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Transcript
Psychosocial Stress in Rats: Animal Model
of PTSD Based on Clinically Relevant Risk
Factors
86
Phillip R. Zoladz and David M. Diamond
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Behavioral, Physiological, and Neurological Aspects of PTSD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Preclinical Models of PTSD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Psychosocial Predator Stress Model of PTSD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Recent Extensions of the Psychosocial Stress Model of PTSD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Summary: The Challenge of Modeling PTSD in Animals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Summary Points . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
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Abstract
A primary goal of research on the neurobiological basis of post-traumatic stress
disorder (PTSD) is to understand how emotional trauma can produce persistent
detrimental effects on behavior and brain functioning. The goals of this area of
research are to provide insight into biomarkers of emotional trauma and to
develop more effective pharmacotherapy for PTSD. To accomplish these goals,
P.R. Zoladz
Department of Psychology, Sociology, and Criminal Justice, Ohio Northern University, Ada,
OH, USA
e-mail: [email protected]
D.M. Diamond (*)
Department of Psychology, Cognitive, Neural and Social Division, University of South Florida,
Tampa, FL, USA
James. A. Haley Veterans Hospital, Research and Development Service, Tampa, FL, USA
e-mail: [email protected]
# Springer International Publishing Switzerland (outside the USA) 2016
C.R. Martin et al. (eds.), Comprehensive Guide to Post-Traumatic Stress Disorders,
DOI 10.1007/978-3-319-08359-9_58
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P.R. Zoladz and D.M. Diamond
the design of translational research needs to link animal models of PTSD to
clinically relevant risk factors which address one’s resilience, as well as susceptibility, to develop persistent psychopathology in response to trauma. In the
current review, we have discussed neurobiological and neuroendocrine aspects
of PTSD and then briefly review the broad range of animal models of PTSD. We
then discuss our psychosocial stress model of PTSD which is based on welldescribed PTSD-inducing risk factors, including a life-threatening experience, a
sense of horror and uncontrollability, and an absence of social support and
stability. Specifically, our psychosocial stress model integrates acute episodes of
inescapable exposure of immobilized rats to a predator with chronic daily social
instability. This stress regimen produces PTSD-like effects in rats at behavioral,
cognitive, physiological, pharmacological, and genetic levels of analysis. Moreover, we also review our recent work that demonstrates greater evidence of
neuroinflammation in rats exposed to the combination of psychological stress
and physical (concussive) trauma. Overall, this translational approach has helped
to bridge the gap between human and animal PTSD research and to create a
framework for discovery of biomarkers of emotional trauma in clinical
populations and toward the development of novel therapeutics for
psychopathology.
List of Abbreviations
5-HT
ACTH
BDNF
BP
CORT
CRH
EPM
EPSP
GABA
GR
HDAC
HPA
HR
ICAM-1
LTP
mTBI
NE
NF-L
NMDA
NOR
PB
PFC
Serotonin
Adrenocorticotropic hormone
Brain-derived neurotrophic factor
Blood pressure
Corticosterone
Corticotropin-releasing hormone
Elevated plus maze
Excitatory postsynaptic potential
Gamma-aminobutyric acid
Glucocorticoid receptor
Histone deacetylase
Hypothalamic-pituitary-adrenal axis
Heart rate
Intracellular cell adhesion molecule-1
Long-term potentiation
mild traumatic brain injury
Norepinephrine
Neurofilament-L
N-methyl-D-aspartate
Novel object recognition
Primed burst (potentiation)
Prefrontal cortex
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Psychosocial Stress in Rats: Animal Model of PTSD Based on Clinically. . .
PSS
PTSD
SNS
SSRI
TIA
VA
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Psychosocial stress (animal model of PTSD)
Post-traumatic stress disorder
Sympathetic nervous system
Selective serotonin reuptake inhibitor
Tianeptine
Valproic acid
Introduction
Post-traumatic stress disorder (PTSD) is a unique psychiatric condition in that its
diagnosis requires a distinct etiological event, specifically, one or more intense and
horrific traumatic experiences. The individuals who develop PTSD following exposure to life-threatening trauma, such as wartime combat, motor vehicle accidents, or
rape, typically endure chronic psychological distress by repeatedly reliving their
trauma through intrusive, flashback memories (Reynolds and Brewin 1999). These
individuals also develop an array of other debilitating symptoms, including persistent anxiety, an exaggerated startle response, cognitive impairments, and an impaired
ability to extinguish conditioned fear (Stam 2007).
