence from simple visually guided saccade tasks (like those recorded and modeled in this thesis) has still not yet been demonstrated. The findings in chapter 3 suggest that in V and VM populations, the simple signal properties of the earliest part of the visual response are strongly predictive of the resulting saccadic behavior. This result is puzzling given that accumulator models assume that the saccade signal should progressively increase in influence between the sensory input and motor output. This might indicate that accumulator models are a more accurate depiction of neural activity rising to threshold during express saccades when the accumulating saccadic decision signal and the early part of the visual response are merged into the same signal (Edelman and Keller, 1996; Dorris and Munoz, 1998). For example during an express saccade, the response onset latency, rate of rise and peak of the visual response could be directly mapped on to the motor response that drives the eye 189 movement. Thus additional physiological evidence is necessary to determine exactly how the visual response accumulates to trigger the motor response as well as to confirm the physiological accuracy of accumulator models. Another fundamental question underlying visuomotor transformations is where in the nervous system does the saccadic motor command originate? As the BU sensory and TD goal related information is received and processed across the sensory and motor areas of the saccade circuit (Fig. 1.2A), what nucleus or structure initially decides that the accumulated TD and BU information is sufficient to warrant that a saccade be performed? Furthermore does a single nucleus or structure initially generate this motor response or is it simultaneously generated over multiple distributed regions? Several oculomotor structures have been identified (in addition to the SC) that exhibit activity related to both visual-sensory and saccadic-motor responses. Two important cortical areas that (like the SC) also possess signals related to visual input and motor output are the lateral intraparietal area (LIP) and Frontal Eye Fields (FEF). Projections from LIP to the (SCi) have been shown to be involved in sensory-motor transformations as well as attentional processing for saccades (Anderson et al., 1998; Colby and Goldberg, 1999; Glimcher, 2001). The frontal eye fields (FEF) are strongly interconnected with parietal visual areas (Schall, 1997; Schall and Thompson, 1999) as well as multiple frontal areas including the supplementary eye fields (SEF), dorsolateral prefrontal cortex (DLPFC), SCi, and also the basal ganglia. In fact, it is not usual to find neurons with similar sensory and motor responses across all three regions (Pare and Wurtz, 2001; Wurtz et al., 2001a; Munoz and Schall, 2003). The similarities between the FEF and SC are especially noteworthy as the both appear to act like centralized hubs that connect with several 190 cortical and sub-cortical areas. The numerous distributed connections between the SCi, FEF, and LIP indicate that these structures form an important subsystem within the oculomotor circuit. Perhaps a more detailed understanding of the simultaneous cooperation and synchronization of the sensory and motor signals within all these structures is necessary in order to more fully understand how saccadic accumulation occurs and where the motor response originates. Thus determining where or how the saccadic decision threshold is determined in which structure and where the saccadic motor burst originates remains a fundamental question that may provide critical insight into how visuomotor transformations are computed in the brain. 6.3 Future Directions The observations and conclusions presented in this thesis have inspired many additional questions and hypotheses for future research. Furthermore, the neurofield model presented in chapter 5 has also proposed simple testable hypotheses regarding how neural activity may interact spatially within the SCi map during visually guided saccades. The following discussion describes a few critical hypotheses and experiments that could further develop some of the key ideas presented in this thesis. 6.3.1 Testing the Neural Field model of the SCi The neural field model presented in chapter 5 makes several testable predictions about to how TD and BU signals could interact spatially across the SCi map to influence saccade behavior. One specific prediction of the model was that increasing BU stimulus intensity could modulate the area of visual response fields of SCi neurons. As this type of spatial exploration of SCi responses has never been systematically studied, these results 191 could provide novel insight into how sensory stimuli interact within networks of neural tissue to influence behavior. A simple experiment to test this hypothesis involves a small variant of the response field mapping task described in chapter 3. This task involved displaying a pseudo random sequence of flashes (100ms in duration, 150ms apart) across a large portion of the visual field while the monkey was fixating at the centre of the screen. In chapter 3, the luminance of the flashes was always kept constant; however, if each neuron's visual response field was examined across a range of luminance values, then the model's predicted changes to the area of the visual response could be assessed. A positive finding in this experiment would provide evidence that the model accurately predicts novel spatial interactions within in the SCi map. 6.3.2 Is Preparatory Activity Preceding