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FEMS Microbiology Letters 233 (2004) 187–192 www.fems-microbiology.org MiniReview Experimental studies of ploidy evolution in yeast Clifford Zeyl * Department of Biology, Wake Forest University, P.O. Box 7325, Winston-Salem, NC 27109, USA Received 22 December 2003; received in revised form 5 February 2004; accepted 6 February 2004 First published online 25 February 2004 Abstract Variation in the prominence of haploidy and diploidy is a striking feature of eukaryote life cycles that has not been explained from an evolutionary point of view. The ease with which ploidy and other variables of population genetics may be manipulated in yeast make Saccharomyces cerevisiae an excellent subject for experiments on the fitness effects of ploidy. Several hypotheses have been advanced to explain the emphasis on diploidy in plants and animals, and yeast experiments have been particularly informative for a few. Evidence suggests that diploids may enjoy an immediate advantage over haploids in masking harmful mutations, avoiding the fitness cost such mutations impose on haploids. A convincing longer-term advantage for diploidy has proven elusive, and different evolutionary explanations for the origin and for the subsequent maintenance of diploidy may be required. Ó 2004 Federation of European Microbiological Societies. Published by Elsevier B.V. All rights reserved. Keywords: Haploid; Diploid; Evolution; Selection; Yeast; Mutation 1. Studying ploidy evolution in yeast We have two copies of each chromosome, and none of us really knows, from an evolutionary perspective, why. The immediate explanation, of course, is that we received a copy from each parent, illustrating one obstacle to understanding the evolution of ploidy: it is often inter-related with the evolution of sex, making it difficult to separate two of the biggest remaining questions in evolutionary biology. The fact that plants and animals are diploid for most of their life cycles encourages the assumption that diploidy is an improvement on haploidy. But there is actually a good deal of diversity in life cycles among eukaryotes, with haploidy particularly prominent among algae and fungi. It has proven surprisingly difficult to identify an evolutionary advantage to being diploid that is broadly applicable across many groups of organisms. Fungi display a diversity of life cycles, with and without sex, and with varying emphasis on haploidy and * Tel.: +336-758-4292; fax: +336-758-6008. E-mail address: [email protected] (C. Zeyl). diploidy. As an experimental model, yeast offers not only the opportunity to control ploidy independently of sex, but also many advantages of genetic and genomic knowledge and techniques. Particularly important is the ease with which diploid yeast strains may be constructed from haploids as doubled-haploids, furnishing pairs of strains that are identical except for ploidy [1]. Doubled haploids are homozygous except at the mating-type locus, while heterozygous diploids may be produced by crossing unrelated haploids, allowing experiments that distinguish between theories proposing an immediate physiological advantage to diploidy, longer-term evolutionary advantages, and those based on heterozygosity. Immediate effects of ploidy changes on fitness can therefore be examined in a rigorous, reproducible way. On a longer timescale, yeast also permit the study of evolution in huge populations and over thousands of generations, thanks to their short generation time. The evolutionary effects of ploidy can therefore be observed directly over a period of months or years, as experimental populations adapt to their laboratory environments. Experimental populations can be established as replicate clones of a single genotype, so that populations are initially not only identical but genetically homoge- 0378-1097/$22.00 Ó 2004 Federation of European Microbiological Societies. Published by Elsevier B.V. All rights reserved. doi:10.1016/j.femsle.2004.02.007 188 C. Zeyl / FEMS Microbiology Letters 233 (2004) 187–192 neous. All adaptation that is subsequently observed therefore comes from the selection of new mutations, clarifying the effects of ploidy on the process of adaptation. Yeast populations are typically maintained in the lab for evolutionary study in one of two ways: in chemostats, or by serial transfer. Chemostats maintain a constant environment by supplying fresh growth medium and removing old medium and cells at equal and constant rates. Chemostat populations adapt to an environment in which nutrients are present at constant levels, one or more of them at levels that limit population density [2]. In serial transfer, or batch culture, a random sample of each population is taken at regular intervals (typically daily) and transferred to a culture vessel containing fresh medium. Serially transferred populations therefore experience an environment that fluctuates regularly between feast and famine [3]. Small yeast populations can also be maintained by serial transfer of individual colonies grown on agar plates. What have yeast experiments so far contributed to our understanding of the evolutionary significance of ploidy? This review summarizes those contributions, and illustrates that the picture is far from simple. The experiments require some context, so in addition to discussing the yeast experiments to date, I will summarize theoretical work on the evolution of ploidy. 