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HIPPOCAMPUS, VOL. 2, NO. 3, PAGES 323-3349 JULY 1992 Neuronal Activity in the Hippocampus During Delayed Non-Match to Sample Performance in Rats: Evidence for Hippocampal Processing in Recognition Memory Tim Otto and Howard Eichenbaum Department of Psychology, University of North Carolina a t Chapel Hill, Chapel Hill, NC U.S.A. ABSTRACT Neuronal activity in the CAI of rats was explored with regard to functional correlates of performance in an odor-guided continuous delayed non-match to sample task. Although different CAI cells fired in association with each identifiable trial event, these analyses focused on cells that fired selectively during the period of odor cue sampling and response generation. The firing patterns of many of these cells reflected the match or non-match comparison between current and previous odor cues independent of the particular stimuli that composed those comparisons. Such cells were more prevalent in sessions when performance was highly accurate. Hippocampal cells did not demonstrate stimulus-evoked firing that persisted through the memory delay, nor did they fire differentially to session-novel vs. repeated odor presentations. These results suggest that the hippocampus contributes to recognition memory by processing comparisons between current information and representations of previous stimuli stored in parahippocampal and neocortical structures. Key words: hippocampus, learning, memory, recognition The delayed non-match to sample (DNMS) task has been cluding Ammon’s horn, dentate gyrus, and subicular coma particularly fruitful behavioral paradigm for exploring the plex) was critical for recognition memory (cf. Scoville and role of the hippocampal system in memory. This task was Milner, 1957; Mishkin, 1978), but the results of recent exoriginally created to assess visual recognition memory in periments have suggested that this conclusion may have been monkeys by exploiting their natural preference for a novel premature. In nearly all studies on primates, surgical ablation object over another object presented a few seconds or min- of the hippocampus was accompanied by significant damage utes earlier (Gaffan, 1974; Mishkin and Delacour, 1975). The to the surrounding parahippocampal areas (including penDNMS task has played a central role in the development of rhinal, parahippocampal, and entorhinal cortex) and selective a nonhuman primate model of the recognition memory im- removal of some or all of these cortical areas resulted in a pairment that follows medial temporal lobe damage system greater deficit in DNMS than hippocampal ablation sparing in humans (Gaffan, 1974; Mishkin, 1978). Confirming the va- part of the surrounding cortex (Murray and Mishkin, 1986; lidity of this model, human amnesics are severely impaired Zola-Morgan et al., 1989a). These findings have brought into in tasks similar to those created for monkeys (Aggleton et question the role of the hippocampus itself in recognition al., 1988; Squire et al., 1988). Furthermore, the DNMS par- memory, suggesting that the parahippocampal cortical areas adigm has been exploited very successfully in delineating might be the more critical structures supporting DNMS perwhich components of the medial temporal lobe are critical to formance. Nevertheless, substantial damage to the hipporecognition memory (cf. Squire and Zola-Morgan, 1991), and campus or fornix (which subserves hippocampal-subcortical the paradigm has recently been successfully extended to stud- connections) that spares most of the parahippocampal areas ies of recognition memory in rodents (Aggleton et al., 1986; and their neocortical connections results in significant deficits Mumby et al., 1990; Rothblat and Kromer, 1991; Otto and on DNMS performance, at long memory intervals, indicating that the hippocampus itself contributes to recognition memEichenbaum, 1992). Initially it was assumed that the hippocampus itself (in- ory (cf. Gaffan, 1974; Zola-Morgan et al., 1989b; Clower et al., 1991; Squire and Zola-Morgan, 1991). Experimental data from recent studies on rats are consisCorrespondence and reprint requests to Dr. T. Otto, Department of Psychology, University of North Carolina, CB #3270 Davie Hall, tent with the data from monkeys and further address the quesChapel Hill, NC 27599. tion of whether the hippocampus is critical to recognition 323 324 HZPPOCAMPUS VOL. 2, NO. 3, JULY 1992 memory for nonspatial cues in nonprimates. Hippocampal ablation, fornix transection, or damage to parahippocampal areas results in severe impairment in many spatial learning and memory tasks (O’Keefe and Nadel, 1978) and certain types of discrimination and a variety of complex learning tasks (Eichenbaum et al., 1992a; 1992b). However, selective aspiration of the hippocampus does not produce an impairment in object-cued DNMS tasks in rats (Aggleton et al., 1986; Rothblat and Kromer, 1991). Furthermore, we recently found that performance on an odor-guided delayed nonmatching task was impaired by perirhinal-entorhinal cortex lesions but not by fornix transection (Otto and Eichenbaum, 1992). This pattern of results led us to suggest that parahippocampal areas may be sufficient to support recognition memory across intermediate delays by maintaining a persistent hippocampal-independent memory trace for recent stimuli (Eichenbaum et al., 1992b; Otto and Eichenbaum, 1992). Characterizations of neuronal activity in the medial temporal area in monkeys and rats performing recognition memory tasks have also led several investigators to conclude that neocortical and parahippocampal cortical areas may play a greater role than the hippocampus in recognition memory. These studies have focused on two types of neural activity patterns that might reflect short-term storage of a stimulus trace. In some studies stimulus-evoked neural responses have been observed to be greater for the presentation of novel stimuli than familiar ones, possibly reflecting a decreased requirement for reactivation of a persistent memory trace (cf. Squire et al., 1992). In other studies, stimulus-evoked neural activity has been observed to persist over the memory delay, possibly reflecting a sustained activation of a perceptual representation (e.g., Fuster and Jervey, 1981). Each of these putative memory-related activity patterns has been observed in either neocortical or parahippocampal areas, but not in the hippocampus. Brown and colleagues (Brown et al., 