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Strategic Framework 2014–2017 SDC Global Programme Climate Change (GPCC) Table of Contents 1 The Global Climate Change Challenge 4 2 Achievements and Lessons 2009–2013 5 3 Mission, Commitments and Positioning of GPCC 7 4 Components and Strategy 9 5 Working Modality 13 6 Partners 15 7 Human Resources, Budget, Monitoring and Communication 16 8Annexes 17 Annex 1: List of Acronyms 18 Annex 2: Positioning in the Framework of the 2013–2016 Dispatch to Parliament 19 Annex 3: Components of the Strategic Framework (outputs) 20 Annex 4: Climate Change Adaptation 24 Annex 5: Climate Change Mitigation 26 Annex 6: Forests and Mountains as Focal Contexts 29 Annex 7: Financial Resources and Financial Planning 30 Annex 8: Observed Impacts Attributed to Climate Change (IPCC 2014) 31 3 1 The Global Climate Change Challenge Climate Change 1 is a major global challenge and a key underlying factor in many global risks including food shortage, water supply crises and the impacts of extreme weather events. Additionally, Climate Change is a most relevant development challenge, as it affects developing countries far more than rich countries. Development progress already achieved is being increasingly jeopardized by the negative effects of human-induced global warming. Climate Change is a phenomenon interlinked with many sectors, particularly Disaster Risk Reduction (DRR) 2, water, energy, and food security, as well as sustainable natural resource management. As evident from IPCC’s 5th Assessment Report, the unequivocal global warming of the earth’s climate system is due to a large degree to human activities such as greenhouse gas emissions. This causality calls for two complementary approaches in order to tackle the phenomenon: 1) the need to address the root causes through Climate Change Mitigation (CCM) measures and 2) the need to cope with present and future climate impacts through DRR and Climate Change Adaptation (CCA) measures. Development Goal (SDG) processes, as well as the revision of the Hyogo Framework of Action (HFA) I. In addition, the concepts of “green economy” and “green growth” have gained significant international attention in recent years, especially during the 2012 UN Conference on Sustainable Development (Rio+20). This reality has been fully recognized in the current Dispatch approved by the Swiss Parliament for the financing of Swiss International Cooperation for the years 2013–2016. The Dispatch mentions Climate Change as a key threat and as a rapidly growing development challenge of global proportions. Despite the difficulty of reaching agreement on a future climate regime under the UN Framework Convention on Climate Change (UNFCCC) and the shortcomings of the Climate Change negotiation process, it is widely recognized that harmonized policy responses are required at all levels. Securing the financing to support developing countries in their CCM and CCA efforts is a critical aspect of Climate Change negotiations. At present, the modalities for raising the necessary funds are not yet clear and the structure of the new Green Climate Fund (GCF), established in 2010, remains to be decided. In the wider context, the Climate Change agenda is addressed not only in and around the UNFCCC process but also in the wider context of sustainable development, through various international policy development efforts, in particular the post-2015 Millennium Development Goal (MDG) and Sustainable 4 1 Definition by UNFCCC: A change of climate that is attributed directly or indirectly to human activity that alters the composition of the global atmosphere and that is observed in addition to natural climate variability over comparable time periods. 2 For acronyms and abbreviations, see Annex 1. 2 Achievements and Lessons 2009–2013 As a result of its first five years of operation, GPCC has strengthened its profile as a bridge builder between different actors in the climate change community. The general strategic orientation of GPCC has proven to be successful. The combination of policy influencing, implementation of innovative projects and knowledge sharing has produced significant results and synergies between these levels of interventions. GPCC involvement in the national and multilateral climate change policy arenas is recognized and was intense during the period 2009–2013. It resulted in direct and indirect policy influencing at various levels (UNFCCC negotiations, IDA-Klima, PLAFICO, SWISSFLEX, and a leading role in start-up of Adaptation Fund and the Green Climate Fund). At the OECD, GPCC has co-chaired the Joint DAC/EPOC Task Team on Climate Change with the Netherlands since its inception in 2009. We will remain active in this group, which has produced a wide range of products, focussing mainly on adaptation. At the operational level, GPCC has been able to develop innovative partnerships generating recognized results. These partnerships build bridges between different policy levels and players and also serve to strengthen SDC’s presence and profile within EDA and the Swiss administration in general. At the thematic level some adjustments are necessary. In the energy efficiency sector the programme has a strong policy nexus and a good balance between regulatory framework, innovation and knowledge dissemination with a measurable impact. For example in India, 650 SMEs have managed to save 487,000 tons of CO2, which is equivalent to the emissions of the canton of St. Gallen. 5 In the renewable energy sector we need reorient our activities and delivery mode towards increased engagement in harmonized multi-donor initiatives and alliances with key actors in international cooperation (GIZ, UNIDO, WB and others). The cluster Air Pollution and Climate has to be strengthened. In order to do this, GPCC plans to continue supporting innovative activities with very specific targets and products, such as a draft for clean air legislation in China. In 2013, we joined the new UNEP-based multilateral Climate and Clean Air Coalition CCAC (37 Governments and 7 International Institutions), which has the potential to leverage high-level political will and to catalyse action in highly climate-relevant sectors. Through this initiative, GPCC experiences, particularly in the brick industry sector, can be disseminated and scaled up in developing countries participating in CCAC. In adaptation, GPCC focuses its approach on the following elements: climate information services and monitoring as a basis for adaptation policy and planning; capacity building for adaptation policy formulation, coordination and response; scaling-up innovative adaptation practices. Leading Swiss scientific expertise has been deployed in these efforts (MeteoSwiss, Uni Zürich, World Glacier Monitoring Center, etc.). These institutions are well anchored in the policy framework at the national and multilateral levels and deliver valuable and widely acknowledged results (e.g. climate science partnership, Peru). Knowledge and sensitivity about climate change has clearly increased in SDC as a whole and the thematic network is well established. A good working relationship exists with other SDC networks, in particular those focusing on DRR, Water and Rural Development. A practical tool for climate risk assessment – CEDRIG – has been elaborated jointly with the DRR network and has been disseminated widely within and outside SDC. Moreover, during the period 2011–2013, following approval by the Parliament of the 0.5% ODA Bill, SDC committed an additional CHF 73 million in the field of climate change. This shows the growing importance of climate change issues in country strategies and at the programmatic level. The monitoring put in place for the 0.5 credit is an achievement. Finally, collaboration with other agencies of the Swiss administration has worked well and is indispensable. Collaborative approaches have been generally successful, as it is to our mutual benefit to include and deploy the expertise of other agencies. This expands the scope of our actions and increases the credibility of Switzerland as a whole in relevant international policy dialogues. 