2. Physiological effects of ploidy Ploidy is a fundamental genetic trait with major genetic and genomic implications, so it is not surprising that most of the theories regarding ploidy evolution are genetic. But changes in ploidy also introduce potentially significant cytological and physiological changes, which could provide immediate advantages to one ploidy or the other without requiring any long-term evolutionary processes. Under some culture conditions, haploid yeast cells are smaller than diploids, and therefore have a larger surface area to volume ratio [4]. Haploids could therefore have a competitive advantage in nutrient-poor conditions, if growth rates are limited by nutrient transport rates, while diploids may have the advantage in rich media [5,6]. However, there is little evidence in support of either suggestion. The general yeast lore that diploids outgrow haploids in rich medium is not supported by published experiments, which do not show any consistent growth difference between ploidies [1,6]. Haploid advantages have been reported in chemostat cultures in which the limiting nutrient, organic phosphate, was present at very low concentrations, but not in other nutrient-limited media [6] and not in serially transferred cultures in nutrient-poor media [1]. 3. Masking harmful mutations Since neither ploidy has consistently been shown to experience any immediate physiological advantage, attention turns to genetic hypotheses for the evolution of diploidy. Here too is a theory that offers immediate benefit: A simple observation of basic genetics is that harmful mutations can be partly or completely masked in heterozygotes if those mutations are partly or completely recessive, while haploids will fully express all harmful mutations. Harmful mutations usually exist at low frequencies as the result of a balance between selection removing mutations and mutation supplying new ones, so they will be present mostly in heterozygotes, lending theoretical credibility to this theory. An immediate diploid benefit of masking has been observed in populations experimentally mutagenized with EMS [7] although the benefit was short-lived. A more empirical question is whether harmful mutations typically are recessive enough for diploids to be shielded from their fitness effects. Quantitative and population geneticists quantify dominance using a coefficient for which values from 0 to 1 represent completely recessive to completely dominant alleles, respectively. If on average this dominance coefficient h is less than 0.5, diploids will have an immediate fitness advantage over haploids. For Drosophila [8] and other organisms [9] this condition appears to be met. What about yeast? Yeast are ideally suited to a type of experiment that can shed a great deal of light on the nature of random mutations: mutation accumulation (MA) experiments. Such experiments address a major challenge for geneticists. It is difficult to determine directly the attributes of harmful mutations (such as how frequently they occur, or on average how dominant they are, and what their fitness costs are) because mutations are very rare. The usual trick of artificially generating abundant mutations using mutagens such as EMS is unsatisfactory because the properties such as dominance and fitness cost of chemically induced mutations may be different from those of the all-natural, spontaneous kind. MA experiments are attempts to gather and examine as many random, spontaneous mutations as possible while minimizing the effects of selection, which would otherwise bias the sample towards less harmful mutations, and less dominant ones if the experiment was performed with diploids. To accomplish this, the experimenter establishes a series of initially identical MA lines from an ancestral genotype, and propagates those lines by transferring some minimum number of cells at regular intervals (Fig. 1). A typical way to do this is to transfer single colonies from one agar plate to the next, effectively bottlenecking that population to the single cell that founded the randomly chosen colony. Bottlenecking the number of cells that are transferred ensures that C. Zeyl / FEMS Microbiology Letters 233 (2004) 187–192 Serial transfer of random single colonies – mutation accumulation (MA) Fitness assays and estimation of parameters (fitness cost, dominance, rate of occurrence) of spontaneous mutation ancestor replicate MA lines Fig. 1. Schematic illustration of a mutation accumulation (MA) experiment. Multiple replicate MA lines are simultaneously established from a single ancestor and propagated through a series of population bottlenecks (often a single colony, representing a bottleneck of the single cell that founded it). Colonies are chosen randomly. Since there is no selection, other than that against lethal mutations, random mutations (represented as gray dots on linear chromosomes) accumulate. Following MA, the fitness of each line is compared to the fitness of the ancestor. From the rate of decline in average fitness of the lines, and the increase in the variance in fitness among lines, parameters such as the mutation rate and the average effect of each mutation can be estimated. the effect of selection will be minimized, as the genotypes making up the next generation are determined