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DR. HEIKE SCHROEDER School of International Development, University of East Anglia Phone: +44 (0)1603 591036; Email: [email protected] - Last updated January 2014 - Education 2003 Free University of Berlin Berlin, Germany Ph.D. (Dr. rer. pol.) in Political Science, magna cum laude Dissertation: Japanese Climate Change Policy. From Dusk to Dawn 2000-02 Visiting research student at University of Tokyo (German Academic Exchange Service (DAAD) and Japanese government (Monbusho) scholarship) 2000 Bonn University Bonn, Germany Master of Arts in Political Science, Economics and Japanese Studies Dissertation: Negotiating the Kyoto Protocol: An analysis of negotiation dynamics in international negotiations 1996 University of East Anglia Norwich, UK Bachelor of Arts (Hons.) in Contemporary European Studies with Japanese language Professional Experience Since 2011 University of East Anglia, School of International Development Norwich, UK Senior Lecturer in Climate Change and International Development Director of MSc Climate Change and International Development and Co-Director of MA Globalisation, Business and Sustainable Development 2007-2011 University of Oxford, Environmental Change Institute Oxford, UK James Martin Senior Research Fellow in Forest Governance (2009-11) Tyndall Senior Research Fellow in International Climate Policy and Non-state Actors, Tyndall Centre for Climate Change Research (2007-10) Research Member, Exeter College; Research Associate, Department of Politics and International Relations; Faculty Associate, Smith School of Enterprise and the Environment 2003-2007 University of California, Santa Barbara Santa Barbara, USA Institutional Dimensions of Global Environmental Change (IDGEC), Project of the International Human Dimensions Programme on Global Environmental Change (IHDP) Executive Officer of IDGEC and Postdoctoral Researcher 1997-99 UNFCCC Secretariat Consultant and conference support during Conferences of the Parties and meetings of the subsidiary bodies (COP3-COP5) 1996-98 IHDP Research Assistant, part-time Summer 1997 United Nations University, Environment Programme, Intern Spring 1997 German Parliament, Intern Summer 1996 European Parliament, Intern Summer 1995 Bayer Argentina, Intern Bonn, Germany Tokyo, Japan Bonn, Germany Brussels, Belgium Buenos Aires, Argentina Other Roles 2010- Tyndall Centre for Climate Change Research, Coordinator of Governance Theme 2009- Earth System Governance Project, Member of Scientific Steering Committee and Oran Young Prize Committee Secretary 2008- International Studies Association, Environmental Studies Section, Harold and Margaret Sprout Award Committee Member (2012-14), Nominations Committee Member (2010-12), Executive Committee Member (2008-10) Editorial Board member of Global Environmental Politics, Global Environmental Change, International Environmental Agreements: Politics, Law and Economics (book review editor: politics) and Development Studies Research Publications Books and Special Issues Schroeder, H., Sikor, T. and McDermott, C. (guest eds.) (forthcoming) Beyond Carbon: Ensuring Justice and Equity in REDD+ across Levels of Governance. Ecology & Society. Schroeder, H., Burch, S. and Rayner, S. (guest eds.) (2013), Novel Multi-sector Networks and Entrepreneurship in Urban Climate Governance. Environment and Planning C: Government and Policy Corbera, E., Schroeder, H. and Springate-Baginski, O. (guest eds.) (2011), Special Issue on REDD+ Governance and Implementation, Environmental Science & Policy 12, 2 Biermann, F., M. Betsill, J. Gupta, N. Kanie, L. Lebel, D. Liverman, H. Schroeder, and B. Siebenhuener (2009), "Earth System Governance: People, Places, and the Planet", Science and Implementation Plan of the Earth System Governance Project, IHDP Report 20, Bonn, IHDP Young, O.R., L.A. King, and H. Schroeder (eds.) (2008), Institutions and Environmental Change: Principal Findings, Applications, and Research Frontiers, Cambridge, MA: MIT Press Schroeder, H. (2001), Negotiating the Kyoto Protocol, An analysis of negotiation dynamics in international negotiations. Münster: LIT Verlag Journal articles Schroeder, H., S. Burch and S. Rayner (2013), Novel multisector networks and entrepreneurship in urban climate governance, Environment and Planning C: Government and Policy 31(5) 761 – 768 Burch, S., H. Schroeder, S. Rayner and J. Wilson (2013), Novel multisector networks and entrepreneurship: the role of small businesses in the multilevel governance of climate change, Environment and Planning C: Government and Policy 31(5) 822 – 840 Jordan, A., T. Rayner, H. Schroeder, N. Adger, K. Anderson, A. Bows, C. Le Quéré, M. Joshi, S. Mander, N. Vaughan and L. Whitmarsh (2013), “Going Beyond Two Degrees: The Risks and Opportunities of Alternative Options, Climate Policy 13:6, 751-769 Sikor, T., G. Auld, A.J. Bebbington, T.A. Benjaminsen, B.S. Gentry, C. Hunsberger, A.-M. Iza, M.E Margulis, T. Plieninger, H. Schroeder and C. Upton (2013), “Global Land Governance: From Territory to Flow?”, Current Opinion in Environmental Sustainability, 5(5), 522-527 Schroeder, H., M.Boykoff and L. Spiers (2012), “Equity and State Representations in Climate Negotiations”, Commentary, Nature Climate Change, 2 (12): 834-836 Newell, P., P. Pattberg and H. Schroeder (2012), “Multiactor Governance and Environment”, Annual Review of Environment and Resources, 37: 365–87 Biermann, F., K. Abbott, S. Andresen, K. Bäckstrand, S. Bernstein, M.M. Betsill, H. Bulkeley, B. Cashore, J. Clapp, C. Folke, A. Gupta, J. Gupta, P.M. Haas, A. Jordan, N. Kanie, T. Kluvánková-Oravská, L. Lebel, D. Liverman, J. Meadowcroft, R.B. Mitchell, P. Newell, S. Oberthür, L. Olsson, P. Pattberg, R. Sánchez-Rodríguez, H. Schroeder, A. Underdal, S. Camargo Vieira, C. Vogel, O.R. Young (2012), “Towards a Strengthened Institutional Framework for Global Sustainability”, Current Opinion in Environmental Sustainability, 4(1): 5160 McDermott, C., L. Coad, A. Helfgott, H. Schroeder (2012), “Operationalizing social safeguards in REDD+: Actors, interests and ideas”, Environmental Science & Policy, 21: 63-72 Biermann, F., K. Abbott, S. Andresen, K. Bäckstrand, S. Bernstein, M. M. Betsill, H. Bulkeley, B. Cashore, J. Clapp, C. Folke, A. Gupta, J. Gupta, P. M. Haas, A. Jordan, N. Kanie, T. Kluvánková-Oravská, L. Lebel, D. Liverman, J. Meadowcroft, R. B. Mitchell, P. Newell, S. Oberthür, L. Olsson, P. Pattberg, R. SánchezRodríguez, H. Schroeder, A. Underdal, S. Camargo Vieira, C. Vogel, O. R. Young, A. Brock, R. Zondervan (2012), “Navigating the Anthropocene: Improving Earth System Governance”, Policy Forum, Science, 335 (6074): 1306-1307 Shiroyama, H. M. Yarime, M. Matsuo, H. Schroeder, R. Scholz and A.E. Ulrich (2012), “Governance for Sustainability: Knowledge Integration and Multi-actor Dimensions in Risk Management”, Sustainability Science, 7 (1), 45-55 Page 2 of 6 Schroeder, H. and H. Lovell (2012), “The Role of Non-state Actors and Side Events in the International Climate Negotiations”, Climate Policy 12 (1): 23-37 Bulkeley, H. and H. Schroeder (2011), “Beyond State and Non-state Divides: Global Cities and the Governance of Climate Change”, European Journal of International Relations, doi: 10.1177/1354066111413308 Doherty, E. and H. Schroeder (2011), “Forest Tenure and Multi-level Governance in Avoiding Deforestation under REDD”, Global Environmental Politics 11(4): 