Trauma exposure is a necessary, but not sufficient, component of PTSD development,
expression, and most important, persistence. That is, only a subset (10–50 %) of
traumatized individuals develops PTSD, depending on a multitude of interacting risk
factors, including the nature of the trauma, genetics, gender, social support, and early life
experiences (Zoladz and Diamond 2013). Thus, whereas most people exhibit PTSD-like
symptoms as an early response to trauma, only a subset of traumatized people continue
to experience symptomatology for 1–6 months, satisfying criteria for a diagnosis of
chronic PTSD. Therefore, understanding susceptibility factors, such as peri-traumatic
physiological responses, that promote persistent traumatic memory expression and
PTSD symptoms, would be of great value. Indeed, researchers have shown that certain
physiological responses to trauma, such as a blunted cortisol response or exaggerated
sympathetic response, or the interaction between trauma and preexisting genetic vulnerabilities can predict a greater likelihood of PTSD development (Zoladz and Diamond
2013). Studies such as these are at the forefront of PTSD research because they can
enable us to understand risk and resiliency factors associated with PTSD and therefore
identify individuals who are at greater risk for developing the disorder.
In this chapter, we have provided a brief overview of psychological and physiological
factors involved in the susceptibility of a subset of individuals to express persistent
PTSD symptoms. We have also described preclinical (animal) models of PTSD which
have contributed to our understanding of how traumatic stress produces a lasting change
in the brain and behavior. We then focused on our predator-based animal model of
PTSD, as well as extensions of our model in work by other investigators, which may be
of value toward the development of novel therapeutic treatments for PTSD.
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Behavioral, Physiological, and Neurological Aspects of PTSD
PTSD is characterized by a complex aberrant biological profile involving several
physiological systems, including the hypothalamus-pituitary-adrenal (HPA) axis and
the sympathetic nervous system (SNS). Extensive work has reported abnormally low
baseline levels of cortisol in PTSD which have been associated with the presence of
enhanced negative feedback of the HPA axis and an elevated density of glucocorticoid receptors (Yehuda 2009). The reduced basal cortisol levels in PTSD do not
appear to reflect adrenal insufficiency, as PTSD patients display robust HPA axis
responsiveness, as evidenced by elevated cortisol levels in response to, and in
anticipation of, acute laboratory stressors (Bremner et al. 2003; Elzinga
et al. 2003). People with PTSD also demonstrate greater baseline and stress-induced
elevations of SNS activity (Buckley and Kaloupek 2001), as measured by elevated
baseline heart rate (HR), systolic blood pressure (BP), and diastolic BP, findings
which resonate with research reporting an association between PTSD and increased
risk for cardiovascular disease (Kubzansky et al. 2007).
In response to traumatic reminders and standard laboratory stressors, people with
PTSD display significantly greater increases in HR, BP, skin conductance, epinephrine, and norepinephrine than control subjects. Another indication of accentuated
SNS activity in PTSD patients is the exaggerated responsiveness (i.e., greater
increases in HR, greater increases in BP, greater expression of anxiety-like behavior)
they exhibit following administration of yohimbine, an α2-adrenergic receptor
antagonist that leads to increased central norepinephrine activity. These findings,
along with those of greater baseline norepinephrine levels in PTSD patients, have
implicated a major role for exaggerated noradrenergic activity in the hyperarousal
component of PTSD (Strawn and Geracioti Jr 2008).
Whereas numerous brain regions contribute to the behavioral and physiological
manifestations of PTSD, much of the research has focused on the involvement of
three primary structures, the amygdala, prefrontal cortex (PFC), and hippocampus.
People with PTSD exhibit abnormal fear responses and diminished extinction of
conditioned fear, which is suggestive of amygdala hyperactivity (Elzinga and
Bremner 2002; Koenigs and Grafman 2009). Studies have also shown that PTSD
patients have decreased PFC volume (Rauch et al. 2003; Woodward et al. 2006) and
reduced activation of the PFC in response to the presentation of trauma-related, or
fear-eliciting, stimuli (Lanius et al. 2001; Britton et al. 2005). PTSD patients are also
impaired in tasks involving executive functioning, indicating impaired PFC functioning. Given the importance of the PFC in inhibiting amygdala-modulated emotional responses, reduced PFC activity in PTSD patients could promote amygdala
hyperactivity, as well as the hypervigilance component of the disorder. Moreover,
repeated activation of the traumatic memory, which would involve activation of the
amygdala in conjunction with impaired PFC functioning, would contribute to
traumatic memories to become even more intrusive and debilitating over time.
Extensive work has also shown that people with PTSD have cognitive deficits
which are suggestive of hippocampal dysfunction. This has been documented by
reports of smaller hippocampal volume (Shin et al. 2006; Liberzon and Sripada 2008)
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Psychosocial Stress in Rats: Animal Model of PTSD Based on Clinically. . .
