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PROJECT INFORMATION DOCUMENT (PID) APPRAISAL STAGE Project Name Region Sector Project ID GEF Focal Area Borrower(s) Implementing Agency Environment Category Date PID Prepared/Updated Date of Appraisal Authorization Date of Board Approval Report No.: 35214 Colombia: Integrated National Adaptation Program LATIN AMERICA AND CARIBBEAN Flood protection (80%); Health (20%) P083075 Climate change Conservation International Colombia Conservation International Colombia as grant manager; IDEAM, INS, INVEMAR and Coralina as implementing agencies. [ ] A [X ] B [ ] C [ ] FI [ ] TBD (to be determined) November 30, 2005 / February 7, 2006 November 21, 2005 July 18, 2006 1. Country and Sector Background Global climate is changing rapidly. The Third assessment report of the Intergovernmental Panel on Climate Change (IPCC’s Third Assessment Report, 2001) has concluded that with the continuing emission of greenhouse gases, the Earth’s mean surface temperature will increase between 1.5 to up to 5.8 degrees Celsius during the next 100 years. Preliminary findings of the Fourth Assessment Report, due to be released by the year 2007, corroborate the range of the projected increase1. A change of this magnitude is unprecedented and represents the most serious challenge facing the global ecosystem. The IPCC´s Third Assessment Report summarizes the anticipated climate changes, including warmer temperatures, alterations of the hydrological cycle, drier soils, changes in weather extremes, rising sea levels, changes in agricultural productivity and ecosystem composition. Many of these changes will restrict access to natural resources and environmental goods and services, ultimately affecting both ecosystem stability, and human well-being. Colombia is particularly vulnerable to the impacts of climate change. The first national communication (NC1) to the United Nations Framework Convention on Climate Change (UNFCCC) indicates the high vulnerability of Colombia to the expected impacts from climate change2 identifying high mountain habitats, insular and coastal areas and health as the areas of primary concern. More recently, studies commissioned as part of the preparation of the second communication and others have confirmed and indicated in more detail trends and impacts in these areas. These vulnerabilities find echo in the findings of the IPCC. Major vulnerabilities are described below: 1 The SRES scenarios have been criticized for overestimating future emissions; however, the Post-SRES literature shows an even higher emission range (IPCC, FAR workshop, February, 2005) 2 Primera Comunicación Nacional al UNFCCC. IDEAM. 2001. Highland Andean ecosystems are very vulnerable to climate change impacts. In particular, fragile moorlands, unique to the Northern Andes, with endemic and abundantly diverse flora and fauna, as well as with storage capacity for water and carbon in the soil are expected to be seriously affected by increases in temperature. In some moorlands, IDEAM has recorded a net increase of 0.2 - 0.3 °C per decade during the period 1961-1990 and a decrease in monthly rainfall of between 2 to 3 mm per decade (IDEAM 3). Projections recently made with the assistance of the Meteorological Research Institute (Japan) indicate that this trend will worsen. Hydrological and temperature changes in the mountains would result in a loss of global biodiversity (“no way up” for unique mountain species) and also in a loss of much of the environmental goods and services provided by these habitats, especially water supply, basin regulation, and associated hydropower potential. Many rivers that are used to generate hydroelectricity in the region are fed by high altitude lagoons and snow caps. Colombia’s power sector is particularly vulnerable, as two thirds of all power is hydrogenerated. Destruction of water regulation systems will contribute to a net decrease in the hydropower potential of the country and therefore eventually lead to a higher level of GHG from the power sector as it turns to thermal power capacity to make up for the difference. Sea level and sea surface temperature increases will affect insular areas of the country. The National University of Colombia analyzed possible impacts of a doubling of the Carbon Dioxide (CO2) emissions between the years 2050 to 2080 and projects a sea level rise of 2 to 5 mm per year, and a temperature increase between 0.7 and 0.9 C for the western Caribbean, in comparison to the averages for the period 1961-1990. These projections have been confirmed by NCCAP Project executed by the Marine and Coastal Research Institute of Colombia (INVEMAR)4 are in line with observations made under the Caribbean Planning for Adaptation to Climate Change Project.5 Sea level increases will likely cause saline intrusion into aquifer-based freshwater supplies in insular and coastal areas. Consequently, the freshwater systems and their biological diversity will be severely affected. In addition, prognostic modeling of small islands has identified major population displacement as one of the main threats of climate change. By 2060, models have predicted a rise of 40 cm in the San Andres Archipelago. In San Andres Island, for example, the NC1 estimates a loss of 17% of land area, including most of the coastal zone by 2060 (50 cm increase in sea level). If no action is taken, small islands with dense populations and a lack of interior land on which to relocate coastal communities, will suffer social destabilizing impacts. Finally, the subsidence of reefs and atolls in the western Caribbean may have implications on sovereignty of the oceanic area under domain. Increases in sea surface temperature are linked to the bleaching of corals in the Caribbean and are expected to induce a pole-ward shift of local fisheries. Higher sea surface 3 Páramos y Ecosistemas Alto Andinos de Colombia, en Condición Hotspot & Global Climate Tensor. IDEAM 2002 4 “Defining vulnerability of bio-geophysical and social-economic system due to sea level change in the Colombian coastal zone (Pacific and Caribbean) and adaptation measures”, which was a significant input to the First National Communication to the climate change convention (UNFCCC). 