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REVIEW ■ The Control of Voluntary Eye Movements: New Perspectives RICHARD J. KRAUZLIS Systems Neurobiology Laboratory Salk Institute for Biological Studies Primates use two types of voluntary eye movements to track objects of interest: pursuit and saccades. Traditionally, these two eye movements have been viewed as distinct systems that are driven automatically by low-level visual inputs. However, two sets of findings argue for a new perspective on the control of voluntary eye movements. First, recent experiments have shown that pursuit and saccades are not controlled by entirely different neural pathways but are controlled by similar networks of cortical and subcortical regions and, in some cases, by the same neurons. Second, pursuit and saccades are not automatic responses to retinal inputs but are regulated by a process of target selection that involves a basic form of decision making. The selection process itself is guided by a variety of complex processes, including attention, perception, memory, and expectation. Together, these findings indicate that pursuit and saccades share a similar functional architecture. These points of similarity may hold the key for understanding how neural circuits negotiate the links between the many higher order functions that can influence behavior and the singular and coordinated motor actions that follow. NEUROSCIENTIST 11(2):124–137, 2005. DOI: 10.1177/1073858404271196 KEY WORDS Pursuit, Saccade, Eye movement, Attention, Perception Primates make two kinds of voluntary eye movements to place the retinal images of objects of interest onto the fovea and to keep them there: saccades and pursuit. Saccades are discrete ballistic movements that direct the eyes quickly toward a visual target, thereby translating the image of the target from an eccentric retinal location to the fovea within tens of milliseconds. Pursuit is a continuous movement that rotates the eyes smoothly and slowly to compensate for any motion of the visual target and thus minimizes the drift of the target’s image across the retina that might otherwise blur the image and compromise visual acuity. Much of what we have learned about voluntary eye movements over the past 40 years has involved treating these movements as visuomotor reflexes that act to minimize visual “error” signals. Indeed, many species can generate smooth optokinetic eye movements, which help stabilize the eyes during head and body movements by minimizing the motion of the entire visual surround. However, when we move about in most natural environments, it is impossible to eliminate the slip of images across the retina. Instead, choices need to be made about which visual inputs have top priority. Primates appear to be unmatched in their ability to identify individual objects within a complex, dynamic visual scene and to track selected objects with their eyes. Voluntary eye movements in primates are therefore not just a motor phenomenon but depend on the sophisticated sensory Address correspondence to: Richard J. Krauzlis, Salk Institute for Biological Studies, 10010 North Torrey Pines Road, La Jolla, CA 92037 (e-mail: [email protected]). 124 THE NEUROSCIENTIST Copyright © 2005 Sage Publications ISSN 1073-8584 and cognitive processing capabilities of the primate central nervous system. The importance of these higher order processes, and the complexity of the underlying mechanisms, pose both challenges and opportunities for using voluntary eye movements as a model for understanding the neural circuits involved in visuomotor control. This review highlights some recent findings that provide new perspectives on the functional organization of these voluntary motor systems. The Neural Pathways for Pursuit and Saccades Although the pursuit and saccadic systems have traditionally been viewed as anatomically distinct, more recent evidence indicates that there is considerable overlap in the neural pathways for pursuit and saccades. Both systems involve a similar set of areas in the cerebral cortex (Fig. 1). For saccades, these cortical areas evaluate and update the locations of potential targets and provide motor commands for saccades and include the lateral intraparietal area (LIP), the frontal eye fields (FEFs), and the supplementary eye fields (SEFs). For pursuit, cortical areas are involved in processing the visual motion and other control signals necessary for pursuit and include the middle temporal (MT) and medial superior temporal (MST) areas and subregions of areas LIP, FEF, and SEF. Thus, many of the same cortical areas are involved in the control of both pursuit and saccades, but each area contains separate subregions for the two types of movements, and the corresponding subregions are interconnected to form a closely matched pair of cortical Voluntary Eye Movements the SC. As with the direct projections to the brain stem, the pathways through the basal ganglia are well established for saccades but have only recently been demonstrated for pursuit (Cui and others 2003). In summary, although pursuit and saccades have historically been viewed as anatomically distinct systems, new data argue that they have a similar functional architecture and involve many of the same brain regions, including the brain stem, cerebellum, superior colliculus, and the cerebral cortex. In this admittedly selective review of the recent literature, we will start at the circuits that form and regulate the motor commands and wind our way up through the areas that evaluate and extract the signals needed to trigger and guide the movements. Brain Stem Fig. 1. Outline of the pathways for pursuit and saccadic eye movements. Schematic diagram of the descending pathways are depicted on a lateral view of the monkey brain. Shaded regions indicate specific areas within the cerebral cortex, basal ganglia, cerebellum, and brain stem, and arrows indicate the anatomical connections between these areas. Regions demarcated with dashed lines indicate structures normally covered by the cerebral cortex. For clarity, not all relevant areas are depicted (e.g., ascending pathways are omitted), and arrows do not always correspond to direct anatomical connections. CN = caudate nucleus (basal ganglia); FEF = frontal eye field; LIP = lateral intraparietal area; MT = middle temporal area; MST = medial superior temporal area; PMN = brain stem premotor nuclei (PPRF, riMLF, cMRF); PON = precerebellar pontine nuclei; SC = superior colliculus (intermediate and deep layers); SEF = supplementary eye field; SNr = substantia nigra pars reticulate; Verm = oculomotor vermis (cerebellum, lobules VI and VII); VN = vestibular nuclei; VPF = ventral paraflocculus (cerebellum). networks (Tian and Lynch 1996a, 1996b). Functional imaging studies in humans also support the idea of parallel but distinct cortical pathways for pursuit and saccades (Petit and Haxby 1999; Rosano and others 2002). These