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and impaired hippocampus-dependent learning and memory in PTSD patients
(Gilbertson et al. 2001). However, close scrutiny of the literature suggests that
severe deficits in hippocampal functioning with PTSD are actually uncommon,
with numerous studies that have provided evidence of intact hippocampal functioning in PTSD. It appears that reduced hippocampal functioning may be a risk factor
for, as well as an outcome of, PTSD (Zoladz and Diamond 2013).
Preclinical Models of PTSD
Whereas clinical research is vital for the implementation of novel treatments, animal
models of PTSD provide a crucial complementary component to this process. In
addition to their key role in establishing the safety and initial efficacy of novel
therapeutic compounds, animal models are valuable in three key areas of treatment
development. First, animal models facilitate the rapid cost-effective development of
proof-of-concept studies to identify the most promising pharmacological candidates
which can block trauma-induced behavioral and physiological abnormalities. This
approach, with direct molecular assays of neural tissue, can improve our understanding of the mechanism of action of these compounds. Second, animal research provides for the assessment of the effects of interventions initiated prior to or soon after
trauma occurs. This approach provides for the opportunity to develop preventive
strategies which would be high risk, expensive, and potentially unethical to undertake in people. Finally, animal studies provide for the study of direct tests for
different PTSD comorbidities and risk factors that might influence treatment
responses in people, such as early life abuse, gender, social support, and traumatic
brain injury.
Preclinical research on traumatic stress has spawned a vast amount of research on
the effects of exposing animals, primarily rodents, to strong stressful experiences
followed by behavioral and physiological testing, which, in theory, provides insight
into PTSD in traumatized people. However, there remain conceptual limitations to
linking the study of stress in animals to generating a syndrome which resembles the
clinical features of PTSD. For example, although people who experience a horrific
event or rats that are exposed to a strong shock can have a strong memory of the
trauma, the emotional memory of the experience, alone, does not represent the entire
cluster of symptoms that define PTSD. Our view is that PTSD develops from the
inability to cope with the memory of the trauma, but the memory, itself, is only one
component of the entire syndrome. The challenge for an animal model of PTSD,
therefore, is to not only generate a conditioned fear memory for a traumatic experience, but the trauma should produce behavioral and biological abnormalities which
resemble those found in people diagnosed with PTSD.
Researchers have used numerous different stressors to model aspects of PTSD in
animals’ fear (Stam 2007), including electric shock (Servatius et al. 1995; Pynoos
et al. 1996; Shimizu et al. 2004), underwater trauma (Richter-Levin 1998), stressrestress and single prolonged stress paradigms (Liberzon et al. 1997; Takahashi
et al. 2006), and exposure to predators (Adamec et al. 2006; Wilson et al. 2013,
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P.R. Zoladz and D.M. Diamond
2014a, b, c) or predator-related cues (Cohen et al. 2006). The stressors employed in
these studies typically produce physiological and behavioral signs of anxiety which
persist beyond the time of the stress experience and in some cases, evidence of an
exaggerated startle response, cognitive impairments, enhanced fear conditioning,
resistance to fear extinction, and reduced social interaction. Although these studies
have reported stress effects in animals which resemble those observed in people with
PTSD, most have utilized only a small set of assessments, such as stress-induced
changes in anxiety, without assessing the extensive abnormalities which make up the
cluster of symptoms in PTSD. Moreover, many of the studies have evaluated stressinduced changes in responses for a relatively short period of time, without sufficient
attention to the great persistence of PTSD symptoms. Finally, it is rare to find animal
models of PTSD which assess the animal’s memory for the traumatic experience,
itself. Often, the stress exposure is used only to disturb post-stress brain and
behavior, instead of assessing the memory for the trauma experience, which is the
hallmark feature of the PTSD syndrome.
All of the approaches summarized above have contributed toward our understanding of how traumatic stress changes aspects of behavior and physiology, in
general, and a subset specifically were designed to enhance our understanding of the
neurobiology and endocrinology of PTSD. In the following section, we have
discussed our psychosocial predator-based animal model of PTSD and how our
findings may shed light on the development of novel pharmacotherapies for trauma,
as well as neurobiological and endocrine abnormalities observed in people diagnosed with PTSD.
