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Capacitance µ1 s µ2 1 1 / H + U 1 2 / 2 2 We will now spend time on the potential matrix U 1 Quantum effects on Capacitance A metal sphere has a capacitance that describes its capacity to hold charge. This is determined by electrostatics (Coulomb/ Gauss law), and thus depends only on the geometry (eg. radius) CE = 4pe0R, with single electron charging energy U0 = q2/CE What we will see in this chapter is that quantum mechanics can further limit this ‘capacity’ We learned that small systems have discrete levels described by a characteristic density of states. Even if electrostatics allows charge addition (eg. large CE), it may be difficult to do this if there are no levels near EF This means there’s also a ‘quantum capacitance’ proportional to the device density of states, CQ ~ DOS, which affects charging 2 Role of charging and DOS U = UL + U0(N-N0), U0 = q2/CE N = dED(E-U)f(E-) N0 = dED(E-UN)f(E-) N – N0 ≈ [CQ/q2](U-UN), CQ = q2D0 U = (ULCE + UNCQ)/(CE + CQ) 3 Pictorially U = (ULCE + UNCQ)/(CE + CQ) U UL Applied Laplace potential (e.g. Gate) UN CE Electrostatic capacitance CQ Neutrality potential quantum capacitance Next we’ll see how this affects the potential 4 Role of charging and DOS V=0 V=0 V=1 What is channel potential? U = (ULCE + UNCQ)/(CE + CQ) Insulators, CE >> CQ, U = UL (levels slip with drain bias, 0.5) Metals, CE << CQ, U = UN (levels tied with contact, 0) 5 S-D Current ID Transistor VC = VG[CE/(CE+CQ)] S D Gate Voltage OFF (Subthreshold) CQ=0, U = -qVG N = dED(E-U)f(E-) = dED(E)f(E-+U) = dED(E)f(E--qVG) ≈ N0exp(qVG/kT) log10(N/N0) = (qVG/2.3kT) 6 Transistor VC = VG[CE/(CE+CQ)] Pdiss = 0.5 CVD2Nf C, N, f fixed VD decreased if we decrease subthreshold swing N and thus I changes by one decade for 60 meV of applied gate voltage 7 The infamous SAMFET 20 meV/decade ! tox = 150 nm L = 1nm ! Ref: Schon, et al., nature Vol. 413, pp. 713 2001 N and thus I changes by one decade for 60 meV of applied gate voltage 8 Charging how to account for it? e4 H= e3 e2 e1 Device with a few levels 9 How are these filled at equilibrium? N= f(e4-) f(e3-) f(e2-) f(e1-) Device with a few levels 10 How are these filled at equilibrium? 0 N= 0 1 1 Device with a few levels At zero temperature But this is in eigenspace where levels act independently 11 How does it look like in real space? -t e -t H= -t e -t -t e -t In the real space basis, H is a full matrix with off-diagonal terms N must be a full matrix too once levels get mixed up ! 12 What does a full matrix N mean? It means that in real space the electron occupancy at a given point is a coherent mixture of many levels. An incoming electron can jointly occupy multiple levels with definite phase differences, like a laser source irradiating multiple slits, and create quantum interference. We can no longer count electronic charge by adding probabilities of occupancy. Much like interference studies, we need to add probability amplitudes and then square them. The cross-terms that arise are the off-diagonal entries of your full matrix N, and represent interferences. 13 Does it matter? Yes! There are many examples of quantum interference Magnetoconductance oscillations in an antidot lattice (Nihey et al, PRL 51, ‘95) Atom laser (Ketterle group) Aharonov-Bohm interference in a nanotube (Dai group, PRL 93, 2004) Fano interference between a channel and a quantum dot 14 Quantum computation schemes thrive on interference! Scheme of a Si-based quantum computer Possibly the world’s first quantum computer? Questions remain…. (picture from D-wave website) 15 Small devices are better candidates for observing quantum effects We must thus learn to transform matrices, paying special attention to their off-diagonal components 16 Handling quantum interference The off-diagonal terms in the matrix carry information about quantum interference If we can calculate the matrix transformation rules correctly, we should naturally get quantum interference (see slide 34). 