multiple cortical areas influence eye motor control through several descending pathways. First, there are direct projections to eye-movement-related structures in the brain stem such as the superior colliculus (SC) and premotor nuclei in the reticular formation (PMN). These pathways, which have figured prominently in the control of saccades, have been recently demonstrated to exist for pursuit cortical areas as well (Yan and others 2001). There are also several less direct routes. One pathway passes through the pontine nuclei to eye movement regions of the cerebellum (oculomotor vermis, ventral paraflocculus [VPF]), which access the output motor nuclei for eye movements by projections to the vestibular nucleus and other brain stem motor nuclei (PMN). For pursuit, this cortico-ponto-cerebellar route has been traditionally considered the primary control pathway, whereas for saccades, it has been viewed primarily as a regulatory side loop. There are also descending pathways involving nuclei of the basal ganglia, such as the caudate nucleus and the substantia nigra pars reticulata, which exert their influence on eye movements through Volume 11, Number 2, 2005 It has been known for some decades that the motor commands for saccades are constructed primarily by a circuit in the brain stem that generates the burst of neural activity necessary to cause the rapid changes in muscle force that propel saccades. The elements of this circuit are spread across several nuclei in the pons and mesencephalon—the paramedian pontine reticular formation (PPRF), the rostral interstitial nucleus of the medial longitudinal fasciculus (riMLF), and the nucleus raphe interpositus (nRIP)—and contain several classes of saccade-related neurons (Luschei and Fuchs 1972; Keller 1974; Sparks and Sides 1974; Henn and Cohen 1976; Raybourn and Keller 1977; Van Gisbergen and others 1981; Henn and others 1984). Short-lead burst neurons emit a burst of spikes whose precise timing determines the amplitude of the saccade. Long-lead burst neurons exhibit a prelude of activity before emitting a saccade-related burst. Pause neurons in the nRIP discharge steadily but stop firing during some or all saccades (omnipause neurons [OPNs]). Several models (e.g., Scudder 1988) have suggested how these neurons might participate in saccade generation. A trigger signal, probably from the SC, causes OPNs to pause their firing momentarily, which then disinhibits burst neurons. This disinhibition evokes a burst whose duration corresponds to the amplitude of the saccade; the burst duration is controlled by a negative feedback circuit and is adaptively regulated in conjunction with the cerebellum. New evidence indicates that parts of this brain stem circuit for saccades are also involved in the control of pursuit. The primary brain stem nuclei for controlling horizontal and vertical gaze (the PPRF, riMLF, and cMRF) all receive direct inputs from the pursuit subregion of the FEF as well as from the saccade-related subregion (Yan and others 2001). Recent recording studies have shown that subsets of the neurons in these nuclei have pursuit-related as well as saccade-related activity. For example, some burst neurons in the PPRF are active only during saccades, but a second category of burst neurons is active during both saccades and pursuit (Missal and Keller 2001). Similarly, in the riMLF of the cat, some burst neurons fire in relationship to eye velocity not only during saccades but also during pursuit THE NEUROSCIENTIST 125 (Missal and Keller 2001). Perhaps most surprising are the recent findings suggesting that OPNs play a role in pursuit. About half of the OPNs show significant decreases in activity during the onset of pursuit as well as pauses for saccades; they do not completely stop firing as for saccades but reduce their activity by about one-third (Missal and Keller 2002). Microstimulation in the region of the OPNs has long been known to halt saccades, but recent experiments show that such microstimulation also strongly decelerates pursuit (Fig. 2), although it does not completely stop pursuit (Missal and Keller 2002). These studies indicate that the construction of the motor commands for pursuit and saccades involves shared circuitry in the brain stem, and Figure 3 shows one candidate scheme for how the motor circuits for the two movements might be related. Analogous to the way that OPNs are believed to gate the occurrence of saccades through inhibitory effects on excitatory burst neurons, OPNs could regulate the gain of pursuit through their inhibitory effect on pursuit neurons in the nucleus prepositus hypoglossi (NPH) and the medial vestibular nuclei (MVN). Another novel class of pursuit-related neurons, the burst neurons in the PPRF and riMLF, might acquire their smooth-eye-velocity modulation through excitatory inputs from the PNs. By inhibiting the OPNs and completing a loop with the pursuit neurons in the NPH/MVN, these neurons might act to latch the pursuit system in an “on” state. Many important details about this putative gating mechanism remain unknown, but a circuit with these features could account for several properties of pursuit and saccades. If the gating of pursuit and saccades involved shared circuitry in the brain stem, this would provide a straightforward way to coordinate and regulate the triggering of pursuit and saccades, consistent with behavioral evidence that there is a shared inhibitory mechanism for pursuit and saccades (Kornylo and others 2003). On the other hand, the difference in the level of disinhibition associated with the two movements could provide flexibility in determining what is required to trigger the two types of movements, consistent with the observations that pursuit generally has a shorter latency than saccades and that pursuit and saccades usually but not always agree in their choice of a target (Krauzlis and others 1999; Liston and Krauzlis 2003). The graded inhibition of the OPNs during pursuit would also be predicted to produce a smoothly graded disinhibition of the NPH/MVN neurons, consistent with the suggestion from behavioral experiments that there is a variable gain controller in the pathways for pursuit eye movements (Grasse and Lisberger 1992; Krauzlis and Lisberger 1994a; Keating and Pierre 1996; Krauzlis and Miles 1996c). These recent findings seemingly contradict clinical observations that damage to the brain stem reticular formation causes selective palsy for saccades (Hanson and others 1986). However, the discrepancy is resolved when one compares lesions of different sizes. Smaller brain stem lesions in humans and monkeys can result in 126 THE NEUROSCIENTIST Fig. 2. Microstimulation in the region of the omnipause neurons (OPNs) decelerates pursuit eye velocity. Average eye velocity on trials with microstimulation (thick solid line, n = 9) is compared to average eye velocity on trials without microstimulation (thin solid line, n = 8). During