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AM. ZOOLOCIST, 3:57-69 (1963). GENETIC CONTROL OF PIGMENT DIFFERENTIATION IN SOMATIC CELLS WILLIAM K. BAKER Department of Zoology, University of Chicago The process of cellular differentiation may be studied by using the techniques of a variety of biological disciplines. Embryologists may approach problems of induction, cell recognition and contact, induced enzyme synthesis, etc. through use of biochemical or biophysical techniques, but often the powerful tool of genetic analysis is left unused. One facet of this problem which might be particularly susceptible to analysis by use of genetic techniques is implicit in the title of this paper: the genetic control of pigment differentiation. By the term "genetic control" it is meant to imply that not only is the process of cellular differentiation a species specific one and determined by the individual's own genetic constitution, but also in most cases the cells of a tissue which have differentiated in a similar fashion are related by descent and thus the process is one of somatic cell genetics—using the term "genetics" is its broad sense. Let us focus our attention on the latter process and ask the following question: what would be an ideal system for studying the genetic control of somatic cell differentiation? As an elementary system for such studies, one might pick a tissue in which all of its cells were of the same cellular type and related by descent; and in addition, one would want a tissue in which certain of the cells performed one function, whereas the remaining cells either did not perform this function or performed another. If this differentiation of function was under genetic control, and if the investigator had some way of altering this control, then the requirements of this ideal system might be met. I should hasten to add that in such a system one is not studying the somatic differentiation of different cellular types, but a much simMuch oC the research reported herein has been supported by Grant Xo. RG-7428 from the U. S. Public Health Service. pier process—the differentiation of somatic cell function. It seems reasonable to conclude that any information gathered on functional differentiation might be of prime importance in unravelling the complex series of events leading to cellular differentiation. There is a long-known genetic phenomenon which fulfills many of the prerequisites of this ideal test system; it is called position-effect variegation. Schultz (1941) was among the first to recognize the potentialities of variegation in Drosophila as a system for studying development. More recently Becker (1960) and Baker (1959, I960) have emphasized this view. Although a lengthy discussion of the genetic factors causing this variegation is not essential to the subject under discussion, let us recall certain of the characteristics of this phenomenon. The somatic variegation caused by position effect is almost invariably associated with a chromosomal aberration, one of whose break points is close to the gene whose expression is affected. Another necessary requirement is that one of the breaks of the aberration must be in a heterochromatic region of a chromosome. It appears that there are three sufficient conditions which will invoke the variegation: (1) If a gene is normally located in a euchromatic region, it may show variegated expression when placed, by the rearrangement, near a heterochromatic region. (2) If the locus is normally in a heterochromatic region, the gene expression may be affected by relocation to a euchromatic one, or (3) by placing it near a foreign heterochromatic region. The cases of position-effect variegation that will be discussed in this paper are all recessive; i.e., a rearrangement, R, fulfilling the above conditions and containing the dominant wild-type allele of a gene, say R(w+), will only produce variegated (57) 58 WILLIAM K. BAKER flies when it is heterozygous with a recessive mutant allele of the gene or when the flies are homozygous for the rearrangement. Thus variegation is displayed in two genotypes: R(w + )/?n and R (w+)/ R(zu+), but not in R(w+)/iv+ or R (w)/ w+. It appears that this type of somatic variegation may be observed in the expression of any gene whose mutant effect covers sufficient somatic tissue to allow detection by the observer. One of the favorite objects for study has been the pigmentation in the compound eye. The compound eye of D. melanogaster is composed of about 800 individual ommatidia or facets and each facet is composed of about 30 cells. Over 20 cells within or associated with an ommatidium may form pigment, and these cells are distributed over four different regions. At first glance it might seem that such a complicated organ would fall so far short of our idealized system for studying cellular differentiation of function that it would be useless. However, as we shall see later, each facet may be treated as a unit and the question asked, does it or does it not produce any pigment? It is also possible to get an answer to the question, does one group of facets contain pigment visibly different from another group? A meaningful discussion of the mechanisms for the genetic control of this variegation must be placed within the framework of Drosophila development. It is important to remember that every stage of the life cycle of an organism is under some genetic control. Whether the activities of a