Express Saccades TD or BU? The production of unintended express saccades are becoming increasingly important clinically because they are emerging as a sensitive biomarker for abnormality in several neurological and psychiatric conditions such as dyslexia (Biscaldi et al., 1996), ADHD (Munoz et al., 2003) and PD (Chan et al., 2005). The emergence of such clinical relevance highlights why it is important to gain a more detailed understanding of the neural mechanisms underlying express saccade generation. In the laboratory, gap tasks (like the one used to demonstrate the luminance dependence of express saccades in chapter 4) are extremely effective at manipulating excitability in pre-motor circuits and producing express saccades (Edelman and Keller, 1996; Dorris and Munoz, 1998; Sparks et al., 2000). This is because the extinguishment of the fixation point prior to the appearance of the target has been shown to both reduce fixation activity at the rostral pole (Dorris and Munoz, 1995) as well as facilitate the pre192 target activation of saccade neurons (Dorris et al., 1997; Basso and Wurtz, 1998; Dorris and Munoz, 1998; Dorris et al., 2007). However, the gap task incorporates both TD (spatial and temporal target predictability) and BU (fixation disengagement resulting from the disappearance of the FP) components that cannot be readily separated from one another. This means that at the level of the SCi, the relative TD or BU contributions to changes in caudal pre-target build-up activity and rostral fixation activity cannot be determined. Likewise at the behavioral level, it is also uncertain how much each of the TD or BU components are individually contributing or interacting to influence the gap effect (reduction in overall SRT) and/or express saccade production. Thus the standard gap task is an inadequate tool for dissociating how TD and BU signals independently influence the neural mechanisms sub-serving express saccades and the gap effect. A simple task that may be able to dissociate TD prediction from BU FP offset effects is a novel variant of the gap task whereby the luminance of the FP is manipulated during the gap period. By systematically increasing or decreasing the luminance of the FP during the gap while keeping the TD prediction signal constant (temporal or spatial predictability of the target) warning and visual offset effects could be dissociated. For example, if increases in low frequency caudal preparatory build-up activity is primarily related to a TD prediction signal, then increases in build-up should be observed whether the FP becomes brighter, dimmer, or disappears entirely. However, if this caudal preparatory build-up activity is primarily related to the BU disappearance of the FP, then increases in FP luminance during the gap should not significantly increase build-up activity during the gap. Finally, how would the activity of fixation neurons be affected? Do they always maintain the same firing rate during active fixation of a stimulus or do 193 they change depending on FP luminance (i.e. the intensity of the visual input)? Also, is this fixation activity also influenced in some way by the TD temporal or spatial target prediction during the gap? If successful, this experiment could provide insight into whether modulations to caudal preparation and rostral fixation signals in the SCi are driven by primarily TD or BU mechanisms. If the majority of the gap effect results from BU sensory processing and not higher level TD cognitive signals then this could indicate that express saccades are primarily a low level sensory driven response. This could provide clinically relevant insight into which brain areas (early sensory or higher level cognitive) are most critically involved in express saccade generation and potentially why these direct visual to motor transformations are such an important biomarker in the clinic. 6.3.3 Moving Towards Understanding Visuomotor Transformations During Real World Free Viewing The ultimate goal of saccade research is to understand the neural circuitry controlling visuomotor transformations during normal unrestricted free viewing in natural environments. Such orienting behaviors are critical for a multitude of common tasks (such as reading, shopping or driving a car) and are so basic to daily life that they are typically unconsciously performed and taken for granted. The study of saccades in the laboratory has typically involved highly controlled and artificial saccade tasks that are performed within simplistic and artificial visual environments. However, these type of examinations impose many artificial constraints that may not reflect how the nervous system or saccade behavior operates in naturalistic viewing situations. Typical methodology (including those employed within this thesis) involves the use of small 194 numbers of over trained animals performing simple stereotypical saccade tasks within an artificial and visually impoverished environment. This thesis has described multiple observations and methodologies that could assist in the development and interpretation of future free viewing experiments. In general, these insights suggest that the investigation of visuomotor transformations during natural free viewing should involve an examination of the spatiotemporal interactions of BU and TD signals within critical saccade related structures like the SC (See fig 1.2). This thesis has described multiple methods for spatially mapping visual and motor responses. In chapter 2 I described a step task that mapped the spatial extent