66-88 Corbera, E. and H. Schroeder (2011), “Governing and implementing REDD+”, Environmental Science & Policy 14, 2: 89-100 New, M., D. Liverman, H. Schroeder and K. Anderson (2011), “Four degrees and beyond: the likelihood and implications of a global climate change of 4+ degrees”, Philosophical Transactions of the Royal Society A 369: 6-19 Schroeder, H. (2010), “Agency in International Climate Negotiations: The Case of Indigenous Peoples and Avoided Deforestation”, International Environmental Agreements: Politics, Law and Economics 10, 4, 317–332 Biermann, F., M. Betsill, J. Gupta, N. Kanie, L. Lebel, D. Liverman, H. Schroeder, and B. Siebenhuener (2010), “Earth System Governance: Navigating the Anthropocene”, International Environmental Agreements: Politics, Law and Economics 10, 4: 277–298 Chu, S.Y., and H. Schroeder (2010), “Private Governance of Climate Change in Hong Kong: An analysis of drivers and barriers of corporate action“, Asian Studies Review 34, 3: 287-308 Biermann, F., Betsill, M., Camargo Vieira, S., Gupta, J., Kanie, N., Lebel, L., Liverman, D., Schroeder, H., Siebenhuener, B., Yanda, P.Z. and Zondervan, R. (2010), “Navigating the Anthropocene: The Earth System Governance Project Strategy Paper”, Current Opinion in Environmental Sustainability 2, 3: 202-208 Lovell, H. and H. Schroeder (2010), “Carbon Standards and Non-nation-state Actors”, Exploration & Production - Oil & Gas Review 8, 1: 14-15 Okereke, C. and H. Schroeder (2009), “How can the objectives of justice, development and climate change mitigation be reconciled in the treatment of developing countries in a post-Kyoto settlement? “, Climate and Development 1, 1: 10-15 Schroeder, H. (2009), “Leuchtkraft in Gefahr: Staedtische Energieversorgung“, Politische Oekologie 114: 28-30. Schroeder, H. and H. Bulkeley (2009), “Global Cities and the Governance of Climate Change: What is the Role of Law in Cities?“ Fordham Urban Law Journal 36, 2: 313-359 Okereke, C., H. Bulkeley, and H. Schroeder (2009), “Conceptualizing Climate Governance beyond the International Regime“, Global Environmental Politics 9, 1: 58-78. Young, O.R., E. Lambin, F. Alcock, H. Haberl, S. Karlsson, W. McConnell, T. Myint, C. Pahl-Wostl, C. Polsky, P.S. Ramakrishnan, H. Schroeder, M. Scouvart, P. Verburg (2006), “A Portfolio Approach to Analyzing Complex Human-Environment Interactions: Institutions and Land Change“, Ecology & Society 11, 2 Hirono, R. and H. Schroeder (2004), “The Road to and from the Kyoto Protocol: The Perspectives of Germany and Japan“, International Review for Environmental Strategies 5, 1 Schroeder, H. (2004), “The Japanese Top Runner Approach“ (in German), Ökologisches Wirtschaften, 3-4 Book chapters Schroeder, H. and C. Okereke (2013), “REDD+ and Social Justice: Adaptation by Way of Mitigation?”, in Successful Adaptation to Climate Change, edited by S. Moser and M. Boykoff. London: Routledge, pp. 81-94 Bulkeley, H. and H. Schroeder (2012), “Global Cities and the Politics of Climate Change”, in Handbook of Global Environmental Politics, 2nd ed. Cheltenham, UK: Edward Elgar, pp. 249-260 Schroeder, H., J. Li, H. Bulkeley, C. Barbier, J. Zhao, M. Columbier, S.Y. Chu and S. Ghosh (2012), “Enabling the Transition to a Low Carbon Climate Resilient Economy in Asian Cities: Drivers, Barriers and Solutions“, in: Climate Smart Development in Asia: Transition to Low Carbon and Climate Smart Economies, edited by A. Srinivasan, F. Ling and H. Mori. London: Routledge, pp. 148-183 Bulkeley, H., H. Schroeder, K. Janda, J. Zhao, A. Armstrong, S. Chu and S. Ghosh (2011),“The role of institutions, governance and planning for mitigation and adaptation by cities“, in Hoornweg, D., Frire, M., Lee, M., Bhada, P. and