1987; Wilson et al., 1990; Riches et al., 1991) found that neurons in parahippocampal cortical areas fired differentially to novel, as opposed to familiar, visual stimuli, but cells in the hippocampus did not. The only observation of differential responses of hippocampal neurons to novel stimuli involves conjunctions of visual and spatial cues (Rolls et al., 1989). Furthermore, increased unit activity initiated by memory cues and persisting through the delay period is prevalent in the prefrontal (e.g., Goldman-Rakic, 1990), inferotemporal (Fuster and Jervey, 1981; Miyashita and Chang, 1988), and auditory (Sakurai, I990b) cortex, but no studies have reported cue-elicited, persistent delay activity or differential activity for novel stimuli in hippocampal neurons of monkeys or rats (e.g., Watanabe and Niki, 1985; Sakurai, 1990a). Following the success of the DNMS task in studies of amnesia in primates, we have pursued the development of a similar paradigm for both neuropsychological and neurophysiological studies of hippocampal function in rats. Exploiting their superb capacities in olfactory learning, we have created an odor-guided, continuous delayed non-matching (cDNM) task that intact rats acquire rapidly and in which performance can be manipulated by varying the memory delay requirement or the level of interitem interference (Otto and Eichenbaum, 1992). This report focuses on the activity of putative principal neurons in hippocampal area CA1 of rats during performance of the odor-cued cDNM task. Post hoc analyses were used to characterize the functional correlates of these cells in relation to stimulus analysis, retention during the memory delay period, and behavioral responses. Our conclusion, consistent with the data from previous studies on visual and auditory delayed matching tasks in monkeys and rats, is that the hippocampus actively participates in recognition memory processes by matching current sensory information to representations of recently presented stimuli stored in parahippocampal and neocortical areas. METHODS Subjects A total of 16 male Long-Evans rats weighing approximately 325 g at the time of surgery completed the training and recording regimen presented below. Animals were maintained on a 12: 12 hour 1ight:dark cycle in an environmentally controlled room. All behavioral training was conducted during the light cycle. Food was available ad libitum; water access was restricted to a 20-minute period at the end of each day following training. Electrodes and surgery Rats were tranquilized with acepromazine (10 mgkg IM), anesthetized with pentobarbital (40 mg/kg i.p.), and given atropine (0.5 mgikg IM) to reduce excess salivation. The head was placed in a stereotaxic frame with bregma and lambda level. Using aseptic procedures, the scalp was resected and burr holes were drilled in the skull for implantation of four stainless steel screws including one in the frontal bone that also served as the electrical ground. An additional burr hole was drilled at 3.2 mm posterior to and 1.8 mm lateral to bregma on the right side. The electrode consisted of a microwire bundle constructed with 10 25 pm Formvar-insulated nichrome wires threaded through a 26-gauge cannula and cut to equal lengths (Eichenbaum et al., 1977). This was attached to a vertically driveable connector assembly (Kubie, 1984) and implanted so that the electrode tips were 1-1 .S mm below the pial surface. The electrode was advanced in 80 bm steps separated by 4-24 hour settling periods until cellular activity was identified. The water deprivation schedule and training resumed after a 4-7 day recovery. Recording and data acquisition Unit activity recordings were passed initially through a multichannel unity gain JFET preamplifier for impedance matching. All 10 unit channels were recorded simultaneously using a multichannel differential-amplifier and spike amplitude window discriminator system. A unit channel that had no detectable unit activity and normal background noise level was selected to be the differential reference. Differential activity on each channel was amplified 10,000x and filtered at 300-5,000 Hz, then passed to a separate window discriminator channel. In cases where two, or occasionally three, units could be discriminated on the same channel by visual inspection of the monitor, the amplifier output was passed to multiple window channels for unit separation. Only units with signal-to-noise greater than 2.5: 1 and with firing rate and HIPPOCAMPUS AND DELAYED NON-MATCH TO SAMPLE / Otto and Eichenbaum spike width characteristics of complex spike cells (Ranck, 1973) were used. The accuracy of unit isolation was assessed continuously throughout the recording session by comparing the trigger signal of window detection to a display of each action potential waveform and to the waveform of other saved spikes. To eliminate electrical artifacts, recordings from a separate unit channel with no detectable unit spikes were passed to a window set with the low threshold just above background noise and no high threshold; all spike events within 100 ms of identified “noise” were ignored in post hoc analyses. When more than five noise events were detected in a trial, the entire trial was eliminated from the analysis. Spike and behavioral events were passed to a sample-andhold interface that was read and reset at 1,000 Hz by interrupt software operating in the background of the behavioral control programs running on a DEC microVax computer. Behavioral apparatus All behavioral training and recording took place in a 30 cm square aluminum chamber with walls slanted at 15” outward from the base. On one wall of the chamber a 2.5 cm sniff port with conical airstream inlet was centered 5 cm above the floor, and a 1 cm circular water port was centered on a horizontal shelf located 1 cm above the sniff port. Responses to the sniff and water ports were monitored by separate infrared photoelectric cells. Two 24 V house lights were mounted beside the sniff and water ports at a height of 13 cm from the floor. Odor cues were presented as required using a 16-channel flow-dilution olfactometer. Stimulus odors consisted of dilute solutions of various volatile chemicals diluted further as follows. A clean airstream flowed continuously at a rate of 0.5 L h i n ; an odor-saturated airstream was added at 0.5 L/min to the clean airstream when appropriate, resulting in a final flowrate of 1.0 L/min. Odorized or clean airstreams were passed through a three-way