of visual and motor response fields in two dimensions. In chapter 3 and 4 I utilized a different visual response mapping task that rapidly measured visual response fields accurately and at a high spatial resolution. Such methods of mapping the spatial extent of sensory and motor responses may be an important component for constraining any analysis of subsequent TD or BU signal interactions during free viewing experiments. However the spatial aspects of these signals are not the only important parameters governing visuomotor transformations. In chapter 3 I demonstrated that BU visual responses are variable and can be altered by external visual stimulus properties. This observation may also offer critical insight into the interpretation of visual responses during natural viewing since these might be altered dramatically in magnitude and timing when visual stimuli change dynamically over time on the retina. Taken together, these results demonstrate that BU sensory and TD goal related signals can be described multidimensionality within the maps that are used by networks of neural tissue. Finally, in chapter 2 I described one method by which multiple sites can be simultaneously 195 recorded across the SC. Such simultaneous multi recording methodologies will likely be critical for future research seeking to unravel how the SC and other structures function at the network level rather than the classic but limited single neuron perspective. The movement toward studying free viewing is still a very complex undertaking that can be greatly simplified by the use of theoretical frameworks from which to design experiments and interpret data. One potentially critical framework emerges from the use of computational models that simulate and predict how TD and BU signals influence visuomotor transformations to guide saccades. 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The visual response field reflected the specific area of the visual display where visual stimuli could reliably elicit a visual response. A response field mapping paradigm was used to map visual response fields. Flashes of white light 100 ms (42.5 cd/m2), separated by 150 ms were presented in pseudorandom order to 182 locations (Supplementary Fig. 3.S1A,B). No two subsequent flashes within 10° eccentricity of the center were presented within 10° of each other and no two subsequent flashes beyond 10° eccentricity of the center appeared within 20° of each other. This ensured that no two targets ever appeared within the average response field of a VM SCi neuron (Marino et al., 2008). The maximum visual response within the response field was determined using a cubic smoothing spline interpolation algorithm (Supplementary Fig. 3.S1C). In all subsequent experiments, stimuli were only presented at this optimal location or the mirror location at a position opposite the horizontal and vertical meridians. 217 A B VISUAL STIMULATION TASK FP T EYE 50° 100ms C 150ms 60° Firing Rate (spikes/s) D 200 Firing Rate (spikes/s) 100 100 0 Firing Rate (spikes/s) E 150 100 50 0 50 100 150 Time from Target Onset (ms) 300 200 100 150 100 50 0 50 100 150 Time from Target Onset (ms) Supplementary Figure 3.S1. A. Schematic representation of temporal events in the visual response field mapping task for the fixation point (FP), target (T) and eye position. B. 182 target locations (black dots) presented at 24 different directions and 6-10 different eccentricities used to map the visual response fields. C. Visual response field for the representative visually responsive neuron shown in D and E. D,E Target-aligned rasters and spike density functions of a representative visually responsive neuron to locations outside (D) and inside its visual response field (E). 218 3.A2 Supplemental Results for Chapter 3 3.A2.1 Comparison of the visual response between V and VM neurons Across the populations of V and VM neurons (collapsed over the 4 brightest luminance levels where the most robust visual response was elicited) in the gap and delay tasks, there was a trend for VM neurons to have a later VROL (1-1.5ms, Supplementary Fig. 3.S2A), a faster growth time (1.6 ms, Supplementary Fig. 3.S2C) and a greater peak magnitude (15-36 spikes/sec, Supplementary Fig. 3.S2D), however these differences did not achieve statistical significance (t tests P > 0.05). No differences were found in the decay rate between V and VM neurons (Supplementary Fig. 3.S2E). When the properties of the visual response were compared across tasks (Supplementary Fig. 3.S2), it was found that in the VM population only, the VROL in the gap occurred earlier than the delay (t test, P < 0.05), and the rate of rise occurred faster in the delay than in the gap (t test, P < 0.05). The reduced VROL in the VM neurons of the gap relative to the delay has been shown previously (Bell et al., 2006) and likely resulted from fixation offset effects during the gap (Dorris and Munoz, 1995). 219 D elay VROL A Gap Peak Magnitude B 300 200 * * 15 VM V -5 -4 -3 VM V VM V 10 -6 VM 25 Time from ROL to Peak (ms) V Slope of Visual Response Decay C Decay Rate (Slope) D V Growth Time 20 150 VM V VM V 50 VM VROL (ms) 60 250 VM * 70 V * P e a k M a g n itu d e (s p ik e s /s ) 80 Supplementary Figure 3.S2. Effects of neuron V and VM subtype on visual sensory response properties recorded at the brightest luminance (42 cd/m2) in the delay (gray) and gap (black) tasks. A. VROL, B. Peak Magnitude, C. Growth Time, D. Decay Rate. Asterisks denote statistical significance (t test, P <0.05). All error bars denote standard error. 220