17 How do off-diagonal terms describe interference? Current: difference between left and right going states eikx e-ikx In basis of free k waves, currents are ħk/m, and occupancies fk Current = ∑kħk/m(fk – f-k) 18 How do off-diagonal terms describe interference? Now let’s choose different bases by superposing eikx states sinkx coskx Each state is a standing wave. Current carried by each basis is zero! But observable quantities should be basis independent! How would we recover the non-zero current? Answer: we deal with a current matrix whose diagonal terms are now zero. But the current is carried by the off-diagonal elements through interference between sin(kx) and cos(kx) states ! See Slide 35! 19 So we need to learn how to change representations between basis sets 20 How do we change representations? u1 u2 u3 u4 Say 4 atoms with periodic bcs The real space bases are shown above The H in this representation H= 2t -t -t 2t 0 -t -t 0 0 -t -t 0 2t -t -t 2t 21 Let’s diagonalize this and find its eigenspectrum Since 1-D periodic solid, use principle of bandstructure Yk(n) = Y0einka yk = y0eika y0e2ika (site n=1) y0e3ika y0e4ika (site n=3) (site n=2) (site n=4) Each distinct eigenvector corresponds to a different k quantized by the 4-site periodicity, k = (2p/4a)(0,1,2,3). y0 is fixed by normalization, yk+yk = 1 y0 = 1/2 2t The 4 corresponding eigenvalues are -t ek = 2t(1-coska), with the previous ks, k = 0, p/2a, H= 0 -t Thus e1 = 0, e2 = 2t, e3 = 4t, e4 = 2t -t 0 2t 3p/2a -t p/a, -t 2t 0 -t -t 0 -t 2t 22 Let’s write down these solutions y4 y3 y2 y1 The eigenectors of H are superpositions of basis sets. Let us solve for this and the corresponding eigenvalues ya = jujfja Note that we took our original equi-energy y2, y4 and recombined them as (y2y4) to get our new y2,y4 V= y1 y2 y3 y4 1/2 1/2 1/√2 0 -1/2 1/2 0 1/√2 1/2 1/2 -1/√2 -1/2 0 1/2 0 -1/√2 We also calculated the coefficients for the eigenvectors in the previous slide. Let us store the coefficients a describing y in terms of f as a matrix V) Hl = e4 0 0 e3 0 0 0 0 0 0 0 0 e2 0 0 e1 From the previous slide, e1 = 0, e2 = 2t, e3 = 4t, e4 = 2t 23 How to change to the diagonal eigen-representation ? ya(r) = juj(r)fja [Hl]ab = y*a(x)Hopyb(x)dx = ij f*iafjbu*i(x)Hopuj(x)dx = ij f*iafjbHij = ij f†aiHijfjb = [V†HV]ab Thus Hl = V†HV --> Check that previous page’s V and H give Hl 24 How to go back to original representation? Use orthonormality and completeness V†V = VV† = I (Unitary Transformation) Thus H = VHlV† Now, in the eigen-basis, the number operator: So in original atomic basis r = VrlV† rl = [r] is called the density matrix f(e4-) f(e3-) f(e2-) f(e1-) 25 How to go back to original representation? Hl (the eigenvalue matrix) transfers to H using H = VHlV† How would Hl2 transfer? VHl2V† = VHl(V†V)HlV† = (VHlV†)(VHlV†) = H2 In general, any function F(Hl) transforms as F(H) = VF(Hl)V† 26 Putting it another way r = f(H-I) = [I + exp((H-I)/kT)]-1 Density matrix is the Fermi function of the Hamiltonian ! [V,D]=eig(H); rho = 1./[1 + exp((diag(D)-mu)/kT)]; rho = V * diag(rho)* V’ 27 What does it mean? Let’s write out the real-space density matrix r(r,r’) = ij u*i(r)rijuj(r’) Thus electron density n(r) = r(r,r) = ij u*i(r)rijuj(r) But earlier in chapter three, we had assumed n(r) = i|ui(r)|2fi What did we miss? 28 We missed quantum interference We’re missing cross terms in ui(r) and uj(r) Can’t expect n to be diagonal in both real and eigen-representations. As long as wavefunction is a superposition ya(r) = juj(r)fja We expect cross terms in the coefficients ! (Called “Coherence” terms) Then what’s the justification of dropping them in Ch. 3 ? 