6 3 Mission, Commitments and Positioning of GPCC The proposed updated Strategic Framework 2014–2017 of the GPCC is fully in line with the objectives of the current Dispatch and will guide the work of GPCC until 2017. GPCC is an important instrument of the Swiss Agency for Development and Cooperation (SDC) and for Switzerland to help (1) mitigate human-induced Climate Change through CCM measures, and (2) adapt to Climate Change (i.e. living with the symptoms) at multiple levels and in domains with a comparative advantage. GPCC’s combined and complementary approach on policy, innovation and knowledge has proven to be effective in contributing to the achievement of SDC’s overall goal, which is to support global sustainable development to reduce poverty and global risks (cf. Dispatch to Parliament 2013–2016, p 18). Mission GPCC fosters climate-compatible development over the long term Climate-compatible development means safeguarding development achievements from the negative impacts of Climate Change and reducing or avoiding greenhouse gas emissions without compromising development goals. Herein, CCM and CCA – the two key approaches for addressing Climate Change – are not meant to be objectives per se, but rather to be complementary elements for achieving climate-compatible development. Commitments •• Support Switzerland’s positioning in multilateral and regional organizations and processes in the field of CC and development; •• Engage in policy dialogue on Climate Change on behalf of SDC with concerned multilateral institutions and networks including UNFCCC, the Organization for Economic Co-operation and Development (OECD), the World Bank (WB)/ Global Facility for Disaster Reduction and Recovery (GFDRR), the Association of Southeast Asia Nations (ASEAN), the International Centre for Integrated Mountain Development (ICIMOD), Consorcio para el Desarolllo Sostenible de la Ecorregion Andina (CONDESAN), the International Union for Conservation of Nature (IUCN), the African Forest Forum (AFF), and the Climate and Clean Air Coalition (CCAC); •• Leverage support and expertise within the Swiss Federal administration and Swiss public and private institutions to increase the coherence and effectiveness of Switzerland’s efforts in CCM and CCA; •• Implement globally relevant innovative projects, which contribute directly or indirectly to poverty reduction, with a strong Swissness component related to CCM and CCA in order to mitigate the risks of Climate Change and to contribute to the preservation of the natural resource base of economic development (Federal Constitution, Paragraph 54, Section 2); •• Promote institutional learning, knowledge sharing and awareness building within SDC and partner institutions and disseminate information, research results and political and scientific developments related to CCM and CCA. •• Induce change in institutional and corporate policies on Climate Change by influencing international agenda-setting and achieving public awareness; •• Mobilize and allocate climate finance in a resultsbased manner (i) through dedicated multilateral funds that can also leverage significant private sector finance, and (ii) through targeted bilateral initiatives; 7 Positioning The Updated Strategic Framework of GPCC defines specific orientations and priorities for its global engagement, describes its role as a thematic knowledge broker for SDC, and strengthens links to other SDC units and partner institutions. It draws on the experience gained during the first four years of operation of GPCC and is partially based on the findings of an internal Mid-Term Review conducted in 2012. Today, climate-related challenges are addressed through different channels and institutions in Swiss development cooperation. DRR is a core concern of SDC’s Humanitarian Aid Domain and it is an important component of the regional water program of the Cooperation with Eastern Europe in Central Asia Domain. In SDC’s Regional Cooperation Domain, more attention is being paid to Climate Changerelated issues such as climate proofing and CCA as important cross-cutting issues. The State Secretariat for Economic Affairs (SECO), mostly through the channel of multilateral institutions and global initiatives, is helping to combat the causes of Climate Change, particularly by fostering climate-friendly growth in middle-income developing countries. 8 Based on solid field experiences, SDC provides evidence-based inputs for Switzerland’s multilateral and bilateral development policy formulation related to Climate Change and acts as a center of competence on this topic. It works closely and in a complementary manner with other SDC units and other Federal offices such as SECO, the Swiss federal Office for the Environment (FOEN), the Swiss federal Office of Energy (SFOE), and the State Secretariat for Education, Research and Innovation (SERI) in order to increase the coherence and effectiveness of Swiss policies on Climate Change and development. The Climate Change and Environment (CC&E) Network hosted by GPCC cooperates closely with the other SDC networks, in particular the ones focusing on DRR, Water, Food Security, and Rural Development. As an example of the network achievement, the practical tool to assess and integrate climatic, environmental and hazard aspects in strategies, programs and projects called ‘Climate, Environment and Disaster Risk Reduction Integration Guidance’ (CEDRIG) (jointly developed with the DRR Network) is increasingly in demand for backstopping and training needs, both within and outside SDC. 4.Components and Strategy In order to (i) effectively tackle the double challenge of addressing CCM and CCA in a complementary manner and to (ii) adequately respond to the global context (see above), the GPCC Strategic Framework consists of four main components: Component 1: Multilateral Climate Change Processes and Funds – fair burden sharing Impact hypothesis: Active GPCC engagement in Swiss and international climate policy and in global climate funding institutions leads to the inclusion of the development dimension in relevant processes. Strategic entry points: UNFCCC, OECD, The Adaptation Fund (AF), GCF, AFF, ASEAN Outcome 1.1: The results of global Climate Change (relevant policy) processes support sustainable development. Outcome 1.2: Global Climate Change Finance mechanisms are established and adequately reflect the needs of developing countries. In Swiss climate policy, GPCC promotes the inclusion of the development dimension in Swiss Climate Change positions and advocates coherence and complementarity in international climate funding between the concerned Swiss Federal Offices. At the multilateral level, GPCC is actively engaged in the negotiations on a new UNFCCC treaty for the time after 2020. GPCC focuses on key issues for developing countries and draws on the rich development cooperation experience of SDC. It ensures due consideration of the development dimension in multilateral environmental negotiations. Another key priority for GPCC is the mobilization and targeted provision of climate finance through dedicated multilateral funds, in line with the consensus decisions on finance produced by the UNFCCC process. In this context, GPCC plays a direct role in the governing bodies of the Adaptation Fund, the Green Climate Fund (GCF), and the Global Environment Facility (GEF), all of which are receiving Swiss ODA support as decided by the Federal Council and Parliament. More recently, there has been a strong focus on the topic of leveraging private sector action and resources in this line of work, above all in cooperation with the new GCF. Lastly, GPCC is engaged in strengthening synergies between Climate Change and other related global challenges such as food security, water management, desertification, sustainable mountain development and forests, in different policy dialogues. 