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PHYSICAL ANTHROPOLOGY 2301 SECTIONS 1-3 TEST 1 SECTIONS BIOLOGICAL ANTHROPOLOGY AND EVOLUTION? (SECTION 1)—What is? (Biology and Culture, Variation, Evolution, Adaptation, subfields), Science and Evolution (Characteristics, theory, evidence for, science and religion (almost 2 chapters in length) HUMAN GENETICS (SECTION 2)—molecular genetics, Mendelian genetics, Mutations EVOLUTIONARY FORCES (SECTION 3)—Population genetics, evolutionary forces THE ORIGIN AND EVOLUTION OF SPECIES (SECTION 4)—the birth and death of species, misconceptions about evolution, a brief history of life THE STUDY OF HUMAN VARIATION (SECTION 5)—measuring human variation, the racial approach to variation, the evolutionary approach to variation HUMAN ADAPTATION (SECTION 6)—types of adaptation, climate and human adaptation, high-altitude adaptation, nutritional adaptation THE HUMAN SPECIES (SECTION 7)—characteristics of living humans, the human life cycle, is human behavior unique? THE BIOLOGY AND BEHAVIOR OF LIVING PRIMATES (SECTION 8)—a discussion on the biology of primates HOMINID ORIGINS (SECTION 9)—the first hominids, evolutionary trends THE EVOLUTION OF GENUS HOMO (SECTION 10)—the origin of genus homo, homo erectus, archaic humans THE ORIGIN OF MODERN HUMANS (SECTION 11)—anatomically modern homo sapiens, recent biological and cultural evolution of homo sapiens HUMAN BIOLOGY AND CULTURE CHANGE (SECTION 12)—The biological impact of agriculture, the biological impact of civilization, recent changes HCC Physical Anthropology (2301) Lecture BIOLOGICAL ANTHROPOLOGY AND EVOLUTION--Section 1 I. Definitions and Origins of Anthropology A) Definitions 1. It comes from the Greek words Anthropos-human and logos-the study of 2. Kottak (text) Anthropology is the study of the human species. It is the exploration of human diversity in time and space. Also it is the study of the human species and its immediate ancestors 3. Heider-Anthropology is the study of the cultural and biological variations among human groups a) The term “culture” is defined by Kottak (5) as “traditions and customs transmitted through learning, that govern the beliefs and behavior of the people exposed to them.” b) It should be noted that this definition of culture does not appear to be used extensively in Britain where the definition of “culture” is generally used to denote elite practices generally associated with the arts or music. c) Children learn their culture through interaction with members of their society in a process that is called enculturation. 4. Webster’s Dictionary-Anthropology is the science which studies man both as an animal and as living in society, his origins, development, distribution, social habits, culture etc. a) This definition would be seen as a lesser definition because it is not given by someone of an academic background (lower in the hierarchy of information) b) “hierarchy of information” refers to the quality of information given through various sources. Example: the internet (there are exceptions) is usually not as good a source as a newspaper. The newspaper is not as good a source as material in an academic journal or academic text (due to “academic review”). 5. Relethford (5) expands upon these definitions when he suggests that humans are biocultural constructs or the idea that humans are not solely cultural or solely biological a) This biocultural idea is the main theme of his text b) It should be noted that even the idea of supposedly “pure” cultural traits can be seen by some (sociobiologists) as determined by biological conditions 1) Unfortunately, this can lead to racial assumptions such as the idea that one ethnic group has a higher I.Q. than another (The Bell Curve) 2) These racial ideas are dispelled through the designers of the tests backgrounds, the testing material itself, the idea that I.Q. can be different in different areas etc. 6. There are actually many definitions of anthropology with many different shades of meaning 7. There is a tendency by anthropologists to define the term “anthropology” in order to provoke new modes of thought and to fulfill the “publish or perish” mentality when other issues cannot be examined II. III. 8. In postmodernism, it is argued that a word can be defined in so many different ways that it loses its meaning. Despite the multitude of definitions this does not seem to be the case with Anthropology. B) Origins of Anthropology--it’s all in the definition 1. It could be argued that if Anthropology is the “study of culture” (whether one’s own or another’s) that as soon as “culture” developed people began to think about it and were, therefore, “doing” anthropology. 2. There are a few that might argue that Anthropology began with Aristotle in the 4th century B.C. (or even earlier) 3. Some view the Enlightenment as the period of origin for anthropology a) The Enlightenment may have been rooted in the expansion of European trade during the 1500s as Europeans (merchants, seamen and the military) became exposed to new cultures. The main increase in knowledge came when Europeans settled in foreign lands and published their findings (popular reading in the 1600s) prompting new inquiry into foreign “culture.” b) Revolutions in scientific thought began in the (earlier) Baroque Age (1600-1715) an era of development referred to as the Scientific Revolution. Many of the developments of this era were in astronomy and physics c) Giambattista Vico a philosopher in cultural history and law during the late 1600s and 1700s is seen as “the forerunner of anthropology and ethnology.” d) The