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Volume 4 Number 11 November 1977 Nucleic AcilJS Research Steady state kinetic studies of initiation of RNA synthesis on T7 DNA in the presence of rifampicin J.W.Smagowicz and K.H.Scheit Max-Planck-lnstitut fur Biophysikalische Chemie, Abteilung Molekulare Biologie, D-3400 Gottingen, GFR Received 19 August 1977 SUMMARY The steady state kinetics of initiation of T7 DNA transcription by RNA polymerase holo enzyme from.E.coli in the presence of rifampicin and the two substrates ATP and UTP were studied. Under these conditions, the enzyme catalyzes exclusively the promotor specific synthesis of pppApU. The kinetic data are in agreement with the mechanism of a truly ordered reaction. Binding of the initiating nucleotide ATP to the transcriptional complex occurs prior to the binding of the substrate UTP. Release of pppApU ist most probable the rate limiting step. K^, constants were found to be 0.6 mM for ATP and 0.31 mM for UTP, respectively. The substrate inhibition pattern indicated that the substrate site exhibits a finite affinity for incorrect nucleoside triphosphate (K-L = 2.3 mM) . A similar non specific binding to the 3-OH site could not be demonstrated. INTRODUCTION Transcription of T7 DNA by RNA polymerase holo enzyme from E.coli is specifically initiated at three promotors. The first event in the synthesis of a RNA molecule is the binding of two nucleoside triphosphates possessing bases complementary to a specific sequence of the promotor, followed by the formation of a dinucleoside tetraphosphate pppXpY with concomitant release of pyrophosphate. In accordance with this, the transcriptional complex is supposed to have an initiation site for the binding of the initiating nucleoside triphosphate and an elongation site for the binding of the selected substrate . An attempt to analyze the kinetics of initiation of RNA synthesis on T7 DNA was undertaken by Rhodes and Chamberlin , employing the so called rifampicin challenge assay . Their results led these authors to the conclusion that initiation follows a mechanism, in which the second nucleoside triphosphate associates rapidly with the T7 DNA enzyme complex, followed by the binding of the initiating nucleoside O Information Retrieval Limited 1 Falconberg Court London W1V5FG England 3883 Nucleic Acids Research triphosphate in a slow reaction, rate limiting for the initiation process. Rhodes and Chamberlin assumed that two competing reactions occur in the presence of rifampicin: (1) chain initiation and (2) inactivation by rifampicin, governed by the rate of rifampicin attack on the T7 DNA enzyme complex. It was, however, shown by Johnston and McClure that the ternary complex T7 DNA enzyme rifampicin still catalyzes the synthesis of the initiating pppXpY. Furthermore, Rhodes and Charaberlin measured the rate of 32 Y-( P)XTP incorporation by acid precipitation. Because only RNA chains from a minimal chainlength on can be precipitated by acid, this technique did not allow to directly determine the effect of substrate concentration on the primary event of initiation. As observed recently, the promotor specific synthesis of pppApU is the only reaction carried out by RNA polymerase on T7 DNA in the presence of sufficiently high concentrations of rifampicin and ATP and UTP as substrates . The enzyme does not dissociate from the template after release of pppApU and reaction proceeds until exhaustion of substrates. As already pointed out by Johnston and McClure, this reaction should be highly suitable for steady state kinetic studies of promotor specific initiation of RNA synthesis. In this paper we report steady state kinetic studies of initiation on T7 DNA by RNA polymerase from E.coli in presence of rifampicin. On the basis of the obtained kinetic data, we attempted to differentiate between possible mechanisms of initiation. MATERIAL AND METHODS Enzyme RNA polymerase holo enzyme from E.coli has been purified according to Zillig through the DEAE cellulose step and then by affinity chromatography on heparin-sepharose as described by Sternbach et al. . The isolated holo enzyme had a specific activity of 16.OOO units/mg assayed with T7 DNA and contained one equivalent of sigma subunit, as determined by the rifampicin challenge assay . The polymerase preparation was judged 95% pure by SDS-polyacrylamide gel electrophoreses. The enzyme was essentially free from phosphatase, RNase and DNase activities in de14 terminations with 4-umbe] 4-umbelliferylphosphate, ( C)poly(rU) and phage DNA as substrates. 