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Neutral Theory, Molecular Evolution and Mutation Load Population Genetics Nic Kooyers 9/21/11 Definitions • Genetic Polymorphism— “Multiple Forms” – More than one haplotype at a single locus within a population Major Questions in Evolutionary Biology How much is there? What are the functional consequences of it? 1 Outline • How much polymorphism is there? – Historical Debate – Rise of technology • What are the functional consequences? – Neutral Theory – Critiques of Neutral Theory – Current Understanding • Optimization, Mutation and Genetic Load The Classical and Balanced School both Arose from a single laboratory: Thomas Hunt Morgan Pithecanthropus A.H. Sturtevant H.J. Muller 1919 2 This Debate Was Strongly Influenced By The Techniques Available for Scoring Genetic Variation: A Recurrent Theme in Molecular Evolution Pithecanthropus A.H. Sturtevant H.J. Muller 1919 Morgan & Muller Scored Variation By Inbreeding Drosophila To Reveal Single Locus Variants With Visible Morphological Effects 3 Inbreeding Wild-Caught Drosophila Revealed Little Variation In Natural Populations For Such Single Locus Visible Variants Classical School Natural Populations Have Very Little Polymorphism. Most Individuals Are Homozygous for a “Wildtype” Allele. Very Rarely, An Individual Is Heterozygous For A “Mutant” Allele, Which Is Usually Deleterious. Rarely, A Beneficial Mutation Arises and Then Goes Rapidly To Fixation. Therefore, the Phase of Transient Polymorphism Is Brief. Therefore, The Population Can Be Characterized By A Single Homozygous “Wildtype” At Most Loci, With Rare Mutants, And Occassional Bursts of Evolution Limited By The Input of New, Beneficial Mutations. 4 The Balanced School Sturtevant, As An Undergrad, Came Up With The Idea of A Chromosome Map. He Soon Discovered That Different Strains Had Different Gene Orders: He Had Discovered Paracentric Inversions By Mapping. Polytene Chromosome from Salivary Gland 5 Bringing the field into the lab: Theodosius Dobzhansky Polytene Chromosome from Salivary Gland 1924 Drosphila melanogaster – “garbage species” Dobzhansky & Sturtevant (1936): An Inversion Tree for Drosophila pseudoobscura (A) and D.persimilis (B) Olympic (A) Estes Park (A) Tree Line (A) Oaxaca (A) Mammoth (A) Santa Cruz (A) Cuernavaca (A) Chiricahua I (A) Hypothetical A ---------- miranda Pikes Peak (A) Standard (A & B) Sequoia I (B) Arrowhead (A) Chiricahua II (A) Klamath (B) Sequoia II (B) Cowichan (B) Wawona (B) 6 Olympic (A) Estes Park (A) Tree Line (A) Oaxaca (A) Mammoth (A) Santa Cruz (A) Cuernavaca (A) Chiricahua I (A) Much Intraspecific Polymorphism Hypothetical A ---------- miranda Pikes Peak (A) Standard (A & B) Sequoia I (B) Arrowhead (A) Chiricahua II (A) Klamath (B) Sequoia II (B) Cowichan (B) Wawona (B) Olympic (A) Estes Park (A) Tree Line (A) Oaxaca (A) Mammoth (A) Santa Cruz (A) Cuernavaca (A) Chiricahua I (A) Hypothetical A ---------- miranda Pikes Peak (A) Standard (A & B) Sequoia I (B) Each Inversion Mutation Ideally Occurs Only Once in Tree and Tree Minimizes Total Number Of Mutations -Maximum Parsimony Arrowhead (A) Chiricahua II (A) Klamath (B) Sequoia II (B) Cowichan (B) Wawona (B) 7 Olympic (A) Estes Park (A) Tree Line (A) Oaxaca (A) Mammoth (A) Santa Cruz (A) Cuernavaca (A) Chiricahua I (A) Hypothetical A ---------- miranda Pikes Peak (A) Standard (A & B) Sequoia I (B) Arrowhead (A) Maximum Parsimony (and other techniques) allow you to infer the state of extinct ancestral states. Chiricahua II (A) Klamath (B) Sequoia II (B) Cowichan (B) Wawona (B) Olympic (A) Estes Park (A) Tree Line (A) Oaxaca (A) Mammoth (A) Santa Cruz (A) Cuernavaca (A) Chiricahua I (A) Hypothetical A ---------- miranda Pikes Peak (A) Standard (A & B) Sequoia I (B) Arrowhead (A) Tree Is Rooted By Looking At a Closely Related Species That Is Known To Be Phylogenetically Outside the Groups of Interest Outgroup Rooting