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Available online at www.sciencedirect.com Mechanisms of neural specification from embryonic stem cells Nicolas Gaspard and Pierre Vanderhaeghen While embryonic stem (ES) cells have been used for several years to generate specific populations of neural cells in a translational perspective, they have also emerged as a promising approach in developmental neurobiology, by providing reductionist models of neural development. Here we review recent work that indicates that ES-based models are not only able to mimic normal brain development, but also provide novel tools to dissect the relative contribution of intrinsic and extrinsic mechanisms of neural specification. These have thus not only revealed insights on early steps such as neural induction and regional patterning, but also temporal specification of distinct neuronal subtypes, as well as the later acquisition of more complex features such as cytoarchitecture and hodological properties. tiation and neurodevelopmental diseases. While many studies have reported directed differentiation of ES cells into specific types of neurons (reviewed in [2,4–6]), they could not always be easily related to normal in vivo developmental mechanisms. However more and more studies focus on the basic mechanisms taking place during ES-derived neural specification and their relevance to brain formation. Here we review some of these recent findings that indicate that ES cell-based neural development can not only mimic but also provide novel insights in developmental neurobiology, from early events such as neural induction, to regional and temporal patterning, and even to later steps leading to the acquisition of complex cytoarchitecture and connectivity. Address Université Libre de Bruxelles (U.L.B.), IRIBHM (Institute for Interdisciplinary Research), Campus Erasme, 808 route de Lennik, B-1070 Brussels, Belgium Neural induction and early regional patterning Corresponding author: Vanderhaeghen, Pierre ([email protected]) Current Opinion in Neurobiology 2010, 20:37–43 This review comes from a themed issue on Development Edited by Francois Guillemot and Oliver Hobert Available online 14th January 2010 0959-4388/$ – see front matter # 2009 Elsevier Ltd. All rights reserved. DOI 10.1016/j.conb.2009.12.001 Introduction The mechanisms of brain development remain one of the most challenging questions in neurobiology, mainly because of the complexity of the process, from molecular, to cellular, anatomical and hodological levels. On the basis of their unique self-renewal and pluripotency properties [1], ES cells have long attracted attention not only as a potential source of cells of defined identity for the development of cell therapy and pharmaceutical screens, but also more recently to provide reductionist models of mammalian development [2]. Moreover, the availability of ES cell lines derived from human embryos, as well as the recent possibility to generate ES-like induced pluripotent stem (iPS) cells through reprogramming of adult cells [3], now opens the possibility to investigate the mechanisms of human neural differenwww.sciencedirect.com The first decisive step of neural development, neural induction, is commonly thought to result from a ‘default’ pathway of embryonic differentiation involving BMP inhibitors secreted by organizer fields [7]. Positive induction involving FGF pathways are also likely to be involved, and the exact contribution of each mechanism remains controversial [8]. Besides most of the data accumulated so far were obtained in non-mammalian organisms, leaving open the question of the mechanisms of neural induction in mammals, which have now started to be addressed using ES cells. When mouse ES cells are cultured as single cells in a minimal medium devoid of any extrinsic cues, they start to express neural markers within hours [9], providing striking support for the default model. Besides, several studies using mouse or human ES cells have shown that neural cell fate can be potently induced by inhibition of BMP/TGF-b signalling [10–13]. On the contrary, FGF signalling seems to be required as well in the process, suggesting that FGF extrinsic cues, acting in an autocrine fashion, act in concert with BMP inhibition to promote induction and survival of neural progenitors from ES cells [9,14,15]. Finally, an ES-based functional screen identified the Wnt antagonist sFRP2 as a potent neural inducer, suggesting a negative regulation of neural induction by Wnt signalling [16]. This was recently confirmed in vivo [17], enabling to propose a coherent model where FGF/IGF and Wnts coordinately control neural induction, in particular through the regulation of Smad1, a major effector of BMP pathways [18] (Figure 1). Classical views of neural induction also imply that anterior neural fate constitutes a primitive identity in the early vertebrate embryo [7,19,20]. Posterior identities are then specified by signals located in more caudal parts of the embryo, including Wnts, FGFs and retinoic