5 Caribbean Planning for Adaptation to Climate Change Project. Implementation Completion Report. World Bank. 2003. temperature is already threatening the viability of corals in the western Caribbean 6, much of it located in the Colombian territorial sea, which constitute the nursery of an estimated 65% of fish species in the area. Coral beds in the western Caribbean, in particular at remote atolls and reefs are unique and include endemic species of global biodiversity value. Coral losses will result in loss of biodiversity, an increase of vulnerability of coastal areas and serious threat to food security of island human population. Climate change is causing increased exposure to tropical vector diseases. The two mosquito-borne diseases with the largest global impact on human health and well-being, dengue and malaria, have recently reemerged as significant public health burdens in Colombia. In the case of malaria, incidence during epidemic years increased from less than 15 per 10,000 inhabitants in 1964 to 58 in 1983 and almost 156 in 1998 (Sistema Nacional de Vigilancia en Salud Pública (SIVIGILA), Ministry of Health). With regards to dengue, Colombia had is first case of dengue hemorrhagic fever (DHF) in 1989. Since nation-wide dengue surveillance began in the 1990s, there is a clear increasing trend in transmission, with a four-fold increase from 1997 to 2002, year in which 81,831 Colombians fell ill to dengue and DHF (SIVIGILA, Colombian National Health Institute (INS)/MPS). Almost half of the population in Colombia, over 20 million people, live in areas where mean temperatures range between 15-26°C, well within the range of dengue and malaria vectors. Within this area, an increase in mean temperatures of 2°C, is likely to result in an increase in of the exposure to both diseases. Moreover, climate change also has the potential to significantly increase epidemics in temperate climates that currently experience no transmission. Accordingly, mountain populations that have largely escaped these diseases, because of the effect of cold weather, are likely to see exposure to dengue and malaria significantly increased. The implications for an already stressed health sector are serious. Policies and measures that address climate changes need to be mainstreamed into national sector policies to ensure their sustainability. The NC1 was approved by the National Environmental Council (NEC), the highest decision making and coordinating body on environmental matters. Furthermore, the NEC incorporated the recommendations of the NC1 in the guidelines for a National Policy on Climate Change. However, further sensitization of policy makers on the GCC issue is needed and consequently the integration of the climate dimension in sector policies has yet to take place (health, energy, water supply). Uncertain and insufficient information on GCC prevents the adoption of cost-effective adaptation measures. The potential impacts and associated economic costs of GCC effects may result in significant challenges to Colombia’s prospects for sustainable development. While these impacts result from no action of its own (Colombia’s emission of greenhouse gases is relatively low), urgent actions are required to document - with a higher level of certainty - the anticipated impacts, and to formulate cost-effective policy actions and measures as well as 6 Climate Change impacts are already taken place. During the month of June 2005, Climatic changes that had never occurred before have been observed: The surface sea temperature of the Caribbean Sea showed an increase by 2 C during several weeks. This phenomena generated a massive bleaching of the coral reefs (between 70 and 90% of the registered coral coverage located in a depth of less than 12 m) and lead to the mortality of a very special type of coral populations denominated “Acropora” situated in the Rosario and San Bernardo islands.(INVEMAR, 2005). implement key pilot adaptation measures. However, historical data and observations on climate trends are not available, for local and regional areas of the country, sufficiently enough to provide a basis on which to take decisions and make projections. In addition, climate discontinuities and recent trends present anomalies that make correlation with the past difficult and uncertain. Also, information on climate trends is barely in the public domain and there is little awareness of local implications. Institutional arrangements for vector disease control in Colombia are relatively weak. The Colombian health sector has responded to the need for timely, locally adapted interventions through the use of Basic Action Plans (BAPs), which grant autonomy to municipal and state health authorities in the planning and administration of public funds for vector-borne diseases. Nevertheless, other health sector reforms, such as the decentralization of a unified, vertically oriented vector control program, have resulted in massive staff reductions and a decrease in capacity building and supervision at the local level, thereby debilitating decision making and surveillance of vector-borne diseases. Thus, BAPs have not been adequately exploited. Deficiencies in local inter-sectoral partnerships and information flow within the health sector itself have further compromised the viability and sustainability of interventions. However, one promising aspect of health sector reform is the transfer of the National System of Public Health Surveillance (SIVIGILA) from the Ministry of Health (MoH) to the National Institute of Health of Colombia (INS) as of 2004. 2. Objectives The project development objective is to support Colombia’s efforts to define and implement specific pilot adaptation measures and policy options to meet the anticipated impacts from climate change. These efforts will be focused on high mountain ecosystems, insular areas and on human health concerns related to the expansion of areas for vectors linked to malaria and dengue, as identified as priority areas in the National Communications and other studies. Key performance indicators: Availability of continuous and reliable climate information of relevance to major climate change vulnerabilities in health, mountain ecosystems and insular areas (157 climate stations modernized), through data and analysis provided routinely by IDEAM Six pilot adaptation activities have been implemented and monitored, addressing vulnerabilities to climate change in high mountain ecosystems, insular and coastal areas and health, including: o Maintenance of the hydropower generation ability, measured through sustained water regulation of the Las Hermosas Massif on the Amoya river watershed. o Adaptation program designed and incorporated in regional development plans for the Las Hermosas Massif. Positive impacts on biodiversity and land degradation documented. o Adaptation program designed and incorporated in regional development plans for the Colombian Caribbean insular areas including increased management performance of key marine ecosystems and reduced vulnerability in water supply to local communities; and o Strengthened public health program incorporating management measures to meet the increased threats from dengue and malaria induced by climate change resulting in a 30% reduction of Malaria and Dengue morbidity within the pilot areas by project closure. The project follows the operational guidelines for the Strategic Priority "Piloting an Operational Approach for Adaptation" (SPA). The project is in accordance with the guidelines 2, 3, 6 