Psychosocial Predator Stress Model of PTSD
Pioneering research by the Blanchard group described how rats exhibit a strong
innate fear of a predator, such as a cat (Blanchard et al. 1990). Further evidence of the
effectiveness of predator exposure as a means with which to generate a fear response
are findings in which predator exposure activates the HPA axis (Woodson
et al. 2003; Masini et al. 2006; Park et al. 2008). At a functional level, extensive
research demonstrates that predator exposure exerts a selective activation of brain
circuitry (Silva et al. 2013) which may contribute to the profound capacity for
predator exposure to impair spatial memory and synaptic plasticity in the hippocampus and to enhance synaptic plasticity in the amygdala (Diamond et al. 1999, 2006;
Mesches et al. 1999; Woodson et al. 2003; Park et al. 2006, 2008; Vouimba
et al. 2006; Vanelzakker et al. 2011; Zoladz et al. 2012b). For example, in one
study, we demonstrated that a single acute (30 min) predator exposure occurring
immediately after spatial learning impaired memory retrieval and also blocked the
rapid phosphorylation of calcium/calmodulin-dependent protein kinase II (CaMKII),
a critical component of the molecular basis of memory formation (Shonesy
et al. 2014), in the dorsal CA1. It was intriguing that cat exposure, independent of
whether it occurred in the context of blocking spatial memory or as an independent
event, activated plasticity processes (increased phosphorylation of CaMKII) in the
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Psychosocial Stress in Rats: Animal Model of PTSD Based on Clinically. . .
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Fig. 1 Acute (30 min) cat exposure after training (indicated by the black bar in the upper left
graph) impaired spatial memory, increased serum corticosterone levels (lower left), blocked phosphorylation of CaMKII in CA1 (upper right), and increased phosphorylation of CaMKII in BLA
(lower right). In all figures * indicates p < 0.05 compared to the “no stress: group. ** indicates that
the group that received water maze training, and cat exposure exhibited significantly greater
corticosterone levels than all other groups. The “train only” group was given water maze training
to locate a hidden platform; “water only” was given water exposure without a hidden platform;
“stress only” was exposed to the cat for 30 min only; and “train/stress” was given water maze
training followed by cat exposure (Data from Zoladz et al. 2012b). In all figures, data are presented
as the mean SEM
basolateral amygdala (Fig. 1), a brain region which is central to trauma memory
processing. Overall, these findings provided strong support for the hypothesis that
life-threatening experiences activate specific brain regions which interfere with the
memory-related functioning of the hippocampus and activate plasticity mechanisms
in the amygdala.
In an extension of this work, we have shown that predator exposure has more
potent effects on hippocampus-dependent memory than other arousing stimuli,
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P.R. Zoladz and D.M. Diamond
including footshock (Diamond et al. 2007), as well as exposure of male rats to a
sexually receptive female rat (Woodson et al. 2003). Therefore, the ethological
relevance and potency of predator exposure provides a well-established means
with which to produce an intense, purely psychological, fear response which activates brain mechanisms of memory in rodent models of PTSD.
Based on these observations regarding the instinctual fear generated in rats by cat
exposure, our group developed a predator exposure-based animal model of PTSD.
The primary components of the PTSD model were based on trauma-induction
features that are known to be associated with a greater susceptibility of a subset of
traumatized people to develop PTSD. Specifically, a subset of the DSM-V criteria for
the diagnosis of PTSD includes the following three conditions: (1) PTSD can be
triggered by an event that involves threatened death or a threat to one’s physical
integrity; (2) a person’s response to the event involves intense fear, helplessness, or
horror; and (3) in the aftermath of the trauma, the person feels as if the traumatic
events were recurring, including a sense of reliving the experience. Therefore, in our
work, rats are immobilized and placed in close proximity to a cat. As noted above,
rats have an instinctual and intense fear of cats, which, in theory, would be intensified
by their inability to escape (Maier and Watkins 2005). Although there is no physical
contact between the rats and cat, the experience produces a profound physiological
stress response in the rats, including elevated heart rate, blood pressure, and corticosterone levels (Zoladz et al. 2008a).
A core symptom of PTSD is the repeated “reexperiencing” of the traumatic event
that people with PTSD suffer from in response to activation of intense and intrusive
memories of their trauma. For this reason, we included a “reexperiencing” component in our animal model of PTSD by giving rats the second cat exposure 10 days
after the first (Zoladz et al. 2008a), which in theory would act upon a sensitized
(hypertrophied) amygdala (Mitra et al. 2005). The second exposure of rats to the cat
relates to work showing that PTSD develops in some people only after they have
repeated traumatic experiences and work revealing that prolonged exposure to
trauma increases the likelihood of developing symptoms of PTSD (Resnick
et al. 1995; Gurvits et al. 1996).