Enlightenment began in the 1700s in Europe. The individuals of this period began to reject “superstition” and “religion” and to view the world through a secular, human centered perspective. e) The origins of anthropology lie in the areas of culture history and philosophy both of which were examined during this period f) The development of Biological/Physical Anthropology will be discussed later The Nature of Anthropology A) The fundamentals 1. Kottak and others suggest that the root of Anthropology is “holism” which is defined as (Kottak pg. 3) “the study of the whole human condition: past, present, and future; biology, society, language and culture” 2. Heider notes that Anthropologists are “generalists” who despite doing research on specialized problems end up studying a greater span of subjects than those in “any other department” 3. It should be noted that these ideas are ideals and that as always actual practice of these ideals can vary (Doug Holmes story) General Anthropology and the 4 subfields A) Johnston and Selby offer an organizational chart for the field of Anthropology B) General anthropology refers to all of anthropology taken together and is inclusive of the four subfields. 1. In general it can be noted that the U.S. generally has 3 main subfields of Anthropology, which are 1. Cultural or social, 2. Archaeology and 3. Biological or physical. Some Universities add a fourth called linguistic. 2. This fourfold typology does not exist in Europe where the disciplines exist separately. 3. Sometimes different names are given to the individual subfields and your text notes a combination of social/cultural anthropology as “sociocultural anthropology” 4. Kottak notes that the unity of the 4 fields in American anthropology is based on the idea that “each subfield considers variation in time and space (geography),” therefore, in order to pursue a holistic approach these fields need to be studied together C) Cultural Anthropology 1. Cultural Anthropology according to Kottak (10) is “the study of human society and culture…(it) it describes analyzes, interprets, and explains social and cultural similarities and differences. Heider notes that it studies peoples of the present i.e. living today. 2. Some subfields of Cultural Anthropology are: a) Urban Anthropology that usually deals with inner cities b) Economic Anthropology—factors that affect the distribution of goods within and between cities c) Medical Anthropology—the relations between cultural attributes and health and disease d) Social Anthropology—usually associated with British scholars— refers to studies that examine social organization especially in areas that are that are heavily influenced by kinship relations. 3. 2 types of examination a) Ethnography—provides an examination of a “particular community, society, or culture” (Kottak 10) and usually involves fieldwork involving a firsthand immersion into the culture of examination. 1 Many ethnographers use the ethnographic present which places subjects at an imaginary moment in time when the community is presumably in isolation from outside contact. However, few if any cultures are ever in isolation. {Anasazi and Aztec or Mississippian story if time}. Cultures also change over time {discuss popular music and do belt buckles} b) Ethnology—its goal is to compare and contrast or “make generalizations about society and culture.” (Kottak 10) This comparison and contrast is usually referred to as cross-cultural studies. D) Archaeological Anthropology 1. Modern Archaeology has its origins in 19th century Europe 2. Archaeology according to Kottak (10) reconstructs, describes, and interprets past human behavior and cultural patterns through material remains. 3. 3 Goals of Archaelogy (in terms of prehistory—before written history) are: a) establishing chronology b) reconstructing and describing ancient lifeways c) explaining culture change 4. Early archaeologists often damaged sites where they were working and filled museums with artifacts a) One of the largest Egyptian Museums in the world is in Turin, Italy (not Egypt). b) Some nations are now speaking to Western museums about recovering their heritage. 5. One of the first individuals to have a controlled dig was Thomas Jefferson. a) He opened a native American burial mound and tried to learn how and why the mound was constructed 6. Even today, as an archaeological site is “dug” it is destroyed and some archaeologists now leave sections of sites “undug” to allow for improvements in technology (i.e. better digging techniques. {discuss pick-ax archaeology} 7. The main raw data for archaeology involves material culture or artifacts a) These are items that are made by people such as tools, houses, pottery etc. that are excavated, described and analyzed in order to learn about the past. b) Early archaeologists generally focused on tools, buildings and other artifacts. c) Today, artifacts are used to reconstruct the culture and lives of the people who designed and used them. 8. Archaeologists can join with other professionals such as geologists, soil scientists and palynologists (study pollen) to determine the actual environment during earlier periods of time. 9. In archaeology, what is often the richest areas in trying to explain how people live is the midden or in plain English the trash heap. a) The trash often yields potsherds, broken tools, food remnants and animal bones. b) William Rathje and his students examined trash cans in modern Tucson, Arizona and found people were wasting “good food” showing what people actually did as opposed to what they thought they did or should have done. This examination of trash led to the word “garbology” being coined. 