and 9, stating that activities to be funded should be pilots or demonstration projects integrated into national sustainable development and poverty-reduction strategies. The project would include: (i) activities within natural resources management context that generate global environmental benefits, and (ii) adaptation measures that provide other major development benefits (e.g. WEHAB, i.e. water, energy, health, agriculture, biodiversity). The project activities aim at preventing degradation of global commons. For example, the insular component focuses on conservation of globally important biodiversity in the Seaflower reserve and the Marine Protected Area (MPA) Corales del Rosario, San Bernardo e Isla Fuerte in order to contribute to the conservation of marine ecosystems. In the mountains habitats, the project focuses on the area of Las Hermosas Massif, a highly diverse mountain biotope, seeking to protect biodiversity, prevent land degradation and conserve environmental services linked to the ability of the ecosystem to support hydropower generation. The health component protects the global commons by addressing the increase in exposure to tropical vector diseases associated with a warming climate, and therefore mitigates the social and economic consequences of climate change. Colombia contributed almost 35% of reported DHF cases in America during the period 1996-2004, and 25% of the continental malaria transmission in 2003 alone (PAHO, 2005). A 30% reduction of dengue and malaria incidence in selected pilot areas of Colombia will contribute to reducing the regional burden of both diseases that largely affect children below 5 years old. In malaria endemic areas, for example, it is estimated that nearly 25% of all mortality in children 0-4 years old can be attributed to malaria (Sachs, 2002; Malaney et al, 2004). The health component directly addresses the Millenium Development Goals of reducing infant and child mortality, reducing infectious diseases. Better surveillance will improve assessment of transmission risk nation-wide, thus facilitating the effective allocation of health resources and more cost-effective preventive responses. This process, in turn, will provide information of global value on how to tackle anticipated increased exposures to tropical vector diseases. 3. Rationale for Bank Involvement 1. Rationale for Bank involvement. The last full Country Assistance Strategy (CAS) was published in December 24, 2002. It considers three priorities: achieving fast and sustainable growth; ensuring that all Colombians benefit from growth, particularly those living in poverty; and building an efficient, accountable and transparent governance. This project contributes to the CAS’ strategic focus on protection and conservation of strategic ecosystems, increasing their adaptive capacity with regard to global climate change (GCC) impacts. Adaptation activities are designed to strengthen local adaptive capacity, reducing risks and contributing to the adoption of sustainable practices within current programs. Also, the Millennium Development Goals (MDG) include as a key issue (under ensuring environmental sustainability) combating HIV/AIDS, malaria and other diseases. In addition, the project responds to the guidelines of the Strategic Priority on Adaptation (SPA), a separate Global Environmental Facility (GEF)-funding mechanism for adaptation measures, recently adopted by the Conference of the Parties (COP) to the UNFCC and made available to support the implementation of specific adaptation measures, clearly identified as national priorities, to address impacts from climate change. The guidelines require the establishment of “pilot or demonstration projects to show how adaptation planning and assessment can be practically translated into national policy and sustainable development planning.” Colombia is a fitting choice, as first country, to use this new instrument, given that key vulnerabilities to climate change have been clearly identified and specific pilot measures to address these impacts have been formulated in the context of development programs. The project will assist in the implementation of pilot actions that would address unsustainable impacts of climate change. The World Bank has been involved in climate change mitigation and adaptation projects and has significant knowledge on the subject. Besides the wide range of its Climate Change projects funded by the GEF, the Bank has been managing different carbon funds of about $US 1,000 million. Projects that are particularly relevant to the proposed project are the Colombia Amoyá River Project for the high mountain habitat, the Planning for Adaptation to Global Climate Change Project (CPACC) and the Mainstreaming Adaptation to Climate Change Project (MACC) in the Caribbean for the insular areas. Also the Bank’s extensive portfolio in the health sector will complement and add a global overlay on the existing health sector strategy in the country. The Bank also supports the GEF-funded project Conservation and Sustainable Use of Biodiversity in the High Andes which intends to increase conservation, knowledge and sustainable use of globally important biodiversity of the Colombian Andes. The project does not address climate change issues. The proposed project would complement these activities on biodiversity conservation in high mountain habitats by adding the climate change aspect. Other GEF-funded project executed by the “Corporación para el desarrollo sostenible del Archipielago de San Andres, Old Providence and Santa Catalina” (CORALINA) and implemented trough the Bank is the “Colombia Caribbean Archipelago Biosphere Reserve: Regional Marine Protected Area System” ( P023881). Within this project a large Marine Protected Area (65,000 km2), the largest in the Americas, was declared and management and zoning plans were formulated to ensure biodiversity, ecosystems and habitats protection within the Seaflower Biosphere Reserve. The proposed project would complement these activities by incorporating the climate change issue. The Bank’s portfolio in Colombia also includes activities in Disaster Management that are complemented by the scope of the proposed operation. Specifically under the PCF-funded Amoyá River Project, carbon revenues have been earmarked to contribute to the conservation of the Paramo Las Hermosas, its source of water. Resources allocated for conservation would support implementation of specific measures, which would be complemented with the assistance of the proposed GEF project. Therefore the Amoyá project would provide complementary resources for specific application of adaptation measures in a local ecosystem. Likewise, the GEF project would contribute to the maintenance of the mitigation potential of this ecosystem, through the generation of clean hydroelectric power. This opportunity is unique and would likely constitute a global observatory for specific application of adaptation measures on a highly vulnerable ecosystem that is also a sought source of clean energy, supported through carbon finance, under the Clean Development Mechanism. 