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Theory of Formalism Mag-isa, Von Justin Mallare, Tristan Howell Medina, Alethea Mae Medina, Denver Mendoza, Danver Narciso, Fiona Ogilvie, Jeremy James Ong, Kim Thomas Onate, Claudette Miracel Perez, Roi Vincent Outline I. Ethical Systems II.Definition and Examples III.History IV.Form and Content V. Kant’s Ethics VI.Intrinsic Values VII.Harry J. Gensler’s Theory of Formal Ethics Outline VIII. Categorical Imperative IX. Ethical Formalism vs. Other Ethical Theories X. Pros and Cons XI. Theory of Formalism in Engineering Ethics XII. History of Engineering Ethics XIII. Criticisms on Ethical Formalism XIV. Formalism: Another Approach Ethical Systems What are Ethical Systems? -source of moral beliefs -the underlying premises from which we make judgments -they are beyond argument Baelz(1977) -they are prescriptive; certain behavior is demanded or proscribed -they are authoritative -logically impartial or universal -they are not self-serving Basic Types of Ethical Systems • Deontological -concerned with the inherent nature of the act being judged. -an act which is inherently good, even if results in bad consequences is still a good act. • Teleological -judges the consequences of the act -a bad act resulting in good consequences would be defined as good. (end justifies the means) DEFINITION OF FORMALISM • A type of ethical theory which defines moral judgments in terms of logical form rather than its content. • Formalism is the view that theoretical information about an object, or practical guidance about how to treat it, are to be derived from attention to its form rather than its matter or content. When can you say its formal? It should focus on the structural and functional properties that instances of a type have in common and derives its conclusions from those alone. HISTORY • Idea originated in ancient Greek metaphysics • Plato (c. 430-347 B.C.) argued that to understand an object is to grasp the forms in which it “participates.” • Aristotle (384-322 B.C.) developed this theory by contrasting the form of an object to its matter. IMMANUEL KANT (1724-1804) IMMANUEL KANT • Father of formalist thinking • One of the most influential philosophers in the history of western philosophy • In the 18th century, argued that right and wrong are founded on duty • The concept of “motive” is the most important factor in determining what is ethical • Works on ethics: – The Foundation of the Metaphysics of Morals (1785) – The Critique of Practical Reasoning (1787) • He is the primary proponent in history of what is called deontological ethics • "Act only according to that maxim by which you can at the same time will that it should become a universal law." FORM AND CONTENT • The form is the "shape“ of the thing, a container without content. • The content is the specific manifestation of the form. FORM AND CONTENT • Ethical formalism rejects the concern with actual moral acts and concentrates instead on the fundamental sources of moral goodness regardless of their application. • The content of any moral action has no meaning. KANT’S ETHICS • Kant's ethics is called formalism because it focuses on the form or structure of a moral judgment. • A truly moral action is one that comes from the free will. • Ethical action deriving from the will is truly good because it is both free and universal. KANT’S ETHICS • Universality becomes the ground of morality because it does not take into consideration any specific interest. • The very concept of universality means that real moral rules must apply to everyone equally. FORMALISM • Kant's approach to ethics begins with an analysis of "ulterior motives.“ • Kant then proceeds to analyze the acts of so-called "Good Samaritans" to see why they do good things for complete strangers. – "Under what circumstances will people sincerely do good with no expectation of benefit?" Good Will in Formalism How do we define Formalism? Good Will In Formalism • Kant explains that the only thing good in itself is the “Good will.” • “A good will is not because of what it effects or accomplishes---because of its fitness for attaining some proposed end: it is good through its willing alone---- that is, good in itself.” • Therefore, doing something because you think is good doesn’t make the act good. It all matters on the attitude you have towards it. Let’s say you’re at your mother’s house and she asks you to wash her car for her. you either: a) Wash your mother’s car because it makes her happy and you care about her so you do it with no complaints. b) Wash your mother’s car simply because you like washing cars. c) Reluctantly wash your mother’s car even though you have a ton of things to do. Which one of these, according to Kant, are morally correct and are done out of sheer good will? • According to Kant doing something out of good will means doing it strictly for the sake of duty. Meaning, you do the right thing because it is your “job” to do so. • As soon as you are doing an act out of the fact that you are inclined to do so because of some reward, or pleasure that is involved then that act will not account for your Good Will. • Kantian Ethics is straight to the point duty