solenoid valve mounted just outside the behavioral chamber. During the intertrial interval (the delay) the airstreams were diverted by this valve in its deactivated state to a vacuum dump at 2 L/min. To present an odor to the subject this solenoid valve was activated, allowing the odonzed airstream to reach the sniff port for specified periods. Since the vacuum dump flow rate was greater than the olfactometer-generated airstream, odors in the sniff port and chamber were effectively eliminated during periods when no odor was being presented. Odors lingering within the chamber were exhausted continuously by means of a fan mounted at the top of the enclosure. All procedural events were controlled and behavioral responses recorded by a microcomputer with custom-designed interfaces, as described above. Behavioral training procedure Training on the cDNM task was accomplished in a series of three phases. First, at the outset of two shaping sessions rats were provided with two to five water reinforcers at the water port. On each of 60 trials thereafter a 500 ms nose poke into the sniff port resulted in the presentation of an odor chosen on a pseudorandom basis from among the set of 16. A subsequent water port response terminated odor presentation and was reinforced with 0.05 mL water. During these shaping 325 sessions, the odor presented always differed from the odor used on the immediately preceding trial. A 3-second delay was imposed between trials; the house lights were extinguished during the delay and were subsequently reilluminated to signal the availability of the next trial. Nose pokes into the sniff port during the last 2 seconds of the delay extended the delay by an additional 2 seconds. In the second stage, rats were trained on cDNM in 100 trial daily sessions. The odor presented on half the trials was different from that used on the preceding trial (a non-match or S + trial) and a “go” water port response ( R + ) was rewarded; on the other half of the trials the odor was the same as that presented on the preceding trial (a match or S - trial) and, since water port responses on these trials were not reinforced, the correct response was a “no go” to the water port (R-). Errors of commission resulted in the immediate offset of the house lights. On any trial when no water port response was made within 5 seconds of odor onset, the odor and the house lights were turned off simultaneously and the delay began. Correct responses were followed by a 3-second delay: incorrect responses were followed by a 7-second delay and, after the incorrect responses on match trials, a correction trial. Daily training continued until rats reached a criterion of 18 correct responses out of 20 consecutive trials. This was accomplished by all rats in two to three sessions. In the third training stage, daily training sessions continued while searching for and recording cells. During these sessions, the delay was held constant at 6 seconds regardless of the response and correction trials following errors were not employed. The actual delay between odor offset on one trial and odor onset on the next could be somewhat longer, depending on the rat’s latency to initiate a trial following the onset of the houselight signal. In addition, a variable (0, 300, or 500 ms) delay was inserted between the nose poke into the sniff port and odor onset, to permit differential synchronization of cellular activity to the behavioral act of initiating the trial and the presentation of the sensory stimulus. The performance of subjects during the test period was variable, ranging from 51% to 95% correct, and all errors involved incorrect “go” responses on match trials. On each day electrodes were surveyed for cellular activity prior to training. If no cells were identified, a 100-trial session was presented to maintain performance. When the activity of at least one cell could be isolated, the electrodes were again surveyed and cells were isolated during an initial 20-30 trial practice period. A 95-250 trial recording and training session was then presented. After each session the electrode was advanced 80 pm. Data analysis Initial analyses were focused on determining whether variations in unit activity could be related to events that occur in every trial. These analyses exploited the repetitive nature of the sequence of behavioral events that occurred on each trial. The trial events that could be reliably identified were: (1) onset of the house lights signaling the beginning of a trial; ( 2 ) entry into the sniff port initiating the trial; (3) onset of odor presentation; (4) removal of the nose from the sniff port (designated the “unpoke”); and (5) entry into the water port as the discriminative response to retrieve the reward. Raster displays and summary perievent histograms were constructed 326 HIPPOCAMPUS VOI,. 2, NO. 3, JULY 1992 to display the averaged, event-synchronized unit activity from 2 seconds before until 2 seconds after each trial event. Since each unit was recorded for many trials, it was possible to test statistically whether unit activity increased reliably during specific trial periods. Based on our previous analyses of hippocampal complex spike cells in rats performing odor discriminations (Eichenbaum et al., 1987; Wiener et al., 198Y), we expected that cells with behavioral correlates in the odor task would fall into two functional categories: cue-sampling cells that f i e maximally during the period between trial initiation and the water port response, and goal-approach cells of two subtypes, cells that fire maximally just before or during the trial initiation (sniff port entry) and reward-approach cells that fire as the rat completes the approach to the water cup nose poke and during reward consumption. Based on these expectations, we developed analyses defining each cell type by peak firing time and statistical criteria that tested for reliably increased firing during the peak firing period. With regard to the peak firing criterion, cue-sampling cells were defined as those neurons whose average activity was maximal between 100 ms after trial initiation and at least 100 ms before the water port response; trial initiate cells were defined as those whose activity was maximal 500 ms before to 100 ms after sniff port entry; and reward approach cells were defined as those whose activity peaked 100 ms before to 500 ms after entry into the water port. To perform the statistical analyses, the background firing rate of a cell was