acid, Current Opinion in Neurobiology 2010, 20:37–43 38 Development Figure 1 Neural induction and regional patterning in ES cell neurogenesis. (a) Schematic representation of the mechanisms of neural induction and early patterning of the neural plate/tube. Neural induction is regulated by the coordinated actions of BMP, Wnt and FGF/IGF signalling pathways. The neural plate, initially of anterior identity, is then subsequently patterned by extrinsic morphogens along the rostro-caudal and the dorso-ventral axes into discrete domains. (b) ES cell neural induction and ES-derived neural progenitor specification follow the same cues as in vivo to give rise to well-defined neuronal populations. while forebrain structures retain their identity by escaping the action of some of these signals, through soluble morphogen antagonists secreted by surrounding rostral structures (Figure 1a). ES cell-based models have now provided ample confirmation for this model (Figure 1b). In most differentiation paradigms, neural progenitors derived from ES cells initially express markers of rostral neural identity [21,22,23] that can be converted to more caudal fates, including spinal cord, midbrain and hindbrain, by retinoic acid or FGFs [12,23–30,31]. Moreover, adding soluble inhibitors of Wnt signals during early ESderived neural induction enhances the proportion of forebrain progenitors [29,32]. Similarly it was found that when ES cells are cultured at low density in a medium devoid of serum or any morphogen, but allowing cell survival by insulin, they efficiently differentiate in forebrain-like progenitors, mainly of telencephalic identity, including cortical progenitors [33]. Moreover, using a Current Opinion in Neurobiology 2010, 20:37–43 differentiation medium completely devoid of any morphogen and without insulin, ES cells were found to efficiently convert to neural cells displaying anterior identity, corresponding to the rostral most part of the neural plate [34]. These cells then further adopt a pattern of neuronal differentiation that corresponds to anterior hypothalamic structures, which correspond to the derivatives of the most anterior and medial plate in vivo [35]. Similarly, the general mechanisms of dorso-ventral neural patterning are thought to be conserved throughout the neural tube, where different concentrations of morphogens induce specific expression of transcription factors in successive discrete domains, which confer to distinct subpopulations of progenitors the competence to generate types of neurons and glial cells in a region-specific manner [36,37]. Dorso-ventral patterning is similarly www.sciencedirect.com Mechanisms of neural specification from embryonic stem cells Gaspard and Vanderhaeghen 39 recapitulated when ES cell-derived committed progenitors of spinal cord, midbrain or forebrain are treated with Sonic Hedgehog (Shh) or WNT/BMP morphogens, or their inhibitors [20,21,24,26–29] (Figure 1b). Figure 2 Collectively these data indicate that mouse and human ES cells can undergo a primitive pattern of differentiation linking neural induction with anterior neural specification, similar to non-mammalian species, which is then refined by extrinsic cues to allow regional patterning along both anterior–posterior and dorso-ventral axes (Figure 1b). Temporal patterning: intrinsic mechanisms of ES cell neurogenesis Temporal patterning plays a major role in neural development to enable cell diversification within each brain region [38,39]. A first striking feature of this process is that in most cases the generation of neurons precedes the generation of glial cells, both in vitro and in vivo [40]. Taking advantage of an ES cell-based system that recapitulates this sequence in vitro [41] (Figure 2a), Naka et al. performed a gene expression and RNAi screen that allowed to identify the CoupTF transcription factors as a key intrinsic factor controlling the gliogenic switch, in particular through the regulation of the epigenetic silencing of glial genes [42]. In vivo experiments then confirmed this finding and unexpectedly unraveled the implication of both genes in the temporal specification of cortical neurons [42], thereby providing the first evidence of evolutionary conservation of temporal patterning mechanisms. A similar model was also used recently to uncover the crucial role of the CSL transcription factor acting downstream of Notch in the neuro-glial switch [43]. Throughout the vertebrate nervous system, neural progenitors generate different types of neurons, and this mechanism of sequential neurogenesis is at the core of neuronal diversity, particularly in complex neural structures such as the cerebral cortex. A prominent characteristic of the development of cortical neurons is that laminar fate and subtype specification are linked to neuron birthdate, as early-born neurons settle in deep layers whereas late-born neurons populate the upper layers [44,45]. Cortical progenitors are thought to be at least partly multipotent and to undergo a sequential shift in their competence