29 When can we ignore quantum interference? If we’re dealing with classical states that vary fast enough to wash out the interference terms (eg. high temperature with phase-breaking scattering that destroy coherence) Only |uj(r)|2 terms survive the averaging since their phases cancel, and rii = fi. We then get back our old result. Cross terms u*i(r)uj(r) have a net rapidly varying phase, so rij coherence terms stochastically average to zero Random Phase Approximation (RPA) 30 When can we ignore quantum interference? Semiclassical theories deal with Fermi function occupancies alone, ie, only diagonal terms of the density matrix (eg. Drift-Diffusion equation, Boltzmann transport equation) Worked for old devices But we will deal with the full quantum transport by retaining the full density matrix including its off-diagonal coherent components Needed for present day and future devices where phasebreaking vibrations take longer than electron’s transit time 31 through device, and coherence becomes important Total electron number Individual electron numbers at various grid points require us to go to real-space and observe the diagonal components of the density matrix But total electron number depends on the sum of these diagonal components, ie, the trace of the density matrix. Turns out the Trace is invariant under Unitary transformation (like the determinant), we could have found the trace in either representation! N = Trace(r) = Trace(rl) 32 Example Remove periodicity at ends of 1-D lattice [H]. Same process, except restore periodicity and add large onsite term at desired site Then find trace(r), where r = f(H-I) Slide 27 shows how to implement this Charge distribution of well with walls Charge distribution of well with no boundaries but with an impurity 33 Example Friedel oscillations Charge distribution of well with walls Charge distribution of well with no boundaries but with an impurity 34 Let’s implement it for the earlier problem eikx V= e-ikx -i 1/√2 1 In this basis, Jop= ħk/m 0 0 -ħk/m r = fk 0 sinkx Basis transformation 0 f-k Charge N = Tr (r) = fk + f-k Current = Tr(Jopr) = ∑kħk/m(fk – f-k) i 1 coskx Transform VrV+ etc to new basis Jop= r = 1/2 0 -iħk/m iħk/m 0 fk+f-k i(fk-f-k) -i(f k-f-k) f k+f-k Same charge. Same current, but in the off-diag terms! 35 What does this unitary transformation physically mean? 36 We have a matrix in a given basis set (‘grid’). The unitary transformation allows us to re-express it in terms of another basis set Say we have a function of (x,y) whose coefficients are stored as a matrix [M] A f = Ax2 + By2 +2Cxy = [x y] C x C B y M Basis transformation matrix V= y y’ x’ q q {f} = (x,y) {y} = (x ’,y ’) cosq sinq -sinq cosq Check that VV+ = V+V = I x y = V+ x’ y’ x Then new coefficients of the function in terms of x ’, y ’ are M’ = V+MV 37 Now that we understand charge density matrix and how to express it in various basis sets (through unitary rotations), let’s see how it influences the capacitance and thus the potential 38 The infamous SAMFET 20 meV/decade ! tox = 150 nm L = 1nm ! Ref: Schon, et al., nature Vol. 413, pp. 713 2001 N and thus I changes by one decade for 60 meV of applied gate voltage 39 How’s that possible? 40 Can we have a low subthreshold swing? Tunneling transistor – Band filter like operation Ghosh, Rakshit, Datta (Nanoletters, 2004) (Sconf)min=2.3(kBT/e).(etox/) Hodgkin and Huxley, J. Physiol. 116, 449 (1952a) J Appenzeller et al, PRL ‘04 Subthreshold slope = (60/Z) mV/decade 41 S-D Current ID Above threshold ON VC = VG[CE/(CE+CQ)] S D Gate Voltage CQ > 0 42