The manipulations described above all relate to the trauma memory, itself, but the
PTSD syndrome is more than the response to the experience, alone. How one copes
with trauma is a crucial component of PTSD susceptibility, which is expressed as the
interaction among numerous factors, including trauma intensity and frequency, as
well as intrinsic factors, such as one’s genetics, gender, early life experience,
cognitive strategies, neurobiology, culture, and personality (Zoladz and Diamond
2013; Daskalakis et al. 2013). There is a vast literature on risk factors associated with
the development of PTSD, with strong evidence to indicate that perceived social
support can be a protective factor across a wide range of traumatic events. Conversely, insufficient social support and an unstable social life increase susceptibility
to develop PTSD (Brewin et al. 2000; Ozer et al. 2003). Therefore, the final
component of the PTSD model was daily social instability. Beginning with the day
of the first cat exposure, the stressed rats were exposed to unstable housing conditions for the next 31 days. The rats were pair-housed, and every day, their cohort pair
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Psychosocial Stress in Rats: Animal Model of PTSD Based on Clinically. . .
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Fig. 2 Timeline for the procedures employed in the psychosocial stress model of PTSD. Rats were
placed in the fear conditioning chamber and then immobilized and exposed to the cat for 1 h on
Days 1 and 11. Beginning on Day 1 and continuing throughout the 31-day stress period, the cohorts
of rats in the cages were randomly changed, thereby providing daily social instability. Housing
remained stable during all post-stress testing, which began on Day 32
combination was randomly changed. The social instability component was an
integral component of the model, as we found that predator exposure, alone, did
not produce persistent PTSD-like changes in the behavior of the rats (Zoladz
et al. 2008a). The components and timeline of the PTSD model are illustrated in
Fig. 2.
Our psychosocial predator-based animal model of PTSD has produced numerous
physiological and behavioral abnormalities which are remarkably similar to those
observed in people with PTSD. For example, 3 weeks after the second predator
exposure, rats exposed to our animal model of PTSD exhibit reduced growth rate,
reduced thymus weight, greater adrenal gland weight, increased anxiety, an exaggerated startle response, impaired memory, greater cardiovascular and hormonal
reactivity to an acute stressor, and an exaggerated physiological and behavioral
response to the α2-adrenergic receptor antagonist, yohimbine (Zoladz et al. 2008a).
An illustration of a subset of these PTSD-like effects, specifically the increase in
anxiety, as measured by open arm time in the elevated plus maze, and the increase in
startle response, is provided in Fig. 3.
As mentioned earlier, a pathologically intense memory of the trauma is a hallmark
feature of PTSD. Therefore, it was important to include a measure of the rat’s
memory for the cat exposure experiences. To accomplish this goal, we measured
the rat’s memory for trauma indirectly by placing the rat in a distinct chamber
immediately prior to each of the two cat exposures (Zoladz et al. 2012a). The rats
were left in the chamber for 3 min, and during the last 30 s of each exposure, they
were presented with a tone. Then, they were removed from the chamber and
immediately immobilized and given the 1 h cat exposure. The strategy behind this
manipulation was to use a form of classical conditioning, in which the rats would
form an association between the chamber and cue with the cat. This situation can be
considered analogous to the panic response people with PTSD exhibit when they
experience a cue, such as an odor or a sound, which reminds them of their traumatic
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P.R. Zoladz and D.M. Diamond
Fig. 3 Effects of psychosocial stress on anxiety (left) as measured by open arm entries in the
elevated plus maze and startle to a brief sound (right). Only the combination of cat exposure and
social instability produce significant differences from the control group (Data from Zoladz
et al. 2008)
experience. Our test of the rat’s memory of the cat was confirmed with the finding
that psychosocially stressed rats exhibited significant immobility (fear memoryinduced freezing) in response to being returned to the chamber, as well as the
tone, that were both paired with the two cat exposures (Fig. 4).
As discussed above, PTSD is also characterized by an aberrant biological profile
in multiple physiological systems. One of the most extensively researched physiological systems in people with PTSD is the hypothalamic-pituitary-adrenal (HPA)
axis. Empirical investigations of the adrenal hormone, cortisol, have reported abnormally low baseline levels of cortisol in PTSD patients. One explanation for the
presence of low baseline cortisol levels in people with PTSD is that the disorder is
associated with enhanced negative feedback inhibition of the HPA axis. Indeed,
studies have reported that people with PTSD display an increased number and
sensitivity of glucocorticoid receptors and an increased suppression of cortisol and
adrenocorticotropic hormone (ACTH) following the administration of dexamethasone, a synthetic glucocorticoid (Yehuda et al. 2002, 2004; Duval et al. 2004).
Studies have also employed the dexamethasone-corticotropin-releasing hormone
(CRH) challenge paradigm to study abnormal HPA axis functioning in people with
PTSD. Studies employing this paradigm have generally reported reduced ACTH
levels in dexamethasone-treated PTSD patients who were subsequently administered
CRH (Strohle et al. 2008). Therefore, we examined the effects of our animal model
on rat corticosterone levels at baseline and following dexamethasone administration.