inspired. There is no other emotion that should be felt other then “I must do this because it is my duty.” • That is why in our example, C is the only right answer — for Kant that is. • Even though A seems to look good on the outside, if you get joy our of helping your mother then you are also inclined to do so. • If B, then you are also inclined to do so out of the pleasure you will get from washing the car! INTRINSIC VALUE • Ethical formalism holds that the source and ground of ethical laws contains their value. • For Kant, a truly moral action is one that comes from the free will. • Ethical action deriving from the will is truly good because it is both free and universal. INTRINSIC VALUE • Kant's famed ethical formalism shows the source of moral action through a will that is totally free from constraint, and hence, necessarily totally universal. • All rational human beings are capable of this sort of action. Since this is the source of moral goodness, and all human beings can perform it, then each rational person is the source of moral good. Harry J. Gensler's Theory of formal ethics The Golden Rule “Treat others as you want to be treated” • K. Know: “How would my action affect others?” • I. Imagine: “What would it be like to have this done to me in the same situation?” • T. Test for consistency: “Am I now willing that if I were in the same situation then this be done to me?” • A. Act toward others only as you’re willing to be treated in the same situation. CATEGORICAL IMPERATIVE Two ethical imperatives that guide our actions: 1. What is best for everyone equally? 2. What preserves the needs of each individual equally? – This relates to Kant’s Categorical Imperatives – Groundwork of the Metaphysics of Morals CATEGORICAL IMPERATIVE – Act so as to treat people always as ends in themselves, never as mere means. – Kant’s two basic assumptions: a. Only human beings are capable of rationality b. As rational, human beings are autonomous HOW TO MEET THE REQUIREMENTS OF CATEGORICAL IMPERATIVE • Kant divides the duties imposed by this formulation into two subsets: • Perfect Duty – According to his reasoning, we first have a perfect duty not to act by maxims that result in logical contradictions when we attempt to universalize them. – in general, perfect duties are those that are blameworthy if not met, as they are a basic required duty for a human being. HOW TO MEET THE REQUIREMENTS OF CATEGORICAL IMPERATIVE • Imperfect duty – which are still based on pure reason, but which allow for desires in how they are carried out in practice. because these depend somewhat on the subjective preferences of humankind, this duty is not as strong as perfect duty, but is still morally binding. – you do not attract blame should you not complete an imperfect duty but you shall receive praise for it should you compete it. HOW TO MEET THE REQUIREMENTS OF CATEGORICAL IMPERATIVE 1. Act only which you will that universal on that maxim through can at the same time it should become a law. HOW TO MEET THE REQUIREMENTS OF CATEGORICAL IMPERATIVE 2. Act in such a way that you always treat humanity, including yourself and others, as an end in itself, and never as a means to an end HOW TO MEET THE REQUIREMENTS OF CATEGORICAL IMPERATIVE 3. Act as if you were a lawmaking member of a kingdom of end. Ethical Formalism VS Other Ethical Theories Ethical Formalism • an ethical theory that defines morals based off of logic and reason • Ethical formalism is "considered as an absolutist system, if something is wrong, it is wrong all the time" (Pollock, 2004). Just the same, if something is right, it is then right all the time. Ethical Formalism • for an action to be moral, it is not sufficient that you do the right thing -- you must also do it from the right maxim (basis for action) • With its greater emphasis on logic over content, the laws themselves are more important than judging what actions are humanitarian • the German philosopher Kant was often criticized for his attempts at deriving concrete moral duties based on "universal laws” Consequentialism • Deals with the consequences of actions rather than with their absolute morality • The dominant form of consequentialism is utilitarianism • Formalism focuses on individual rights, where consequentialism focuses on the common good. Consequentialism According to Kant there are several problems with consequentialism: According to the consequentialist, no act (no matter how evil or cruel) is right or wrong in itself If we are already inclined to do an act because we naturally seek to produce good consequences (e.g., pleasure, happiness), then we are not acting freely and therefore not morally responsibly Consequentialism According to Kant there are several problems with consequentialism: Because of differences in their experiences and backgrounds, people differ as to what are good consequences; therefore, we can never achieve agreement on the end of moral behavior or on an ultimate criterion for making such decisions Formalism VS Consequentialism Example: A manager who refused to dump toxic waste outside his plant out of fear of being fired or even out of the desire to promote good community relations, would not be acting out