the period of microstimulation (indicated by the orange bar), eye velocity is reduced compared to the trials with no stimulation. Thinner lines and dashed lines indicate 95% confidence intervals of the mean eye velocity. The vertical arrow indicates the onset of the 40 deg/s rightward target motion. Adapted from Missal and Keller (2002, p 1889). Used with permission from the American Physiological Society. deficits of large saccades, with relative sparing of both pursuit and small saccades (Henn and others 1984; Hanson and others 1986), but larger lesions of the reticular formation result in a conjugate gaze palsy that affects both saccades and pursuit (Bogousslavsky and Meienberg 1987). Thus, depending on the size of the lesion, brain stem damage appears to limit the amplitude range of the eye movements that can be generated, rather than the type of eye movements. Cerebellum The cerebellar cortex and deep cerebellar nuclei play a crucial role in supporting the accuracy and adaptation of voluntary eye movements. Although several regions have been implicated in the control of eye movements, two areas are especially well understood: the VPF and the midline oculomotor vermis. Output neurons in the VPF project directly to oculomotor nuclei in the brain stem, whereas in the vermis, output neurons exert their effect via projections to the fastigial oculomotor region (FOR), a deep cerebellar nucleus. Damage to the cerebellum does not eliminate eye movements but renders them highly variable and inaccurate. Ablation of the VPF and adjacent flocculus causes large and lasting deficits in smooth eye movements and the ability to maintain fixation (Zee and others 1981; Rambold and others 2002). These dramatic effects may reflect the close association of the VPF with the circuit in the brain stem that integrates eye position signals (Cannon and Robinson 1987). As illustrated by the examples in Figure 4, lesions of the vermis or FOR dis- Voluntary Eye Movements Fig. 4. Disruption of the timing, accuracy, and adaptation of saccades after lesions of the cerebellar oculomotor vermis. Traces show horizontal eye position as a function of time (aligned with respect to saccade onset) during saccades before and after lesions of the oculomotor vermis. In this experiment, saccades were adapted by presenting a 10-degree forward step of the target, followed by a 3-degree backward step. Prelesion, the animal showed a decrease in saccade amplitude late in adaptation (black arrow) as compared to early in adaptation. Postlesion, there was a marked increase in the variability of saccade amplitudes (blue arrow) and an increase in latency for corrective saccades (orange arrow). These effects persisted through the late phases of adaptation. From Takagi and others (1998, p 1925). Used with permission from the American Physiological Society. Fig. 3. Possible diagram of how oculomotor nuclei in the brain stem contribute to both pursuit and saccades. Excitatory synapses are shown with small white circles; inhibitory synapses are shown with small black circles. Note that there are two distinct types of inputs to the circuit: gating signals that are shared by pursuit and saccades and separate drive signals conveying location and motion information. The omnipause neurons (OPNs) play a crucial role in this circuit by regulating when the descending drive signals are allowed to access the final motor pathways. EBN = excitatory burst neuron; NPH, MVN = pursuit-related neurons in the nucleus prepositus hypoglossi and the medial vestibular nuclei; OMN = ocular motor neurons; trig = interneuron that inhibits OPNs, thereby triggering a saccade and possibly pursuit; latch = interneuron that putatively keeps OPNs inhibited during the saccade and pursuit movements. rupt the timing, accuracy, and dynamics of saccades and also the ability to adapt saccades (Robinson and others 1993; Takagi and others 1998; Barash and others 1999). After damage to the vermis and FOR, saccades also exhibit a dysmetria that depends on eye position, suggesting that the cerebellar signals normally act to counterbalance the changing mechanical forces encountered by the eye at different positions in the orbit. The activity of neurons in the cerebellum provides insight into how the motor commands for eye movements are shaped into their final forms. During pursuit and saccades, neurons in the FOR emit an early burst of spikes for contraversive movements and a later burst of spikes for ipsiversive movements (Ohtsuka and Noda 1991; Fuchs and others 1993, 1994; Helmchen and oth- Volume 11, Number 2, 2005 ers 1994). These bursts reflect a push-pull arrangement in which the same neurons that provide an accelerative command for movements in one direction also provide a braking signal for movements in the other direction. Similarly, neurons in the VPF exhibit overshoots in firing rate when pursuit eye velocity increases or decreases. These transient overshoots in the VPF also operate in a push-pull fashion and appear to reflect a calculated attempt to compensate for the sluggish mechanics of the eye muscles and orbital tissues (Krauzlis and Lisberger 1994b; Krauzlis 2000). The timing and size of these bursts change after adaptation of eye movements and for eye movements made from different orbital positions (Kleine and others 2003; Scudder and McGee 2003), consistent with the idea that the cerebellar output acts to maintain the accuracy of eye movements under a variety of conditions. Although the discharge of individual cerebellar neurons is variable, the population response can provide a motor command that is very precise; changes in the contributions of individual neurons could therefore provide a mechanism for adjusting the size and timing of eye movements (Krauzlis 2000; Thier and others 2000). Superior Colliculus The SC has been traditionally described as a motor map of saccade end points, but several lines of evidence argue that the SC comprises a map of motor goals rather than the specific movement required to achieve that goal. THE NEUROSCIENTIST 127 First, the locus of activity in the SC does not uniquely determine the amplitude of the eye movement that is made. Neurons in the SC fire differently for saccades made to moving targets compared to saccades made to stationary targets, arguing that the SC neurons specify the initial retinotopic location and that additional circuits are responsible for getting the saccade to land accurately on the target (Keller and others 1996). SC neurons also fire differently for saccades made to remembered targets compared to saccades made directly to visual targets, again indicating that activity in the SC does not determine the exact metrics of the saccade (Stanford and Sparks 1994). SC activity also does not determine whether saccades will be accomplished with the eye alone or with a combination of the eye and head. When the head is immobilized, activity in the SC is associated with eye