3864 Nucleic Acids Research Chemicals ATP and UTP were purchased from Boehringer (Mannhaim), ( 14 C)UTP (sp.act. 486 mCi/mmole) and Y ~ ( 3 2 P ) U T P from AmershamBuchler (Braunschweig). The chemical purity of ATP and UTP was greater than 95%. Contaminations of both substrates by other nucleotides, which might have effected the experiments described below, could not be detected. T7 DNA was isolated from purified phage as described in the literature and shown to be essentially free of single-strand breaks by analytical ultracentrifugation. Conditions for synthesis of pppApU The enzyme-DNA complex was prepared in a total volume of 50 pi by adding 10 pmoles of holo enzyme and 10 pmoles T7 DNA to buffer containing: 0.04 M Tris-HCl, pH 7.9, 0.05 M NaCl, O.O1 mM EDTA, 0.01 MgCl2 and 1 mM mercaptoethanol. After 10 minutes at 37°, rifampicin was added to a final concentration of 10 yM, followed by further incubation for 10 minutes. The reaction was started by adding ATP and UTP in concentrations as indicated in figures and it was stopped after 30 minutes. The rate of synthesis was linear for at least 90 minutes. Aliquots of the reaction mixture 4 14 were chromatographed on paper as described when ( C)UTP was employed. The chromatogram was cut into strips, which were measured for radioactivity in toluene based scintillation fluid. When y-( P)UTP was used, the rate of synthesis was determined 32 by measuring the release of ( P)-pyrophosphate as described in Q the literature . The structural proof of the pppApU synthesized was carried out according to Johnston and McClure . RESULTS AND DISCUSSION Enzymatic condensation of two nucleoside triphosphates giving a dinucleoside tetraphosphate with release of pyrophosphate represents a B bi-bi"reaction, e.g. the process is bimolecular in both directions. With respect to the mode of substrate binding and product release, the reaction may be thermodynamically random or ordered. Randomness would imply that binding of ATP is possible either before or after UTP binding as well as release of PP^ ma Y proceed either before or after release of pppApU. In a truly ordered reaction the temporal sequence of addition of substrates and release of products is obligatory. In a random 3885 Nucleic Acids Research I T UTp. const. 4 -8 / .085 rrM 3 y 2 / / .118rrM ^ .164 nW /o 1 ^^-— j ^ .595rr*1 "^^^__^___..80rnM ' -—Q p- o 5 3.87 mM 10 15 VATP mM"1 Fig. 1: Effect of ATP on the rate of pppApU synthesis » 20 30 W m M Fig. 2: Effect of UTP on the rate of pppApU synthesis 3866 Nucleic Acids Research schema it is possible that one of the routes if favored under normal conditions, but all of them are principally possible. This would be called a kinetically ordered mechanism. One could also think about "mixed-type" mechanisms, in which substrates bind randomly, while product release is ordered or vice versa. The steady state kinetic studies presented here, do not provide any information about mode and sequence of product release. Detailed product inhibition studies would clarify this point. Thus, in the following discussion, we restrict ourselves to the mechanism of substrate binding. The kinetic studies furnished the following experimental results: (1) The plots 1/v versus 1/s are linear over a range of concentration from 0.05 mM to 1 mM for both ATP and UTP, respectively (Figs. 1 and 2 ) . (2) The slope of the plot 1/v versus 1/ATP becomes zero for saturating concentrations of cosubstrate in contrast to the slope of the plot 1/v versus 1/UTP (Figs. 3 and 4 ) . (3) At high concentrations of ATP (> 1 m M ) , the rate of synthesis decreased with increasing concentrations of ATP. The respective double reciprocal plot is curved upwards (Fig. 5 ) . This was not observed for high concentrations of UTP. The plot 1/v versus 1/UTP is linear up to UTP concentrations of 4 mM. (4) The steady state kinetic studies yielded the following kinetic parameters/ &,.