measured during the 1 second period preceding onset of the house lights at the beginning of each trial. The firing rate during the peak firing period defined by the events described above were determined, and paired t-tests (two-tailed) were carried out to determine whether the firing during these periods changed relative to background firing. For all units with significant ( P < .05) increases in firing, a further series of post hoc analyses was applied to test whether firing rates increased preferentially during trials with specific stimulus and response combinations as described below. In these cases the firing rates during the same period of increased firing were compared between pairs of trial types using a t-test. RESULTS The activity of 261 cells was recorded and analyzed; 120 had statistically reliable behavioral correlates (Table 1). As found in our previous studies on hippocampal neuronal activity in rats performing different types of odor discrimination tasks (Eichenbaum et al., 1987; Wiener et al., 1989), there were different CA1 cells with striking increases in firing associated with virtually every identifiable event occurring during performance of the cDNM task (Fig. 1). A total of 44 cells (16.9%of the total, or 36.7% of cells with identified behavioral correlates) fired during odor sampling or water port responses. These cue-sampling and reward-approach cells are the primary focus of this report, because they fire during periods associated with stimulus analysis and response generation. In addition, 50 cells increased firing during the memory delay period. These cells, which were not categorized as cuesampling or reward-approach cells but potentially could bear information relevant to recognition performance, were also analyzed in detail. Table 1. Categorization of Cells Recorded in Rats Performing a Continuous Delayed Non-Match to Sample Task Cell Type No. No. % Total Trial initiation 26 32 Cue-sampling Strong matchhon-match Weak matchhon-match Response Nonspecific Unclassified Reward approach Matchhon-match Nonspecific Delay-related N o behavioral correlate 50 141 Total 261 10.0% 12.3% 8 7 4 11 2 12 4.6% 6 6 19.2% 54.0% Cue-sampling cells While it may be presumed from their temporally selective firing pattern that each of these cells is involved in some aspect of stimulus analysis or response generation, further observations and analyses indicate that subgroups of these cells differentially contribute to odor-guided recognition memory and that the activity patterns of most of these cells reflects the demand for odor comparison in the cDNM task. While the peak firing of cue-sampling cells occurs at various times within the odor sampling period, maximal firing is best timelocked to one particular event. An example of this analysis is presented in Figure 2. This cell’s activity was poorly locked to the onset of the house lights or the odor, but partially synchronized to the initiation of odor sampling and sharply locked to the cessation of odor sampling (the unpoke). We found that some cells reached maximal firing rate relatively soon after trial onset (Fig. IC), others had peak firing in the middle of the odor sampling period (Fig. ID), and yet others fire maximally just before the water port response (Fig. 1E). Similarly, comparing events that best synchronized (i.e., produced the highest firing peak in a 100 ms bin) the activity of each of the 3 2 cue-sampling cells, 13 were best synchronized on trial initiation, 6 on odor onset, and 13 on the unpoke. These data indicate that firing of relatively few cue-sampling cells is best associated with simple sensory stimulation. Rather, for the majority of cue-sampling cells, peak firing is best time-locked to behavioral acts central to odor cue acquisition and to the matchlnon-match decision. No cue-sampling cell showed a striking specificity for a particular odor. Histogram analyses comparing responses on trials with individual odors consistently revealed the nonspecificity of responses. In addition, inspection of the raster displays shown in Figures 1-5 indicates that firing is not isolated to a small fraction of the trials, as would be the case if these cells were odor-selective. Further statistical analyses were conducted to determine whether cue-sampling cell f-iring reflected the matchhonmatch comparison between previous and current cues or whether these cells could be better characterized as predicting the behavioral response. Initially, cellular activity at peak firing periods was compared for all non-match (S +) versus HIPPOCAMPUS AND DELAYED NON-MATCH TO SAMPLE / Otto and Eichenbaum ... - . . . . . . . . . . . . ... .~. _ . _ n=96 j l E B *I 7 4 n = 144 327 n = 191 1Initiate Ah n = 243 F C Fig. 1. Examples of hippocampal CAl neurons whose activity is time-locked to different trial events. In this and all subsequent figures, each panel includes a raster display of a block of approximately 30 representative trials (top) and a summary histogram of activity within the entire session in spikeshec, accumulated in 100 ms bins (bottom). The number at the top right of each histogram represents the total number of cDNM trials for which unit activity was recorded and summarized for that panel. (A) A cell that fired maximally during the end of the memory delay. (B) A trial initiate cell that fired maximally just prior to trial onset. Vertical tic marks to the right of the synch point indicate the occurrence of a water port response. (C-E) Cuesampling cells whose activity was maximal at different periods in the odor sampling period. (F) A reward-approach cell whose activity was maximal just after completion of the water port response. In B, C, and D, vertical tic marks to the right of the synch point indicate the occurrence of a water port response; in E and F , tic marks to the left of the synch point indicate trial initiation. all match ( S - ) trials using a two-tailed t-test. However, to the extent that performance was accurate, differences in peak firing on non-match ( S + ) trials match ( S - ) trials could be attributable either to the matchhon-match distinction or the difference in the associated response (R+ vs. R-). Fortunately, in most sessions there was a sufficient number of errors of commission (S-RS) to permit a direct comparison of unit activity on non-match versus match trials where the “go” ( R + ) behavioral response was constant. We therefore categorized units as matchhon-match cells if there was a statistically significant ( p o s t hoc one-tailed) difference in mean firing rate during the period of peak fiiing on S + R versus S - R + trials. We also compared peak firing rates for these cells on S + R + versus S - R - trials in further post hoc onetailed t-tests. For eight of these cells there was a significant difference on all three comparisons; these cells will hereafter be referred to as “strong” matchhon-match cells. An example of a strong non-match cell is provided in Figure 3. This + neuron fired maximally 300-500 ms after the unpoke (cessation of odor sampling) and prior to the water port response. It fired quite strikingly (up to 13/s) on S + R + trials (Fig. 3A) but fired at much lower rates during the same period on S - R trials (Fig. 3B) and fired very little on S - R- trials (Fig. 3C). Note that the latency to termination of odor sampling relative to trial initiation was roughly constant regardless of trial type; this was true of all matchhonmatch cells. Of a total of eight strong matchhonmatch cells, seven preferred non-match trials and only one preferred match trials. For the remaining matchhon-match cells the S + R + versus S -R - comparison was not statistically significant; we will refer to these as “weak” matchhon-match cells. Of a total of seven of these cells five were weak non-match cells and two were weak match cells. For those cells where peak firing on S R and S - R trials did not differ significantly, it is possible that their activity was better related to the type of response performed +- + + + 328 HIPPOCAMPUS VOL. 2, NO. 3, JULY 1992 . -. I. .: , . . . . . . . . . . . . .. .... . .... .... ... . . .::...... . . .;.. ....... .... . . . . . . . ....... . . . . . . I . . . .:..; .... A 2 ..*. .I n = 190 1 n B .... * .. .. .. . . . .... .. .:. . : :”.’.’; . l . . . .., . . . . ......... . comparison, and were not further classified. The other 11 cuesampling cells did not fire differently across trial types and so are classified here as nonspecific cue-sampling cells. An example of a nonspecific cue-sampling cell is shown in Figure 5. This cell fired maximally in the middle of the odor sampling period and its peak activity did not vary across trial types. The absence of significant differences on these statistical tests was not due to a lack of data from error ( S - R + ) trials. Indeed, we found that there was a higher error rate on sessions in which these cells were recorded than on those in which matchhon-match cells were observed. Two-tailed t-test comparisons revealed that performance accuracy associated with nonspecific cue-sampling cells (62.9 ? 2.7% correct) was lower than that associated with strong matchhon-match cells (80.6 ? 2.6% correct; t = 4.6, df = 16, P < .01) or that for all matchhon-match cells (74.6 k 2.6% correct; t = 2.9, df = 23, P < .05). Since recordings from parahippocampal and neocortical neurons (and some experiments from hippocampal neurons) have shown that some cells in these structures demonstrate differential responses to novel vs. repeated stimuli, we compared the peak firing rates of cue-sampling cells on the first presentation of each odor in a session with its second and third presentations as an S stimulus. We restricted the comparisons to S + trials to eliminate matchhon-match effects that might have overshadowed or artificially enhanced a novelty effect; this contingency resulted in comparing responses + ..I. .. .> . .... . . . . ..,... :.:: .* . .. .. ... . . .. . . . . D ..... .... . . .. .. . . . . . . :. : ..... . . . . . ....... ... . . :,.;.I n %. , I ..C.. Fig. 2. Example of differential synchronization of the activity of a cue sampling cell to different trial events. This cell’s activity was poorly synchronized to the onset of the house lights (A) and to the onset of the odor cue (C), somewhat synchronized to the trial initiation (B), and sharply timelocked to the cessation of odor sampling (the unpoke; D). A 13 n =I22 S+R+ B n + (R or R - ). In these cases one would expect a significant difference in the S + R + versus S - R - comparison and, to the extent that most responses are correct, a similar significant difference between S + and S- trials. This pattern of peak firing rates was found for only four cells. Two of these fired more on R + trials and two on R- trials. An example of a response-predicting cell is presented in Figure 4. This cell, like the strong non-match cell shown in Figure 3, fired selectively during the period between the unpoke and the water port response. However, unlike the non-match cell, this cell fired at maximal rate on both S + R + and S - R + trials and fired significantly less on S -R- trials. Of the remaining 13 cue-sampling cells, 2 had too few trials in which to assess firing in the critical S + R + versus S - R + 1 I n = 81 S-Rn Fig. 3. Example of a “strong” matchhonmatch cell that fired sharply in association with the unpoke on correct non-match trials (A), and fired at much lower rates during that period on errors of commission (B), and on correct match trials ( C ) . Vertical tic marks to the left of the synch point indicate the time of trial initiation; tic marks to the right of the synch point indicate the occurrence of a water port response. HIPPOCAMPUS AND DELAYED NON-MATCH TO SAMPLE / Otto and Eichenbaum A n n = 69 329 associated with the first stimulus presentation to those associated with stimulus repetitions greater than second or third, so this strategy could only serve to inflate a potential novelty effect. Despite this advantage none of the statistical comparisons revealed a significant difference in peak firing rate associated with first and later presentations of each odor. Reward-approach cells 1 Even though the peak firing of reward-approach cells occurs just before and during reward consumption, these cells could participate in matchhon-match processing associated with feedback by reinforcement. We evaluated the association of activity in reward approach cells with match and nonmatch processing by comparing the mean peak activity on S + R + versus S - R trials, thus directly assessing the effect of recent stimulus presentations upon firing occumng well after the end of odor sampling. Of a total 11 identified reward approach cells, 3 fired disproportionately on match trials, 3 on non-match trials, and 6 fired equally on both trial types. Two examples of reward approach cells are presented in Figure 6. The reward-approach non-match cell (Fig. 6A) fired sharply immediately following execution of