saccades with a specific direction and amplitude (Robinson 1972; Schiller and Stryker 1972). However, when the head is free to move, SC neurons exhibit activity that is closely related to the amplitude and direction of combined eyehead movements rather than to either the eye or head component alone (Freedman and Sparks 1997). In these unrestrained conditions, SC stimulation produces coordinated movements of both the eyes and head (Freedman and others 1996). The amplitudes of these combined movements are larger compared to those evoked with the head fixed because the evoked eye movements are the same whether or not the head is free to move. Consequently, the standard depiction of the SC motor map obtained with the head restrained is distorted because it systematically underestimates the amplitudes of encoded gaze movements. The SC also plays a role in the control of pursuit eye movements. Activation and inactivation of the rostral SC, which represents the central visual field, modifies the metrics of pursuit, demonstrating a causal link between SC activity and pursuit (Basso and others 2000). Many neurons in the rostral SC modulate their firing rates during pursuit eye movements as well as during small saccades (Krauzlis and others 1997, 2000). This activity is not simply a visual response because it persists in the absence of a visual target (Krauzlis 2001). This activity also does not convey motion signals for pursuit because although SC neurons respond to motion stimuli, they are not selective for the direction of motion (Krauzlis 2004). On the other hand, the complicated pattern of activity exhibited by these neurons during pursuit—and also fixation—can be explained by considering the location of the tracked target within the neuron’s retinotopically organized response field (Krauzlis and others 1997, 2000). The distribution of activity across the SC motor map therefore appears to provide a real-time estimate of the retinal location of the eye motor goal for pursuit and fixation, as well as for saccades. Recent experiments in cats have underscored this idea that SC activity represents the motor goal and does not necessarily specify the saccade end point. These experiments exploit the fact that cats tend to accomplish large 128 THE NEUROSCIENTIST orienting movements with a series of smaller saccades in rapid succession rather than with a single large saccade. During these multistep movements, activity in the SC is initially at the site corresponding to the retinal location of the eccentric target and then progresses toward more central sites in a single sweep, even though the movement itself is achieved with multiple saccades. As a result, the locus of activity in the SC does not match the amplitudes of the individual saccades used to acquire the target but instead indicates the remaining distance to the target (Bergeron and others 2003). The complementary pattern holds for neurons in the rostral SC, which represent the central visual field and tend to be active during fixation (Munoz and others 1991; Munoz and Wurtz 1993). These rostral SC neurons remain inactive during the multistep movement, even though the movement pauses between each small saccade of the sequence, resuming their tonic activity only as the sequence draws to a close and the target is acquired (Bergeron and Guitton 2002). Activity in the SC motor map therefore does not appear to be exclusively involved with controlling saccade end points but serves a more general function associated with specifying the goal for orienting movements. One possibility that has gained support is the idea that the SC plays a role in representing and selecting the targets for orienting movements. For example, decreasing the probability that a visual stimulus will be the target, by adding a variable number of irrelevant stimuli to the display, decreases the visually-evoked and tonic activity of many SC neurons (Basso and Wurtz 1997, 1998). These changes are correlated with the latencies of the saccades that follow but are not related to the amplitude or peak velocity of the saccade. Similar effects are found with a single visual stimulus by varying the probability, between blocks of trials, that the target will appear in the neuron’s response field (Dorris and Munoz 1998). These effects of stimulus probability are especially evident either before or soon after the visual stimuli are presented, indicating that prior information may be especially influential during the period of uncertainty that prevails before unambiguous stimulus information is available to guide the eye movement choice. During the latent period after the candidate targets have been presented but before the movement is initiated, SC neurons display a preference for the stimulus that will become the eye movement target. In a color-oddity search task using saccades, some SC neurons discriminate the target from the distractor with a delay that is time locked to stimulus onset, rather than saccade latency, suggesting that they play a role in target selection in addition to saccade preparation (McPeek and Keller 2002). In contrast, other neurons discriminate the target with timing that is well correlated with saccade latency, suggesting that they are more directly involved with triggering saccades (McPeek and Keller 2002). In a matchto-sample task using pursuit and saccades, many SC neurons again exhibit selectivity for target stimuli, and this selectivity can predict the timing of pursuit as well Voluntary Eye Movements as saccade choices (Krauzlis and Dill 2002). The signal indicating the correct choice emerges over time, forming a trade-off between speed and accuracy. The observed pursuit and saccade performances fall on different parts of the speed-accuracy curve predicted by neuronal activity, supporting the idea that pursuit and saccades are guided by shared selection signals but involve different trade-offs between speed and accuracy (Krauzlis and others 1999; Liston and Krauzlis 2003). Manipulation of the fixated visual stimulus can also modify target-related activity in the SC. Many neurons in the SC increase their firing rate after the fixation stimulus is extinguished, even if a visual target has not yet appeared in their response field, and these changes are correlated with the latencies of both pursuit (Krauzlis 2003) and saccades (Dorris and others 1997; Sparks and others 2000; Krauzlis 2003). Conversely, neurons in the rostral SC that are typically active during fixation decrease their firing after the offset of the fixation spot (Dorris and Munoz 1995; Dorris and others 1997). These changes in activity indicate a shift in the distribution of activity across the SC in favor of those neurons that are likely to represent the impending target. By changing the baseline activity, the subsequent volley of activity evoked by the appearance of the target can more readily trigger an eye movement, providing a neural correlate for