group of cells are under the guidance of their own nuclear genes or whether they are under the direction of genes of the previous generation depends on the particular stage of the life cycle being examined. Figure 1 represents a diagrammatic view of the general ontogeny of D. melanogaster. It is well to recall the sets of different genetic instructions that are present in the nuclear material of unfertilized and of fertilized eggs. The sets of genetic infor- mation in the female pronucleus, e<., and in each of the three polar body nuclei, ei, en, and es, may be of two types for any one gene. At the third cleavage division the two posteriorly located polar body nuclei fuse together and at the sixth division, these two fuse with the anteriorly located polar body nucleus. Subsequently at the ninth division the chromosomes in this triploid nucleus begin to fragment and disappear (Rabinowitz, 1941). Because of this chromosomal disintegration during formation of the blastema, polar body nuclei are not thought to take any part in normal development (Rabinowitz, loc. cit.; Sonnenblick, 1950); however, note that no experimental evidence bearing on the correctness of this thought is at hand. Aside from genetic information in nuclear material within the unfertilized egg, the cytoplasm of this cell is, of course, genetically determined by the genotype of the mother, m. Material synthesized in the nurse cells (and follicle cells as well) is "poured" (King, 1956) into the oocyte at the border between it and the nurse cells. Since the unfertilized egg contains a wide variety of polynucleotide fragments of RNA (Levenbok, Travaglini, and Schultz, 1953), there is the possibility that the ooplasm contains not only products synthesized according to genetic instructions of maternal origin, but also contains the genetic information to direct further syntheses specified by these instructions. Fertilization of the egg brings into this cell other sets of divergent genetic information. The sperm pronucleus carries its set of instructions, s», and one must consider the possibility that cytoplasmic material synthesized by the father or cytoplasmic material capable of carrying genetic information may enter the egg through the sperm. This information, p, would be specified by the paternal genotype.1 Thus we see that there would be a 1 The possibility of divergent information through pohsperm) need not be considered in \ieu of the e\idence (unpublished) recently obtained b\ Dr. P. E. Hildreth and substantiated by Dr. Sheila J. Counce which indicates that polys])crm\ K a rare event in D. mrianogastrr. GENETIC CONTROL OF DIFFERENTIATION . ^ UNFERTILIZ FERTILIZED 59 EGG polar body*.--1 nuclei pronucleus dpronucleus cytopiqsmic stratification produced by maternal genotype V possible paternal cytoplasm entering with sperm I 22-24 hours 3 r d INSTAR 2nd I st INSTAR 23 hours ,25 hours eye pigment formation 49 hours INSTAR IMAGO 47 hours FIG. 1. Information content of eggs and general development of Drosofrhila. maximum of five possibly divergent sets of instructions which might be available for the developing embryo to "read." Any of these sets of instructions might be capable of influencing processes at the very earliest stages of ontogeny, but the sets which could be of importance to later development would be those either present in large amounts at fertilization or those instructions capable of replication. Since it is the pigmentation of the compound eye with which we shall be primarily concerned, a few remarks about its development are pertinent. The paired imaginal discs which will give rise to the eye, the antenna, and part of the head hypodermis are already present when the larva hatches from the egg. They have arisen as outpocketings of ectoderm from the dorsal wall of the pharyngeal cavity (see review by Bodenstein, 1950). As de- velopment proceeds, the eye and antenna portions of the disc become segregated. In the mature third instar larva, the eye disc consists of clusters of four cells. These clusters are arranged in regular rows and their number corresponds approximately to the final number of ommatidia. The eye discs evaginate about 12 hours after pupation, and during the pupal period the final differentiation and specialization of the eye takes place. It is important to note that the first signs of pigment in the eye appear about two days after pupation, approximately midway in the pupal period. Let us return from this brief sketch of Drosophila development to a reconsideration of the experimental approach for studying differential cell function. Much of the work on position-effect variegation in our laboratory has used a rearrangement involving the white region located on the 60 WILLIAM K. BAKER VARIEGATED yw MALES VARIEGATED FEMALES f •H- yt ywf YL- Y^scP-Y; D p A y w / s c 8 • Y ; Dp/+ F[G. 2. Cytological and genetic constitution of flies showing white variegation caused by position effect of Dp (rum)264-58a. X chromosome of D. melanogaster. This rearrangement, Dp (w"*)264-58a, is an insertion of about 20 salivary chromosome bands into the proximal heterochromatic region of the left arm of the third chromosome. It is pictured in Fig. 2. Along with the white (w) locus are included the genes roughest (rst), facet (fa), facet-notch (fa"), facel-notchoid (fan°), split (spl), notchoid (nd), and diminutive (dm). Most of the flies whose somatic variegation we shall discuss carry the