the water port response on non-match trials but did not fire at this time on match trials. The reward-approach match cell (Fig. 6B) had the opposite pattern of activity, firing sharply just after the water port response on match trials but not firing at this time after non-match trials. + 1 S-R- fl = 32 nn -\Unpoke n Fig. 4. Example of a response-related cue-sampling cell that fired sharply in association with the unpoke prior to the “go” ( R + ) response on both correct non-match trials (A) and errors of commission (B), but fired very little prior to R - responses associated with correct match trials (C). See Figure 3 legend for explanation of vertical tic marks to the left and right of the synch point. ‘1 S+R+ fl = 86 Delay-related neural activity A large fraction of CA1 cells fired selectively at various times during the delay period and, conversely, were inactive during trial initiation, cue sampling, and response generation. An example of one of these cells is shown in Figure 1A. None of these cells increased firing during the period when the odor was presented to the rat and each of these cells ceased firing before onset of the succeeding trial. Furthermore, delay-related firing did not predict performance in the succeeding trial. To test this we compared the activity of 31 cells for 1 second preceding correct vs. incorrect trials; in only 4 was differential activity between correct and incorrect trials observed, for 2 of these increased activity was associated with correct trials, and for the other 2 increased activity was associated with incorrect trials. DISCUSSION IUnpoke Fig. 5. Example of a nonspecific cue-sampling cell that fired equally strongly during the odor sampling period on all trial types. See Figure 3 legend for explanation of vertical tic marks to the left and right of the synch point. The three main results of this experiment can be summarized as follows. (1) The firing of a large fraction of CA1 neurons fired was selectively associated with specific trial events during cDNM performance. Combining the data across different cells, the periods of increased hippocampal unit activity spanned each cDNM trial. (2) The increased activity of the majority of cue-sampling cells was most tightly time-locked to the active initiation or termination of odor sampling. Approximately half of these cells fired differentially on match vs. non-match trials. Furthermore, the activity of these cells best reflects the matchhon-match comparison when cDNM performance accuracy is high. (3) While some CAI cells were selectively active during the delay period, the firing poorly predicted performance on the suc- 330 HZPPOCAMPUS VOL. 2, NO. 3, JULY 1992 A 2 5 S+ 1 sI si n=77 n = 51 1 I n Response s- n=72 rl A1 n = 21 -\Response Fig. 6. Examples of two reward-approach cells. (A) A cell that fired sharply during the water port response on non-match trials (top) but not on match trials (bottom). (B) A cell that fired sharply during the water port response on match trials (bottom) but not on non-match trials (top). ceeding trial. Also, hippocampal cells did not fire differentially on the first vs. successive presentations of individual odors. These findings suggest that CAI cells did not maintain an active representation of the odor cue during the memory delay. In the following sections, our findings are compared to those from related reports, and our conclusions are discussed in terms of their implications for hippocampal processing in recognition memory. Different hippocampal cells fire during each trial event Virtually all studies on hippocampal neuronal activity in behaving animals report that every identifiable behavioral event is associated with increases in the activity of at least some neurons. Whether or not that behavior is critical to successful task performance, and whether or not performance of the related behaviors depends on the integrity of the hippocampus. This observation has been interpreted in at least two ways. First, some have suggested that this observation merely reflects the variety of inputs constantly impinging on hippocampal neurons. Second, others, including ourselves, interpret this activity as a reflection of hippocampal processing and representation of all significant events whether or not the task demands require use of that representation (Eichenbaum and Cohen, 1988; Eichenbaum et al., 1992a). Hippocampal processing reflects the outcome of comparisons between current and stored representations during recognition performance While the activity of hippocampal cells is strongly influenced by both sensory inputs and ongoing behavioral output, a close examination of the evidence indicates that the hippocampus is not involved in either perceptual or motor information processing per se. With regard to perceptual processing, hippocampal neuronal activity is strongly influenced by particular visual, auditory, or olfactory cues, but a careful analysis of the findings indicates that the hippocampus is not merely a further stage of sensory processing. Rather, several lines of evidence indicate that hippocampal neurons encode combinations or conjunctions of stimuli when these cues define a specific spatial or temporal relationship. For example, in our own studies of the same population of cells in rats performing odor discrimination tasks, we found CA1 cuesampling cells that fired selectively in association with particular spatial configurations of odors during simultaneous discrimination (Wiener et al., 1989). Other studies in rats (Wible et al., 1986) and monkeys (Cahusac eta]., 1989; Rolls et al., 1989; Ono et al., 1991) have also demonstrated hippocampal unit activity related to specific combinations of stimuli and their spatial positions. Furthermore, in the widely reported observation that hippocampal units fire in association with a rats’ spatial location, such “place fields’’ are defined by the spatial relations among multiple visual and nonvisual cues (O’Keefe and Conway, 1978; Muller and Kubie, 1987). We have also previously observed that some hippocampal cells fire in association with the sequences of cues presented during successive odor discrimination (Eichenbaum et al., 1987). The dependence of CA1 unit activity on the sequence of discriminative cues has also been observed in rats performing a successive auditory discrimination task (Foster et al., 1986). This finding may be related to the present and other reports (Sakurai, 1990; Riches et al., 1991; Brown, 1982) of