9 Component 2: Climate Change Mitigation 3 – fighting the causes Impact hypothesis: Improved access to clean and sustainable energy, lower emission growth and more sustainable land use contribute to the mitigation of global risks and to poverty reduction. Strategic entry points: all SDC domains and COOFs, Swiss embassies, CCAC, Energising Development (EnDev), Climate Parliament Outcome 2.1: Targeted groups have access to clean(er) and (more) sustainable energy services. Outcome 2.2: Energy production and delivery (processes) are more efficient in targeted domains. Outcome 2.3: Sustainable land use systems that reduce or store greenhouse gas (GHG) emissions, such as avoided deforestation and reforestation, are in place. GPCC works in the thematic areas of access to clean and renewable energy and energy efficiency (including reduction of air pollution), as well as sustainable land use management. In the area of clean and renewable energy, GPCC engages in targeted multilateral and regional initiatives that support beneficiaries in gaining access to modern energy services. In the area of air pollution, GPCC supports multilateral platforms and targeted projects promoting efficient and clean(er) technologies. GPCC further contributes to capacity building for the design of clean air legislation through bilat- 10 eral and multilateral initiatives and advocates for strengthened know-how transfer between Switzerland and partner countries as well as among partners in target regions. Additionally, GPCC supports the improvement of energy efficiency in selected areas with long-standing SDC key competences such as brick production, energy-efficient buildings and small and medium enterprises. In the promotion of (more) sustainable land use systems, GPCC adopts a landscape perspective that allows taking account of the interlinkages between different land uses and fostering the combination of land use mitigation and adaptation effects in domains such as forest management. Component 3: Climate Change Adaptation 4 – preventing and treating the symptoms Impact hypothesis: Climate-resilient livelihoods and ecosystems contribute to the mitigation of global risks and to poverty reduction. Strategic entry points: all SDC domains and COOFs, Swiss embassies and development NGOs, GFDRR, IUCN, ICIMOD, CONDESAN Outcome 3.1: Targeted (e.g. mountain) communities are resilient to extreme events and slow onset disasters. Outcome 3.2: Integrated climate-resilient water management approaches are applied by targeted groups to ensure water security. Outcome 3.3: Sustainable, climate-resilient agricultural production contributes to global food security. Under the CCA track, GPCC contributes to enhancing the resilience of livelihoods and ecosystems in order to alleviate the impacts of current and future Climate Change and to contribute to poverty reduction. This allows GPCC – in close cooperation with other SDC domains and entities – to focus on key areas of development cooperation, namely water security, food security, and hazard and risk management. GPCC contributes to national and sub-national adaptation policies, plans and programmes in focus countries and regions together with other SDC entities and key strategic partners. It fosters innovative CCA approaches and practices in the sectors mentioned above and supports capacity building of institutions that have a major role in enabling adaptation at national levels. At the multilateral level, partnerships will be strengthened with the GFDRR, ICIMOD and IUCN, among others. In its operations, GPCC also focuses on particularly vulnerable ecosystems such as mountains, drylands and forests. 3http://www.unep.org/climatechange/mitigation/ 4http://ec.europa.eu/clima/policies/adaptation/ 11 Component 4: Knowledge Management – learning together Impact hypothesis: By promoting effective knowledge management targeted goals, outcomes and outputs can be better attained and achievements capitalized and safeguarded. Strategic entry points: all SDC networks and entities, Swiss embassies, Swiss and foreign universities / NGOs, MeteoSwiss, UNITAR, IUCN, CONDESAN, ICIMOD Outcome 4.1: Sound CCM/CCA state-of-the-art fundamentals including climate data and services are established and accessible. Outcome 4.2: Decision makers, relevant partners and institutions are aware of sound climate knowledge and experiences and take them into account in their daily work. Outcome 4.3: Climate Change-relevant knowledge and experiences (know- and do-how) are shared and applied by concerned SDC units / staff and external partners. Comprehensive and shared knowledge is a key to safeguarding development outcomes under a changing climate. Therefore, GPCC is actively engaged in strengthening the knowledge base and fostering information sharing. To this end, GPCC supports the generation of Climate Change-relevant knowledge and data and enhances capacity development of partners and institutions. Furthermore, it supports the sharing and application of sound Climate Change knowledge and data for decision making and as a contribution to relevant climate services (e.g. early warning systems). 12 Finally, GPCC enhances thematic competence in Climate Change knowledge within SDC and supports its integration into development cooperation both within and beyond SDC as a cross-cutting development issue. To this end, GPCC further enhances existing SDC networks as well as regional partners (e.g. the network of mountain hubs under the Sustainable Mountain Development for Global Change (SMD4GC) programme or the forest network). 5.Working Modality Innovation The GPCC operational engagement is meant to provide a critical mass of innovative initiatives at local, national and regional level. These initiatives focus on the nexus water / food security / energy, forests, and (climate) hazards and disaster risk management. They are established in close cooperation with other SDC domains as well as relevant partners and institutions. Particular emphasis is given to the aspect of Swissness, i.e. the provision of Swiss expertise within these initiatives, which is a prerequisite to enter into policy dialogue. Thus, GPCC’s innovative engagement takes place in areas where Switzerland has thematic competence and comparative advantages, such as air pollution and Climate Change, risk management, forestry, or sustainable mountain development. Knowledge Sharing To achieve the overall goal and in line with the modus operandi of SDC’s global programs, GPCC will maintain its three-pronged approach consisting of integrated approaches to policy dialogue, innovation, and knowledge-sharing. Policy Influencing GPCC contributes to national and international policy and multilateral processes. Drawing on SDC’s development cooperation experience, GPCC will continue providing policy contributions designed to include the development dimension in Swiss positions and multilateral processes. Besides its team at SDC headquarters, GPCC also works through its outreach representations in China, India, Peru and South Africa to engage in direct policy dialogue with local, national and regional policy partners and to follow up on relevant policy processes in the respective regions/contexts. The CC&E Network is hosted and facilitated by the GPCC. It is an important instrument, both for knowledge management and for strategic orientation in Climate Change and environmental issues within SDC as a whole. Through the network’s focal point, GPCC further connects SDC with