Chiricahua II (A) Klamath (B) Sequoia II (B) Cowichan (B) Wawona (B) 8 Olympic (A) Estes Park (A) Tree Line (A) Oaxaca (A) Mammoth (A) Santa Cruz (A) Cuernavaca (A) Chiricahua I (A) Hypothetical A ---------- miranda Pikes Peak (A) Standard (A & B) Sequoia I (B) The Inversion Tree Is Not Always The Same As A Tree of Species Or Populations, In This Case Because of: Transpecific Polymorphism Arrowhead (A) Chiricahua II (A) Klamath (B) Sequoia II (B) Cowichan (B) Wawona (B) Balanced School -Lots of polymorphism that persists for long periods -No “Wild-type” -Balancing Selection maintains this polymorphism -Natural Populations can rapidly adapt to changing conditions using this pool of polymorphism Problem– No genetic markers equals no new data! 9 Two Types Of Data Became Widely Available in the 1960’s • Amino Acid Sequence Data (Primarily documenting substitutions between species) • Protein Electrophoresis Data (Primarily documenting polymorphisms within species) New Field of Molecular Evolution Arises Amino Acid Sequence Data Two Central Observations: • There were two many substitutions to be consistent with the Classical School • Divergence in Sequence was not comparable to divergence in Phenotype! 10 Outline • How much polymorphism is there? – Historical Debate – Rise of technology • What are the functional consequences? – Neutral Theory – Critiques of Neutral Theory – Current Understanding • Optimization, Mutation and Genetic Load Motto Kimura to the Rescue Neutral Alleles • Have no effect on any phenotype that influences reproductive success and therefore their evolutionary dynamics are determined by mutation and genetic drift New class of alleles for the Classical School!! 11 Neutral Unfavorable Favorable Effects of 50 Spontaneous Mutation Lines Derived from a Strain of Yeast Growing in a Laboratory Environment. Neutral Alleles (Kimura 1968) • Genetic Drift Determines the Rate of Loss = 1/2N • Mutation Determines the Rate of Input = (2N)μ • Rate of Evolution = Rate of Input X Rate of Loss = (2N)μ1/2N = μ Note: The Rate of Neutral Evolution Does Not Depend upon Population Size. All populations, regardless of size, have an innate tendency to evolve as driven by mutation and drift. Moreover, if the neutral mutations rates are comparable, this tendency is just as strong in a large population as in a small population. GENETIC DRIFT IS IMPORTANT FOR ALL POPULATIONS! 12 Three Lines of Evidence for Neutral Theory • Variation in substitution rates in different genes (or proteins) • Variation in nonsynonymous vs. synonymous substitutions within a locus • Variation in Pseudogenes • The molecular clock (disproven) Evidence for Neutral Alleles 13 Evidence for Neutral Alleles Evidence for Neutral Alleles The pseudogene evolves more rapidly than the functional gene 14 Amino Acid Sequence Data– The Molecular Clock Human Mouse Chicken Newt Carp Shark Human M ouse Chicken Newt Carp Shark 16 35 62 68 79 39 63 68 79 63 72 83 74 84 M ouse Chicken Newt α-Hb Data Carp 85 (King & Jukes, Sci. 154:788-798,1969) Homology – Traits (including amino acid or DNA sequences) found in two or more individuals that have been derived from a common ancestral form Molecular Clock -- Change in sequence is constant over time Data supports Kimura’s theory – Rate of Change is simply μ Outline • How much polymorphism is there? – Historical Debate – Rise of technology • What are the functional consequences? – Neutral Theory – Critiques of Neutral Theory – Current Understanding • Optimization, Mutation and Genetic Load 15 Protein Electrophoresis Data Protein Electrophoresis Data • Lewontin & Hubby (Genetics 54: 595-609, 1966), Johnson et al. (Studies in Genetics. III: 517-532, 1966), and Harris (Proceedings of the Royal Society of London B 164:298-310. 