4. Description Project components a) Making climate, climate variability, and climate change information available for adoption of adaptation measures and policies (total cost $3.3 m; GEF funding $1.0 m). This component seeks to strengthen Colombia’s capabilities to produce and disseminate climate information (useful for resource allocation and operational decision making), in support of adaptation to climate change measures and programs. The component will strengthen IDEAM’s and INVEMAR’s capabilities to provide: (i) forecasts to improve resource management and biodiversity conservation decisions in high mountain ecosystems; (ii) climate scenarios to develop ecosystem management plans land conservation and adaptation options in Paramo, insular and coastal areas; and (iii) warnings for Malaria and Dengue. Under the component, the following activities will be supported: (i) improvements in technical and scientific capabilities at IDEAM and INVEMAR to produce information relevant to climate change; (ii) development of local climate change scenarios in support of selection of adaptation measures; (iii) strengthening the existing climate data network of relevance to climate change by supporting equipment renovation for 157 key climate stations (out of 3100 operated by IDEAM) with at least 20 years of high quality data (for 1961-1990), including quality control and assurance; (iv) strengthening scientific and technical personnel to ensure long term sustainability of the project activities. b) Design and implementation of an adaptation program that supports maintenance of environmental services (including hydropower potential) in the Las Hermosas Massif in the central range of the Andes (total cost $4.3 m, GEF funding $1.6m). The Massif is the most humid high altitude moorland in the planet, a highly diverse biotope of particular concern for climate change impacts. It is also important for potential hydro-power generation. The selection of the Massif was made on the basis of the significant biodiversity in the ecosystem, including endangered or threatened species. The selection of Las Hermosas enables synergies between this project and the Amoya River project, already approved, which seeks to reduce greenhouse gas emissions from the power sector. The component supports the following activities: (i) Ecosystem planning and management in Las Hermosas Massif, seeking to maintain its high biodiversity assets; (ii) Maintenance of potential for hydropower generation through adoption of measures to protect the Amoya watershed; (iii) Adaptive land-use planning model seeking to reduce impacts from climate change on land degradation. (iv) Improvement of productive agroecosystems and reduction of their socioeconomic vulnerability to GCC impacts c) Adaptation measures in Caribbean Insular areas (total cost $3.5 m, GEF funding $1.2 m). The objective of this component is to support the implementation of physical adaptation measures in order to reduce the vulnerability of the Caribbean Insular area, especially with regard to changes in rainfall and temperature and sea-level rise. The activities under this component consist of: (i) Implementation of GLOOS (Global Ocean Observing System)-based monitoring stations in the Western Caribbean (complementing the regional network under CPACC); (ii) Integrated water resources management to enhance the availability of fresh water in the Caribbean insular areas (San Andrés island); (iii) Implementation of the marine protected areas system in the Seaflower reserve and the Corales del Rosario, San Bernardo e Isla Fuerte (CRSBeIF) in order to contribute to the conservation of marine ecosystems in the face of climate impacts; and (iv) Integrated Coastal Management to reduce the vulnerability of ecosystems, infrastructure and population living close to the coast. d) Responses to the increased exposure to tropical vector-borne diseases (malaria and dengue) induced by climate change (total cost $6.1 m, GEF funding $1.0m). The objective of this component is to address the increased exposure to tropical vector-borne diseases (malaria and dengue) induced by climate change through the implementation of an Early Warning System for Malaria and Dengue Surveillance and Control (DMEWS) seeking a 30% reduction in both malaria and dengue morbidities in pilot areas, as a result of improvements in health management and prevention of additional exposure caused by climate change. During the Integrated National Adaptation Program (INAP), the DMEWS will be implemented in approximately 12 pilot municipalities for malaria and 12 for dengue, selected based on perceived climate threats. The project will support the design, implementation and operation of the DMEWS: developing a framework that permits the continuous evaluation of the local risk of dengue and malaria transmission in the face of global climate change and the determination of the most appropriate actions in order to prevent epidemics before they begin. (See Annex 1 for further details). The project will contribute to the strengthening of the institutional capabilities through the evaluation and strengthening of local (municipal) health agencies and through the strengthening the National Health (M&D) Surveillance System ultimately changing the current reactive institutional organization into a proactive public health system. e) Administrative and Financial Management (total cost $ 0.72m, GEF funding $0.5m). This component will support the administrative and financial management of the project activities and will include goods; consultancy services; travel and operational and incremental costs undertaken by the National Coordination Unit (NCU) and Conservation International (CI) Colombia. Specifically this component will finance the project manager, the procurement specialist, other required personnel for the project management, and the project external audits. Sector issues addressed by the project The project addresses key vulnerabilities to climate change as identified in vulnerability assessments and other studies. The project also addresses the need for better information on climate. The project contributes to mainstreaming of climate concerns into the health sector and the development plans for the Las Hermosas Massif and insular and coastal areas. Protection of the Massif will contribute to maintain its hydropower potential, which in turn can be used to displace carbon emission reductions from the power sector. Mainstreaming adaptation measures into policies and development plans. Sustainability of project activities depends on the success in mainstreaming adaptation as a key element in local and regional development plans. The table summarizes the intended process. Policy linkages will be of use for sector interventions in the power sector, disaster management, and biodiversity and water management. The close coordination sought between these sectors will support a coherent policy context. . Measure 1 Improving IDEAM’s technical and scientific capacity Responsibility IDEAM Mainstreaming GCC into day to day operations at IDEAM. Project provides support to obtain sustainability. 