other donors, through coordination and participation in relevant international knowledge platforms. The network’s role has recently been strengthened, particularly in the context of the new Dispatch to the Parliament 2013–2016, which defines Climate Change as one of SDC’s priority themes supported by a global programme. The network provides SDC with an instrument for drawing on its own and direct partners’ operational experiences, fostering collaboration and promoting joint initiatives knowledge exchange in-house, and contributing to internal institutional learning, while communicating externally about its activities. The GPCC contributes to shaping and implementing the activities of the CC&E Network, together with the CC&E members from SDC’s other domains at headquarters and in field offices. All 13 members contribute to institutional and thematic dialogue, as well as to awareness-raising on Climate Change issues. The GPCC approach aims to build bridges and strengthen synergies and interlinkages between these three modalities. The knowledge generated through field experiences nurtures policy dialogue on one hand and on the other hand is channeled through the network to foster institutional learning. Where appropriate, GPCC strives to consistently integrate considerations of the gender dimension at the different levels of its work (policy influencing, programmatic planning and project implementation). 14 With regard to geographical orientation, GPCC will continue, through its operational portfolio, to support regions and countries highly affected by the impacts of Climate Change and which play an important global and regional role in addressing this issue. India, China and the Peru/Andean region are key geographical areas targeted by GPCC operations. GPCC plans to phase out its presence in South Africa by the end of 2015 at the latest and to manage its portfolio in Africa from headquarters. These countries and regions are important players in shaping a future global regime, have a large mitigation potential, and exert a strong influence in their regions and on other developing countries in terms of how to address Climate Change, both in the fields of adaptation and mitigation. Furthermore, GPCC will strengthen its participation in selected regional and global initiatives which have the potential to significantly reduce greenhouse gas emissions. 6.Partners Addressing multi-layered global problems such as Climate Change requires multi-disciplinary approaches and action at different levels and through a variety of complementary actors. In this context, GPCC is creating links, bridges, platforms for dialogue and partnerships between actors from government and official agencies, NGOs, academia, the private sector, development practitioners, and stakeholder associations. GPCC’s activities are designed to enlarge the group of actors involved in these issues, to forge new alliances, develop common visions and find innovative and viable solutions jointly. GPCC thus maintains contact with a diverse landscape of international organizations and initiatives and cooperates intensively with a wealth of relevant partners and stakeholders at different levels: At the global level, GPCC will continue to deepen productive relations with international organizations and initiatives to enhance policy dialogue, increase program synergies and strengthen understanding about Climate Change, e.g. with the World Meteorological Organization (WMO), CCAC, GFDRR, ICIMOD, and IUCN. GPCC will also continue coordinating activities and building up multi-donor initiatives, e.g. OECD, EnDev or UNITAR. In addition, GPCC will pursue its active participation in structuring and implementing dedicated global climate funds, in particular the CAF and the GCF. Strategic partnerships with international organizations such as GFDRR and ICIMOD in specific fields corresponding to SDC competences and interests will be further explored. At regional level, networks and partnerships on sustainable mountain development and in the forest sector (ASEAN etc.) will be consolidated and further developed. Within GPCC’s focus countries, the program can build on longstanding relationships with governmental partners at national and sub-national levels and on a sound network of national and international project partners. The latter can provide knowledge and experiences beyond their respective projects and promote South-South cooperation. Opportunities for more active cooperation with the private sector – particularly for mitigation initiatives – will also be explored. Collaboration with other Swiss administrative agencies (e.g. SECO, FOEN) is indispensable and will be further developed in order to expand the scope of activities – including joint activities – and to further improve the credibility and positioning of Switzerland in this field. Coordination with SECO takes place at headquarters level as well as in the field, particularly in Peru and India. Fostering synergies with these agencies without losing sight of SDC’s specific mandate is challenging and requires mutual understanding of the respective roles and responsibilities. Within the Federal Department of Foreign Affairs (FDFA), the well-established working relationship with the Policy Division, all other SDC Domains, as well as with embassies in SDC focus countries, is a good basis for future collaboration. 15 7.Human Resources, Budget, Monitoring and Communication At SDC headquarters, GPCC has two Co-Heads of section, Programme Managers, Financial Administration and Programme Assistance, and hosts the CC&E network Focal Point. GPCC also has regional representations in India, China and Peru (focus Andean region). These units are integrated in the Embassies and headed by a Director of Cooperation assisted by National Programme Officers, Financial Administration and Programme Assistance. The annual budget of GPCC is projected to rise from 33 million CHF currently to about 40 million CHF during the period 2014–2017. In addition, the current budget and financial plan contains multilateral funds to finance Switzerland’s future contribution to the Green Climate Fund. The growth of the portfolio is manageable through new delivery modes (e.g. participation in selected global and regional initiatives through targeted co-financing); integrative approaches; increased prioritization and enhanced synergies between portfolio development at country level and the global level. Strategic progress and performance monitoring will be done using a results framework based on the structure mentioned in Chapter 3. Special attention 16 will be paid to achieving results with Component 1. Annual reports will account for results and allow strategy adjustments where necessary and meaningful. A limited number of common indicators will allow for coherent and comparable monitoring in all GPCC focus countries and regions. In order to ensure adequate adjustments to the rapidly changing contexts in which GPCC is implementing its program, a comprehensive review is planned for 2016. It will allow for assessment of the operational and institutional results as well. Finally, the conclusions of the Report on Effectiveness of Swiss International Cooperation in Climate Change Mitigation and Adaptation Interventions 2000–2012 will be considered for updating or, if necessary, for readjusting strategic orientation. GPCC intends to strengthen the public’s awareness of the Swiss contribution to reducing climate risks through targeted communication measures. The communication objectives, target audiences, key messages and actions for this purpose are developed in a specific communication concept. 