by random chance rather than by competitive ability or any other measure of fitness. As the replicate lines are propagated, random mutations gradually accumulate, and after numerous bottlenecks and a sufficiently large number of generations (usually hundreds or thousands, for yeast), the experimenter is rewarded with a collection of random mutations distributed among the MA lines. The properties of those random mutations can then be examined using fitness assays and statistical analyses. Korona [10] used such an experiment to compare the fitness effects of random mutations in haploids and diploids. First, MA was performed in haploids, using a genetic ploy to accelerate mutation accumulation: the DNA mismatch repair system was inactivated by deletion of the MSH2 gene (which in addition to increasing the speed of MA may also alter the spectrum of mutations that accumulate). After random mutations had accumulated, ploidy was manipulated. Using crosses between and within MA lines, diploids that were heterozygous or homozygous for the accumulated mutations were constructed, and the fitnesses of all genotypes were assayed. Fitness values for heterozygotes showed no particular relationship to the fitness values of the haploids used to construct them, and gave a somewhat unclear picture of the nature of the random mutations and of the interactions among them. Dominance and selection coefficients were negatively correlated – in other words, mutations with the most severe effects were also the most recessive, as in Drosophila [8]. The data also suggested epistasis, or interactions between mutations at 189 different loci in their fitness effects. With these complications, Korona’s estimate of h ¼ 0:08, while suggesting that harmful mutations are recessive enough to provide diploids a large advantage in masking them, must be taken with caution. An additional complication is that the fitness effects of these mutations may be much greater in harsh environments, such as under thermal stress [11] than in the usual benign lab environment. Even if mutations are frequent and recessive enough to give diploids an immediate advantage by masking those mutations, there is a longer-term problem with this hypothesis. Diploids have twice as many genes that can mutate, and the masking effect that initially spares diploids from the fitness cost of mutations then allows those mutations to accumulate, hidden from natural selection by that same heterozygosity. Eventually, when mutation and selection have reached a balance, a lineage of diploids will be less fit than a lineage of haploids [12]. Attempts have been made to rescue the masking hypothesis by allowing co-existing haploids and diploids to interbreed [13] or by assuming high mutation rates and a pattern of selection in which fitness is an all-or-none outcome of the number of mutations a genotype carries [14]. Although this pattern of ‘‘truncation selection’’ may apply in some populations that are controlled by an upper limit on their density, there is no indication that truncation selection is typical, so these rescue attempts are unconvincing as explanations for a trait as widespread as diploidy. 4. Genetic variation in diploids Because the theories described to date all offer immediate advantages for diploidy, they are all candidates for explaining the evolutionary origin of diploidy, and its initial spread. What remains to be discussed is a variety of theories that provide longer-term advantages. Natural selection, the reproductive advantage of some types over their competitors, has no predictive capacity, so a trait can be favored only if it provides an immediate advantage. For this reason it is important to distinguish between the long-term effects of a trait such as diploidy, and explanations for its evolution. This means that even though, as discussed above, the long-term effect of masking deleterious mutations is to reduce diploid fitness, the immediate benefit of masking may be enough to allow diploidy to evolve, despite its eventual cost of a greater load of harmful mutations [12], especially because any subsequent reversion to haploidy will reduce fitness by fully expressing the accumulated harmful mutations. This blindness of selection to the future poses a problem for the remaining theories of the evolution of diploidy discussed below, since their hypothesized advantages generally would not have appeared for many generations [6]. 190 C. Zeyl / FEMS Microbiology Letters 233 (2004) 187–192 Perhaps the most familiar and intuitive of the genetic hypotheses for diploid advantage focuses on the greater potential for genetic variation in diploid populations. There are two ways that diploids might carry more variation. Most simply, diploids can be heterozygous. At both the individual and population levels, heterozygosity may store variation and permit a faster or greater response to changes in the selective environment. It is a common assumption in conservation biology that a more heterozygous population faces a brighter future because of greater adaptability, but the correlation between heterozygosity and fitness is generally weak and inconsistent [15] and no such relationship has been documented for yeast. A second way that diploids may be more variable stems from a contrast between the ways that haploids and diploids produce gametes. Diplonts (organisms that are