the shared effects on pursuit and saccade latencies observed in this paradigm (Krauzlis and Miles 1996a, 1996b; Krauzlis 2003). From these results, it has been suggested that the same signals in the rostral SC that are involved in the covert preparation of saccades might also control the gating of inputs for pursuit (Krauzlis 2003). This type of shared control could explain the linkage that has been observed in the selection of targets for pursuit and saccades (Gardner and Lisberger 2001, 2002). Although the mechanism has not yet been identified, one possibility is that this shared control is exerted by a projection from the SC to brain stem OPNs, the gatekeepers for saccades that have also been recently implicated in the inhibitory control of pursuit (Missal and Keller 2002). The idea that the SC is involved in target selection has now been directly tested in a pair of studies (Fig. 5). One study used a visual search task in which the target was defined as the “oddball” element in an array of visual stimuli (McPeek and Keller 2004). When the region of the SC representing the target was focally inactivated, saccades were often misdirected to distractors appearing in unaffected areas of the visual field (Fig. 5A). Importantly, the amplitude of this deficit was larger when the task of identifying the target was harder, arguing for an effect at the stage of target selection beyond any effect on saccade motor execution. The other study used a luminance discrimination task and showed that weak activation of the SC (i.e., microstimulation that is subthreshold for evoking saccades) biased the selection of targets toward the stimulated location not just for saccades but for pursuit as well (Carello and Krauzlis 2004). Using the classic “step-ramp” paradigm, the stimuli for pursuit appeared in one hemifield before Volume 11, Number 2, 2005 Fig. 5. Activation and inactivation of the superior colliculus (SC) affects target selection. A, Effects of SC inactivation on saccades during a visual search task. Under normal conditions, monkeys were able to identify the target based on its unique color and make saccades directly to it (left). The pattern of saccades changed after a local area of the SC was inactivated by injection of muscimol, corresponding to the portion of the visual field in which the target was located (blue ellipse). After local inactivation, the monkeys made many inappropriate saccades to the distractor stimuli (right). Reproduced with permission from McPeek and Keller (2004, p 758). B, Effects of SC activation on pursuit during a discrimination task. Under normal conditions, monkeys were able to correctly identify the target based on its luminance and generate a pursuit movement (horizontal eye speed) to follow it (right). Performance was changed after a local area of the SC was activated with microstimulation, corresponding to the portion of the visual field in which the distractor was located (orange ellipse). With local activation, the monkeys generated many more inappropriate smooth eye movements to follow the distractor (left). Note that in the case of this pursuit experiment, the affected site in the SC corresponds to the location of the selected stimulus (the distractor is on the right), even though this requires an eye movement in the opposite direction (the eye moves smoothly to the left). From Carello and Krauzlis (2004, p 577). Copyright 2004 by Cell Press. moving toward and into the opposite hemifield (Rashbass 1961), making it possible to distinguish between the initial location of the target and the direction of the eye movement, a distinction that is not possible with saccades. Critically, the effect of SC activation was based on the target location, not the eye movement direction. For example, as illustrated in Figure 5B, when the stimulated region of the SC matched the distractor location (right), pursuit was more likely to follow the distractor, even though this required an eye movement in the opposite direction (leftward). These results argue that the SC plays a role in target choice per se, distinct from its traditional role in motor preparation. One important issue left unresolved by these studies is whether the SC participates in target selection by biasing the selection of the response goal or by shifting the allo- THE NEUROSCIENTIST 129 cation of visual attention. The visual responses of SC neurons show enhancement consistent with an effect of attention (Goldberg and Wurtz 1972; Kustov and Robinson 1996), and many SC neurons are active during covert shifts of attention evoked by spatially precise cues but not by nonspatial symbolic cues (Ignashchenkova and others 2004). These findings support the idea that there is a common network for controlling attention and saccades, consistent with the premotor theory of attention (Rizzolatti and others 1987; Sheliga and others 1995). Together with the activation and inactivation results, these studies raise the intriguing possibility that the SC not only receives the selection signal and applies it toward implementing the motor choice but also helps regulate the sensory-motor processing that leads to that selection. Another unresolved issue is how target-related activity in the SC is read out to trigger the appropriate eye movement choice (Krauzlis and others 2004). One helpful approach to this problem introduces the assumption that firing rates are proportional to the likelihood that the target is present, and the decision is affirmed when activity reaches a particular significance level (Carpenter and Williams 1995; Gold and Shadlen 2001). As shown schematically in Figure 6, the relevant decision signal for target selection might be based not only on the firing rate associated with possible new targets (represented by activity at caudal sites in the SC) but also on the firing rate associated with the currently foveated stimulus (represented by activity at the rostral SC). If these firing rates are proportional to target likelihood, then this comparison between caudal and rostral sites in the SC could amount to a likelihood ratio test (Gold and Shadlen 2001; Krauzlis and others 2004). In general, likelihood ratio tests are useful for testing whether a more complex model (in this case, that the target is at an eccentric location) provides a better description of the data than the simpler model (that the target is already foveated) because it gives values that are related to common test statistics such as the F test and the χ2. In this case, every decision by the SC to select an eccentric target would amount to a rejection of the null hypothesis. This type of decision framework also has the advantage of being very flexible because the source of the information does not really matter; what matters is how the information improves the estimate of target likelihood. For example, target selection should be based not just on visual evidence but also on information about prior