matchhon-match correlates of CAl cellular activity in recognition memory tasks. Even though direct comparison between successively presented stimuli is not required to perform sensory discrimination tasks, the observation of strong sequential dependencies indicates that the hippocampus processes comparisons among relevant stimuli. In addition, other reports have described hippocampal coding of particular configurations of stimuli and behavioral responses in conditional learning tasks (Cahusac and Miyashita, 1988; Miyashita et al., 1989). Combining these findings, we have suggested that HIPPOCAMPUS AND DELAYED NON-MATCH TO SAMPLE / Otto and Eichenbaum the hippocampus participates in an encoding of critical relations among cues in all sorts of situations (Eichenbaum and Cohen, 1988; Eichenbaum et al., 1992a; 1992b). Further analyses of these findings indicate that what the hippocampus encodes may not include the perceptual qualities of a particular combination of stimuli but, rather, an abstraction of the relevant relations among those stimuli. In the present study, cells active during stihulus sampling did not fire selectively during the presentation of a particular odor or a small subset of odors. While the activity of many of these cells depended on both previous and current stimuli, their firing was dependent only on the outcome of the match or non-match and not on the particular perceptual qualities upon which the comparison was based. That matchinon-match correlates were most pronounced when performance was accurate suggests that this extraction of information by the hippocampus might be critical to behavioral decisions. Our conclusion that hippocampal cellular activity reflects the abstraction of relations among cues is consistent with similar descriptions of matchinon-match cells in other studies on recognition memory tasks in rats (Sakurai, 1990) and monkeys (Riches et al., 1991), and the finding that spatial activity of hippocampal units does not depend on the immediate presence of any particular cue but rather on the overall spatial representation (O’Keefe and Conway, 1978; O’Keefe and Speakman, 1987; Quirk et al., 1990). In addition, individual hippocampal neurons may have highly specific yet quite different functional correlates when their activity is observed across behavioral paradigms (Cahusac et al., 1989; Wiener et al., 1989), consistent with our view that the activity of hippocampal cells is not determined by a particular combination of stimuli but rather reflects abstract relations among cues and events. With regard to motor information processing, several investigations have demonstrated prominent activity of hippocampal neurons in relation to conditional or voluntary motor responses in monkeys (Cahusac and Miyashita, 1988; Cahusac et al., 1989; Miyashita et al., 1989; Wilson et al., 1990), rabbits (Berger et al., 1976), rats (Sakurai, 1990a), and humans (Halgren et al., 1978; Halgren, 1991). In our own studies on odor discrimination and in this experiment, many cells fired preferentially during task-related movements. Furthermore, at least in some situations, spatial correlates of hippocampal unit activity are dependent on movement speed and direction (Wiener et a]., 1989). However, in nearly all of these cases, the particular movements associated with cellular activity could be directly related to other perceptual events or reinforcements. For example, among those sessions where performance was accurate in the present study, most cue-sampling cells fired time-locked to behavioral acts involved in the initiation or termination of odor sampling, but their pattern of activity across trial types reflected the matchi non-match judgment. Furthermore, matchinon-match cells fired differentially on S + versus S - trials in which the behavioral response was constant (R +), indicating that the activity patterns of these cells could be dissociated from the behavioral response and, indeed, demonstrated better recognition “performance” than that reflected in the animal’s behavioral responses. These data are consistent with char- 331 acterizations of hippocampal neuronal activity in monkeys and rats performing other recognition memory tasks (Sakurai, 1990a; Wilson et al., 1990). Combining the findings across studies, the pattern of results indicates that hippocampal cellular activity in recognition memory is best characterized as reflecting the active processing of cues resulting in a representation of the outcome of the matchinon-match comparison. Also, the product of this processing may in some cases be passed back to cortical structures for long-term storage (Otto et al., 1991) so that such representations may play a role in recollections of the previous stimuli and the context in which they were experienced (Eichenbaum et al., 1992b). The hippocampus does not maintain active memory representations in recognition tasks, but processes comparisons between current information and memory representations stored elsewhere The present data indicate that hippocampal cellular activity does not participate in storage of memories for single stimulus items, as assessed either in terms of a “passive” representation reflected in differential activity during the sampling of novel versus familiar cues or in terms of an “active” representation that maintains a sensory-evoked neural response through the memory delay. These findings are consistent with results from other studies on hippocampal neurons and contrast with the reports on cells in neocortical and parahippocampal areas. With regard to “passive” memory representations, Brown and colleagues (Brown et al., 1987; Riches et al., 1991) directly compared responses of hippocampal and parahippocampal neurons in monkeys to repeated presentations of visual stimuli. They found that neurons in parahippocampal cortical areas responded maximally to novel stimuli and exhibited lesser responses when stimuli were repeated, whether or not there were intervening presentations of different stimuli. By contrast, no hippocampal neurons had differential responses to novel vs. familiar cues; they did, however, fire differentially when stimuli were presented as sample or matchinon-match cues. Only in the case of responses to object-place combinations has preferential activity for novel stimuli been observed in the hippocampus (Cahusac et al., 1989; Rolls et al., 1989). Neurons in some neocortical association areas also exhibit differential re3ponses to novel stimuli, but the degree