10. Subfields of Archaeology a) Archaeobotany—ancient plants b) Archaeozoology—ancient animals c) Experimental Archaeology—replicate ancient processes under controlled conditions (flint knapping-film?) d) Historical Archaeology—deals with the period after written records are started e) Classical Archaeology—deals with the literate old world (exampleEgyptology) f) Biblical Archaeology—deals with what happened in the Bible g) Underwater Archaeology—deals with shipwrecks h) Contract Archaeology—deals with the evaluation of sites that may be damaged by construction i) Some Archaeologists even blend with Paleontology (the study of fossils) to look for early hominids forming a field known as Paleoanthropology. E) Biological/Physical Anthropology 1. Biological/Physical Anthropology arose during the 19th century from 2 areas a) increasing interest in the mechanisms for human origins (doubt of the Biblical explanation) b) observable physical differences or “race” c) In the early 1900s the field was referred to as Physical Anthropology, but after the 1950s it became increasingly thought of in terms of biology, hence the phrase biological anthropology d) Today, this subfield deals largely with human variation due to adaptation to an environment 2. 3. 4. 5. 6. 7. 8. Kottak (24) defines this field as “the study of human biological variation in time and space; includes evolution, genetics, growth and development and primatology.” Heider offers a more simplistic definition for this field: “it focuses on the human body including its physiology (especially its skeleton) its diseases and other traumas” and can be used to study both the living and deceased Relethford (9) sees biological anthropology as focusing on the evolution of humans and the relationships of humans to other organisms and patterns of variation within and among human populations A key phrase in biological anthropology is descriptive morphology which deals with the measuring of bones and noting of anomalies Kottak notes 5 special interests within biological anthropology (14) a) Human evolution as revealed by the fossil record (Paleoanthropology can also be classified in this area as well). b) Human genetics c) Human growth and development d) Human biological plasticity (the body’s ability to change as it copes with stresses, such as heat cold and altitude). e) The biology, evolution, behavior, and social life of monkeys, apes and other nonhuman primates (primatology) Relethford sees biological anthropology in terms of 4 main questions a) What are humans? (how are we related to other creatures, who are our closest relatives, what makes us similar to other creatures, how are we unique) b) What is the fossil record for human evolution? (where have we come from, what does the history of our species look like c) How are humans around the world like or unlike each other? (what causes the patterns of human variation that we see) d) How does culture affect biology, and vice versa? (what impact have rapid cultural changes in our species recent past had on our biology, do our biological and cultural changes mesh or are they out of synch) Concerns within biological/physical anthropology a) Variations are differences among individuals or populations (Relethford) measured in terms of both biology and culture 1) A comparative approach is used by anthropologists to generalize about behaviors and biology that are similar or different b) Evolution involves changes in living organisms over time (Relethford) [general changes] 1) Webster’s dictionary suggests that evolution is a movement from simpler to more complex forms [directional] not always! 2) Turnbaugh and others suggest that evolution is “a change in the genetic structure of a population from one generation to the next” [genetics] (522) 3) Turnbaugh and others also suggest that the term “is also frequently used to refer to the appearance of a new species” (522) [creation of species—surpassing genetic changes] c) Adaptation is seen by Relethford as “the process of successful interaction between a population and an environment (involving) 9. F) 1. 2. 3. 4. 5. 6. 7. 8. G) 1. 2. 3. H) 1. 2. 3. 4. cultural or biological traits that offer an advantage in a given environment” (473) Subfields of Biological/Physical Anthropology (not previously mentioned) a) Primatepaleontology—examines primate fossil remains b) Osteology—study of the skeleton c) Forensic Anthropology—the use of anthropological techniques to identify skeletal remains after a disaster or if a body is found (law enforcement). These anthropologists identified the dead Branch Davidians and Bosnians. Linguistic Anthropology Kottak (15) claims that “linguistic anthropology studies language in its social and cultural context, across space and over time” Heider’s definition is simpler and states that the subfield “analyzes languages and the ways in which people use them. In the 1800s and early 1900s anthropological linguists focused on descriptive linguistics where many languages were recorded and dictionaries were created Comparative linguistics started in 1785 with the realization that the Sanskrit language (an ancient “Indian” language) was related to both Greek and Latin. Comparative linguistics searches for the relationships between languages and defines major language families such as Indo-European An important aspect of language is that it both shapes and is shaped by individual cultures A second issue is that no language is completely homogeneous where all people speak the same (dialects, accents, and the bilingual nature of some ethnic groups. Subfields of Linguistic Anthropology a) Historical linguistics—examines changes in languages over time b) Sociolinguistics—examines “the relationships between social and linguistic variation.” (Kottak 15) Applied Anthropology Applied Anthropology can be considered the fifth subfield for Anthropology despite the notion that it draws from the other 4 subfields Applied Anthropology is a second dimension to Anthropology when compared to academic anthropology. Kottak (16) defines Applied Anthropology as referring “to the application of anthropological data, perspectives, theory, and methods to identify, assess, and solve contemporary social problems Science basics Kornblum (679) notes that science can be defined as “knowledge obtained as a result of developing and testing hypotheses. Hypotheses are suggested explanations of things and events Relethford (13) argues that to be scientific a hypothesis must be testable and that a potential rejection of the hypothesis is possible Kornblum (679) defines the scientific method as “the process by which theories and explanations are constructed through repeated observation and careful description” Kottak sees the key to science and understanding as “explaining” or showing “how and why the thing to be understood is related to other things in some known way.” (22) 5. Kottak believes that explanations rely on theories and associations. Associations are observed relationships between two or more variables, while theories are more general and suggest or imply associations and attempt to explain them 6. In the social sciences, associations are often stated in terms of probabilities or the idea that 2 or more variables “tend to be related in a predictable way” but exceptions do occur. 7. Science is often described in terms of cause and effect. In the social sciences often what is being dealt with is a correlation. Correlation is defined by Kottak as “an association between two or more variables such that when one changes (varies) the other also changes (covaries) 8. The main way to evaluate theories is through falsification or showing a theory to be wrong 9. Relethford also mentions “facts,” but his idea as expressed in the text is a bit misleading a) He claims that a fact is simply a verifiable truth b) In a Cartesian (Rene Des Cartes) sense one could argue that whenever we view an event we are trusting our senses and our senses can be deceived 1) an example would be a mirage in a desert appearing to be water c) The resolution to this issue is that we should trust our senses because they are the only tools (they can be modified, but at a basic level) we have for viewing the world 1) it could be argued that an infinitely or almost infinitely occurring deception of the senses is a “fact” in a subjective sense (as opposed to an objective sense) d) A “fact” then becomes something our senses perceive to be true but, might not necessarily be true in an absolutist sense e) A second issue is identity 1) The skull pictured on page 13 is perceived as a skull by those with proper visual acuity (it may be described in other words in other languages, but it is the same object). This is an identity or naming of something perceived by the senses. f) In terms of evolution, there is very strong almost irrefutable evidence that changes have occurred in organisms through one agency or another and can be accepted as a “fact” (alterations in the next generation) g) What is not a “fact” is the connection between the 5 toed horse, 3 toed horse and the modern one toed horse h) There may be extremely strong evidence for this connection, but at every stage of the evolutionary journey there is a potential for error called “percent error.” (DNA and 99% accuracy…1 in 100 prisoners will be falsely convicted) Therefore, evolution in this sense is a theory and not a fact. I) The Development of Evolutionary theory 1. Antecedents of Evolution a) Ervin Laszlo, in his text Evolution the Grand Synthesis, suggests that fundamentally similar ideas (evolution) have shaped thought in human civilizations (11-13) b) He sees Taoism in Asia and the Ionian (Greek) natural philosophers as some of the antecedents of the paradigm of evolutionary theory 1) The Yin-Yang school of Chinese philosophy (in the Confucian Universe) suggests that things are related to each other and that reality is a process of constant transformation—a dynamic worldview (W.-S. Chan 246) a. Wing-Tsit Chan suggests that the origin of this idea stretches back into “antiquity” and that obscurity surrounds its origins (245) 2) In terms of Taoism, Chuang Tzu (btwn. 399-295 B.C.)suggests that reality is ever changing and developing from the simple to the complex (W.-S. Chan 204) a. A partly paraphrased (some names of animals removed) statement from Chuang Tzu: “All species have originative or moving power (chi). When they obtain water, they become small organisms like silk. In a place bordering water and land they become lichens. Thriving on the bank they become moss. On fertile soil they become weeds. The roots of these weeds become worms, and their leaves become butterflies. Suddenly the butterfly is transformed into an insect…. After a thousand days…(the insect) becomes a bird. The spittle of the bird becomes a different kind of insect. This new insect becomes a wine fly that produces still another kind of insect. (skipped section) The plant yang-hsi paired with the bamboo which for a long time has no shoot, produces an insect called ch’ing-ning (different from the earlier ones). This new insect produces a new insect called ch’eng, ch’eng produces the horse, and the horse produces men. Man again goes back to the regenerative process of nature. (W.