of a true sense of duty. Formalism VS Consequentialism According to Kant, what would be (ethically) for the manager to ask himself/herself (a)whether he/she could support such dumping as a universal practice, or (b)whether in using the local community as a "sink" he/she was treating its citizens as mere means. Example Consequentialism Deontology Virtue Theory Mill's utilitarianism Kantian ethics Aristotle's moral theory An action is right if An action is right if it is An action is right if Abstract it is in accordance what a virtuous agent it promotes the Description with a moral rule or would do in the best consequences. principle. circumstances. A virtuous agent is one The best who acts virtuously, that consequences are A moral rule is one is, one who has and More Concrete those in which that is required by exercises the virtues. A Specification happiness is rationality. virtue is a character trait maximized. a human being needs to flourish or live well. Consequentialism Deontology Virtue Ethics Example Utilitarianism Kantianism Aristotelianism Model of Practical Reasoning means-ends reasoning: how do I get what I want/what's good? How do I determine what's rational? What habits should I develop? will & reason + desires will & reason (desires are thought of as outside forces with the potential to thwart rationality) Will & reason + desires + character traits Rationality getting what you want doing what reason requires (at a having the kinds of desires which minimum, not having inconsistent reason determines are best or self-contradictory policies) Primary Object of Evaluation consequences (states of affairs) Personal Identity (What is essential to the self?) The Good The Right virtue acts people (agents) right action itself (? or possibly whatever results from the actions (for most consequentialists, states of affairs brought about by of good maximum happiness or something right action? or states of affairs in people? happiness? acquisition similar) which people who act rightly are of goods internal to practices? rewarded?) the sort of thing a virtuous person actions that maximize the good BASIC NOTION would do in the situation being disposed to maximize utility (for simple versions of (but may be analyzed, e.g. as positive attitude toward doing consequentialism, there will be just those dispositions necessary for one's moral duty(?) one big virtue; more complex the attainment of happiness) versions might have many) Kant’s Ethical Theory • Pros – Consistency – Absolute – Objective • Cons – Possible Conflict of Rules – Consequences – Moral Law THEORY OF FORMALISM IN ENGINEERING ETHICS Engineering Ethics • The field of applied ethics and system of moral principles that apply to the practice of engineering. •The field examines and sets the obligations by engineers to society, to their clients ,and to the profession. • As a scholarly discipline, it is closely related to subjects such as the philosophy of science, the philosophy of engineering, and the ethics of technology. HISTORY OF ENGINEERING ETHICS • In the early 19th century, ethics was viewed as a personal rather than a broad professional concern • In the late 19th century, there had been series of significant structural failures, notably the Ashtabula River Railroad Disaster(1876), Tay Bridge Disaster(1879), and the Quebec Bridge collapse(1907) as well as the Boston molasses disaster(1919) • These had a profound effect on engineers and forced the profession to confront shortcomings in technical and construction practice, as well as ethical standards • The formal codes of ethics for professional engineers was developed in 1912 CRITICISMS OF ETHICAL FORMALISM It does not provide guidance for resolving conflicting duties. It can be used to justify a position after it has been adopted, but it may give little help in forming a position. It might not apply to extreme circumstances. • If an action is wrong, it is always wrong. CRITICISMS OF ETHICAL FORMALISM The wording of maxims is critical in ethical formalism and could lead to abuse and confusion Lies vs Untruths CRITICISMS OF ETHICAL FORMALISM Ethical Formalism does not provide guidance for resolving conflicting duties. CRITICISMS OF ETHICAL FORMALISM Formalism might not apply to extreme circumstances. If an action is WRONG, it is ALWAYS WRONG. Regardless of the good circumstances that might result. Formalism: Another Approach The Situation Four police officers were tried by the court in this case and were acquitted of all charges although they gunned down the individual (Dialo). It may have been evident to jurors that their original motive or intent was to protect their lives and the lives of those present when Dialo turned his back and reached for his back pocket (wallet). This conclusion may have been determined through the ethical formalism system which justifies the officers’ actions based on their non-malicious intent. This theory, in fact, may be contradicting if the victim’s rights are carelessly ignored through the process of consideration of only the officer’s individual rights and if in justification of the officers. THE FRIENDZONE FORMALISM: IN SIMPLE LIFE SITUATIONS Thank you for listening! Any Questions?