__ = 0.7 mM, Kj,_p = 0.31 mM and turnover number = 30/minute (Fig. 6) assuming that all enzyme molecules were active. A plausible mechanism for the synthesis of pppApU must be in agreement with the experimental results summarized above. Three possible models of substrate binding are presented below: random, ordered and kinetically ordered. Their rate equations are given and discussed in conjunction with the experimental data. The possible models describing the synthesis of pppApU presented below share one common feature. Based on the fact that the Q turnover number for elongation was reported to be 60 times high- er than that determined for the synthesis of pppApU and assuming that in first approximation the rates of phosphodieser bond formation in initiation and elongation should be similar, the catalytic step in the synthesis of pppApU should not be rate limiting. 3867 Nucleic Acids Research 15 ATP VATP mM~ Fig. 3: Replot of slopes i/rjTp- Data are taken from Fig. 2. 1 X £.2 3 / /o .1 Kurp= 0.27 nH 2 6 10 VUTP TM'1 Fig. 4: Replot of slopes - j / A T p • Data are taken from Fig. 1 Model 1: Random mode of substrate binding A U k-c •pppApU + PPj EU U Scheme 1 Scheme 1 gives a general mechanism of the reaction in Cleland's notation where E represents open (or rapidly starting) enzyme-DNA complex, the rate equation can be obtained using the 3868 Nucleic Acids Research King-Altman procedure i [A] 2 + j [A] v (D V max k + 1 [A]2 + m [A] where i = K1 [U], j = K 2 [U] + K 3 [U] 2 , k = K 4 + KgtU] + Kg[U] 2 , I = K? + Kg[U], m = Kg + K 1Q [U] + K ^ C U ] 2 . All constants represent linear combinations of rate constants of elementary steps. It is clear from an inspection of equation (1) that the above rate equation, containing higher powers of substrate concentration, does not give neither linear double reciprocal plots nor replots of slopes. If rapid or partial rapid bimolecular substrate association is assumed, the rate equation for scheme 1 becomes: v Const.. [A] [U] 1 V max + aKA [U] + aKy [A] + Const2 [A] [U] (2) For true equilibrium: K. and IC. are true dissociation constants for ATP and UTP (KA = k_1/k1; Ky = k_ 2 /k 2 ); a is a factor by which the dissociation constant is changed upon binding of the other substrate (a = k_,k2/k,k_2 = k_^k-/kijk_^) and Const^ = Const2 = 1. For partial equilibrium, all K's of equation (2) are dynamic constants, as in the general rate equation (1). The slopes of plots 1/v (reciprocal rates) versus 1/s (reciprocal substrate concentration) are given by: sloPe 1 / U T p = C o n 5 ^ V i slo P e 1/ATp =c o n s ^ nicLX v I max M +V[U]) (4 For saturating concentrations of cosubstrate one obtains ^ V * ° < 3869 Nucleic Acids Research Although equation (2) predicts linearity for plots 1/v versus 1/s, both replots of slopes should not go through zero at saturating concentrations of cosubstrate, in clear contradiction to the experimental results. Thus scheme 1 cannot represent the relevant mechanism of reaction. Model 2: Ordered mode of substrate binding pppApU+pp. Scheme 2 The rate equation for scheme 2 is of the form: v [A] [U] (7) ^max K K iA mU + K mU [A] + K mA [U] kok where Inspection shows that equation (7) is similar to that of scheme 1, the only difference is that the constants represent different combinations of rates of elementary steps. Also in this case neither of the slope replots should go through zero for saturating concentrations of cosubstrate. Rapid equilibrium is attained, if the rate of product release (k, in scheme 2) is much smaller than all other rate constants in scheme 2. With this assumption K ^ of equation (7) can be neglected. The same holds, if partial rapid equilibrium is assumed, e.g. if dissociation of the first substrate (k ,) is much faster than other rates. This is equivalent to the condition: K.