probability and expected rewards (Platt and Glimcher 1999; Ikeda and Hikosaka 2003). If these different processes gave their answers in the same units (e.g., something proportional to likelihood), it would be possible to combine and exchange these different sources of information on an equal footing and then read the answer out from the SC in meaningful way. mild effects (Albano and others 1982). However, combined damage to the SC and areas of the cerebral cortex can eliminate voluntary saccades (Schiller and others 1980), indicating the importance of the cerebral cortex in providing signals that trigger and guide voluntary eye movements. Cerebral Cortex Frontal Eye Fields The SC plays a pivotal role in the control of voluntary eye movements, but ablation of the SC has surprisingly The functional importance of the FEF is especially evident when the outcome involves some degree of choice 130 THE NEUROSCIENTIST Fig. 6. Hypothetical decision mechanism explaining how activity in the superior colliculus (SC) might be read out to accomplish target selection. In the top panel, the monkey is initially fixating the central stimulus (blue square) and is considering whether to make an eye movement to a possible new target in the periphery (orange square). The middle panel shows schematically how activity corresponding to the two stimuli is distributed across the SC, with activity related to the fixated stimulus at the rostral end and activity for the new stimulus at a more caudal location. Available data suggest, but have not yet proved, that the firing rate (FR) of SC neurons is proportional to the likelihood that the target is in the response field of the SC neuron (Krauzlis and others 2004). If so, then comparison of activity across the SC amounts to a comparison of alternative hypotheses, and the difference in activity would indicate the relative likelihood of one hypothesis over the other. The decision of whether to select the new target (“GO”) or remain fixating (“STAY”) could then be determined by comparing the difference in firing rate between caudal and rostral neurons (the putative decision signal) to a threshold value. Voluntary Eye Movements or self-control. For saccades, lesions of the FEF produce only mild and temporary deficits in saccades when performance is tested with solitary visual targets (Dias and others 1995; Sommer and Tehovnik 1997; Dias and Segraves 1999). However, the deficits after FEF lesions are much more severe when the target stimulus is accompanied by other irrelevant distracter stimuli (Schiller and Chou 1998, 2000) or when the saccade is directed to a remembered location (Dias and others 1995; Sommer and Tehovnik 1997; Dias and Segraves 1999). Similarly, disruption of FEF activity in humans using magnetic stimulation disrupts performance in visual search tasks (Muggleton and others 2003). For pursuit, the effects are somewhat more dramatic (Fig. 7). Inactivation of the smooth eye movement subfield of the FEF (FEFsem) scales down the pursuit motor of visual targets to about 25% of its normal value (Shi and others 1998), and lesions of the FEFsem eliminate the predictive component of pursuit eye movements (Keating 1991; MacAvoy and others 1991). Neurons in the FEF exhibit properties consistent with determining when voluntary eye movements are initiated. For pursuit, neurons in the FEFsem exhibit directionally selective responses appropriate for guiding pursuit, and, in addition, many of them discriminate the direction of motion before the onset of pursuit (Tanaka and Lisberger 2002b). For saccades, the trial-to-trial variability in reaction times is related to the variability in when the firing rates of FEF neurons reach a relatively constant threshold value (Hanes and Schall 1996); when an impending saccade is canceled, the firing rates drop (Hanes and others 1998), suggesting that FEF activity can regulate when and if a saccade will be triggered. As in the SC (McPeek and Keller 2002), the FEF appears to contain at least two classes of saccade-related neurons: One type is time locked to the stimulus and therefore appears to be associated with the process of target selection, whereas a second type is time locked to the movement onset and therefore appears to be involved with triggering the movement (Sato and Schall 2003). Indeed, some FEF neurons discriminate visual targets even in the absence of saccades or saccades directed elsewhere, suggesting that their activity corresponds to the allocation of attention rather than the motor preparation of saccades (Thompson and others 1997; Murthy and others 2001). The interplay between eye motor planning and visual functions such as selection and attention has been highlighted in several experiments. Stimulation of the FEFsem evokes smooth eye movements and is the only cortical region in which pursuit can be evoked when the eyes are fixating, but in addition to introducing a direction-specific signal into the velocity command for pursuit, stimulation also changes the gain of the pursuit response to new visual motion inputs (Tanaka and Lisberger 2001, 2002a). If saccades are evoked by FEF stimulation as monkeys perform a motion discrimination task, the movement end points are shifted toward the direction corresponding to the nascent perceptual judgment (Gold and Shadlen 2000). Importantly, the ampli- Volume 11, Number 2, 2005 Fig. 7. Deficits in pursuit eye velocity after inactivation of the smooth eye movement portion of the frontal eye fields (FEFsem) by injection of muscimol. Top, Single trial of stepramp tracking just before injection of muscimol into the right FEFsem (dark solid line) superimposed on the first trial after injection (dashed line). At time 0 ms, the target stepped 4 degrees to the left and moved at 40 deg/s to the right. In the preinjection trial, the eye trajectory approximately matched that of the target, whereas in the postinjection trial, the tracking was accomplished mostly by the saccades. Bottom, Eye velocity profiles superimposed for several trials preinjection (solid lines) and postinjection (dashed lines). For all six preinjection trials, the peak velocity reached or exceeded that of the target, whereas for all six postinjection trials, the peak velocity was far below that of the target. Rapid upward and downward deflections of the velocity traces correspond to saccades. From Shi and others (1998, p 460). Used with permission from the American Physiological Society. tude of the shift depends on the strength of the visual signal; this result argues that the perceptual evaluation of the stimulus and the motor preparation of the saccade are not serial stages of processing but instead occur together and perhaps involve a common level of neural organization. Conversely, the allocation of attention itself appears to be altered by stimulation of the FEF. Stimulation within the FEF with currents too weak to evoke saccades can nonetheless enhance visual responses