diploid for most of their life cycles) produce genetically diverse gametes by meiosis. Haplonts produce gametes during the haploid phase of their life cycles, so their gametes are generated by mitosis and are identical to each other. The hypothesized advantage of diploidy here is that it may help to diversify your entries in the contest that is the next generation. This would be a particular advantage when competition among gametes is intense [16]. This idea has received little experimental study. It is better suited to the life cycles of plants and invertebrates than to yeast, because there is intense competition among the numerous pollen grains or sperm of many species, while each yeast individual produces only one gamete. It may seem obvious that the ability to vary would be favored by natural selection, but in fact it is anything but obvious, and in many cases it is probably not true. The ability to vary genetically (because of, for example, diploidy) is a trait of entire populations or species, but what selection acts on are the traits of individuals. The ability to generate a more diverse population over many generations cannot be selected unless it is a byproduct of selection for individuals whose highly fit genetic strategy involves producing variable offspring. The genetic basis for that strategy could then spread throughout the population. However, as in the quest for an evolutionary explanation for sex, it has proven difficult to devise a plausible theory that could provide a consistent advantage for producing more variable offspring [16]. So even if diploidy does increase variability in the short term, it remains to be convincingly demonstrated that this would be an evolutionary advantage. 5. Heterozygote advantage As noted above, there is no evidence that yeast populations with high levels of heterozygosity respond more quickly to selection. A different possibility is that, rather than leading to long-term adaptability, heterozygosity is itself the advantage. Here too, there is apparently no evidence that yeast with high levels of heterozygosity are generally fitter than haploids. But the MAT locus may be an exception, providing one example of heterosis – heterozygote advantage. The MAT locus determines the mating type of a haploid yeast, expressing whichever of two alleles has most recently transposed into it to produce MATa or MATa strains [17]. Only strains of opposite mating type will mate, so unless produced by some laboratory artifice, diploids are heterozygous at the MAT locus. MAT heterozygosity is required for the ability to undergo meiosis and sporulation, and also regulates the expression of many other genes [16]. It is difficult to disentangle these roles in attempting to explain fitness effects of MAT heterozygosity, and at least two of these roles come together in experiments by Birdsell and Wills [18]. Their primary aim was to look for a fitness advantage of sex, and their observations of the benefits of the meiosis and recombination made possible by MAT heterozygosity suggest that they found it. However, in several but not all strains, MAT heterozygosity itself provided a fitness advantage even when no meiosis or recombination had occurred. This result effectively separates MAT heterozygosity from sex and indicates heterosis at the MAT locus on some genetic backgrounds. So far this appears to be a yeast idiosyncrasy, not a general phenomenon in diploid organisms [15], so in the search for a broad explanation of diploidy, it is an interesting anecdote. 6. Rates of adaptation in haploids and diploids The final theory of diploid advantage to be considered here compares rates of adaptation in haploids and diploids. Which ploidy will accumulate adaptive mutations most quickly? The most obvious effect of ploidy on adaptation is that diploids have twice as many genes that can mutate to superior alleles, and thus would appear to have the advantage. But diploids also pay the price of masking recessive adaptive mutations, missing out on their beneficial effects. Selection for those adaptive mutations is therefore weakened in diploid populations. A yeast chemostat experiment comparing rates of diploid and haploid adaptation [2] appeared to show that the first effect is more important: adaptive mutations swept through diploid populations more often than they did in haploids. As one of the first and very few experimental studies of the evolutionary effects of ploidy differences, and one that showed a clear diploid advantage, this paper has come under intense scrutiny [19,20]. Analysis of the speed with which adaptive mutations swept through the experimental populations re- C. Zeyl / FEMS Microbiology Letters 233 (2004) 187–192 vealed an important discrepancy. Sweeps occurred about every 65 generations in haploid populations and every 50 generations in diploids. The average fitness advantage resulting from an adaptive mutation was 10%. But with that average fitness gain per mutation, it should have taken an average of over 400 generations for a mutation to sweep through a population [20]. The apparent speed with which adaptive mutations were selected is incompatible with the mathematics of selection. The most likely explanation is that populations were polymorphic, not fixed for new mutations: rather than sweeping quickly through entire populations, multiple adaptive mutations co-existed