We found that, at baseline, psychosocially stressed animals exhibited significantly
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Psychosocial Stress in Rats: Animal Model of PTSD Based on Clinically. . .
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Fig. 4 Reexposure of the rat to the fear conditioning chamber on Day 32 generated a memorybased contextual fear (freezing) response (upper left), which is assumed to occur because the rat
recalls the association of the chamber with the cat (illustrated in the red balloon; upper right). When
the rat was placed in the novel chamber, the delivery of the tone reactivated the memory of the cat
(lower right, thereby producing cue-induced freezing (lower left) (Data from Zoladz et al. 2012a)
lower corticosterone levels than non-stressed rats. Following dexamethasone administration, psychosocially stressed rats displayed a blunted increase in corticosterone
levels and a more rapid post-stressor recovery of those levels, relative to non-stressed
control animals, following administration of an acute stressor (Zoladz et al. 2012a).
These findings suggest that our PTSD regimen results in enhanced negative feedback of the HPA axis, as occurs in people with PTSD.
One of the most promising areas of PTSD research is the study of the interaction
of genetic and epigenetic factors with environmental stressors. Epigenetic alterations
of the brain-derived neurotrophic factor (BDNF) gene have been linked to brain
functioning, memory, stress, and neuropsychiatric disorders (Ikegame et al. 2013;
Andero et al. 2014). Therefore, we examined whether there was a link between our
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P.R. Zoladz and D.M. Diamond
Fig. 5 Levels of methylated bdnf exon IV DNA in the dorsal CA1 (dCA1), ventral CA1 (vCA1),
prefrontal cortex (PFC), and basolateral amygdala (BLA) obtained on Day 32. Only the dCA1
exhibited a significant increase in methylated BDNF (Data from Roth et al. 2011)
model and BDNF DNA methylation. We found that psychosocially stressed rats
exhibited robust and selective hypermethylation of the BDNF gene in the dorsal
CA1 of the hippocampus, with no evidence of methylation in the ventral CA1,
amygdala, or prefrontal cortex (Fig. 5) (Roth et al. 2011). These results provide
evidence that traumatic stress occurring in adulthood can induce CNS gene methylation and specifically support the hypothesis that epigenetic marking of the BDNF
gene may underlie hippocampal dysfunction in response to traumatic stress. Furthermore, this work provides support for the speculative notion that altered hippocampal BDNF DNA methylation is a cellular mechanism underlying the persistent
cognitive deficits which are prominent features of the pathophysiology of PTSD.
Another goal of our animal model of PTSD was to assess whether
pharmacotherapeutic agents can block the stress-induced abnormalities. We recently
examined the effectiveness of amitriptyline (tricyclic antidepressant), clonidine
86
Psychosocial Stress in Rats: Animal Model of PTSD Based on Clinically. . .
1543
(noradrenergic antagonist), and tianeptine (glutamate modulator) in blocking physiological and behavioral sequelae manifested in our psychosocial predator stress
model (Zoladz et al. 2013). Tianeptine, in particular, is important because it is a wellestablished and effective antidepressant (Brink et al. 2006; Kasper and McEwen
2008), which has been shown to block the adverse effects of stress on memory and
brain functioning (Zoladz et al. 2008b; McEwen et al. 2010) and has been shown to
produce salutary effects in the treatment of PTSD (Franciskovic et al. 2011).
Treatment began 24 h after the first exposure of the rats to the cat, so as to mimic a
clinically relevant condition in which people would initiate treatment within a day of
a traumatic experience occurring. Whereas each of the drugs produced therapeutic
effects on a subset of measures, tianeptine was the only agent to block the effects of
chronic psychosocial stress in our entire battery of physiological and behavioral
endpoints. Specifically, tianeptine blocked the expression of fear-conditioned memory in psychosocially stressed rats and also prevented the effects of psychosocial
stress on anxiety, startle, cardiovascular reactivity, growth rate, adrenal gland weight,
and thymus weight (Fig. 6). Importantly, these salutary effects of tianeptine occurred
in the absence of adverse side effects. This finding may highlight the importance of
initiating a treatment regimen as soon as possible after a person experiences trauma,
as well as the potential value of tianeptine as a treatment for PTSD.