duplication heterozygously on the third chromosome and are either homozygous or hemizygous for the mutant white on the X. In addition the males carry an X chromosome to which the fertility factors of the Y chromosome have been attached and the females carry attached-X chromosomes. The genotypes are also shown in Fig. 2. Figure 3b-g shows typical examples of white variegation caused by position effect in Drosophila. These examples of the pigmentation patterns produced in the ventral two-thirds of the eye were selected from a sample of several hundred eyes drawn. The patterns illustrated in this figure were picked to show some of the common types observed and to indicate that positive and negative images of the same pattern were detected. It is the information derived from these patterns which establishes the relevance of this va- riegation to problems of differential cell function. Upon examination of variegated patterns, one is impressed immediately with three facts, (i) The pigmented or nonpigmented areas are, in general, continuous in nature; i.e., there is not a random salt-and-pepper distribution of pigment within the eye. (ii) One can find several sorts of patterns that are often repeated among the variegated eyes. (Hi) Both positive and negative images of the same pattern are observed. Taken together, these three factors suggest that the pigmentation pattern might be clue to events that took place during ontogeny of the compound eye, the results of these events being replicated in the cells which gave rise to a given group of ommatidia. The elegant experiments of Becker (1957), in which he traced the ommatidial lineage, convert this suggestion into a fact. Becker studied the twin spots (w/w and wco/wc° tissue) produced by somatic crossing over in w/w" females. Somatic crossing over was induced by X-irradiating these females when they were first instar larvae. Figure 4 illustrates how this genetic technique can be utilized to determine cell lineage. Analysis of the patterns pro- d. FIG. 3 a.—Areas of common cell lineage (I-VIII) in \entral half of compound e\e, after Becker (1957). b.-g.—Patterns of variegation caused byposition effect. See text. GENETIC CONTROL OF DIFFERENTIATION w w co wco —) 0 TWIN SPOT FIG. 4. Becker's scheme (1957) for determining cell lineage in the compound eye through induced somatic exchange. The shaded circles indicate cells that will produce the intermediate phenotype of w/zv"0, open circles the to phenotype, and closed circles the wco phenotype. The induced crossover is shown to occur at the second round of cell division within this clone. duced by twin spots indicated that at the end of the first larval instar there are present in each eye disc about eight cells whose descendants will form the ommatidia and part of the hypodermis of the ventral one-half of the head. The cell lineage is relatively regular in the ventral half making it possible to delineate the size and location of the eight sectors of ommatidia arising from these eight cells. In Fig. 3a these sectors are pictured diagrammatically. This beautiful analysis by Becker can thus provide a basis for analysis of the question as to whether or not the patterns of pigmentation found in position-effect variegation have a cell lineage basis. It is certain that many, if not most, of the patterns have such a basis, as can be readily seen by comparing the patterns pictured in Fig. 3b-g with the diagram outlining the sectors of common cell lineage Fig. 3a. 61 For example, in pair b and c the entire sector I is affected; in pair d and e sectors IV, V, VI and VII are alike; and in pair f and g sectors I, VI, VII, and VIII are affected. Thus, in many cases, these patterns cover entire sectors or even more than one sector. This result means that in many cases it is during the first larval instar that a decision is made whether one of the eight cells and. its descendants will or will not produce pigment. You will recall that it is much later—seven days after this time—that the first evidence of pigment appears in the eye. Since one is able to find among the variegated eyes positive and negative images of the same pattern, it is apparent that cells which will form a given sector are not rigidly predisposed either to produce or not to produce pigment. It is possible, although a quantitative study has not been made, that this is a stochastic process superimposed on a gradient across the eye. The cell-lineage nature of the variegation and its early and rather rigid determination means that position-effect variegation can be viewed as a problem of somatic cell genetics. The clonal nature of the patterns, at least at first sight, seems to add weight to the hypothesis that variegation is the result of somatic mutation. Let us look at the evidence bearing on whether variegation is caused by a change at the gene level of organization. Five lines of evidence against this assumption will be marshalled from data on white variegation and light variegation, (//, = light, a gene located in the proximal heterochromatic region of the left arm of chromosome 2). 