^ >> K .. Thus, for rapid or partially rapid equilibrium, rate equation (7) reduces to: v [A] [U] (8) max 3870 K iAISnU + K mU[Al Nucleic Acids Research 3 Fig. VxTP mM"' 5: Effect of high substrate concentrations on the rate of pppApU synthesis, (o-o-o), variable ATP concentration; (D-O-o), variable UTP concentration. Fig. 6: Replots of intercepts at ordinate. Data are taken from Fig. 1. Slopes of plots 1/v versus 1/s are given by the following equations: K slope 1/ATP iA 'SnU d/K^/EA]) slope 1/UTP (9) (10) max 3871 Nucleic Acids Research For saturating concentrations of cosubstrate holds: = K mU / V max If UTP is the first substrate to be added, then the term K p[A] in equation (8) is substituted by K ^ [ U ] lim slope,, * 0 (13) [A]-«o VUTP and lim slope . + 0 [U]-«° 1/ATP (14) Replot of slopes, shown in Figs. 3 and 4, clearly indicate that the experimental data are consistant with the model of an ordered reaction, in which ATP binds to the transcriptional complex before UTP. To decide whether this sequence is obligatory or is due to kinetic reasons, we considered an additional model. Model 3: Kinetically ordered substrate binding The rate equation and the reaction scheme for model 3 are identical with those of model 1. Non linear plots 1/v versus 1/s should be observed. In spite of the complexity of rate equation (1) , on the basis of qualitative arguments it can be predicted that deviations from linearity should be expected for plots 1/v versus 1/UTP concentrations. Let us assume that the experimentally determined sequence of substrate binding is due to the fact that the reaction path E + A + EA + U + E (AU) to the central complex, in the normal range of concentrations if favored over the alternative reaction path E + U + E U + A + E (AU), or to say k-j-kj >> ^ 2 ^ 4 ^n scneme 1• At higher concentrations of UTP, the kinetic factors favoring the first pathway should be overcome and larger partions of the reaction flux would proceed via the alternative pathway. The initial rate should pass through a maximum and then decrease to a limiting plateau value, governed by the rate constants of the kinetically less favored reaction path. This would correspond to a minimum in the plot 1/v versus 1/UTP. The data shown in Fig. 5, however, do not show a minimum in the plot 1/v versus 1/UTP at high UTP concentrations. The results of the steady state kinetic studies of pppApU synthesis are thus in agreement with a kinetic scheme of a truly ordered substrate binding (model 2 ) . Prequisite for the binding 3872 Nucleic Acids Research of the substrate UTP is the presence of the initiating nucleo9ide triphosphate ATP on the transcriptional complex. For such a mechanism, a higher affinity of UTP than of ATP to the transcriptional complex, as experimentally observed, should be expected. Substrate inhibition The deviation from linearity of the plot 1/v versus 1/ATP (see Fig. 5) can be interpreted on the basis of the known unspecific binding of substrates with non complementary bases to the transcriptional complex. If ATP interacts with EA then the "dead end" complex E(A,A) is formed and characteristic substrate inhibition occurs. The rate equation for this type of inhibition is of the form: 1 1 v [A] 1 V max r K uI mU [U] [A] K, i 1 (15) JJ where K^ is the inhibition constant for an incorrect substrate. Inspection of equation (15) shows that the plot 1/v versus 1/ATP had to be non-linear. Differentiation of equation (15) by 1/ATP and setting the derivative equal to zero gives the condition for the minimum of the plot 1/v versus 1/ATP in Fig. 5. (16) which for the equilibrium case reduces to [A] min = Substituting the experimental values [ATP] . = 1.25 mM and K ^ = 0.7 mM into equation (17) , one obtains K ± = 2.3 mM. This value is in good agreement with previously determined inhibition constants for incorrect substrate binding to the elongation site . There is no inhibition of synthesis by high concentra- tions of UTP (Fig. 5 ) . This indicates that the 3'-OH site of the transcriptional complex displays no affinity for nucleotides with non complementary bases or at least that this affinity is much lower than that of an incorrect substrate for the substrate 3873 Nucleic Acids Research site of the transcriptional complex. Encouraged by the results of this kinetic study, we wish to advance the following thoughts concerning the structural organization of the transcriptional complex. We assume that the principal structural features of the transcriptional complex in the initiation and elongation mode are identical. The conditio sine qua non is always the existence of a nucleotide, either the initiating nucleoside triphosphate or the terminal nucleotide of the growing RNA chain, at the 3'-OH (or primer) site of