to generate different subtypes of neurons and such properties are conserved when cortical progenitors are cultured in vitro [46]. Remarkably, similarly complex temporal patterns have now been observed during ES-derived neural specification, in two recently described models of corticogenesis in vitro [33,47]. Using independent approaches allowing the efficient generation of ES-derived cortical progenitors, these cells were found to generate a wide diversity of www.sciencedirect.com Temporal patterning during ES cell neurogenesis. (a) In an ES-based model of gliogenic transition, ES-derived neural progenitors switch from a neurogenesis to gliogenesis in vitro. This switch is under the control of the COUP-TFI/II transcription factors. (b) ES-derived cortical progenitors undergo a sequential shift in competence and successively generate different subtypes of neurons. (c) Neural rosette cells represent a transient population of ES-derived neural progenitors able to self-renew under the control of Shh and to respond to patterning cues. FGF2 treatment leads to their differentiation in FGF2/EGF-responsive tripotent neural stem cells together with a loss of their anterior identity and responsiveness to external cues. Current Opinion in Neurobiology 2010, 20:37–43 40 Development cortical neuronal types in vitro, from pioneer CajalRetzius neurons to deep and upper layer neurons (Figure 2b). When examining the birth-date of these various populations in combination with analysis of layer-specific marker expression, it was found that the different neuronal subtypes are generated sequentially, following neurogenic waves that are remarkably similar to those described in vivo [33,47]. Importantly this temporal pattern is also conserved at the single progenitor level, as shown by clonal analyses [33]: even when cultured at clonal density, the single ES-derived cortical progenitors can generate neurons of distinct layer identity, and their potential evolves with time, as early progenitors mainly generate deep layer neurons, while the progeny of late progenitors is shifted to upper layer neurons. The time-dependence of generation of neuronal diversity was further confirmed by in vivo grafting experiments in neonatal cortex, which revealed that ESderived neurons grafted after various periods of differentiation displayed specific patterns of axonal projections, corresponding to the layer identity that they acquired in vitro [33]. Altogether, these data represent the first demonstration that the complex events leading to the generation of neurons displaying different layer-specific patterns of identity can take place completely outside of the developing brain and rely mainly on a cell populationintrinsic pathway. Importantly, whereas in vivo deep and upper layer neurons each represent about half of the Figure 3 Cytoarchitecture and hodological specification during ES cell neurogenesis. (a) Schematic representation of polarized laminar structures that develop from ES-derived cortical progenitors in floating aggregates and are reminiscent of the cytoarchitecture of the developing cortex. (b–e) ES-derived cortical neurons grafted in the neonatal motor cortex (c) send axonal projections indicating a visual identity (compare the schematic representations of the projections from the graft (e) to the endogenous projections from layer VI (b) and V (c) neurons). PPN is pediculopontine nucleus; LG, MG, VB and VL are lateral geniculate, medial geniculate, ventro-basal and ventro-lateral nuclei of the thalamus; CC is corpus callosum and LV is lateral ventricle. Current Opinion in Neurobiology 2010, 20:37–43 www.sciencedirect.com Mechanisms of neural specification from embryonic stem cells Gaspard and Vanderhaeghen 41 cortex, ES-derived pyramidal neurons are strongly skewed towards a deep layer identity [33,47], suggesting that other cues are missing in vitro, for instance those associated with a vascular niche [48]. While these studies emphasize on intrinsic changes in competence of ES-derived progenitors over time, other studies have explored the possibility to generate selfrenewing neural stem cells from ES cells. Several protocols have been developed to support long-term expansion of ES-derived neural stem cells [21,49,50]. Although the possibility to keep partially committed neural progenitors at hand for further differentiation is appealing, one has to bear in mind that unlimited selfrenewal is not observed in neural precursors in vivo [40]. Indeed long-term self-renewal of neural precursors is usually achieved with extracellular cues such as FGF-2 and EGF, which alter cellular identity and potential of neural progenitors and stem cells [51,31,50]. In this context, the so-called rosette neural stem cells, which have been derived from ES cells as well as from early neural plate cultures, are particularly intriguing (Figure 3c) (reviewed in [52]). These cells seem to rely primarily on Shh instead of FGFs for their self-renewal, and display a primitive anterior neural plate identity that can be patterned