Recent Extensions of the Psychosocial Stress Model of PTSD
In work conducted in the past several years, our group has collaborated with
investigators at Louisiana State University (LSU) and the Roskamp Institute in
Sarasota, Florida, which has extended the clinical relevance of our psychosocial
stress model of PTSD. The group at LSU, led by Joseph Francis and Brad Wilson,
has conducted important studies on the effects of psychosocial predator stress on
physiological measures, as well as effects of pharmacological treatments on brain
neurotransmitter levels. They have demonstrated that psychosocial stress produces
neurotransmitter changes which are similar to those seen in human patients with
PTSD. Specifically, following 31 days of psychosocial stress, 5-HT decreased and
NE increased in the hippocampus and PFC (Wilson et al. 2014a). In other works,
these investigators demonstrated that psychosocial stress produced increased measures of oxidative stress and inflammation in the brain, adrenal glands, and systemic
circulation (Wilson et al. 2013), factors which may play a critical role in the
development of psychiatric, as well as somatic, symptoms of PTSD.
Francis, Wilson, and their coworkers have also investigated the influence of daily
treatment with valproic acid (VA), a histone deacetylase (HDAC) inhibitor, in the
PTSD model. HDAC treatment is relevant to persistent PTSD effects as it can
modify genetic transcription and diminish oxidative stress and levels of
pro-inflammatory cytokines. They reported that VA attenuated the increase in
oxidative stress and inflammation in the brain and blood produced by the PTSD
manipulation (Wilson et al. 2014c). In more recent work, together we have found
that 5-HT levels were normalized with chronic treatment of PTSD rats with a
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P.R. Zoladz and D.M. Diamond
Fig. 6 Tianeptine treatment blocked cardiovascular effects, behavioral (anxiety) outcomes, and
fear-conditioned memory effects produced by the psychosocial stress regimen. The tianeptinetreated group, unlike the vehicle (saline)-treated group, did not exhibit an increase in systolic/
diastolic BP (upper graphs), anxiety (EPM and startle; middle graphs), or fear memory to the
context and cue associated with cat exposure (lower graphs)
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1545
selective serotonin reuptake inhibitor (SSRI) (Wilson et al. 2014b). Perhaps most
important, NE levels remained significantly increased in response to rats administered the PTSD stress, as well as the drug, which may explain why sertraline
provided no benefit in relation to anxiety or behavior in stressed rats (Wilson
et al. 2014b). Thus, the relative ineffectiveness of SSRIs, in general, and sertraline,
in particular, as a treatment for some forms of PTSD (Davis et al. 2001; Stein
et al. 2002; Robb et al. 2010; Stoddard, Jr. et al. 2011) may occur because sertraline
normalizes 5-HT levels, but the hypervigilance produced by elevated NE levels
contributes to PTSD symptoms.
Our PTSD model has also proven to be of value in the study of interactions
between psychological stress and mild traumatic brain injury (mTBI). In this collaborative project, led by Fiona Crawford and Joseph Ojo at the Roskamp Institute,
we reported that stress, composed of immobilization of mice exposed to predator
(fox) odor, delivered in conjunction with mTBI, produced aberrant cognitive,
behavioral, and neurochemical effects which were not observed with either mTBI
or PTSD alone (Ojo et al. 2014). For example, the combination of stress and
concussive head injury significantly impaired hippocampus-specific fear memory
while leaving amygdala-based (cued) memory intact. This aberrant fear memory
processing is highly relevant to the fragmented aspect of trauma memory which is
the hallmark feature of PTSD (Van der Kolk and Fisler 1995; van Der et al. 2005).
Moreover, indices of inflammation and neurodegeneration, such as a persistent
increase in axonal injury and inflammatory markers (neurofilament-L (NF-L) and
intracellular cell adhesion molecule-1(ICAM-1)), were greatest in the group that
received psychological stress in conjunction with mTBI. These findings may be of
value in addressing how mTBI occurring in combination with life-threatening
emotional trauma produces a greater extent of neurological damage (Depue
et al. 2014; Tanev et al. 2014).
Summary: The Challenge of Modeling PTSD in Animals
In this chapter, we addressed the challenge of translating stress research in animals to
clinically relevant factors involved in PTSD. We have suggested that too often
research on animals focuses on the stress response, itself, or fear conditioning, in
isolation, thereby addressing only isolated components of PTSD etiology. We
emphasized the importance of appreciating the range of clinically relevant features
of PTSD, which includes the intrusive memory of the traumatic experience, in
conjunction with risk factors, such as social support, and the chronic anxiety
following trauma, because all components interact to influence whether or not a
traumatized individual will develop PTSD. Hence, PTSD results from the impaired
ability to cope with the traumatic experience and the memory it generated, rather
than PTSD being composed of a strong memory of the trauma alone.
