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GEOPHYSICAL RESEARCH LETTERS, VOL. 31, L21205, doi:10.1029/2004GL020739, 2004 Tropical origins for recent and future Northern Hemisphere climate change Frank M. Selten,1 Grant W. Branstator,2 Henk A. Dijkstra,3 and Michael Kliphuis1 Received 14 June 2004; revised 10 August 2004; accepted 4 October 2004; published 6 November 2004. [1] Results from a large ensemble of climate model simulations over the period 1940 –2080 suggest that the observed strengthening of the westerly winds over the North Atlantic during the past decades is not due to the enhanced greenhouse effect but is largely an expression of a random, internal climate variation driven by increased precipitation over the tropical Indian Ocean. Instead, the enhanced greenhouse effect drives a change in the extra-tropical winter circulation through intensified precipitation over the tropical West Pacific. This change is characterized by a wave train encompassing the whole Northern hemisphere, a pattern INDEX known as the Circumglobal Waveguide Pattern. TERMS: 1610 Global Change: Atmosphere (0315, 0325); 1620 Global Change: Climate dynamics (3309); 3319 Meteorology and Atmospheric Dynamics: General circulation; 3339 Meteorology and Atmospheric Dynamics: Ocean/atmosphere interactions (0312, 4504). Citation: Selten, F. M., G. W. Branstator, H. A. Dijkstra, and M. Kliphuis (2004), Tropical origins for recent and future Northern Hemisphere climate change, Geophys. Res. Lett., 31, L21205, doi:10.1029/2004GL020739. 1. Introduction [2] Wintertime Northern Europe and Asia have warmed on average by about three degrees Celsius over the past 40 years while northeastern North America has cooled. At the same time, the North Atlantic winds have become more westerly, advecting mild, maritime air masses over the Eurasian continent, thus contributing to the observed warming. Likewise, an enhanced polar component to Canadian winds has influenced the region of cooling. These wind changes are connected to a positive trend in the amplitude of a large-scale pattern of atmospheric surface pressure variations, the North Atlantic Oscillation (NAO) [Hurrell, 1995]. This pattern is characterized by a simultaneous intensification (or weakening) of the Icelandic lowand the Azores high-pressure system (Figure 1a) and describes much of the year-to-year variations in the mean winter circulation in the North Atlantic area. Besides its impact on regional and hemispheric mean atmospheric temperatures (Figure 1c), the NAO also affects storm activity and precipitation in regions around the North Atlantic, wave heights, currents, temperature, salinity, seaice cover and ecosystems in the North Atlantic Ocean and 1 Royal Netherlands Meteorological Institute, De Bilt, Netherlands. Climate and Global Dynamics Division, National Center for Atmospheric Research, Boulder, Colorado, USA. 3 Department of Atmospheric Science, Colorado State University, Fort Collins, Colorado, USA. 2 Copyright 2004 by the American Geophysical Union. 0094-8276/04/2004GL020739$05.00 flora and fauna on the surrounding continents [Hurrell, 1996; Marshall et al., 2001; Hurrell et al., 2003]. Because of these large impacts, it is important to understand the cause of the observed NAO trend. Are changes in external climate forcing factors such as solar activity or volcanic emissions or the increasing levels of greenhouse gases (GHG) in the atmosphere due to man-made emissions the primary cause? Or are physical processes internal to the climate system, like interactions between the atmosphere and the ocean, mainly driving the observed long-term NAO variations? These questions are the main motivation for this study. If the recent trend is due to the enhanced levels of GHG concentrations in the atmosphere, it is likely to continue in the near future. On the other hand, if it is a manifestation of internal variability, the trend is likely to come to an end and reverse sign. 2. Description of the Ensemble Experiment [3] To address these issues, we have simulated the evolution of the climate system with version 1.4 of the Community Climate System Model (CCSM) of the National Center for Atmospheric Research [Ammann et al., 2004, and references therein]. This model simulates the evolution of the coupled atmosphere-ocean-sea-ice-land system under prescribed climate forcings. The atmosphere was run with a spectral resolution of T31 (with 3.75° 3.75° resolution in latitude and longitude of the transform grid) and 18 levels in the vertical, with the highest