1) If position-effect variegation were the result of somatic mutation; i.e., R(ii>+) —»R (w) in a white variegated eye or R (//+)-» R (It) in a light-variegated eye then the areas of wild-type pigmentation in the eye would be R(iu+)/iu or R (//+)/ // and the mutant regions R (w)/w or R (lt)/ll. Now, it has been known for some time (Gowen and Gay, 1933, 1934; Schultz, 1936) that extra Y chromosomes 62 WILLIAM K. BAKER in the genome produce more pigmentation in white-variegated flies, whereas the removal of Y chromosomes causes more of the eye to lack pigment. Interestingly, Schultz (1936) first showed that the effect of Y chromosomes is exactly the reverse with position-effect variegation involving the light locus. We (Baker and Rein, 1962) have recently obtained more critical evidence on this pojnt by studying quantitatively the effect of six different Y chromosomes, or fragments thereof, on variegation of light and on two different states of white variegation. The experiments were designed such that—by use of successive matings of an individual maleone and the same Y fragment was introduced into each of the three systems and a comparison made inter se. The results are quite clear. If one arranges the Y fragments in order of their ability to enhance pigmentation in the light-variegated system, the order is exactly reversed in the two white systems. Now, if Y chromosomes were changing the frequency of somatic mutation, this would mean that one and the same Y fragment was increasing mutation frequency in the white system and decreasing it in light-variegated eyes. There is no precedent for such a clichotomous mutagenic action of the same agent. An alternative interpretation, based on timing of the postulated mutational event, remains. One might imagine that a Y chromosome fragment in the whitevariegated system allowed the postulated mutations to occur at a later stage of development of the eye than in the light system, thus producing smaller areas of mutant tissue in the former system than in the latter (see below, however). 2) It has been shown unequivocally (e.g., Gowen and Gay, 1933b, 1934) that when flies showing position-effect variegation were raised at a low temperature, the amount of mutant tissue in the eye increased. On the mutation induction hypothesis this would mean that the supposed mutations would have to take place at the first larval instar when pigment potentialities were determined, and that a decrease in temperature would cause an increase in mutation frequency (more mutant tissue). Such suppositions seem unlikely on several scores. Chen (1948) and Becker (1960) found that the effective period for this temperature modification of pigmentation was during pupation; temperature shifts in the first larval instar had no effect. Also, an inverse correlation between temperature and spontaneous mutation frequency runs counter to the known positive correlation. Furthermore, as Becker has pointed out to the author, the temperature effect cannot be explained even as an alteration in the time of occurrence of the postulated somatic mutations. Mutations late in eye development would produce smaller patches of mutant tissue than earlier mutations, but the number of such patches would be greater (more cells are present to mutate) resulting in the same total amount of wild-type and mutant areas in the eye. We conclude then that temperature acts as a modulator of a predetermined event. 3) No mutations caused by position effect are produced in the germinal tissue in variegated flies. If mutations were responsible for the variegation, their occurrence would have to be limited strictly to somatic tissue. 4) Chromatographic analysis of the pteridines in the eyes of white-variegated flies indicate amounts of sepia pteridine and the "Himmelblau" substances in excess of the amounts found in wild-type heads: white heads show none of these substances (Baker and Spofford, 1959; Baker and Rein, 1962). These excessive amounts are not observed in flies homozygous for any of the tested mutant alleles at the white locus (Hadorn and Mitchell. 1951). This evidence strongly supports the idea that variegation is caused by altered gene action rather than by somatic mutation. 5) The parental genotype—even components of the parental genotype which are not passed on to the individual being studied—affect the variegation (Spofford, 1959. 1961). It is difficult to conceive how these could modify the rate of the postulated GENETIC CONTROL OF DIFFERENTIATION somatic mutation, but the troublesome alternative remains they they might affect the timing of a mutational event. Taken as a whole, these diverse lines of evidence make it very unlikely that the mutant areas in variegated tissue are the result of a change in the basic genetic information in these somatic cells; i.e., to put it in other terms, any change in the base sequence of the DNA of these cells. The evidence cited points in the direction of an alteration in gene action which is inherited with a fair degree of stability in the somatic tissue. Therefore, one should consider the processes leading to positioneffect variegation and to cellular differentiation as being analogous: both processes being the result of somatically inherited alterations of gene action. Let us return to a point stressed previously, namely, that the piement-forming potentialities of the ommatidia in a variegated eye are determined early in development. Tn view of this early determination, one might not be surprised to find that pigmentation could be influenced by the diverse types of genetic information in the fertilized egg and early embryo that are different from the genetic information of its own cells. When we first rediscovered (Morgan, Bridges, and Schultz, 1937; especially Noujdin, 1944) that the