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P.R. Zoladz and D.M. Diamond
We have taken these clinical risk factors into account in the development of our
animal model of PTSD, which maximizes the likelihood of expression of stressinduced psychopathology in people. Specifically, we administered predator exposure
to immobilized rats to provide them with a life-threatening experience in conjunction
with an inability to escape. In theory, this experience to the rat is analogous to the
PTSD induction feature involving a condition that evokes fear and horror in conjunction with a life-threatening experience. However, despite the fact that this
experience provokes a powerful stress response in rats, as well as a fear-conditioned
memory of the experience, cat exposure, alone, does not produce persistent PTSDlike abnormalities in behavior. It was only when we combined predator exposure
with social instability that we observed persistent behavioral and physiological
abnormalities in the rats which are similar to those found in people diagnosed with
PTSD. Moreover, we have provided guidance for clinical research on PTSD with the
finding of epigenetic modifications (methylation) of the BDNF gene in the hippocampus, which may provide the basis for impaired cognitive functioning in traumatized people. In addition, our work has identified the antidepressant tianeptine as a
potentially useful pharmacological approach toward treatment of the cluster of
symptoms found in PTSD.
Finally, we have summarized recent work which has served as an extension of the
original PTSD model by our collaborators Joseph Francis, Brad Wilson, and their
coworkers at LSU and by Fiona Crawford, Joseph Ojo, and their coworkers at the
Roskamp Institute. Each of these groups has provided important clinically relevant
extensions of the original psychosocial stress PTSD model. The group at LSU has
generated novel findings on neurotransmitter and neuroinflammatory abnormalities
that develop in psychosocially stressed rats, with insight into how pharmacotherapies affect the brain and behavior. Our work with the group at the Roskamp Institute
has provided evidence that psychosocial stress interacts with physical trauma to
exacerbate brain inflammation and to produce PTSD-like cognitive abnormalities.
Overall, integration of clinically relevant risk factors for people with PTSD with a
reductionist approach in animal work provides an ideal strategy for generating
translational research into the etiology and treatment of PTSD (Table 1).
Summary Points
• This chapter addressed three topics. First, we reviewed clinical research on the
neurobiological factors involved in the susceptibility of a subset of traumatized
individuals to develop PTSD.
• Second, we provided an overview of animal models of PTSD. We consider all of
this work to be of great value toward enhancing our understanding of the
persistent effects of stress on the brain and behavior. However, we noted that
there is a tendency for research programs to be narrowly focused on a small subset
of stress effects without taking into account clinically relevant factors, such as
persistent changes in behavior and physiology induced in a subset of traumatized
individuals.
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Table 1 Key facts in assessing animal models of PTSD
PTSD is a unique psychiatric disorder in that its etiology necessarily involves exposure of an
individual to one or more traumatic experiences. However, only a subset of traumatized people
develops PTSD
Animal models of PTSD need to take into account the trauma-induction feature of PTSD, as well
as the differential susceptibility of a subset of individuals to develop psychopathology, which may
result from hormone-gene-environment interactions
In addition to the memory component of PTSD, there is a broad scope of symptoms in traumatized
people, including altered expression of behavioral, physiological, and pharmacological measures
that need to be taken into account in animal models
It is important that an animal model of PTSD incorporate well-known risk factors, such as a lifethreatening experience and a lack of control and helplessness, both of which are commonly
reported in the subset of traumatized people who develop PTSD
An important factor in the differential development of PTSD is social support. Animal research
that integrates chronic social components with acute life-threatening experiences will serve as
more effective models of PTSD than models that focus on single factors, such as fear
conditioning, alone
This table lists key facts in assessing criteria and clinical relevance of animal models of PTSD. The
key facts include the importance of including an assessment of traumatic memory, risk factors for a
subset of individuals to develop psychopathology, and the expression of PTSD-like symptoms in
traumatized animals
• Third, we summarized our research on a psychosocial stress animal model of
PTSD, which takes into account well-described risk factors for PTSD, including a
horrific life-threatening experience, a lack of control, reexperiencing the trauma,
social instability, and an unpredictable environment.
• The combination of life-threatening experiences, immobilization, and social
instability produced a remarkable PTSD-like syndrome in rats, including
increased anxiety, an exaggerated startle response, impaired memory, greater
cardiovascular and hormonal reactivity to an acute stressor, and exaggerated
noradrenergic receptor sensitivity. In addition, rats administered the PTSD regimen exhibited BDNF gene methylation selectively in the hippocampus.
• Psychosocial stress effects were completely blocked by daily treatment of rats
with the antidepressant, tianeptine. These findings provide strong support for the
suggestion that tianeptine may provide effective treatment for people with PTSD.
• Collaborative work with other groups has demonstrated abnormal neurotransmitter and neuroinflammatory measures with the psychosocial stress model, as well
as evidence of clinically relevant changes in neurotransmitter levels with SSRI
treatment. In addition, the combination of psychological and physical stress
produced a greater magnitude of neuroinflammation and cognitive abnormalities
than by either manipulation alone.
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