by extrinsic cues, at least at early stages [18]. It will be interesting to assess further the fate and competence of these cells in relation with their selfrenewal properties, as well as their in vivo relevance, which would enable to test more directly the possibility to generate a ‘pluripotent neural stem cell’, either ex vivo or purely in vitro. From stem cells to cytoarchitecture and neuronal networks Perhaps the most surprising lesson learned from recent ES cell models is that at least some important components of complex features such as cytoarchitecture and hodological properties can be specified in vitro. When ES cells are cultured as bowls of cells differentiating into cortical-like progenitors [47], they develop into neural structures that display a striking polarized cellular organization, with neural progenitors occupying deeper layers of the bowls, and neurons accumulating at their periphery, following an organization highly reminiscent of a nascent cortical primordium (Figure 3a). These data constitute a first proof of principle that a brain-like structure can emerge as a self-organizing cytoarchitecture in vitro, which constitutes a promising system to decipher some of the underlying mechanisms of brain patterning. While in vitro systems of corticogenesis thus display remarkable similarities with in vivo developmental processes, it should be noted however that the differentiation taking place in vitro differs from in vivo corticogenesis in several important aspects. Despite the fact that neurons with all six layers identities are generated in vitro, they do www.sciencedirect.com not seem to be able to form a six-layered organization. Interestingly, the ability to form a six-layered structure following a typical inside-out pattern of migration is a unique property of the neocortex, that is the part of the cortex that is the most recent in evolution. This may suggest that in vitro cortical neurogenesis may display most similarities to a primitive pathway of corticogenesis corresponding to a more ancestral form of cortex, characterized by a simpler pattern of layer generation, or that additional extrinsic cues are required that are only present in vivo. In addition to layers, the cerebral cortex can be subdivided into different functional areas. The motor, somatosensory, auditory, visual and limbic areas are composed of neurons receiving and sending modalityspecific axonal projections that constitute a major landmark of areal identity (Figure 3b, c). Surprisingly, when ES-derived cortical neurons are grafted into neonatal cortex, they send axonal projections that indicate essentially a limbic or visual area identity, corresponding mainly to the occipital (posterior) pole of the cortex (Figure 3d, e). Importantly, these results were all obtained with grafts in the frontal cortex, suggesting that the patterns observed were not due to the respecification of the grafted neurons through the influence of the host. Confirming this hypothesis, ES-derived cortical progenitors and neurons before grafting express typical markers of the occipital cortex, such as COUP-TFI/II transcription factors [33]. It remains to be determined by which mechanism cortical progenitors acquire such a specific areal identity. While the development of cortical areas is thought to occur through the interplay of intrinsic and extrinsic mechanisms [53], these data constitute the first and surprising demonstration of the acquisition of cortical areal identity without any influence from the rest of the brain. ES-derived corticogenesis combined with in vivo grafting thus enables to study crucial aspects of cortical areal patterning that have remained controversial so far because of the complexity of the in vivo system. Conclusions ES cell systems have been long considered as promising tools to generate specific types of neurons in vitro, but they now emerge as a promising resource complementary to in vivo approaches to study neural specification, including some of its most complex features. The relative ease to manipulate ES cells genetically, either in functional screens or to label specific cell types, will provide novel opportunities to uncover candidate genes involved in most aspects of neural specification. It will be particularly exciting to implement these approaches to hES and hiPS cells, to dissect the mechanisms of normal and pathological neurodevelopment in the human species, which remain one of the last frontiers of developmental neurobiology. Current Opinion in Neurobiology 2010, 20:37–43 42 Development Acknowledgements The work of the authors presented here was funded by the Belgian FNRS/ FRSM, the Queen Elizabeth Medical Foundation, the Simone et Pierre Clerdent Foundation, the Action de Recherches Concertées (ARC) Programs, the Interuniversity Attraction Poles Program (IUAP), the RW Program CIBLES and the EU Marie-Curie Programme. P.V. is a Senior Research Associate of the FNRS, N.G. was funded as a Research Fellow of the FNRS. 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