in extrastriate area V4 (Moore and Armstrong 2003) and improve performance on a visual discrimination task (Moore and Fallah 2004). Lateral Intraparietal Area The LIP also plays a key role in the process of visual selection. Inactivation of the LIP does not produce deficits in the latency or accuracy of saccades to single targets but dramatically reduces the frequency of saccades to the affected visual field when competing stimuli are present (Fig. 8) and increases the time required to find the target during visual search (Wardak and others 2002). The emergence of these deficits when there are multiple choices indicates a competitive interaction between the candidate targets and indicates how animal models may be useful for addressing the visual neglect THE NEUROSCIENTIST 131 and extinction syndromes that occur in humans (Payne and Rushmore 2003). The activity of LIP neurons is strongly affected by information relevant for visual selection. For example, as in the SC and FEF, neurons in LIP respond more strongly when the stimulus in their response field is a target or behaviorally relevant than when it is a distractor or irrelevant (Platt and Glimcher 1997; Gottlieb and others 1998). When monkeys are asked to discriminate the direction of motion in a random-dot visual display and subsequently report their answer with a saccade, LIP activity changes during the viewing of motion in a way that predicts the monkey’s upcoming perceptual decision (Shadlen and Newsome 2001). Like the FEF, changes in LIP activity related to attention and selection can be distinguished from motor preparation. For example, LIP activity is lower for a visual cue prompting a saccade than for a visual cue indicating that a saccade should not be made; this difference does not match the change in motor plans but is compatible with the idea that such changes garner increased attention (Bisley and Goldberg 2003). The activity of LIP neurons is also modulated by reward. When the size of reward is varied across blocks of trials, LIP neurons are more active when the expected reward is higher (Platt and Glimcher 1999). Interestingly, using a different experimental design, neurons in the FEF did not show a reward-related modulation (Leon and Shadlen 1999), raising the possibility that the presence or absence of reward-related information is a point of distinction between the two cortical areas. The parietal cortex also plays some role in pursuit, but this has been less studied. Stimulation of the LIP can evoke smooth eye movements as well as saccades (Kurylo and Skavenski 1991), and about half of the neurons in the LIP and the ventral intraparietal area exhibit direction-specific activity during pursuit (Bremmer and others 1997; Schlack and others 2003). The pursuitrelated activity of many LIP neurons is also modulated by eye position and other extraretinal signals (Bremmer and others 1997; Schlack and others 2003), consistent with the idea that the parietal cortex represents the goals for movements in coordinate frames appropriate for effector organs such as the eyes, head, and hands (Andersen and others 1997; Calton and others 2002). Supplementary Eye Field The SEF plays a less direct role in the control of saccades and pursuit than the FEF does, but it appears to be especially important for movements that are guided by internal factors, rather than driven by external events. During a saccade task in which monkeys are free to choose either of two identical stimuli to receive their rewards, neurons in the SEF, FEF, and LIP exhibit activity that anticipates the upcoming choice, but this activity is largest and occurs earliest in the SEF (Coe and others 2002). Neurons in the SEF are also strongly modulated during tasks in which the goal is defined by abstract instructions, such as saccades directed to a part 132 THE NEUROSCIENTIST Fig. 8. Inactivation of the lateral intraparietal area (LIP) disrupts saccades to the affected visual field during a search task. Single-trial examples of visual search patterns after injection of muscimol into the right LIP. The small dots show eye position sampled every 4 ms, large dots represent the search stimuli, and the open circle represents the location of the target. When the target was in the ipsilateral visual field, unaffected by the lesion (right), the monkey typically found the target within a small number of saccades. When the target was in the contralateral visual field, matching the site of the lesion (left), the number of saccades and overall search time dramatically increased. Adapted from Wardak and others (2002, p 9882). Copyright 2002 by the Society for Neuroscience. of an object rather than a spatial location (Olson and Gettner 1995; Tremblay and others 2002), saccades directed to the location opposite the visual stimulus (“antisaccades”; Schlag-Rey and others 1997), and saccades that occur within learned combinations or sequences of saccades. During pursuit, SEF neurons exhibit the largest changes in activity when the target motion changes, especially when the timing of those changes is predictable (Heinen and Liu 1997). Accordingly, as shown in Figure 9, stimulation of the SEF can facilitate smooth pursuit eye movements, and this effect is largest if the stimulation is applied just as a period of fixation is predictably drawing to a close and the signal to initiate pursuit is about to be given (Missal and Heinen 2001, 2004). MT and MST Areas The MT and MST areas are the major sources of visual motion information that is critical for guiding pursuit and for adjusting the amplitudes of saccades to moving targets (Newsome and others 1985; Dürsteler and Wurtz 1988). Recent studies have clarified how visual processing in these areas changes over time and is related to processes such as attention and perception. Most of the directional information that can be extracted from MT neurons is conveyed within the first 100 milliseconds of the neuronal response (Osborne and others 2004). However, the precision of the directional information conveyed by MT neurons is relatively poor, indicating that responses are probably pooled across the population to match the direction discrimination of pursuit. One possibility is that the pursuit system relies on Voluntary Eye Movements Fig. 9. Activation of the supplementary eye fields (SEFs) can facilitate anticipatory pursuit eye movements. On each trial, after a 500-ms fixation period (horizontal dashed lines), the target was extinguished for 200 ms (gap in the dashed lines). When the target reappeared, it stepped to an eccentric position and moved at a constant speed in the opposite direction. Top, Positions of the eye and target as a function of time from single trials with and without stimulation. Bottom, The effect of microstimulation was more evident in the traces of horizontal eye velocity and occurred even before the target was visible (orange arrow). The orange bar at the bottom indicates the