Yuen, B (eds) Cities and Climate Change: responding to an urgent agenda, The World Bank; Washington, DC, pp. 68-88 Schroeder, H. (2010), “The History of International Climate Change Politics: Three Decades of Progress, Process and Procrastination“, The Politics of Climate Change: A Survey, edited by Max Boykoff. London: Routledge Page 3 of 6 Schroeder, H., L.A. King, and S. Tay (2008), “Contributing to the Science-Policy Interface: Policy Relevance of Findings on the Institutional Dimensions of Global Environmental Change“, in: Institutions and Environmental Change: Principal Findings, Applications, and Research Frontiers, edited by O.R. Young, L.A. King, and H. Schroeder. Cambridge, MA: MIT Press Schroeder, H. (2008), “Analyzing Biosafety and Trade through the Lens of Institutional Interplay“, in: Institutional Interplay: The Case of Biosafety, edited by O.R. Young, W.B. Chambers, J.A. Kim, and C. ten Have. Tokyo: UNU Press Schroeder, H. and D. Yocum (2006), “Vulnerability, Resilience, and Adaptation: Response Mechanisms in an Environmental Emergency - The Asia Tsunami in Thailand and Hurricane Katrina in the United States“, in: Chemicals as Intentional and Accidental Global Environmental Threats, edited by L. Simeonov and E. Chirila. Dordrecht: Springer Verlag Schroeder, H. and D. Yocum (2006), “European Institutions for Controlling Chemical Air Pollution: An Analysis of CLRTAP - European Union Interplay“, in: Chemicals as Intentional and Accidental Global Environmental Threats, edited by L. Simeonov and E. Chirila. Dordrecht: Springer Verlag Schroeder, H. (2006), “The Donald Bren School of Environmental Science and Management“ (in German), in: Jahrbuch Ökologie 2007, edited by G. Altner, H. Leitschuh-Fecht, G. Michelsen, U.E. Simonis and E.U. von Weizsaecker. Verlag C.H. Beck Schroeder, H. (2004), “Japan’s Contribution to International Climate Policy“ (in German), in: Japan 2004, edited by Manfred Pohl and Iris Wieczorek. Institut für Asienkunde Schroeder, H. (contributing writer) (1999), “The Americas“, in: A Guide to Delegate Preparation 1999-2000, Model United Nations, edited by G.B. Julian and J.R. Gagain Jr.. New York: United Nations Association of the United States of America Reports and other publications Schroeder, H. (2011), “Climate change mitigation in Los Angeles, US“, Unpublished case study prepared for the Global Report on Human Settlements 2011 Bulkeley, H. and H. Schroeder (2009), “Governing Climate Change Post-2012: The Role of Global Cities – Melboune“, Tyndall Working Paper 138 Bulkeley, H., H. Schroeder, K. Janda, J. Zhao, S. Chu and S. Ghosh (2009), “Cities and Climate Change: The Role of Institutions, Governance and Urban Planning“, Report prepared for the World Bank Urban Symposium on Climate Change, available at: http://www.urs2009.net/docs/papers/Bulkeley.pdf Bulkeley, H. and H. Schroeder (2008), “Governing Climate Change Post-2012: The Role of Global Cities. Case Study: London“, Tyndall Working Paper 123 Schroeder, H. and H. Bulkeley (2008), “Governing Climate Change Post-2012: The Role of Global Cities. Case Study: Los Angeles“, Tyndall Working Paper 122 Schroeder, H. and C. Okereke (2008), “How can the objectives of justice, development and climate change mitigation be reconciled in the treatment of developing countries in a post-Kyoto settlement? “, A Report on the Discussion Group on Developing Countries and a Post-Kyoto Deal at the DSA-DFID Policy Forum on Climate Change and International Development, University of Greenwich Okereke C. and H. Schroeder (2008), “How can the objectives of justice, development and climate change mitigation be reconciled in the treatment of developing countries in a post-Kyoto settlement? “, A