2.1. Mainstreaming GCC information into ecosystem planning and management in Las Hermosas Massif IDEAM, with Cortolima, Corporacion Autonoma Regional del Vall del Cauca (CVC), National Parks. IDEAM Pilot on mainstreaming GCC in NRM planning. IDEAM, with Cortolima, CVC, National Parks, local community GCC in management of productive agro-ecosystems. INVEMAR, in coordination with Sistema Nacional Ambiental (National Environmental System – Colombia) (SINA) and for municipalities and communities. Coralina, in collaboration with State government GCC concerns will be mainstreamed in planning and managing marine protected areas. Climate mainstreamed into aquifer operational decisions. Alternative Water Resource Management options for island communities. National Park Unit (NPU) and Coralina, with the participation of: INVEMAR, (Corporacion Autonoma Regional del Canal del Dique) CARDIQUE and Direccion General Maritima (DIMAR) Colombia’s Maritime Authority. Coralina, with local communities and key stakeholders. GCC concerns will be mainstreamed in planning and managing marine protected areas. Improved marine reserve areas management and control. Input to National Park policies. Linkage to Biodiversity policies. Pilot small pilots and assessing lessons learned and policy implication in highly populated islands. Assessment of adaptation options for insular areas. Linkage to disaster management policies. National Institute of Health with the support of IDEAM, Ministry of Health, State governments and Mainstreamed GCC into day to day decision making. Integration of the Integrated Malaria and Dengue Surveillance and Control Linkage to Health Sector Planning. 2.2. – Maintenance of water regulation capability of relevance for hydropower potential 2.3. –Improvement of productive agro-ecosystems and reduction of socioeconomic vulnerability in high altitude moorland “paramo” and sub-paramo area of Las Hermosas Massif. 3.1. Mainstreaming GCC information into NRM for decision-making processes, in Colombian Caribbean Insular Areas. 3.2. Availability of fresh water in the Caribbean insular areas, as well as contribute to its more efficient use. 3.3. Support the implementation of the marine protected areas system in the Seaflower reserve and Corales del Rosario, San Bernardo e Isla Fuerte (CRSeIF) MAP 3.4. Reduce the vulnerability of economic activities, infrastructure, and population living close to the coast: Testing small scale pilots to adapt to GCC and monitor coastal impact. 4. Early Warning System to improve Malaria and Dengue Surveillance and Control (DMEWS) Water resource management and GCC in the Las Hermosas Massif Sector policy linkages Change in IDEAM main thrust from data collection and archiving, towards an agency producing climate information required for critical decision making. GCC in Natural Resource Management (NRM) and power sector policy and planning. Learning to manage high altitude ecosystems for water regulation. Linkage to Power sector planning. Adoption of financial instruments for sustainable environmental services. Input to National Parks Policies regarding buffer areas. Linkage to poverty alleviation policies. GCC in NRM planning. Linkage to National Park policies and to Ocean Resource Management Policies. Linkage to disaster management policies. municipalities. International expertise will be provided through WHO/PAHO, International Research Institute for Climate Prediction (IRI) and CDC. System () into state and municipal operational action plans in order to assure the funding and intersectoral collaborations necessary for implementation of interventions. 5. Financing Source: BORROWER/RECIPIENT GLOBAL ENVIRONMENT FACILITY LOCAL AND FOREIGN PRIVATE COMMERCIAL SOURCES Total ($m.) 7.2 5.3 5.4 17.9 6. Implementation Implementation Period: The Grant is expected to become effective in March, 2006 for a five year period. The expected project completion date in March 2011). General implementation arrangements: The GEF grant beneficiary (the Beneficiary) will be the Republic of Colombia represented by the Agencia Presidencial para la Acción Social y la Cooperación Internacional (APASCI). The grant recipient (the Recipient) will be Conservation International Colombia (CI-Colombia) for the benefit of the Beneficiary. The project will be executed by the Instituto de Hidrología, Meteorología y Estudios Ambientales (IDEAM) with the support of other executing agencies (Invemar, Coralina and Instituto Nacional de Salud (INS)) and CI-Colombia. The National Coordination Unit (NCU) will be in charge of the overall operational coordination of the project activities. The administrative and financial coordination will be carried out by CI-Colombia7. CI-Colombia successfully executed the PDF B resources, and has been assessed to have sufficient experience and the adequate organizational capacity for the administrative and financial management of the project. The technical coordination will be performed by IDEAM. The executing agencies are: IDEAM (components (a) and (b)), Coralina and Invemar (component c); Instituto Nacional de Salud (component d) and CI-Colombia (component e: administrative and financial management). CI-Colombia will enter into a subsidiary agreement with the executing agencies. The subsidiary agreement will include the financial and administrative obligations of CI-Colombia, the obligations of IDEAM as technical coordination unit, and the obligations of each executing agency. For activities related to the Amoyá watershed, IDEAM will coordinate with ISAGEN. Technical implementation arrangements: Steering Committee of INAP. The main responsibility of the Steering Committee (SC), involving representatives from key ministries and CARs8, will be to assure the attainment of the projects objectives and targets. The SC will also provide guidance on the implementation of INAP and take high level decision regarding the project’s development, technical difficulties and 7 8 CI-Colombia is a recognized NGO with broad environmental experience in high mountains and insular ecosystems The SC will be constituted by the following entities: Viceminister of Environment; Viceminister of Social Protection, Vice Minister of Energy, Director of IDEAM; Director of Coralina; Director of Invemar; Director of Instituto Nacional de Salud; Director of National Parks, or their delegates. management issues. The SC will approve the