8.Annexes Annex 1: Annex 2: Annex 3: Annex 4: Annex 5: Annex 6: Annex 7: Annex 8: List of Acronyms Positioning in the Framework of the 2013–2016 Dispatch to Parliament Components of the Strategic Framework (outputs) Climate Change Adaptation Climate Change Mitigation Forests and Mountains as Focal Contexts Financial Resources and Financial Planning Observed Impacts Attributed to Climate Change (IPCC 2014) 17 Annex 1: List of Acronyms AFF ASEAN ASFN ANFOR CAF CC&E CCA CCAC CCM CEDRIG CONDESAN DRR EnDev FAO FDFA FOEN GCF GEF GFDRR GHG GPCC HFA ICIMOD IPCC IRM IUCN LED MDG NAMA OECD PROFOR RRI SDC SDG SECO SERI SFOE SLCP SMD SMD4GC SME UNEP UNESCO UNFCCC UNITAR WB WMO 18 African Forest Forum Association of Southeast Asian Nations ASEAN Social Forestry Network Andean Forests and Climate Change Climate Adaptation Fund Climate Change & Environment Climate Change Adaptation Climate and Clean Air Coalition Climate Change Mitigation Climate, Environment and Disaster Risk Reduction Integration Guidance Consorcio para el Desarrollo Sostenible de la Ecorregion Andina Disaster Risk Reduction Energising Development Food and Agriculture Organization Federal Department of Foreign Affairs Federal Office for the Environment Green Climate Fund Global Environment Facility Global Facility for Disaster Reduction and Recovery Greenhouse gas Global Programme Climate Change Hyogo Framework of Action International Centre for Integrated Mountain Development Intergovernmental Panel on Climate Change Integrated Risk Management International Union for Conservation of Nature Light-emitting diode Millennium Development Goals Nationally Appropriated Mitigation Action Organisation for Economic Co-operation and Development Programme on Forests Rights and Resources Initiative Swiss Agency for Development and Cooperation Sustainable Development Goals State Secretariat for Economic Affairs State Secretariat for Education, Research and Innovation Swiss Federal Office of Energy Short Lived Climate Pollutants Sustainable Mountain Development Promoting Sustainable Mountain Development for Global Change (SDC programme) Small and medium enterprises United Nations Environment Programme United Nations Educational, Scientific and Cultural Organization United Nations Framework Convention on Climate Change United Nations Institute for Training and Research World Bank World Meteorological Organization Annex 2: Positioning in the Framework of the 2013–2016 Dispatch to Parliament GPCC Vision: Promote a climate compatible development over long run Prevent and overcome crises, conflicts and disasters Avoid CC induced tensions & conflicts Shape a development promoting, environmentally friendly and socially responsable globalization Contribute to fair global climate agreement Promote policy dialogue Promote global climate partnerships (CCA) Foster knowledge sharing & dissemination Support global sustainable development to reduce poverty and global risks Promote sustainable mountain development Support transition to democratic, market-based systems Support payments for ecosystem services Provide access to resources and services for all Sustain livelihood base (forests, mountain ecosystems, land & water) Provide access to modern, more efficient and renewable energies Engage with private sector Support knowledge creation Support a low carbon development (CCM) Promote fair/equitable CC financing mechanisms Promote sustainable economic growth 19 Annex 3: Components of the Strategic Framework (outputs) Component 1: Multilateral Climate Change Processes and Funds – fair burden sharing Impact hypothesis: Active GPCC engagement in Swiss and international climate policy and in global climate funding institutions leads to inclusion of the development dimension in relevant processes. Strategic entry points: UNFCCC, OECD, The Adaptation Fund (AF), GCF, AFF, ASEAN Outcome 1.1: The results of global Climate Change (relevant policy) processes support sustainable development. Outputs by 2017: • The development dimension is adequately reflected in Swiss Climate Change policy processes and outcomes. • GPCC’s policy dialogue contributions are adequately incorporated in Swiss positions on adaptation, mitigation, finance and forestry related to UNFCCC and other relevant global processes. Outcome 1.2: Global Climate Change Finance mechanisms are established and adequately reflect the needs of developing countries. Outputs by 2017: • Policies, procedures and allocated resources for Climate Change dedicated global funds are co-determined by GPCC contributions (GCF, CAF, GEF) • Private sector Climate Change Finance mechanisms complement public efforts in a significant manner 20 Component 2: Climate Change Mitigation 5 – fighting the causes Impact hypothesis: : Improved access to clean and sustainable energy, lower emission growth and more sustainable land use contribute to the mitigation of global risks and to poverty reduction. Strategic entry points: all SDC domains and COOFs, Swiss embassies, CCAC, EnDev, Programme on Forests (PROFOR) Outcome 2.1: Targeted groups have access to clean(er) and (more) sustainable energy services. Outputs by 2017: • New clean air-related legislation is adopted • Innovative mitigation practices are introduced in different development sectors such as building, transport, renewable energy, clean air and forestry • Capacities for mitigation planning and response by people and institutions are enhanced Outcome 2.2: Energy production and delivery (processes) are more efficient in targeted domains. Outputs by 2017: • Energy-efficient regulations and guidelines are available and implemented • Innovative energy efficiency measures are introduced in different sectors (e.g. building sector) • Good practices on energy-efficient measures are known and shared/disseminated Outcome 2.3: Sustainable land use systems that reduce or store GHG emissions, such as avoided deforestation and reforestation, are in place. Outputs by 2017: • Specific contribution to foster adoption of new forest-related legislation provided • Innovative mitigation practices are introduced in different sectors such as forestry, timber plantation, etc. • Good practices on sustainable forest management such as community forest management are in use and disseminated 5http://www.unep.org/climatechange/mitigation/ 21 Component 3: Climate Change Adaptation 6 – preventing and treating the symptoms Impact hypothesis: Climate-resilient livelihoods and ecosystems contribute to the mitigation of global risks and to poverty reduction. Strategic entry points: all SDC domains and COOFs, Swiss embassies and development NGOs, GFDRR, IUCN, ICIMOD, CONDESAN, PROFOR, Rights and Resources Initiative (RRI) Outcome 3.1: Targeted (e.g. mountain) communities are resilient to extreme events and slow onset disasters. Outputs by 2017: • National and sub-national adaptation policies, plans and programs taking DRR adequately into account are established and being implemented • Innovative DRR approaches are implemented by targeted actor groups (with a special focus on mountain contexts) • Capacities for Integrated Risk Management (IRM) – including risk assessment and early warning of people and institutions – are improved Outcome 3.2: Integrated climate-resilient water management approaches are applied by targeted groups to ensure water security. Outputs by 2017: • National and sub-national adaptation policies, plans and programs taking IRM into account are established and being implemented • Innovative climate-resilient IRM approaches are implemented by targeted actor groups • Capacities for climate-resilient IRM by people and institutions are improved Outcome 3.3: Sustainable, climate-resilient agricultural production contributes to global food security. Outputs by 2017: • National and sub-national adaptation policies, plans and programs taking account of food security and sustainable agricultural practices are established and being implemented • Innovative soil, water and agro-biodiversity conservation measures