parental genotype influenced the extent of variegation, we had not recognized that the patterns produced were indicative of an early determination of the pigment potentialities. We thought we were faced with the proposition of having to find a mechanism for retaining for seven days (until pigment formation commenced) some of the genetic information of the parents which did not appear in the offspring. Happily, as a result of Becker's work (1957), it is no longer necessary to postulate that the embryo has such a retentive memory for the parental genotypes. Of the various types of one-generation parental effects which have been described for position-effect variegation (Spofford, 1959, 1961; Baker and Spofford, 1959; Hessler, 1961; Schneider, 1962), several may be ascribed to maternal effects. For example, with the white-variegated system it has been shown that the type of Y chromosome in an attached-X mother influences the pigmentation in her variegated daughters although they do not receive this chromosome. Another example of maternal influence in this system concerns whether the mother is homozygous or heterozygous for Dp(w+). If the mother is homozygous, there is more pigment in the variegated eyes of her heterozygous offspring than if she were heterozygous. Similar maternal effects have been observed with peach (an eye color mutation) variegation evoked by position effect in another species, D. virilis (Schneider, 1962). There is no compelling reason for doubting that these maternal effects are the result of the action of cytoplasmic materials laid down in the egg by the mother. Jt is still an open question as to whether or not these materials act bychanging the time at which the pigment potentialities are determined during ontogeny. Aside from parental effects which may reasonably be ascribed to the maternal cytoplasm, there is a "parental-source" effect (Spofford, 1961; Hessler, 1961) that does not fall so neatly into this category. Here it is found that with one of the "states" (these states will be discussed later) of Dp (w+) there was much more pigment in the variegated eyes of the offspring if the father rather than the mother contributed the duplication to the offspring being examined. Representative data from Hessler are given in Table 1. The unanticipated observation was that more pigment was produced when the mother did not carry the duplication. This was fascinating, since it was known that two doses of the duplication in the mother produced more pigment in heterozygous offspring than did one dose, and now in this case the absence of the duplication in the mother produced about as much pigment as two doses! It is obvious that if a cytoplasmic maternal effect is involved, it must be of a complex nature. Perhaps it might be simpler to suppose that a nucleus 64 WILLIAM K. BAKER TABLE 1. The paiental-wurre effect observed in sons. Figures given are units of fluorescence relative to a standard. (From Hesder, 1961, Genetics.) Mother's genotype Father's genotype Source of duplication Drosopterins Ysru • YL/Y; +/Dp" \*w • YL/Y; Dp"/+ paternal maternal 2.95 ±0.17 0.25 ± 0.002 Son's genol)pe Hessler's data \hu • Yr'/Y; Dp»/+ Ysw • YL/Y; y w/Y; +/ + y w/\'; Dpa/ + Baker a n d H u b b y ' s data y in/si* • Y; D p » / + ywf Yr- • Ys/scs • Y; H ' / D p " y w f YL • Ya/sc" • Y; + / D p a y w f YL • Ys/scs • Y; Bp'/W paternal maternal 8.4 ± 1.5 2.0 ± 0.84 V w/scH • Y; D p V H ' ywf Yr- • Y^fsc* • Y; + / D p » y <u / YL • Y s /ic» • Y; W/Dp' ywf YL • Yy.sc 8 • Y; D p * / + paternal maternal 33.0 ± 2.9 6.9 ± 2.5 itself has become differentiated by passage through one parent or the other; i.e., this parental-source effect is caused by a nuclear differentiation rather than by a cytoplasmic one. The crosses previously made could not provide critical evidence on this point since the mothers and the fathers in the two crosses were, in fact, of different genetic constitutions. This question has been resolved by Dr. J. L. Hubby and myself by measuring chromatographically the red pigments of the eyes in two types of sons from one and the same parents. The crosses used and a sample of the results are shown in Table 1. The gene W (Wrinkled wings) is a dominant marker on the third chromosome which shows about 1% crossing over with the duplication. In the first cross, the variegated sons which show Wrinkled wings obtained the duplication from their mother; whereas, their brothers that have normal wings received the duplication from their fathers (males homozygous for the duplication usually die). The measurements clearly show that the sons who receive the duplication from their father have more pigment than their brothers whose duplication was of maternal origin. Confirming results are shown in the second cross in which the dominant marker Wrinkled is brought in from the mother. Thus the parental-source effect is observed with one and the same parents. Let us reexamine what this must mean in terms of the information content of the fertilized egg (refer to Fig. 1). This parental-source effect must reside in a differentiation of the genetic information in one or the other of the pronuclei rather than in the extraneous information of the polar body nuclei, or the cytoplasm since this extraneous information is the same, on the average, in both types of sons.2 The question then arises as to whether this is a differentiation of the female or of the male pronucleus; i.e., is the pigment forming activity depressed when Dp is passed through the female or is the activity enhanced through male passage? There does not appear to be an experimental way of deciding this issue. All that can be said is that it must act on the nucleus bearing Dp rather than the nucleus bearing w since a deficiency of the white locus acts as the mutant allelc, w, in R(w+)/w individuals (Baker, unpublished). Be that as it may, the important point of this work is the demonstration that nuclear components themselves (but not the white gene) may have been modified, albeit the nuclear differentiation lasts only one generation. 