the transcriptional complex. The binding of substrate occurs, followed by phosphorylation of either 3'-OH terminus of the growing RNA chain or 3'-OH of the initiating nucleoside triphosphate. It is a priori not obvious why the transcriptional complex should not bind initiating nucleoside triphosphate and substrate randomly, if primer site and substrate site exist simultaneously. The simplest explanation is that the substrate site (or elongation site) does not exist until the binding of the initiating nucleoside triphosphate. This explains why UTP did not interfere with the binding of ATP in the synthesis of pppApU without invoking an exclusive affinity of the primer site at the enzyme for purine nucleoside triphosphates. The primer site has to accomodate any of the four nucleotides if the template sequence demands this. In this context we have to recall the important findings that short oligoribonucleotides possessing base sequences complementary to that of the promotor sequence of the template can specifically serve as primers in the initiation of RNA 13 14 chains ' . This, however, implies recognition between specific sequences of primer and template by direct base-base interactions. Consequently we have to assume that a few nucleotides downstream from the 3'-OH terminus of the growing RNA chain are involved in the formation of a hybrid structure with the corresponding deoxyoligonucleotide sequence of the template. If the primer site is occupied as proposed, the substrate site is created. The selection of substrates is based on their ability to fit into this hybrid structure. At first this involves physical interactions only, namely direct interactions between substrate base and the base of the terminal nucleotide of the 3 -terminus of the RNA chain and interactions of the substrate 3874 Nucleic Acids Research with functional groups of the enzyme at the active site. After bond formation and translocation of the enzyme, this nucleotide becomes the new 3'-terminus of the hybrid structure. The least stable situation occurs during the initiation of a new RNA chain, when the initiating nucleoside triphosphate has to mimic the 3'-terminus of a growing RNA chain and together with the substrate forms the hybrid structure. This explains the highly unfavorable kinetic parameters measured in the synthesis of pppApU. The structural elements forming the hybrid structure at the transcriptional complex are: template, enzyme, part of the 3'end of the growing RNA chain and the bound substrate. The enzyme provides at least the following functions within this complex (1) specific recognition of the promotor sequence of a template, (2) stabilization and proof-reading of the hybrid structure built from template, primer and substrate at the enzyme active site and (3) catalysis. ACKNOWLEDGEMENT Our thanks are due to our colleagues Drs. G. Rhodes, R. Clegg and T.M. Jovln for stimulating discussions and helpful criticisms. We are indebted to Ms. S. Schr6der for skillful technical assistance. REFERENCES 1 2 3 4 5 6 7 8 9 Chamberlin, M.J. (1976) in RNA Polymerase, pp. 40-45, Cold Spring Harbor Laboratory. Rhodes, G. and Chamberlin, M.J. (1975) J. Biol. Chem. 250, 9112-9120. Mangel, F.W. and Chamberlin, M.J. (1974) J. Biol. Chem. 249, 2995-3001. Johnston, D.E. and McClure, W.R. (1976) in RNA Polymerase, pp. 413-428, Cold Spring Harbor Laboratory. Zillig, W., Zechel, K. and Halbwachs, H. (1970) Hoppe Seyler's Z. Physiol. Chem. 351, 221-224. Sternbach, H., Engelhardt, R. and Lezius, A.G. (1975) Eur. J. Biochem. 60, 51-55. Thomas, C. and Abelson, J. (1966) in Procedures in Nucleic Acids Research, pp. 553-562, Harper and Row, New York. Lowery, C. and Richardson, J.P. (1977) J. Biol. Chem 252, 1375-1380. Krakow, J.S., Rhodes, G. and Jovin, T.M. (1976) in RNA Polymerase, p. 138. Cold Spring Harbor Laboratory. 3875 Nucleic Acids Research 10 Segel, I.H. (1975) Enzyme Kinetics, pp. 646-650, Wiley-Interscience, New York. 11 Segel, I.H. (1975) Enzyme Kinetics, pp. 822-824, Wiley-Interscience, New York. 12 Rhodes, G. and Chamberlin, M.J. (1974) J. Biol. Chem. 249, 6675-6683. 13 Downey, K.B., Jurmark, B. and So, A. (1971) Biochemistry 9, 2520-2525. 14 Terao, T., Dahlberg, J. and Khorana, H.G. (1972) J. Biol. Chem. 247, 6157-6166. 3876