1966) showed that about 1/3 of all protein coding loci were polymorphic for electrophoretically detectable alleles in Drosophila and in humans •Kimura and Ohta (Nat. 229: 467-489, 1971) could explain this high level of variation with the Neutral Theory 16 Kimura & Ohta– Transient Polymorphism Time Period of Transient Polymorphism 1/(2N) of Neutral Mutations Go To Fixation and Transiently Contribute To Polymorphism Levels Most Neutral Mutations Are Lost and Contribute Little to Polymorphism Levels Kimura & Ohta 1 1 2 F (t ) 1 F (t 1)(1 ) 2N 2N Average Probability of Identity by Decent at generation t Probability of Identity by Decent due to Genetic Drift Probability of Identity by Decent due to Mutation At Equilibrium: F(t) =F(t-1) 17 Kimura & Ohta Feq 2N Let = 4Nef 1 1 (1 )2 1 1 1 4N 1 for small Commonly Reported 1 1 Feq H eq 1 1 1 Expected Heterozygosity! Critique of the Neutral Theory Most Observations Below This Threshold This Implies A Small Range of Population Sizes, and That Almost All Species Have N < 5,000 (Including Insects & Bacteria). 18 Ohta (1973-1976) Created The Nearly Neutral Theory To Explain The Heterozygosity Observations •In small populations- slightly deleterious mutations act like neutral mutations •Neutral Mutation rate not total mutation rate •Showed That Genetic Drift Determines Evolutionary Dynamics For Any Mutation With |s|<1/(2Nev) •Let μ(s) describe the probability of a mutation having selection coefficient s, then 1 •The neutral mutation rate=μneutral= 2N ev (s)ds 0 •This explains why Heterozygosity levels off and has a narrow range (recall θ=4Nμneutral) •Unfortunately, this also means you lose the molecular clock because the rate of of Nev substitution is now a function Neutral & Nearly Neutral Effects of 50 Spontaneous Mutation Lines Derived from a Strain of Yeast Growing in a Laboratory Environment. 19 Difficulties with Molecular Clock Human Mouse Chicken Newt Carp Shark -Mutation rate is calculated in rate per generation – Not in rate per absolute time Z Y -Artifact of Calculation X Shark-Human: X+Y Shark- Carp: X+Z Pairwise differences appear similar even with changes to X and Z Outline • How much polymorphism is there? – Historical Debate – Rise of technology • What are the functional consequences? – Neutral Theory – Critiques of Neutral Theory – Current Understanding • Optimization, Mutation and Genetic Load 20 Molecular Evolution Is No Longer Dominated By the Neutral Theory • • • • • Much of the good fit of the clock was an artifact; More rigorous tests show frequent violations of Kimura’s Poisson Clock Still Cannot Simultaneously Explain Substitution Rates and Heterozygosity Now Have Better Tests of Selection: E.g., Fay et al (Nature 415:1024-1026) Found evidence for positive and balancing selection in 60% of the protein coding genes in D. melanogaster, “far higher than permitted by the neutral theory of molecular evolution.” The neutral theory is still a widely used null hypothesis in molecular evolution Recent models blur the distinction between neutral and selected mutations (Wagner, Nat. Rev. Genetics 9: 965-974, 2008) Molecular Evolution Now Focuses On Problem Areas Without A Single Dogma Dominating the Field 1) 2) 3) 4) 5) Gene and Genome Evolution – What kinds of evolutionary changes occur in various genes and genome types and what evolutionary forces are involved? Organismal Evolution – Use the results of studies on genes and genomes to study and test hypotheses about organismal micro- and macroevolution Population Genetics & Intraspecific Phylogeography – Describe the amount and distribution of molecular variation within a species and test and detect the evolutionary forces responsible Quantitative Genetics – Use molecular genetics to understand the genetic basis of phenotypic variation Phylogenetics – Reconstruct the evolutionary history of species, and help determine species status 21 Molecular Evolution : A lesson from the past that is relevant today 1) 2) 3) 4) The origins and initial research focus of the area of Molecular Evolution was strongly influenced