and approaches are implemented by targeted actor groups (with a special focus on mountain contexts) • Capacities for sustainable agricultural practices by people and institutions are improved 6 http://ec.europa.eu/clima/policies/adaptation/ 22 Component 4: Knowledge Management – learning together Impact hypothesis: By promoting effective knowledge management the targeted goals, outcomes and outputs can be better attained and achievements capitalized and safeguarded. Strategic entry points: all SDC networks, Swiss and foreign universities / NGOs, UNITAR, IUCN, FAO, CONDESAN, ICIMOD Outcome 4.1: Sound CCM/CCA state-of-the-art fundamentals, as well as climate data and services, are established and accessible. Outputs by 2017: • Partners and institutions have improved their capacities to monitor Climate Change and to perform state-of-the-art vulnerability/impact assessment • Partners and institutions are enabled to collect, analyse and assess sound climate fundamentals and data according to state-of-the-art requirements • State-of-the-art standards and provisions for data access and sharing are established • Climate Change- related fundamentals and relevant data are used for climate services such as early warning systems, flood risk management Outcome 4.2: Decision makers, relevant partners and institutions are aware of sound climate knowledge and experiences and take them into account in their work. Outputs by 2017: • CC knowledge is integrated as a key component into SDC cooperation strategies, programs and projects • Awareness for CC&E issues is raised within SDC and external key partners Outcome 4.3: Climate Change-relevant knowledge and experiences (know- and do-how) are shared and applied by concerned SDC units/staff and external partners. Outputs by 2017: • Active exchange of good practices and experiences among CC&E network members and beyond • The thematic competence of SDC staff related to Climate Change for policies, strategies and program implementation is strengthened 23 Annex 4: Climate Change Adaptation Context As global efforts to curb GHG emissions remain scattered and slow, the average surface temperature has already risen by 0.9 °C since pre-industrial times. The world is possibly on a path toward 2–4 °C warming this century. The impact of Climate Change will depend on the amount of GHG emitted globally and on national and local capacities to adapt. A 4 °C warming would result in far-reaching changes in the earth system, amplify major global challenges such as food and water security and disrupt people’s livelihoods across the world. In the UNFCCC process in 2009, countries committed to holding warming below 2 °C, but at national and subnational levels preparing for 2–4 °C is becoming essential. Climate Change is changing our environment – affecting resources such as water, land and forests, changing weather patterns, raising sea levels and enhancing extreme events. It is causing biodiversity shifts and species extinction, and will possibly cause economic dislocation and displacements of people. The impact of Climate Change on natural resources – already strained by unsustainable use – is increasingly evident. Likewise, essential infrastructure is at risk across the world as are rapidly expanding cities in developing countries. Climate Change will affect livelihoods and assets and is expected to impact the rate of economic growth. The impacts of these changes are likely to undermine development and will disproportionately affect the poor. The impact of Climate Change is a function of vulnerability (predisposition to 24 be affected) and of exposure (presence of people, livelihoods, natural resources, infrastructure, etc.). Vulnerability is to a large extent caused by insufficient resources and poverty, lack of access to public and private services, and environmental degradation. These aspects are linked to access to information and alternative source of livelihoods, gender discrimination, education and good governance. Adaptation to Climate Change overlaps with existing challenges of sustainable development and development cooperation. It adds a layer of complexity to nearly all sectors as well as to their inter-linkages. The major challenge of adaptation to Climate Change is not only that it is a technical but also an institutional challenge. Adaptation requires multi-sectoral, multilevel and coordinated responses, and its planning and implementation face great uncertainties and knowledge gaps. In recent years, governments of developed and developing countries have initiated adaptation processes and action. Funding to support developing countries in planning and initiating adaptation is provided through various channels, such as bilateral assistance and dedicated multilateral funds. Fields of Action GPCC’s mission is to contribute to climatecompatible development over the long term, and to support the necessary adaptation and mitigation measures in key developing countries and emerging economies. GPCC focuses on key areas of develop- ment cooperation, namely water security, food security and hazard and risk management. It applies a three-pronged approach to this end, consisting of policy dialogue, innovation and knowledge sharing: POLICY DIALOGUE: Strengthening international, national and sub-national adaptation processes Adaptation to Climate Change is a longterm iterative process involving different policy levels. At international level the mobilization of additional climate finance is a key issue in UNFCCC negotiations. At the national level, the adaptation process needs to set the policy frame for adaptation, identify priorities, inform and insure coordination and mainstream adaptation into sectoral policies and allocate resources. Adaptation concerns nearly all sectors and levels of decision-making. It requires a concerted approach at the national level. To coordinate a long-term iterative process, national institutional set-ups have been launched for adaptation in most countries. The identification and implementation of adaptation measures takes place largely at the sub-national level based on climate vulnerabilities, risks and exposure of people and assets. Furthermore, the planning and implementation of concrete adaptation actions take place at the local level, determining the effectiveness of adaptation response. The adaptation process at all levels requires prioritizing action, based on expected present and future climate impacts. International level 7: GPCC contributes to Swiss policy formulation in the UNFCCC process, with a focus on key developing country issues. In doing so, GPCC draws on the rich development cooperation experience of SDC and ensures due consideration of the development dimension in these multilateral environmental negotiations. Another key priority for GPCC is the mobilization and targeted provision of climate finance through dedicated multilateral funds, in line with the consensus decisions on finance produced by the UNFCCC process. In this context, GPCC has played or still plays a direct role in the governing bodies of the CAF and the GCF, as well as the GEF, all of which are receiving Swiss financial support as decided by the Federal Council and Parliament. National and sub-national levels: GPCC contributes to national and sub-national adaptation policies, plans and programmes. It supports capacity building in institutions that have a major role in enabling adaptation at national levels. GPCC fosters cooperation and coordination across sectors, institutions and stakeholders and supports approaches to prioritize adaptation measures. INNOVATION: Developing innovative adaptation approaches and practices Although almost all sectors are concerned by the changing climate, some directly affected sectors are and will be central in enabling societies to respond to Climate