Background Paper for the Discussion Group on Developing Countries and a Post-Kyoto Deal at the DSADFID Policy Forum on Climate Change and International Development, University of Greenwich Young, O.R. with contributions by others (2005), edited by H. Schroeder, Institutional Dimensions of Global Environmental Change (IDGEC) Science Plan, 3rd edition. Bonn: IHDP Schroeder, H. (2003), From Dusk to Dawn: Climate Change Policy in Japan. Ph.D. Dissertation, Free University of Berlin Barrett, B., W.B. Chambers, and H. Schroeder (2001), “Perceptions of Science and Politics in the UNFCCC Process: Delegates at COP3 and COP4“, UNU/IAS EMD Series No. 8, United Nations University's Institute for Advanced Studies, Tokyo Paoletto G. and H. Schroeder (1997), “Enhancing Participation of NGOs in the FCCC Process“, GEIC Paper Series, Global Environment Information Center Tokyo, October 1997 Page 4 of 6 Teaching & Supervision Current modules at UEA · Climate Change Policy for Development · Perspectives on Globalisation · Globalisation, Business and Development · Advanced Qualitative Research and Analysis · Resource Development and Conservation · Natural Resources I Previous teaching experience: Oxford University, University of California Santa Barbara, Free University of Berlin, Technical University of Dresden and Bonn University Supervision PhD students: Sabine Dauth, UEA; Ursula Flossmann-Kraus, UEA; Susan Conlon, UEA; Wei Shen, UEA (completed); Lucy Baker, UEA (completed); Karen Anderton, Oxford (completed) PhD external supervision: Harro van Asselt, Amsterdam/Oxford (Marie Curie fellow) MSc students: Hannah Betts, UEA 2013; Timothy Damon, UEA 2013; Adelaide Glover, UEA 2013; Mizuki Kitagawa, UEA 2013; Luanna Ramalho, UEA 2013; Nsikan-George Emana, UEA 2012; Keane Gruending, UEA 2012; Zerrin Afza, UEA 2012; Jie Xia, UEA 2012; Aya Naito, UEA 2012; Hyunjin Kim, Oxford 2011; Sam Davidson, Oxford 2010; Daphne Liew, Oxford 2010; Leon Westby (distinction), Oxford 2010; David Aitken (distinction), Oxford 2009; Emma Doherty (distinction), Oxford 2009; Lysete Hernandez, Oxford 2009; Sofia Shellard, Oxford 2009; Elizabeth Anderson, Oxford 2008; Joy Bailey, Oxford 2008; Shu Yi Chu (distinction), Oxford 2008; Jonathan Gaventa (distinction and best dissertation), Oxford 2008; Daniela Rey, Oxford 2008 UG students: Robert White, UEA, 2014; William Pasang, UEA, 2013 Grants, Awards, Scholarships, Consultancies · UEA DEVCo Funding for “2014 Norwich Conference on Earth System Governance: Allocation and Access in the Anthropocene”, 2013, £6,000 · UEA Internationalisation Investment Fund, “2014 Norwich Conference on Earth System Governance: Allocation and Access in the Anthropocene”, 2013, £5,000 · UEA DEVCo Funding for Special Feature on "Beyond Carbon: Ensuring Justice & Equity in REDD+ across Levels of Governance" in Ecology and Society, £1,800 · Principal Investigator: Asia-Pacific Network on Global Change Research, contribution to Oxford Conference on „Beyond Carbon: Ensuring Justice & Equity in REDD+ across Levels of Governance”, 23-25 March 2012, US$50k · Consultant: African Development Bank, Training workshop for AfDB Managers on Climate Change, Agriculture and Natural Resources, 2012 · Co-investigator: The Swedish Research Council (Vetenskapsrådet) and The Swedish Research Council for Environment, Agricultural Sciences and Spatial Planning (Formas), The Role of Non-state Actors in the Emerging Landscape of International Climate Co-operation, 2012-14, SEK 5450 and SEK 4750 (approx. £980k) · Principal Investigator: Future of Cities Programme, University of Oxford, Urban Climate Governance, £25k · Consultant: UNITAR e-learning course moderator on „Climate Change Diplomacy”,2010-12 · Consultant: UN Habitat commissioned research on Los Angeles and climate change, 2009, US$3,333 · Consultant: World Bank commissioned research on cities and climate change, 2008-09, US$15,000 · Co-investigator: National Science Foundation, Project on the Institutional Dimensions of Global Environmental Change, Supplementary Grant, 9/2005-2/2007, US$165,000 · Co-investigator: Asia-Pacific Network on Global Change Research, Institutional Dimensions of Global Environmental Change Synthesis Conference. Institutions for Sustainable Development in the Face of Global Environmental Change: Questioning – Explaining – Demystifying, 2006, US$20,000 Page 5 of 6 · Scholar: German Academic Exchange Service (DAAD) and Japanese Ministry of Education (Monbusho) research scholarship, 2000-02 · Scholar: Peaceboat Japan, International Student Scholarship, 2000 · Awardee: Outstanding Delegation Award, National Model United Nations, New York, 1999 · Scholar: Bonn University Exchange Scholarship to study at the University of East Anglia, 1994-95 Plenary Talks (selection) 2013 University Rovira i Virgili, Tarragona: Talk on “REDD+: impact upon the rights and livelihoods of local communities” Musol, Conference on Climate Change and Development, Valencia: The Role of the Local Level, Talk on “Climate Change Mitigation and Adaptation: The Role of Local Actors and Civil Society” British Academy, Conference on ‘Emerging Powers Going Global’, Session on ‘Global Sustainability with Emerging Powers?’, Panelist 2012 University of Westminster: Seminar on Eco-city politics: national policy, local leadership, public accountability: Talk on “The multilevel governance of climate change in cities”. 2011 Climate Change, Agriculture and Food Security (CCAFS) Workshop on Science at the Nexus of Climate Change and Agriculture: Talk on “Institutions and Governance” 2010 Second International Sustainability Science Conference, Rome: Talk on “REDD+: Who, What and How?” 2009 Fifth Urban Research Symposium, World Bank, Marseille: Talk on "Cities and Climate Change: The Role of Institutions, Governance and Urban Planning" 2007 Amsterdam Conference on the Human Dimensions of Global Environmental Change, Final Plenary: Intervention on "Institutionalizing Research on Institutions – as a Crosscutting Theme?" 2001 Attended by His Majesty the Emperor of Japan and other dignitaries, Ceremony to Commemorate 100 Years of Inviting Foreign Students to Study in Japan, Tokyo: Salutation by the Foreign Students’ Representative (in Japanese) Conferences, Workshops and Side Events convened, organised or coordinated (selection) 2014 Norwich Conference on Earth System Governance: Access and Allocation in the Anthropocene – conference chair 2012 Beyond Carbon: Ensuring Justice & Equity in REDD+ across Levels of Governance, Oxford – conference chair 2010 UNFCCC COP-16, Cancun: Side event on “REDD+ Governance and Implementation” – organiser and presenter University of Oxford: Panel discussion of COP15: What happened and what next? - organiser and chair 2009 UNFCCC SB-30, Bonn: Side event on "Parallel Worlds – The Role of Observer Organizations in the COP Process" - organiser and presenter 2008 DFID/DSA Policy Forum, Greenwich: “International Development in the Face of Climate Change” – session convenor 2007 UNFCCC COP-13, Bali: Side event on "How Can We Get More GHG Emissions out of the Atmosphere and Contribute to Sustainable Development?" – organiser and presenter 2006 IDGEC Synthesis Conference, Bali: "Institutions for Sustainable Development in the Face of Global Environmental Change" – conference coordinator Languages German (mother tongue); English (fluent); Japanese (good); Spanish (good); French (basic) Page 6 of 6