to which this differential response pattern can sustain interference differs from that of the parahippocampal areas. For example, cells in inferotemporal cortex of monkeys, like those in the parahippocampal areas, produce smaller responses to particular familiar visual patterns and faces but, unlike parahippocampal cells, differential responses in most inferotemporal neurons are abolished after presentation of even a single interfering item (Baylis and Rolls, 1987; Rolls et al., 1989); inferotemporal cells are able to sustain this type of representation over intervening items only when the match stimulus is included among a set of recognition choices presented immediately following the sample (Miller et al., 1991). With regard to “active” memory representations, the present data and results from other studies on rats and monkeys indicate that neither hippocampal nor parahippocampal neu- 332 HIPPOCAMPUS VOL. 2, NO. 3, JULY 1992 rons sustain stimulus-evoked responses across a memory delay, in contrast to the findings on neocortical areas. Sakurai (1990a; 1990b) observed that hippocampal neurons did not fire preferentially during the delay phase of an auditory-cued cDNM task but that, as in this study, they did fire differentially on match versus non-match trials. By contrast, cells in auditory cortex had sustained firing for cues during the memory delay. Neurons in parahippocampal cortex, like those in auditory cortex and unlike hippocampal cells, fired differentially to specific auditory cues, but these cells did not sustain firing through the delay. Watanabe and Niki (1985) and Cahusac et al. (1989) found hippocampal neurons that fired selectively during the delay phase in monkeys performing a spatial DNMS task, but these cells had firing correlates like those in this study: they did not demonstrate a pattern of cue-elicited, delay-sustained firing as would be expected if they were maintaining an active representation of the sample cue. An appropriate interpretation of the observed delayrelated activity is that the cells were likely firing in association with unidentified spatial or behavioral events that occurred consistently during the intertrial interval. By contrast, several investigations have shown that neurons in prefrontal and inferotemporal cortex of monkeys sustain sensory-elicited responses during the delay period of recognition memory tasks (e.g., Kubota and Niki, 1971; Fuster, 1973; 1981; Miyashita and Chang, 1988; cf. Goldman-Rakic et al., 1990). Combining the findings across species on stimulus selectivity, “passive” and “active” memory representations, and firing related to the outcome of matchhon-match comparisons, some tentative distinctions about the nature of recognition memory processing in different structures can be made; these distinctions lead to an hypothesis about the interactive processing of neocortical, parahippocampal, and hippocampal representations. First, neocortical association areas demonstrate highly selective sensory responses that are sustained through delays in recognition memory tasks and show striking differential responses to novel vs. familiar stimuli. These neocortical representations are, however, labile, in that they cannot be sustained across substantial perceptual interference. Second, parahippocampal areas also demonstrate stimulus selectivity, but, unlike the neocortex, these areas do not sustain an active representation in the absence of the stimulus. They do, however, demonstrate a powerful passive representation, as reflected by differential activity for novel vs. familiar cues. Also, in contrast to the neocortex, this passive memory representation can sustain substantial interference. Third, in distinction to both neocortical and parahippocampal areas, the hippocampus (at least the CA1 area) demonstrates stimulus selectivity for complex conjunctions of cues, but this specificity is labile in that the nature of the correlate can change dramatically across situations and therefore reflects only abstracted relations among cues. The hippocampus maintains neither active nor passive memory representations. Instead, hippocampal activity reflects processing of the comparison between current and previous cues relevant to recognition performance. Taking into account the well-documented reciprocal connections between the neocortex and parahippocampal areas, and between parahippocampal areas and the hippocampus (Amaral and Witter, 1989), a putative functional circuit for interactions among these structures can be proposed. Specific perceptual representations can be sustained in the neocortex during relatively interference-free periods. These neocortical representations might support short-term recognition and priming wherein the comparison between current and stored representations is accomplished by a precise perceptual matching (Fuster and Jervey, 1973; Mikami and Kubota, 1980; Miller et al., 1991). Sensory processing also results in a memory representation in the parahippocampal areas that does not hold information by sustaining neural activity but can maintain a longer-term and interference-insensitivetrace. A perceptual matching process involving interactions between parahippocampal areas and the neocortex might subserve intermediate-term retention (Brown et al., 1987), accounting for the evidence that parahippocampal areas may support DNMS performance even after hippocampal damage (Murray and Mishkin, 1986; Zola-Morgan et al., 1989a). We propose that the hippocampus does not maintain a representation of simple sensory cues, but receives and compares information about both current stimuli and representations of previous stimuli maintained in the neocortex and/or parahippocampal areas. The nature of these comparisons is viewed as different from the perceptual recognition processes characteristic of cortical areas, and likely includes, in the comparison of current and previous stimuli, rich contextual information that goes beyond the strict perceptual properties upon which neocortical or parahippocampal matching is based. The added predictive value derived from the outcomes of such “declarative” processing constitutes the hippocampal contribution to recognition memory. ACKNOWLEDGMENTS Anne Blood and Richard Benoit assisted in the collection of the data presented. Supported by NIH grant NS26402, NIA grant AG09973, and NSF grant BNS-8810095 to H.E. References Aggelton, J. P., P. R. Hunt, and J. N. P. 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