Change. The water and health sectors, and the productive sectors of agriculture, livestock, fisheries and forests will be crucial in defining overall adaptation capacities (with natural hazard and risk management as a cross-cutting issue). Mainstreaming of Climate Change into sectors is essential for the adaptation process. Adaptation to Climate Change needs to ensure that these sectors can continue in the longterm to deliver their products and services. Certain adaptation interventions are specific to ecosystems such as mountains, forest ecosystems or drylands. As adaptation measures will mostly be developed by local sector professionals, development cooperation needs to ensure that they have the capacities to respond and to prevent maladaptation. GPCC supports innovative approaches and practices to enable the adaptation process in key areas of development cooperation: water, food security, hazards and risk management. It promotes innovation in particularly vulnerable ecosystems such as mountains, drylands and forests. GPCC provides support, information and tools to raise awareness and mainstream adaptation into development cooperation and sectors 8. GPCC promotes the sharing of approaches and best practices at national, regional and international levels. KNOWLEDGE SHARING: Reducing knowledge gaps, monitoring of changes and risks Climate Change is characterized by a high level of uncertainty in the nature, magnitude and timing of changes. Science and research need to progress to further understand and estimate climate impacts. To detect and mitigate climate-related risks, national and regional monitoring systems need to be built up. Climate observations and scenarios have to be improved, updated and made available. The adaptation process requires major improvement in information services. GPCC supports research to improve knowledge and understanding of Climate Change impacts. In order to improve the adaptation information base, it supports the early detection and monitoring of climate-related changes and risks (e.g. monitoring systems related to weather, climate/natural hazards, glacier melt). With the cooperation of Swiss centers of excellence, it enhances the research and monitoring capacities of specialized organizations. It promotes the development of information services to facilitate decision making for adaptation. GPCC fosters international exchange of information through recognized global centers and contributes to trans-boundary cooperation. 7 Contribution to the topics of finance and forest relates to both adaptation and mitigation. 8 The SDC CC&E Network plays a key role in knowledge sharing and mainstreaming of Climate Change into SDC operations 25 Annex 5: Climate Change Mitigation Context Fields of Action The earth surface temperature has already risen by 0.9 °C since the pre-industrial period and with current progress in internationally binding mitigation efforts the world is possibly on a path toward 2 °C to 4 °C warming this century. The impact of Climate Change will depend on the amount of greenhouse gas emitted globally and on national and local capacities to adapt. A 4 °C warming would result in far-reaching changes in the earth system, amplify major global challenges such as food and water security, and disrupt livelihoods of people across the world. In the UNFCCC process in 2009, countries committed to hold warming below 2 °C. Much is still needed to achieve this objective. GPCC’s goal is to contribute to climatecompatible development over the long term, and to support the necessary adaptation and mitigation measures in developing countries, medium-income countries and emerging economies. GPCC structures its interventions in climate change mitigation in the following four fields of action: Climate Change mitigation refers to activities that reduce anthropogenic emissions of GHG by various means, including increased carbon sinks and negative GHG emissions (taking GHG out of the atmosphere). There are various ways of achieving this; most are linked to one or several of the following: 1. Replacing GHG-emitting energy sources with less- or non-emitting ones 2. Increased the energy efficiency of production processes and of the delivery of energy services 3. Land use changes that lead to reduced or negative GHG emissions such as reforestation and avoided deforestation 26 1. Access to clean 9 energy services, and linked to this, 2. Reducing Short Lived Climate Pollutants (SLCPs) emissions; clean air 3. Energy efficiency 4. Land use faced by the global Climate Change negotiation process within the framework of the UNFCCC, GPCC envisages supporting relevant mitigation-oriented initiatives complementary to the UNFCCC, such as the CCAC and the Climate Parliament. These efforts can be viewed as early lines of action that indicate how possible (global) solutions could look and help to raise the level of ambition. At the same time, they catalyse innovative approaches and offer a global platform for knowledge sharing. In these four fields of action, GPCC is supporting interventions that, beyond reducing GHG emissions and the associated benefits of avoided Climate Change, also produce significant co-benefits for the affected population. Structuring interventions in this way contributes to near-term benefits in poverty reduction in addition to reducing global risks through reducing GHG emissions; both objectives are in line with SDC’s core mandate. The figure below summarizes this logic. In each of these four fields of action, GPCC is working within its three-pronged approach of policy influencing, implementation of innovative projects, and knowledge sharing. In the context of the difficulties 9 “clean” in this case signifies low or no GHG emissions and low or no pollution (covering the aspects of social and environmental sustainability) relates to both adaptation and mitigation. GPCC: Intervention Logic mitigation seeking mitigation (short-term and long-term) through access to clean energy energy efficiency reduction in SLCPs and clean air land use also leading to (co-benefits) improved price and quality of energy services more cost effective and sustainable production processes improved health and working conditions improved livelihoods contributing to reducting poverty and global risks 27 Access to clean energy services Globally, 1.3 billion people do not have access to electricity and 2.7 billion people are still using unimproved traditional biomass for cooking. Sustainable economic development is impossible without improved access to sustainable energy services. Poverty, health problems and hunger cannot be effectively combated without improved access to energy services. However, the provision of energy services emits GHG through the use of fossil fuels in the transportation sector, in electricity production and in heat applications. GPCC is engaging in the expansion of access to clean energy services for households, social institutions, and small and medium enterprises (SME) and, closely linked to this, the promotion of renewable energy. Example: GPCC has supported, since 2012, the multi-donor partnership EnDev which has provided sustainable access to modern energy services to more than 10 million beneficiaries, 11,000 social institutions and 24,000 small enterprises since it started in 2005. Reducing SLCPs emissions and clean air Access to clean energy and reduction of SLCPs and associated improvements in air quality (indoor and outdoor) are interconnected and often mutually reinforcing, but are treated separately here. Reducing emissions of SLCPs and clean air policies are closely linked and offer a unique opportunity to generate near-term global 28 warming mitigation and produce significant co-benefits for the affected population, such as improved health, working conditions, and agricultural yields. SDC has