Annual Operating Plans (AOP) of the project. Practitioners and scientists could be invited to participate in the SC meetings to provide technical support for decision-making processes regarding the project. The National Coordination Unit (NCU) will be in charge of the overall operational coordination of the project activities. The NCU will assess the overall project progress; provide technical guidance and ensure the financial, conceptual and methodological coherence among all activities and the integrity of the project. The NCU will guide executing agencies in the AOP9 preparation process and submit AOP to the SC for approval. Within the NCU, CI-Colombia will provide the services of secretariat for administrative and financial management of the project, while IDEAM will act as the technical secretariat providing the overall technical coordination of the project, developing the progress reports and preparing the AOP. The secretariat for the M&E system will be among IDEAM’s responsibilities. For each component, an executing agency (see figure below) will be responsible for the technical execution of the activities under the respective component10. This will be done with the support of project partners including national, regional and local governmental entities, (Ministry of Social Protection, Ministry of Agriculture, National Park Unit, autonomous regional authorities (CARs); Secretary of Health, etc) and local and regional organizations (CI-Colombia; other NGOs, universities and associations). Executing agencies: IDEAM is a national research institute which coordinates the Colombian Environmental Information System and which is responsible for meteorology, hydrology, and related environmental studies. In this project IDEAM will on the one hand be in charge of the technical project coordination and on the other hand be the executing agency for the Climate Scenarios and the High Mountain Ecosystems components. 9 The AOP will include statement of specific objectives for the year, a description of the activities, expected outputs, monitoring indicators, detailed estimated budgets, a procurement plan, indicating the sources of financing in the budget. 10 Component coordinator: Each executing agency will assign a coordinator as part of the organizational structure of the component. The coordinator will be responsible for the following activities: organizing the working groups of the component, ensuring the participation of all the involved partners in the development of the component; develop the AOP of the component with the support of the NCU; develop the TORs of the required consulting services and specifications for required equipment. Other responsibilities are described in Annex 6. GEF/World Bank Grant IDEAM (Technical Coordination) Executing Agency IDEAM Conservation International (Grant Recipient) Executing Agency INS Executing Agency INVEMAR CI-Colombia through APASCI (Beneficiary) Executing Agency Coralina INS is a governmental agency with administrative autonomy affiliated to the Colombian Health Ministry. It is responsible for the public health surveillance and control system. Specifically INS implements and operates the processes of the National Surveillance System; supports the MH in developing regulations, technical guidelines and strategies for public health surveillance; supports public health surveillance actions in departments, municipalities and districts of the country; coordinates, advices and supervises the National Laboratory Network. INS will be in charge of the Health component. INVEMAR is the national coastal and marine research institute, manages a reference laboratory in the areas of their competency; and supports policy development in coastal and marine areas. It undertakes basic and applied research on conservation and sustainable use of natural resources in Colombia’s coastal and insular areas and oceanic ecosystems, and it is responsible for GCC issues in marine areas. INVEMAR will be responsible for relevant oceanic data gathering and for the continental insular and coastal component in the project. Coralina. The Corporation for the Sustainable Development of the Archipelago of San Andres, Old Providence and Santa Catalina is the CAR for this archipelago. Its mandate is to manage the environment and natural resources so as to promote sustainable development in its jurisdiction. In this project Coralina will be responsible for the oceanic Caribbean Insular Area component. CI-Colombia will be responsible of the administrative and financial component. CI-Colombia’s experience in conservation work in critical habitats will facilitate an efficient management of the project. CI’s technical advice on conservation issues will complement the skills of the project team. 7. Sustainability Sustainability: Impacts from climate change are gradual and long term. Adaptation measures are intended to result in long-term benefits, ensuring the sustainability of development processes. On the other hand, adaptation does not always yield net benefits in the immediate future, but can not be postponed until it is too late. The measures supported under this project take into account this long-term character and specifically aim to support Colombia’s efforts to define and implement policy options to meet the anticipated impacts from climate change. The project with its partners will ensure the mainstreaming of adaptation measures into development plans and regional policies in the Las Hermosas Massif and the San Andres Archipelago, as well as within the health sector for tropical vector-borne diseases. The long term strategic goal of the project is to promote sustainable, climate resilient development. The project will assist in the development of a framework of activities and the implementation of specific actions that would address unsustainable impacts of climate change in the natural resource base of the country and in the human health. There is also a near-term benefit in the expected 30% reduction of Malaria and Dengue morbidity, in selected pilot areas, by project closure. The commitments being made at the national level, through the MoE and at the technical level through IDEAM and Von Humboldt Institute, are long term. The formulation of adaptation programs with GEF resources provides a basis for long term actions by current and future administrations. The monitoring program will provide the basis of long-term follow up of outcomes and eventual corrective actions. The adaptation measures implemented under the project would provide useful practical examples on how climate change impacts can be addressed and information useful for the design of future adaptation programs. Replicability: As the first SPA operation, the project has a lot of replication potential within and outside of Colombia. Thus, the project will emphasize its learning nature. It will include a comprehensive