and evolving populations were genetically variable [20]. The implications of this experiment for ploidy evolution remain unclear. Orr and Otto [21] advanced the field with a purely theoretical study that investigated which of the two conflicting effects of diploidy was more important, more frequent adaptive mutations or more efficient selection. The answer depends somewhat on the dominance coefficient h of adaptive mutations, and more directly on population size. Unless adaptive mutations are nearly dominant (h is well above 0.5), the selection of adaptive mutations is seriously impeded in diploids. In addition, large population sizes wipe out the diploid advantage of producing more adaptive mutations, because if a population is large enough, one or more adaptive mutations are produced each generation anyway, regardless of ploidy. Under those conditions, the rate of adaptation is not limited by the supply of new mutations, but by how quickly selection can spread them throughout the population. Therefore, haploids should adapt faster when population sizes are large, but diploids may have the advantage with small population sizes. Fig. 2 illustrates the theorized interplay of dominance of mutations and population size in determining whether adaptation is faster in haploids or diploids. A recent yeast experiment using serially transferred evolving populations supported this prediction [3]. Haploids adapted more quickly than diploids at large population sizes, but with much smaller population sizes no difference was detected. Experiments that could more directly test theories of ploidy evolution would pit haploids and diploids in direct competition with each other. Either chemostat or serial transfer experiments could be started with equal mixtures of otherwise haploid and diploid genotypes. Assuming the haploids are all heterothallic (HO knockout) and of the same mating type, both ploidies could be stably maintained long enough to observe whether one consistently displaced the other, under varying conditions as warranted by the theory being tested. One challenge to long-running experiments would be the tendency for asexual yeast cultures to change ploidies or become aneuploid [3,7]. 191 Fig. 2. Rate of adaptation of diploids relative to haploid adaptation rate as a function of population size (N ) for values of the dominance coefficient (h) ranging from nearly recessive (h ¼ 0:1) to nearly dominant (h ¼ 0:9). The function giving relative rate of fitness increase in diploids is ðh2 ÞðlnðN e1=ð2NvÞ 1ÞÞ= lnðN ðe1=ð4NvÞ 1ÞÞ [21]. The rate of adaptive mutation v is assumed to be 108 per genome per generation; the product of adaptive mutation rate and population size determines the availability of adaptive mutations so any equivalent products of mutation rate and population size would give the same results. Mutations are assumed to be selected in the heterozygous state in diploids. Solid horizontal line indicates the ratio of 1 corresponding to equal haploid and diploid fitness. Hatched region indicates parameter space corresponding to diploid advantage. Note log scale of x-axis. 7. Conclusions Reviewing our current understanding of the relationships between haploidy, diploidy and fitness leads inevitably to the conclusion that we still do not have a convincing, broadly applicable explanation for the prominence of diploidy. It is worth noting that the hypotheses outlined above are not mutually exclusive, and a complete understanding of ploidy evolution may require some combination of these hypotheses. Masking of harmful mutations may offer an immediate advantage of diploidy. Before the diploids pay the resulting longterm cost of a greater load of mutations, some other advantage may take effect, such as faster adaptation if populations are small enough and adaptive mutations dominant enough. The evolutionary explanations for the origin and for the long-term success of diploidy need not be the same. For the purpose of adaptive flexibility, the duplication of a few key genes in a haploid may be as good as diploidy. Unlike diploidy per se, gene duplication has proven beyond doubt to be adaptive in several yeast experiments. Adaptation to low concentrations of organic phosphates [22,23], to antimycin A [24], and to limiting glucose [25] has involved chromosome rearrangements and gene duplications. The relatively high rate of gene duplication in evolving laboratory yeast populations mirrors a recent result of DNA sequence comparisons among nine eukaryote genomes [26] duplicated genes arise at unexpectedly high rates. Most are then silenced at high rates. With both experimental and comparative methods yielding progress in the study of gene duplication, we 192 C. Zeyl / FEMS Microbiology Letters 233 (2004) 187–192 have at least begun to understand the evolution of changes in gene copy number. Further advances in the study of genome dynamics may provide new insight into ploidy evolution as well. References [1] Mable, B.K. (2001) Ploidy evolution in the yeast Saccharomyces cerevisiae: a test of the nutrient limitation hypothesis. J. Evol. Biol. 14, 157–170. [2] Paquin, C. and Adams, J. (1983) Frequency of fixation of adaptive mutations is higher in evolving diploid than haploid yeast populations. Nature 302, 495–500. [3] Zeyl, C., Vanderford, T. and Carter, M. 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