by the development of and ability to practically apply protein electrophoresis and amino acid sequencing in the 1960’s Techniques for surveying genetic variation at the molecular level are constantly changing. These changes in molecular screening techniques sometimes, but not always, resolve the questions that had been debated in the field, but inevitably new questions and issues arise with the development of novel scoring techniques As a consequence, the field of Molecular Evoution is a highly dynamic one, with a constantly shifting and evolving research focus. Relevance of Neutral Theory Measures how similar populations are Selection? --Compare Neutral Markers to Functional Genes 22 Outline • How much polymorphism is there? – Historical Debate – Rise of technology • What are the functional consequences? – Neutral Theory – Critiques of Neutral Theory – Current Understanding • Optimization, Mutation and Genetic Load Optimization is a rare word in Evolutionary Biology • Ideal (highest possible fitness) is impossible to define • Ideal is constrained by decent and context Load L Wmax W Wmax Muller- 1950-- “Our Load of Mutations” 23 Muller’s Model • Mutation: From Wildtype A to Deleterious Mutant a: Aa at rate μ • Fitness Model: AA Aa aa » 1 1 1-s • Assuming Random Mating, Input Rate of a is μ, and Output Rate Is sq2 • At Equilibrium, Input = Output, so μ = sq2 qeq=√μ/s • W=p2(1)+2pq(1)+q2(1-s)=1-q2s=1- μ at Equil. Muller’s Model Load L W max W W max At Equilibrium, The M utational Load Is : L 1 (1 ) 1 Load Is Independent of s and Is A Function Only Of μ 24 Other Models-- Loads • Substitution load- Haldane– The “Cost of Natural Selection” must limit beneficial mutations State of Transient Polymorphism Haldane concludes that very few loci can have a beneficial mutation at one time Genetic Load has been largely discredited • Much of the theory was an artifact of using relative fitness and ridiculous Wmax’s • More realistic fitness models have no load at all Current Renditions of Genetic Load 1.) Muller’s Ratchet --- Assexual populations 2.) Mutational Meltdown --- Small populations 3.) Current Human Literature 25 Muller’s Ratchet Are selfing species evolutionary dead-ends? Accumulate mutations without the ability to purge via recombination Growth and decline of populations can facilitate increases in mutation load N0 > N1> N2…. --In a declining population (death exceeds birth) selection does not act as efficiently at eliminating deleterious mutations (“drift load”) -- This in turn promotes further decline within an environment as average fitness decreases -- Decrease in average fitness is due to both deleterious mutations and to impacts of increasing inbreeding (both F and f) --This cyclical process is known as Mutational Meltdown -- Never empirically shown (Gilligan et al., 1997) 26 Growth and decline of populations can facilitate increases in mutation load N0 < N1<< N2…. --Growth should have the opposite effect as decline in that the population should be more efficient at weeding out deleterious mutations -- (Super) Exponential growth may relax purifying selection and contribute to a mutation load Mutation Load in Homo sapiens r = -0.3, therefore explains 9% of the variance in phenotype (RA Yeo et al. PLOS One 6,1) 27 Mutation Load Conclusions • Although optimization remains a untouchable concept in evolution, mutation load has recently enjoyed a renaissance • Genomic data and interest in asexual systems provide future motivation in a completely data depauperate field General Conclusions • Neither the classical or balanced schools were correct in understanding polymorphism • Conclusions are only as good as data… • Polymorphisms are widespread and can be maintained through both neutral and selective mechanisms (not mutually exclusive) • Neutral Theory is now a null hypothesis • There are situations where deleterious mutations are maintained but evidence is rare 28