monitoring system and dissemination activities. The MTR will be scheduled to coincide with the production of substantial initial assessments of the activities, with added stress on the initial assessment of the impacts associated with pilot activities, and the completeness of data gathering efforts. During project preparation each component and each pilot adaptation measure was developed with participation of local institutions with close links to the affected communities, and key stakeholders were consulted. The project takes into account community perceptions to social well-being and threats to their economic development. Pilot site selection has been given careful consideration: criteria have been developed to include community participation, and in many cases beneficiaries co-finance is sought. Each component has allocated resources to critically assess the action taken, draw lessons learned, and define a strategy on how best to replicate and scale up the pilot. Replicability has been mainstreamed in project preparation and is at the top of the priorities of the deliverables sought by the Government of Colombia. 8. Lessons Learned from Past Operations in the Country/Sector The Bank’s work on environmental issues in Colombia builds upon opportunities provided under the Kyoto Protocol through sources such as Carbon Finance (CF) and the Global Environment Facility (GEF). Climate Change Mitigation initiatives, supported through carbon finance include: Jepirachi Carbon Offset Project11, Rio Amoya Environmental Services Project,12 The Rio Frio Carbon Offset Project13, San Nicolas Carbon Sequestration Project14, and Furatena Agroindustry 11 Project No. P074426, Emissions Reduction Purchase Agreement signed January 27, 2003. Project No. P078220, Emissions Reduction Purchase Agreement signed June 28, 2004. 13 Project No. P088752, Emissions Reduction Purchase Agreement signed June 30, 2005. 14 Project No. P098615 12 Carbon Offset Project15. INAP will benefit from the strengthened capacity of environmental institutions on climate issues, and will complement the ongoing operations by mainstreaming the climate change challenge into the decision making structure of participating agencies. Climate data collection is a long term activity that demands long term commitments. The implementation of adaptation programs in the Caribbean (CPACC and MACC) highlight the need to ensure sustainability and local ownership of any monitoring and data collection activity and reliable methods to secure and compile data collected. These aspects have been incorporated in the project. Climate change adaptation is a long-term venture that will in the best of cases just ameliorate irreversible changes. As illustrated by the work in adaptation to climate change in the Caribbean, many years of continuous work are required to establish the basis for successful adaptation programs. The process in Colombia is being jump-started on the basis of an excellent diagnosis made through the national communication and other vulnerability assessments. Yet, it is clear for all project agencies that the project is the first step of a long haul process and therefore that long-term commitments are required to meet the growing challenges of adaptation to climate change many of which are likely to result in irreversible changes. Close coordination, clear management and technical leadership are required for multifaceted projects. Bank experience with multi-sector activities has shown the importance of having a clear, yet simple management structure. The project applies experience on project management in Colombia and applies a structure that combines clear coordination and technical leadership through specialized sector agencies. Relationship to Other Bank Operations in Colombia. The Bank has a significant environment portfolio of climate related interventions, mostly related to environmental management. This includes: 15 16 Colombia National Protected Areas Conservation Trust Fund Project. The Project supports the consolidation of the Colombian National Protected Areas System through the Protected Areas Conservation Trust Fund (FONCAP). The fund is mandated to execute public-sector conservation policies related to the National Protected Areas System16. FONCAP is envisioned to contain a mixed composition of endowment and sinking funds. Total Project cost is US$42.4 million. The project is expected to establish at least 2.8 million hectares of core conservation areas in National Parks. INAP’s activities in the Las Hermosas Massif and the San Andres Archipelago will be taken under this context. National Disaster Vulnerability Reduction Project - Phase 1 of the National Disaster Vulnerability Reduction Program. The ten-year program aims to reduce the fiscal vulnerability of the state to adverse natural events by strengthening national capacity to manage disaster risk and by reducing vulnerability in key municipalities that combine high exposure to disaster risk and high contributions to national income and productivity. Project No. P086455 The proposed fund structure, described in Annex 18, finds adequate support in Colombian legislation. INAP’s institutional activities in the San Andres Archipelago will be taken under this context. The ongoing Programmatic Development Policy Loan for Sustainable Development, SusDevDPL complements these operations through overarching support for the government’s National Development Plan to achieve the Millennium Development Goals, particularly Goal 7 (ensure environmental sustainability) and Goal 4 (reduce child mortality). CARs involved will be establishing the baseline and monitoring the development of sustainable objectives, as per agreement with the Ministry of Environment (MoE). INAP’s involvement with regional CARs will be undertaken in this context. More importantly, the next phase of the DPL will be developed taken into account the climate change dimension of development. 