level at about 35 km. The land model distinguishes between specified vegetation types and contains a comprehensive treatment of surface processes. The ocean model has 25 vertical levels and a 3.6° longitudinal resolution. The latitudinal resolution ranges from 0.9° in the tropics to 1.8° at higher latitudes. The sea-ice model includes ice thermodynamics and dynamics. The coupled system does not require artificial corrections in the heat exchange between atmosphere and ocean to simulate a realistic coupled climate [Boville et al., 2001]. [4] Our simulations cover the period 1940– 2080. Until 2000, the forcing includes specified estimates of temporally evolving solar radiation, temporally and geographically dependent airborne particles (volcanic aerosols and sulphate aerosols due to manmade and natural emissions) and timedependent major GHGs [Ammann et al., 2003, 2004]. From 2000 onwards, all these forcing factors are kept at their year 2000 values, except for the concentrations of GHGs, which increase according to a ‘business-as-usual’ scenario [Dai et al., 2001] that is similar to the SRES-A1 scenario of the Intergovernmental Panel on Climate Change (IPCC) [Nakicenovic et al., 2000]. An ensemble of 62 simulations, each covering the 140-year period, was produced. The simulations differ only in a small random perturbation to L21205 1 of 4 L21205 SELTEN ET AL.: TROPICAL ORIGINS FOR CLIMATE CHANGE L21205 and emission scenarios. The climate model also realistically simulates the NAO pattern (Figure 1b) and its effect on the winter surface air temperature in the Northern hemisphere (Figure 1d). The model therefore meets the minimum requirements to use it to investigate whether the recent and possible future trend in the NAO are related to global warming. [6] Figure 2a presents an index of the strength of the NAO for ensemble member 13 and 32 and the observations. The observed trend is well reproduced in ensemble member 13, but not in member 32, which shows an opposite trend over the same period. Averaging over all ensemble members (thin solid line in Figure 2a) reveals no significant systematic change in the NAO index in response to the applied forcings. Our simulations therefore suggest that the observed trend in the NAO index is neither due to the enhanced greenhouse effect nor to changes in solar irradiance. Random, internally generated climate variations are large enough to explain the observed long-term NAO trend. [7] Observed and simulated Eurasian winter temperature variations are plotted in Figure 2b. In ensemble member 13, the warming rate over the period 1960 –2000 is comparable to the observed rate of about 1°C per decade. This is about four times the ensemble mean warming. In contrast, ensemFigure 1. Interannual atmospheric winter (DJF) variations associated with the NAO. Winter atmospheric sea-level pressure (SLP) variations that co-vary with the NAO index for (a) observations and (b) all simulations. Winter surfaceair temperature variations that co-vary with the NAO index for (c) observations and (d) all simulations. Units are in hPa and °C per standard deviation of the NAO index respectively. The NAO index is defined by the projection of winter mean SLP deviations from the long-term mean onto the first Empirical Orthogonal Function [Bretherton et al., 1992] of winter mean SLP fields for the period 1961 – 1990 over the North Atlantic area. Observational estimates are from the NCEP/NCAR reanalysis dataset [Kalnay et al., 1996]. the initial atmospheric temperature field. Due to the chaotic nature of the atmospheric flow, these small perturbations grow rapidly in the first couple of days of each simulation and lead to completely different weather patterns by the end of the first month [Lorenz, 1984]. In this way, equally likely realizations of the climate evolution are obtained under the same forcing conditions. Averaging over all ensemble members reduces the random, internally generated component of the climate variations, producing an estimate of the externally forced climate signal. 