8 There is one c)toplasmic difference in the eggs which give rise to the two types of sons. If Dp has a paternal origin, then two of the three polar body nuclei ha\e Dp; whereas, if Dp comes from the mother, only one of the polar body nuclei contains the duplication. If Dp releases pigmentactivating material through polar body nuclei disintegration, then more of this material would be in the cytoplasm when the egg has a paternal Dp. However, the data from the initial crosses in which this effect was discovered invalidate this argument since more pigment was produced when the mother did not ha\e the duplication in her genome. GENETIC CONTROL OF DIFFERENTIATION 65 Our discussion so far may be summa- netic basis, one state of the duplication rized by stating that a study of the white- produces variegated eyes with relatively variegated system has shown that the little pigment and with this state more pigment potentialities are determined very pigment is produced if the father is the early in the ontogeny of the eye and that parental source of the duplication. With these potentialities may be modified, for the other state tested, much more pigment one generation, by action on the nucleus is produced and there is little if any containing a gene responsible for pigmen- parental-source effect on pigmentation. tation, or by direct action of cytoplasmic Cohen studied the following genes that components in the fertilized egg. As yet affect arrangement of facets in the comwe do not have any experimental infor- pound eye, split, roughest, and facet; (demation on whether the parental-effect noted as "rough eye" in Fig. 5) as well as modifications act by altering the time of the following genes that affect nicking of differentiation of pigment potentialities, the wings: facet-notch, faccl-notchoid, and although this seems possible at least with notchoid. All six of these genes show cytoplasmic modifiers. If I may be per- position-effect variegation with Dp (tum) mitted to compound a rash speculation on 264-58a. top of an unproved assumption, it might Her findings are interesting. The state be supposed that the chromosome rear- of the duplication that produced more pigrangement causes the variegated expres- ment in the eye also showed greater areas sion of nearby loci because of a shift in of normal facet arrangement and a greater the timing of the time-ordered sequence of number of flies with normal wings (i.e., events necessary for normal development. no nicks). Also, if nicks were present, they A time shift very early in ontogeny might were smaller in size than with the other well have multiple effects and produce state of Dp. In other words, the expression alterations in the action of genes whose of the genes acting on characters other expression is recognized in different organs. than pigmentation was affected in the Cohen (1962) has obtained some inter- same manner as the white gene. Perhaps esting information on two questions that of even more significance was her finding might have a bearing on this notion, (i) that the parental-source effect on the genes Do the direct effects of the individual's acting on facet arrangement and on wing own genotype in enhancing or suppressing structure exactly paralleled the parentalpigmentation in white-variegated eyes have source effect on pigmentation. the same enhancing or suppressing effect A logical interpretation of these results on other genes in the duplication, for ex- is that the state of the duplication, as well ample, genes that determine facet arrange- as the parental-source effect, is acting on ment or nicks in the border of the wing? the original mechanism producing variega(ii) Does the demonstrated parental-source tion. One is forced to this interpretation effect of the duplication on pigmentation by the fact that such diverse morphological operate in the same direction on facet structures as the marginal vein of the wing, arrangement and on wing nicking? the arrangement of facets in the compound The direct effect she studied was the eye, and the pigmentation of the facets are "state" of the duplication. The genetic all similary affected. The size of the patdifferences responsible for these different terns of disarranged facets in eyes that states are not yet completely understood, show variegation for roughest or for split but they must reside either in the duplica- (Cohen, unpublished) indicate an early detion itself, in the heterochromatic region termination of this potentiality, approxisurrounding the duplication, or in some mately at the same time (1st instar larvae) cases (Spofford, 1962) they are known to as pigment potentialities are determined. be due to rather closely linked euchro- Now, since parental effects do act early in matic suppressors. Regardless of the ge- development, and since their action is ap- WILLIAM K. BAKER wm258-2l wm264-58 l'llj. 5 a.