9. Safeguard Policies (including public consultation) Social. The project is expected to generate social benefits from an increased adaptive capacity of ecosystems, as well as from reduced incidence of malaria and dengue. The increased availability of information on GCC impacts as well as the management associated with the uncertainties related to GCC impacts will enable decision makers to implement adaptation measures oriented towards the protection of vulnerable populations. The specific adaptation measures will work against the collapse of vulnerable productive systems thereby avoiding migration of populations or adoption of unsustainable practices. In the Caribbean insular and coastal areas the project will improve sustainable access to fresh water. Without adaptation strategies, it is expected that GCC impacts would increase poverty; not only because local economies (tourism, fishing) depend on productive coastal and marine resources but also because local public and private sectors do not have the funding or expertise to deal with the potential damage to coastal human settlements and infrastructures. Finally, the project is expected to reduce malaria and dengue incidence by 30 % within pilot areas. Extensive consultations have been undertaken and continue to be held with key stakeholders. Two workshops were held in the Archipelagos of San Andres and Rosario-San Bernardo with local governmental representatives; communities and representatives of the local governments, tourism, fisheries and water supply sectors. Information on GCC scenarios and possible local effects was presented by the PDFB coordination team. Adaptation options to GCC were discussed and a short list of adaptation measures was recommended for further analysis and possible inclusion in the project. The scientific community, marine and insular component, also was consulted through a technical workshop during project preparation. Main topics addressed included the identification of research topics, description of the expected social benefits and the design of the monitoring system for the Western Caribbean Colombian insular areas. Consultations continue to be held with key stakeholders (including local government authorities and non-governmental organizations) in Las Hermosas Massif. Inter-agency meetings have taken place to define activities and involvement during INAP´s implementation phase. Proposed implementation agencies have held many coordination meetings and consultations. Environment. There are no major adverse environmental impacts expected as a result of this project. Minor environmental impacts might be expected from some on the ground investments. The project is designed to be entirely positive from an environmental point of view, particularly by protecting vulnerable ecosystems from the impact of GCC. Some expected direct positive impacts include: (i) reduced vulnerability of the high mountain ecosystems and Caribbean insular and coastal areas in the face of the climatic variations (CV) and of GCC, as well as contribution to the maintenance of the environmental services; (ii) reduced uncertainty of impacts of GCC and formulation of adequate adaptation measure; (iii) mitigation of impacts of unsustainable agricultural practices and development and implementation of sustainable alternatives; (iv) reduced vulnerability of agro-systems and planning and management of water supply; (v) increased public awareness building on adaptation needs and increased social and institutional capacity to manage the ecosystems; (vi) environmental benefits from the rationale and selective use of insecticides An Environmental Assessment will be performed as part of the preparation of the adaptation measures. Safeguard policies. The safeguard policies Environmental Assessment and Natural Habitats are triggered by the project. No social safeguard policies are triggered. The adaptation measures to be implemented for the Seaflower Marine Protected Area under Component 3 are based on a previously agreed zoning with the local marine resource users that establishes no-take and no entry zones as well as areas for traditional artisan fishing, which resulted from the implementation of the GEF/WB project “Colombia Caribbean Archipelago Biosphere Reserve: Regional Marine Protected Area System”. Safeguard Policies Triggered by the Project Yes No Environmental Assessment (OP/BP/GP 4.01) Natural Habitats (OP/BP 4.04) Pest Management (OP 4.09) Cultural Property (OPN 11.03, being revised as OP 4.11) Involuntary Resettlement (OP/BP 4.12) Indigenous Peoples (OD 4.20, being revised as OP 4.10) Forests (OP/BP 4.36) Safety of Dams (OP/BP 4.37) Projects in Disputed Areas (OP/BP/GP 7.60)* Projects on International Waterways (OP/BP/GP 7.50) [X] [X] [] [] [] [] [] [] [] [] [] [] [] [] [] [] [] [] [] [] 10. List of Factual Technical Documents Primera Comunicación Nacional ante la Convención Marco de las Naciones Unidas sobre el Cambio Climático. IDEAM 2001. Elaboración de Escenarios de Cambio Climático para el Territorio Colombiano. Universidad Nacional de Colombia para el IDEAM, 2005. Información Climatológica (Línea Base, Período de Prueba y Escenarios Climáticos) para Estudios de Impacto del Cambio Climático. Universidad Nacional de Colombia para el IDEAM, 2005. * By supporting the proposed project, the Bank does not intend to prejudice the final determination of the parties' claims on the disputed areas Estudios del Clima del Páramo de las Hermosas. Universidad Nacional de Colombia para el IDEAM, 2005. El Clima y la Salud. Universidad Nacional de Colombia para el IDEAM, 2005. Aproximación a la Vulnerabilidad de los Ecosistemas de Alta Montaña del Macizo Las Hermosas. Germán Andrade para el IDEAM, 2005. Estrategia de Adaptación de los Ecosistemas de la Alta Montaña Colombiana al Cambio Climático Global – Macizo de Las Hermosas. Germán Andrade para el IDEAM, 2005. Medidas de Adaptación de la Agricultura frente al Cambio Climático. Francisco Boshell para el IDEAM, 2005. Agroforestería para la Producción Animal Sostenible. Fundación Centro para la Investigación en Sistemas Sostenibles de Producción Agropecuaria. CIPAV, 2003 Sistemas Silvopastoriles, Establecimiento y Manejo. Fundación Centro para la Investigación en Sistemas Sostenibles de Producción Agropecuaria. CIPAV, 2004. Programa Holandés de Asistencia para Estudios en Cambio Climático: Colombia Definición de la Vulnerabilidad de los Sistemas Biogeofísicos y Socioeconómicos debido a un Cambio en el Nivel del Mar en las Zonas Costeras Colombianas y Medidas para su Adaptación. Informe Técnico Final. VII Tomos. INVEMAR, 2003 Diseño de un Sistema de Monitoreo Climático en el Area Insular del Caribe Colombiano, Carlos Andrade para INVEMAR, 2003. Areas Coralinas de Colombia. INVEMAR, 2000. Análisis de Datos sobre Niveles Piezométricos, Período 1997 – 2003. Andrea Piñeros para CORALINA, 2003. Análisis de Base de Datos (1996-2004) de Pozos Concesionados en la Isla de San Andrés. Leonardo Osorio para CORALINA, 2005. Plan de Manejo de Aguas Subterráneas para la Isla de San Andrés 2000-2009. CORALINA. Evaluación del Sistema de Vigilancia Epidemiológico, SIVIGILA. Fabio Rivas para el INS. Análisis Institucional para la Implementación de las Medidas de Adaptación. ECOVERSA, 2005. Análisis de Costos Incrementales. ECOVERSA, 2005. INTEGRATED DENGUE AND MALARIA SURVEILLANCE AND CONTROL SYSTEM, COLOMBIA, INSTITUTO NACIONAL DE SALUD DE COLOMBIA MINISTERIO DE LA PROTECCION SOCIAL, Harish Padmanabha and Salua Osorio Mrad, January 2006. 11. Contact point Contact: Walter Vergara Title: Lead Chemical Engineer Tel: (202) 458-2705 Fax: Email: [email protected] 12. For more information contact: The InfoShop The World Bank 1818 H Street, NW Washington, D.C. 20433 Telephone: (202) 458-5454 Fax: (202) 522-1500 Web: http://www.worldbank.org/infoshop