3. Results [5] Over the period 1940– 2000, the observed variations in the global mean temperature are well within the range of simulated values in the ensemble. After 2000, the sole forcing of the increasing GHG concentrations leads to an almost linear warming trend in the ensemble mean global mean surface air temperature, which by 2080 has increased about 1.2°C with respect to 2000. This value is on the low side of the range (1.1 to 4.6 degrees) established in the IPCC Third Assessment Report [Cubasch et al., 2001], which is based on results from different model simulations Figure 2. Time series of the NAO index and Eurasian winter temperatures. (a) Time series of the NAO index for the observations (thick solid), ensemble member 13 (long dashed), member 32 (dotted) and the mean of all ensemble members (thin solid). Units are in hPa. (b) Winter mean temperatures over Northern Eurasia (averaged over the box indicated in Figures 1c and 1d) using the same line styles as panel (a). Units are in °C. A bias of 4.5°C is added to the simulated temperatures. All time series are low-pass filtered using an eleven-year running mean. 2 of 4 L21205 SELTEN ET AL.: TROPICAL ORIGINS FOR CLIMATE CHANGE Figure 3. Winter (DJF) mean precipitation changes that co-vary with the NAO index on decadal timescales. Prior to the linear regression, a running mean filter of 5 years was applied to the precipitation fields and the NAO index time series and, to analyze only the variations that are not forced by the external climate factors, the ensemble mean time series were subtracted. Contour interval is 0.08 mm/day per standard deviation change in the NAO index. The zero contour is omitted. Negative contours are dashed. ble member 32 simulates a cooling trend during that same period of about 0.5°C per decade. This implies that our ability to predict the future course of the winter temperature in Eurasia over the coming decades is severely limited by the strong, natural variations of the NAO on this timescale. It also implies that large ensembles of climate simulations are necessary to average out the random, unpredictable component and obtain an accurate estimate of the climate change signal related to variations in external factors. Long NAO trends of 30 years or more are by no means rare events. In about half the simulations, at least one such trend is simulated. So provided that the simulated NAO trends are realistic, we conclude that nature’s course over the past decades has not been exceptional. But it is rare for simulated NAO index values averaged over a decade to exceed the presently observed value of around 200 (Figure 2a). We therefore do not expect that the NAO trend will continue. A slower warming or even a cooling trend over northern Eurasia in the coming decades is likely to occur. [8] The observed NAO trend has recently been attributed to the concurrent warming trend of the tropical Indian Ocean with the associated increase in rainfall in that area [Hoerling et al., 2001]. Enhanced rainfall over the tropical Indian Ocean, through increased vertical movement of air and stronger outflow in the upper troposphere, excites waves in the atmospheric wind field. These propagate into the Northern hemisphere and within a couple of weeks cause a strengthening of the NAO over the North Atlantic. Simulations with different atmospheric general circulation models (AGCMs) that are forced with the observed tropical sea surface temperature (SST) convincingly demonstrate that the precipitation increase over the Indian Ocean in response to the historical warming trend of the tropical Oceans indeed induces the observed NAO trend [Hurrell et al., 2004; Hoerling et al., 2004]. [9] To investigate if the decades-long NAO trends in our simulations also originate from the Indian Ocean, we analyzed the simulated covariance between decadal fluctuations in the NAO index and decadal precipitation fluctuations all around the globe during the Northern hemisphere winter season (Figure 3). On timescales longer than 5 years, variations in the NAO index are indeed accompanied by precipitation variations over the tropical Indian L21205 Ocean. Because our experiments include an interactive dynamical ocean, our simulations indicate that internal mechanisms involving atmosphere-ocean interactions can cause the decades-long precipitation variations over the tropical Indian Ocean that drive the NAO. The precipitation variations found at higher latitudes (Figure 3) result from changes in the extra-tropical storm tracks that depend on the NAO index [Rogers, 1990; Hurrell, 1995]. [10] Although the ensemble-mean NAO does not respond to the applied GHG forcing, the mean winter circulation in the Northern hemisphere does change in response to the applied forcings. This change is well characterized by the streamfunction at 300 hPa (Figure 4a), which describes the rotational part of the wind at a height of about 7 km. The ensemble mean difference between a 30 year window at the end of the simulated period (2051– 2080) and at the beginning (1951 – 1980) reveals a wavy response with 5 waves encompassing the whole Northern hemisphere. It closely resembles the Circumglobal Waveguide Pattern (CWP) [Branstator, 2002]. A large fraction of the observed and simulated year-to-year variations in the mean winter circulation in the Northern hemisphere can be attributed to this variability pattern. Largest amplitudes are meridionally confined to the area of the strongest mean winter westerly winds, the jet streams, consistent with suggestions that this variability pattern arises due to the waveguiding effects of the jet stream. Our simulations indicate that it is not the NAO but rather the CWP that determines the response of the Northern hemispheric winter circulation to the enhanced concentrations of GHGs. 4. Conclusions and Discussion [11] We draw two main conclusions. First, random, internal climate variations appear large enough to offer an explanation of the observed NAO trend over the past decades. In agreement with recent studies [Hurrell et al., Figure 4. Simulated ensemble mean climate change in winter (DJF). (a) Atmospheric circulation change averaged over 2051 – 2080 with respect to 1951 – 1980, measured by the streamfunction at 300 hPa. Contour interval is 106 m2/s. (b) Precipitation change over the same period. Contour interval is 0.3 mm/day. 3 of 4 L21205 SELTEN ET AL.: TROPICAL ORIGINS FOR CLIMATE CHANGE 2004; Hoerling et al., 2004], our results suggest that the NAO trends are caused by precipitation trends over the tropical Indian Ocean. Second, we conclude from our simulations that the CWP is possibly one of the dominant players in future climate change. The CWP is known to be a prominent pattern of internal atmospheric interannual variability, so it should be easy to excite [Branstator, 2002]. Furthermore, in unpublished experiments using state-of-theart AGCMs, Branstator has found that steady heating in various equatorial locations, particularly between 150°E and 180°E, excites the CWP (an example can be seen on p. 1006, Bulletin of the American Meteorological Society, 84, 2003). The climate change in our ensemble of simulations is characterized by enhanced precipitation near these longitudes (Figure 4b). The heating associated with the associated latent heat release is most likely the cause of the CWP response. The ensemble mean change in precipitation over the tropical Indian Ocean is quite different from the precipitation variations that can stimulate an NAO response (compare Figures 4b and 3; see also Hurrell et al. [2004]) which is consistent with the absence of a GHG induced NAO change. The simulated precipitation increase in the Western tropical Pacific is related to warming of the underlying ocean that is stronger than the warming of the other tropical oceans. It appears that different climate models simulate quite different tropical warming patterns [Hoerling et al., 2004] and hence the GHG induced changes in the tropical precipitation field remains a source of uncertainty. Consequently there remains considerable uncertainty in the exact features of the extra-tropical winter circulation change due to the enhanced greenhouse effect. Our ensemble simulations however, strongly indicate that the CWP can be excited by GHG induced precipitation changes in the tropics and its associated contribution to extra-tropical climate change is therefore potentially predictable. [12] Acknowledgments. We thank C. Ammann and B. Otto-Bliesner for their support in porting the CCSM code from NCAR to the TERAS computer system, R. Trompert and colleagues at the Academic Computing Center at Amsterdam (SARA) for technical support and R. Haarsma for discussions. M. Kliphuis was funded by the Netherlands Centre for Climate Research (CKO). Computer resources were funded by the National Computing Facilities Foundation (NCF) with financial support from the Netherlands Organization for Scientific Research (NWO). References Ammann, C. M., G. A. Meehl, W. M. Washington, and C. S. 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C. (1990), Patterns of low-frequency monthly sea level pressure variability (1899 – 1986) and associated wave cyclone frequencies, J. Clim., 3, 1364 – 1379. G. W. Branstator, Climate and Global Dynamics Division, National Center for Atmospheric Research, Boulder, CO, USA. H. A. Dijkstra, Department of Atmospheric Science, Colorado State University, Fort Collins, CO, USA. M. Kliphuis and F. M. Selten, Royal Netherlands Meteorological Institute, PO Box 201, De Bilt NL-3730 AE, Netherlands. (frank.selten@ knmi.nl) 4 of 4