—Diagrammatic representation of the results of Schulu (1941) with T(l;4)rum258-2I. The circles within the eye indicate the areas of "rough eye" phenotype caused by the split gene, shaded areas indicate pigment, and white areas represent no pigment. Note that the white areas are always rough, b.—A typical variegation pattern with Dp (wm)264-58a. Note that the white areas may or may not be rough and that the rough areas may or may not have pigment. parently on the original mechanism producing the variegation, then Cohen's results add some credence to the notion that position-effect variegation might be an expression of a general disturbance in the sequence of development, perhaps in its timing. Since the potentialities for facet arrangement and for pigmentation are both determined very early in development, and since they both affect the same tissue, the compound eye, one might raise the question as to whether these processes are related. Could one interpret the polarized spreading effect discovered by Demerec and Slizynska (1937) and Schultz (1941) in this manner? In translocations between the X and chromosome 4 where the break in X was either to the right of split or roughest and either of these genes as well as the white locus produced a variegated expression, these investigators found that in the areas of the eye that were white, the facets were always disarranged; whereas, disarranged areas could either have pigment or not have pigment. This situation is illustrated in Fig. 5a. This was interpreted as a spreading of the suppressing action of the heterochromatic regions of the 4th chromosome linearly along the chromosome, first to either the roughest or split locus and then to the white locus. However, one might have interpreted this interesting finding on the basis of prior determination of the pigment potentialities placing a restriction on the facetarrangement possibilities. Cohen has shown (Fig. 5b) that when this region of the X chromosome is inserted into heterochromatin (i.e., the white-roughest-split region has heterochromatin on both sides) then there is no polarized suppression of gene activity—pigmented areas had disarranged facets and nonpigmented areas have normally arranged facets. Therefore, the pigment-forming capacities do not restrict the facet-arrangement potentialities; these processes are probably independent of one another. Suppression of gene action can proceed from either point where the inserted euchromatin is juxtaposed to heterochromatic regions. I should like to close this discussion by taking another look at the main conclusion of our investigations, namely, that cellular differentiation of function consists of a rather precisely timed alteration of gene action during early ontogeny, an alteration inherited in the descendant somatic cells. (I should hasten to add, parenthetically, that we have no further experimental data pertaining to this matter, but it may be instructive to outline our current speculations.) Now, the prime question is the real meaning of the phrase, "an inherited alteration in gene action." To state the question a little more precisely, what are the mechanisms whereby an inherited change in gene function can take place without any change in the elementary genetic information contained within the gene? Mechanisms for this type of change have been studied more precisely in bacteria than in higher organisms, and perhaps it might be worthwhile to see what we might learn by analogy. We have seen that position effect in Drosophila alters the gene action of a group of closely linked loci, sometimes in a polarized fashion. An GENETIC CONTROL OF DIFFERENTIATION analogous situation whereby a group of different genes functions as a unit has been discovered in Escherichia coli and extensively studied by Jacob and Monod (1961). Such functional units have been called "operons." In E. coli they usually consist of two parts: (i) a series of closely linked structural genes concerned with enzymatic control of a single metabolic pathway, and (ii) a closely linked locus, the operator, that controls as a unit the activity of these structural genes. In some cases the operator may effect its control in a polarized manner, the structural genes closest to the operator being affected first. It is thought that in bacteria this control is exercised by blocking of the formation or transmission of the structural messenger (mRNA) which carries the genetic information to the ribosomes where protein synthesis takes place. Although the concept of "operons" may apply to position-effect variegation in Drosophila, there are three features which are somewhat different from the analogous situation in bacteria. In the first place, the genes whose actions are affected in a polarized fashion are undoubtedly concerned with quite different metabolic pathways. For example, we have seen that eye pigmentation, ommatidia arrangement, and formation of the marginal vein of the wing may be affected as a unit. Secondly, the genes whose actions are altered by position effect may not be as closely linked as those genes within an operon of E. coli, although it is difficult to compare recombinational units in the two forms and relate this to physical distance. Thirdly, the genes in Drosophila appear to act as an operon only when there has been disruption of a heterochromatic region (through chromosome rearrangement) and