long-standing experience in this area, for example through its projects in diesel particle filters, clean air, and brick production. GPCC is engaging in projects and partnerships that produce significant mitigation as well as co-benefits. Example: The clean air project in Santiago de Chile supported retrofitting of urban public transport buses with diesel particle filters. The project led to a reduction in black carbon emissions (a SLCP) of 27 tons per year in 2010 and contributed to the elaboration of clean air legislation in Chile. The estimated black carbon emission reduction of the intervention by 2018, when legislation is fully implemented, is 85 tons per year. Experience in Santiago will now be replicated through SDC’s new Climate and Clean Air in the Latin American Cities Programme, which will contribute to the implementation of an ambitious public transport retrofitting program in Bogota. The creation of a city alliance comprising interested metropolises on the continent offers the possibility to benefit from experience further in the future. Results of the Santiago Project and of the Latin America Programme will be directly relevant to and can be fed into the CCAC, as Colombia, Chile, Peru and Switzerland are members of the CCAC. Energy efficiency Energy Efficiency, decentralized access to energy, and the promotion of renewable energies are linked and provide mutual benefits. Energy efficiency gains can be achieved in energy services, for example by efficient lighting through LED; in the production process of goods and services through optimised processes and more energy-efficient equipment; and in the building sector, for example through lower-carbon bricks and cement. GPCC is active in areas where SDC, Swiss research institutions, and the Swiss private sector have expertise and offer innovative solutions. Example: Since 2011 GPCC has supporte, a building efficiency programme in India in partnership with the Indian Ministry of Power. The programme has promoted the development of a building material that tests capacities for energy efficiency. The programme supports the development of energy efficiency standards for residential buildings in collaboration with the Swiss label Minergie. The Minergie label is in the process of being adapted in the Indian context. It is estimated that these interventions will lead to energy savings of up to 40% per building. Land use Through its programs in the forest sector, GPCC is active in land use-based mitigation efforts. Further information is provided in Annex 6. Annex 6: Forests and Mountains as Focal Contexts GPCC innovative programs in the forest sector Managing forests and forest landscapes sustainably is of great relevance in strategies addressing both Climate Change and mitigation and adaptation. Deforestation and forest and land degradation combined are responsible for more than 20% of global GHG emissions. Forests protect ecosystems and social systems from extreme events and help them adapt to changing environmental conditions. Forests and trees also play a critical role in sequestering carbon dioxide and stocking carbon. Forests protect soil, water and biodiversity and provide an ever increasing number of woody fibers and other products that remain critical for sustainable development. During the next four years, GPCC will focus its work on three regional initiatives: (i) with the community of ASEAN States: on the role of social forestry and people-oriented forest policies in Climate Change adaptation and mitigation (ASFN); (ii) with the AFF: in expanding capacities and knowledge amongst African stakeholders involved in forest, land-use and Climate Change; and with (iii) the Andean Countries: in defining the role of mountain forests in Climate Change strategies and supporting the development of new policy approaches (Andean Forest and Climate Change (ANFOR) and Nationally Appropri- ated Mitigation Action (NAMA) Forestal Chile). A small research component that addresses issues of vulnerability and resilience in boreal forests, the largest forest massifs in the world, complements GPCC’s forest programme. Institutional capacity development, knowledge exchange and pilot experimentation are core elements of these initiatives. It is expected that these four initiatives will supplement Switzerland’s multilateral efforts in the field of forests and land-use by developing alliances and concrete field experiences and thus shape post-2020 Climate Change strategies in the UNFCCC. GPCC promotes Sustainable Mountain Development for Global Change Mountains cover approximately 27% of the Earth’s land surface, are home to about 850 million people and provide indispensable goods and services for humankind. Mountain regions supply half of the global population with freshwater and play an important role in the production of hydropower as ‘green energy’. They are centers of biological diversity, sources of raw materials and important touristic destinations. However, many mountain regions suffer from dire poverty, widespread land degradation and inequitable land rights, and are already enduring severe negative Climate Change impacts. Mountains are among the regions most sensitive to and already affected by Climate Change. Their ecosystems act as early indicators, e.g. through rapid glacier melting, with consequences far beyond mountain boundaries, making Climate Change in mountains a global concern. As a mountain country, Switzerland has an intrinsic interest and a proven track record in sustainable development within a mountainous setting. Through the new institutional embedment of the mountain portfolio in the GPCC – as well as through expressed willingness to better integrate and connect mountain aspects with global issues, particularly water, forests, energy, food security, DRR and migration – continuing support to key strategic partners linked to Sustainable Mountain Development (SMD) will remain highly relevant for SDC, especially after the momentum created by the successful efforts linked to the Rio+20 process. In the coming years, GPCC’s activities related to SMD will focus on (1) securing the cooperation and work done by a number of strategic partners of SDC in promoting SMD while (2) increasingly addressing global changes and challenges in mountain contexts, such as Climate Change and DRR in particular. In this way the new institutional embedment of ‘mountains’ within the Global Cooperation Domain will be coherent. 29 Annex 7: Financial Resources and Financial Planning Financial Resources 2014–2017 (in CHF) TYPE 2014 2015 2016 2017 BILATERAL 35,000,000 36,100,000 38,000,000 39,100,000 MULTILATERAL 27,000,000 30,000,000 32,000,000 32,000,000 Anticipated Disbursements 2014–2017 (in CHF) OUTCOME Plan 2014 Plan 2015 CC MITIGATION 13,182,746 17,375,200 16,052,000 8,241,000 CC ADAPTATION 9,523,899 11,616,888 9,660,000 4,407,082 CC MITIGATION AND ADAPTATION 9,639,345 9,417,600 6,761,400 5,778,000 KNOWLEDGE MANAGEMENT 6,828,150 6,970,000 5,680,000 4,300,000 39,174,140 45,379,688 38,153,400 22,726,082 MULTILATERAL 27,000,000 30,000,000 32,000,000 32,000,000 TOTAL 66,174,140 75,379,688 70,153,400 54,726,082 TOTAL BILATERAL 30 Plan 2016 Plan 2017 Annex 8: Observed Impacts Attributed to Climate Change (IPCC 2014) (Source: Summary for Policymakers, Working Group II, IPCC 2014) 31 Imprint Publisher: Federal Department of Foreign Affairs FDFA Swiss Agency for Development and Cooperation SDC 3003 Bern Design: Julia Curty, SUPERSCRIPT GmbH, Brügg b. Biel/Bienne Photos: PACC Peru front cover, page 5, 9 Daniel Maselli page 6, 11, 12, 13, 14, 17 GPCC China page 8 MMA Chile/ Terraconsult page 10 Orders: www.sdc.admin.ch (heading “Publications”) Contact: Swiss Agency for Development and Cooperation Global Programme Climate Change GPCC Tel. +41 58 465 92 82 [email protected] www.sdc.admin.ch Bern, 2014