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Commentary on Nunez 1 Freeman & Kozma Local-global interactions and the role of mesoscopic (intermediate-range) elements in brain dynamics Walter J. Freeman and Robert Kozma Department of Molecular and Cell Biology, LSA 129 University of California at Berkeley, Berkeley, CA 94720-3200 Tel: (510)-642 - 4 2 2 0 Fax: (510)-643-6791 Email: w f r e e m a n @ s o c r a t e s . b e r k e l e y . e d u Commentary on the target article “Toward a Qualitative Description of Large Scale Neocortical Dynamic Function and EEG,” by Paul L. Nunez to be published in Behavioral and Brain Sciences 10 September 1999. Abstract 59 words; text 1,000 words. Abstract A unifing theory of spatiotemporal brain dynamics should incorporate multiple spatial and temporal scales. Between the microscopic (local) a n d macroscopic (global) (intermediate-range) corresponding dynamics components elements mathematical proposed by Nunez, mesoscopic should be integral parts of models. T h e formalism requires tools and the use of aperiodic (chaotic) attractors. of nonlinear Some relations between local-mesoscopic and mesoscopic-global components are outlined. 1 Commentary on Nunez Linear models, transitions in 2 Freeman & Kozma amplitude-dependent neocortical nonlinearities, and p h a s e dynamics The work by Nunez is a valuable contribution to studies on spatio- temporal dynamics of brain functions, and it opens a great adventure into the yet largely undiscovered electroencephalographic macroscopic level. territory (EEG) measurements of interpretation and brain of imaging at t h e Nunez introduces a local-global model of neocortical dynamics based on second order partial differential equations (PDEs) w i t h given boundary conditions, which usually represent periodic closure. great advantage is that global and local effects co-exist in this model. new material is clear and thought-provoking. A The Qualitative considerations regarding the circular causality between local and global parts of his m o d e l and the consequences of such interactions at various temporal and spatial scales, including dispersion relationships, are the highlights of h i s approach. Nunez assumes linearity of the PDEs in his search for solutions. In t h e Appendix he considers some of the effects of nonlinearities on his model. These considerations, however, do not develop some important aspects of nonlinearities that have crucial impact on the properties of brain dynamics at various scales. In particular, the static sigmoid input-output nonlinearity governed by the thresholds and refractory periods of n e u r o n s introduces amplitude-dependent rapid and repetitive phase function (Freeman, 1992). nonlinearities, which are crucial for t h e transitions that characterize normal brain These transitions lie well beyond the scope of linear analysis, for which the greatest 2 virtue is the determination of Commentary on Nunez 3 Freeman & Kozma stability by evaluation of Lyapunov exponents, after linearization of t h e equations at operating points far from the point attractors determined b y equilibria (Freeman, 1975). PDEs suffer from the limitation that analytic kernels are usually r e q u i r e d to get satisfactory solutions, and these are hard to come by in spatial organizations of brain integrodifferential activity. equations For this or their reason we prefer compartmentalized to u s e equivalent, arrays of difference equations solved by numerical integration. IDEs also facilitate computations of chaotic attractors. The role of mesoscopic elements in brain dynamics For heuristic purposes we define an intermediate level of brain function between single neurons or sparse networks of dendritic bundles and cortical columns operating at a microscopic level, and those large b r a i n parts whose activities are observed with scalp EEG, fMRI, PET, a n d comparable optical imaging techniques in humans. We find it necessary t o introduce the mesoscopic level to interpret data taken with 8x8 arrays of electrodes over cortical surfaces (Freeman, 1992; Barrie, Freeman Lenhart, 1996). and These domains having diameters of 0.5 to 2 cm are m u c h larger than columns, barrels and glomeruli, but they are at or below t h e lower limits of spatial resolution by macroscopic methods. Their properties are determined by the self-organizing chaotic dynamics of local populations of neurons, in which the delays introduced by the conduction velocities of the axons of participating neurons provide the limitations o n mesoscopic sizes and durations. 3 Commentary on Nunez Mesoscopic effects 4 Freeman & Kozma operating at spatial and temporal scales of 1 cm a n d 100 ms mediate between the two extremes major lobes of the forebrain. and in duration of single neurons and t h e They correspond in size to Brodmann's a r e a s to psychophysical events that compose perceptions. Mesoscopic effects provide a link between extreme local fragmentation a n d global unity. They change continually in space and time, requiring a v e r y close relationship between dynamic events, e.g., EEG bursts, and the m e d i a through which the propagation occurs. This requires a nonlinear a p p r o a c h (Skarda and Freeman, 1987; Freeman, 1992). In physics the importance of intermediate-range effects is well recognized (Kozma, 1998). We illustrate the problem with Nunez' ocean wave analogy. Propagation of such waves leaves largely unchanged the properties of the water t h r o u g h which transmission takes place. In mathematics order PDE formalizes this independence. the propagating nonlinear inseparable signal effects are and the essential from the medium. of a 2 n d Extensive interactions b e t w e e n neural tissue, in brains, Neural the linearity however, in which tissues are the reveal that dynamics not passive through which effects propagate as waves do in air and water. is media The b r a i n medium itself has an intimate relationship with the dynamics. There is a continuous excitation in the neural regimes. Occasionally due to external crosses a threshold. tissue, usually in s u b - t h r e s h o l d stimuli, for example, the activity At that point the properties of the medium drastically change in a phase transition to accommodate changed external conditions. Mesoscopic elements are needed to introduce these nonlinearities, which are the essence of adaptation through perception and learning. 4 Commentary on Nunez 5 Freeman & Kozma Acknowledgment This work was supported by ONR grant N14-90-J-4054 and ARO MURI grant DAAH04-96-1-0341. References Barrie, J.M., Freeman, W.J. and Lenhart, M. (1996) discriminative training of spatial patterns and phase in neocortex of rabbits. Modulation by of gamma EEG a m p l t u d e J. Neurophysiol. 76: 520-539. Freeman, W.J. (1975) Mass Action in the Nervous System. New York: Academic Press. Freeman, W.J. (1992) Tutorial on neurobiology - from single neuron to brain chaos, Int. J. Bifurcation & Chaos 2: 451-482. Kozma, R. (1998) Intermediate-range coupling generates low-dimensional attractors deeply in the chaotic region of one-dimensional lattices, Physics Letters A: 244, 85-91. Skarda, C.A., Freeman W.J. (1987) How brains make chaos in order to m a k e sense of the world, Behavioral & Brain Sciences, 10:161-195. 5