these genes have subsequently become attached to this disrupted heterochromatin. Let us return now to the question of possible mechanisms whereby an inherited change in gene action could take place and see what one could dream up on the basis of current concepts about the regulation of protein synthesis. If the basic in- 67 formation of the DNA in variegated somatic cells is not altered, then one could picture three possibilities: (i) The translation of the DNA information to the messenger (mRNA) is blocked, (ii) The transmission or attachment of the mRNA to the ribosome is hindered. Or, (iii) the synthesis on the ribosomes of the proteins designated by the messengers is blocked. The second possibility offers some interesting speculations if one considers that the disrupted heterochromatin may act as an operator. One could, for example, imagine that one strand of the DNA of heterochromatic regions of the chromosome is concerned with specifying the high molecular weight RNA of the ribosomes and that the complementary DNA strand designates an RNA that is attached to the messenger RNA of the linked structural genes and acts as an operator. (Evidence that DNA contains a localized sequence complementary to ribosomal RNA has recently been presented by Yankofsky and Spiegelman, 1962.) The operon would then consist of the mRNA of the structural genes located in the euchromatin and the RNA specified by the adjacent heterochromatin. It seems necessary to assume, because of the polarized spreading effect of gene suppression, that the linear continuity of the DNA information in the chromosome would be maintained in the messenger. Now, the complementary nature of the purine and pyrimidine bases in part of the ribosomal RNA and in the RNA of the operator allows one end of the mRNA to be bound, through hydrogen bonds, to the ribosome. When the heterochromatin is disrupted through a chromosomal rearrangement, an operator RNA is produced that does not always bind the messenger to the ribosomal RNA and therefore the protein syntheses directed by the structural genes do not always proceed. Now the scheme must fulfill the further requirement of a relatively stable somatic inheritance. In other words, if the messenger attaches to the ribosome in a cell which is at the stage in ontogeny when 68 WILLIAM K. BAKER the potentialities of gene action are determined, then protein synthesis directed by the structural genes proceeds normally in all descendant cells. However, if the attachment is not made, then the descendant cells will have a mutant phenotype. What type of self-sustaining mechanism can one propose to retain in the descendant cells the knowledge of this prior determination event? It seems reasonable to postulate that there are produced at this developmental stage replicating cytoplasmic particles which incorporate the proteins specified by the structural genes. These particles would be cell organelles on which the biosynthesis directed by these proteins takes place. Only if the entire messenger is attached to the ribosome, will all the relevant proteins be incorporated in the particles. Such a postulate would account for the polarized spreading effect (if a given gene has its action affected in part of the tissue, the genes between it and the heterochromatic break point are likewise affected within this tissue spot). In our imaginary scheme this would mean that the mRNA of the gene and the remainder of the messenger between it and the operator would be unattached to the ribosome and thus none of their proteins synthesized. The self-replicating cytoplasmic particles would therefore not contain the proteins specified by these affected genes.3 3 Dr. Throckmorton has pointed out to the author that it seems reasonable to postulate such particles in view of his (Throckmorton, 1962) studies on the phylogenetic changes in pteridine metabolism in Drosophila. He found that most of the evolutionary steps in pteridine metabolism in this genus were not changes in the biosynthetic pathway itself, but were changes in the organ specificity to carry out the reactions. Thus the compound eyes of most Drosophila species synthesize the drosopterins and sepia pteridine, but only a few species synthesize both of these compounds in the testis. In the testis of other species only sepia pteridine is synthesized, and in the testis of still others neither compound is made although in both cases the pigments are produced in the eye. Therefore, the evolutionary changes observed may have been in the organ specific structure of these postulated particles that carry the machinery for biosynthesis rather than in the chemical reactions per se leading to pigment formation. In the hypothesis just presented, the mosaic gene action in variegated tissue would not be caused by any alteration in the structural genes themselves, but rather by an altered part of the genetic material that functions in the translation of the genetic message into specific protein synthesis. As you recall, the experimental evidence dictates that this is a prime requirement of any hypothesis to explain position-effect variegation. Well, it is nice to dream, and I am sure that each of you could devise just as plausible a scheme. However these nighttime fancies have a way of disappearing at dawn when it is realized that their half-life depends on whether their validity can be tested. 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