period of stimulation. From Missal and Heinen (2004, p 1258). Used with permission from the American Physiological Society. the center of mass of the population of MT neurons, and recent studies have illustrated that an estimate of target speed can be obtained by taking a weighted average of the responses across the population of neurons (Churchland and Lisberger 2001; Priebe and Lisberger 2004). When the onset of a target stimulus is accompanied by a distractor, the initial activity of MT and MST neurons exhibits very little selectivity for the target, and accordingly, the initial pursuit eye velocity mainly follows the average of the two motion signals (Ferrera and Lisberger 1997; Recanzone and Wurtz 2000). The subsequent activity of MT and MST neurons exhibits greater selectivity, and the eye movements elicited at these longer latencies selectively follow one or the other stimulus, reflecting a winner-take-all mechanism (Recanzone and Wurtz 2000). However, the changes in activity are relatively small and occur in only a minority of neurons, so it is not clear that these changes alone are sufficient to account for the selectivity of pursuit. Solving the problem of computing motion signals for tracking appears to take some time. When multiple mov- Volume 11, Number 2, 2005 ing stimuli are presented that can be perceptually grouped as a single moving object, some MT neurons initially respond to the local motion of the stimulus components, but over the course of a few hundred milliseconds, they begin to respond to the global motion of the object as a whole. The changes in the directional tuning of the neural activity following a time course are similar to the changes in the direction of pursuit eye velocity (Pack and Born 2001). In behavioral experiments, subjects can readily perceive and track the veridical motion of partially occluded objects, despite the ambiguous and often misleading local motions of the component edges (Stone and others 2000). The perceived and pursued directions are initially more closely related to the average direction of the local edge motions, but they converge to the veridical object motion direction after ~100 milliseconds (Masson and Stone 2002). These findings also indicate that, over time, pursuit is guided by a signal related to the perceived motion of the object, rather than the physical motion of the stimulus on the retina. This idea is supported by recent studies showing that the motion signals conveyed by some neurons in MST do not depend on retinal inputs (Ilg and Thier 2003) and that they encode target motion in world-centered, rather than retina-centered, coordinates (Ilg and others 2004). Conclusion and Outlook Recent studies at a variety of levels have shown that the functional organization of the pursuit and saccadic eye movement systems are much more similar than previously recognized. Rather than composing two distinct systems that operate as visuomotor reflexes, pursuit and saccades are mediated by similar and sometimes overlapping pathways and are guided by a variety of higher order processes as well as by more direct sensory inputs (Fig. 10). The picture that emerges from these studies is quite different from that found in most textbooks, and each point of departure from the traditional view raises its own set of questions and challenges. The overlap in the brain stem pathways argues that the gating of pursuit and saccades involves shared circuitry that has been previously viewed as strictly part of the saccadic system. Working out the brain stem wiring for saccades alone has been difficult and is still not completely resolved (Scudder and others 2002); it is unclear whether extending it to pursuit will make it easier or harder to understand the functional states and transitions accomplished by this circuit. Consistent with its role in other motor systems, oculomotor regions of the cerebellum (VPF, vermis) appear to expertly tweak the commands for pursuit and saccades to compensate for mechanical constraints and to adapt the movements to changing circumstances. In addition to understanding how the cerebellar circuits accomplish this function, there is also the conundrum that most of the descending signals that would appear relevant for the visual control of pursuit and saccades go to the dorsal paraflocculus (Glickstein and others 1994) and not to the VPF and vermis. THE NEUROSCIENTIST 133 circumstances, these processes tend to give the same answer—attention and motor preparation are typically directed toward the most rewarding target—making it difficult to tease them apart or to localize functions to particular areas or classes of neurons. The broader challenge is to move beyond identifying neural correlates of processes we expect to find and instead to begin enumerating the unique factors that operate in each region and to explain how these factors interact across the network of neurons and brain regions. References Fig. 10. A hypothetical model of the functional organization of voluntary eye movements. Rather than linking signals obtained from early visual processing steps directly to the motor outputs for pursuit and saccades (inset), the control of voluntary eye movements involves a cascade of steps with several checkpoints that provide flexibility in how the movements are guided, selected, and implemented. Evaluation of the sensory inputs can be rapid but can also be influenced by higher order processes such as perception, memory, and expected rewards (sensory evaluation). The results from this evaluation proceed along two tracks to influence the motor outputs. One track is responsible for selecting the target and gating the motor response (gating, target selection) and involves structures including the SC. The other track is responsible for providing the drive signals that determine the metrics of the movements (drive) and involves structures such as the cerebellum. In this model, the choice of whether to generate a pursuit movement or a saccade movement, or some combination of the two, is not solely determined by the descending signals as in the traditional view (inset) but instead depends on a comparison between the descending signals and the current motor state (motor execution). In contrast to earlier descriptions of the pursuit and saccade systems, the SC appears to be part of a shared mechanism for selecting targets and perhaps triggering the two types of voluntary eye movements. It remains to be clarified how this target-related activity is read out to trigger the appropriate motor commands, especially because the SC does not mediate visual motion signals for pursuit (Krauzlis 2004). It is also unclear whether the SC simply applies a selection signal that is established elsewhere—for example, the cerebral cortex—or whether it also plays a crucial role in the selection process itself, perhaps by regulating shifts of visual attention. 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