-S. Chan 204 Sourcebook in Chinese philosophy) 3) In the 6th century (circa 580) B.C., Thales taught that all things in the world originate from a common source, which he identified as water 4) Heraclitus—the spelling of the name varies--(circa 540-480 B.C.) placed stress on eternal becoming and suggested that “change is all” (one cannot step in the same river twice) 5) This dynamic model was subsumed during the Middle Ages when the predominant component of the European world view was stasis (Turnbaugh etc. 26) a. Stasis refers to the idea that all aspects of nature inclusive of all forms of life and their relationships to each other were seen as fixed and unchanging (shaped by feudalism b. Fixity of species rooted in the teachings of Christianity was also present during this era and was a belief that God created things and that they were immutable A) Animals, humans etc. were also arranged hierarchically (humans at the top) into The Great Chain of Being 6) Few if any changes occurred in the stasis paradigm until the separation of science and church dogma began in the Renaissance period in the 15th century (1400s) i.e. stress on experiment rather than dogma 2. Pre-Darwinian thought (European) a) John Ray—(1627-1705) This Englishman was the first to note that groups of plants and animals could be distinguished from other b) c) d) e) groups “by their ability to reproduce with one another and produce offspring” (Turnbaugh etc. 28) 1) Reproductively isolated organisms were placed into a single category called a species a. Relethford defines a species as a group of populations whose members can interbreed naturally and produce fertile offspring (482) 2) He also developed a second level of classification called genus a. Relethford defines a genus as “groups of species with similar adaptations” (476) Karl von Linne or Carolus Linnaeus (1707-1778) This Swedish naturalist is known for his development of a classification system for plants and animals 1) He standardized Ray’s system into what is known today as binomial nomenclature or “two names” referring to genus and species ex. Homo Sapiens 2) Linnaeus added two more categories of class and order and this fourfold system became the basis for taxonomy (branch of science concerned with classifying organisms) or the system of classification still used today 3) Marks (6) suggests that Linnaeus is usually known for his classification system, but that his key contribution is that he found a different structure than the one suggested by the Great Chain of Being a. Essentially his system disrupted the vertical idea of a hierarchy of species by introducing a horizontal perspective (species are under genus, but of equivalent value) b. An example would be the idea that man’s species is no different than that of the sea slug Comte de Buffon or Georges Louis LeClerc (1707-1788) This Frenchman believed that when groups migrated to new areas of the world the group would be influenced by climatic conditions and would gradually change through adaptation to the environment (Turnbaugh etc. 29) 1) However, Comte de Buffon (Linnaeus’ opposition) did not believe in categories higher than species and was a believer in the Great Chain of Being Erasmus Darwin (1731-1802) This was Charles Darwin’s grandfather who had expressed similar ideas on natural selection and had commented on evolution 1) It is known that Darwin read and was fond of his grandfather’s writings, but the extent of influence on his own theories is unknown Jean-Baptiste Lamarck (1744-1829) was the first to organize his beliefs into a system designed to explain the evolutionary process 1) Marks notes that Lamarck denied taxonomic categories maintaining that they were artificial and denied that species were actual groups (11) 2) However, Lamarck did recognize some branching (not fully linear like the Great Chain of Being) 3) His main contribution is the idea that through the exercise of will an animal might improve its physical characteristics during its lifetime and then pass on these improvements to its offspring (Jolly and Plog) 4) He ultimately saw evolution as synonymous with progress and saw progress as linear f) Georges Cuvier (1769-1832) He was a paleontologist and opponent of Lamarck who postulated a series of creations and worldwide cataclysmic extinctions 1) He explained the strata and strange fossils (remains of dead organisms) being found during his era as reflecting God wrought catastrophes such as the Biblical flood a. fossils are the remains of creatures that lived and died and were buried in sediment (these are bones and shells and remains of plants entombed in solid rock) that later solidified into rock 2) Cuvier’s idea of God wrought catastrophes is known as Catastrophism i.e. the geological landscape is created through violent cataclysmic events 3) In his view, God was seen as recreating life again that differed or was similar to the destroyed forms 4) Sometimes only one region was destroyed and life forms merely migrated there from other areas instead of being created g) Charles Lyell (1797-1875) is considered the father of modern geology and developer of a theory initially proposed by James Hutton in the late 1700s known as uniformitarianism 1) Uniformitarianism is the theory that the earth’s features are the result of long-term processes that continue to operate in the present as they did in the past (it opposed catastrophism) (Turnbaugh etc. 31) h) Thomas Malthus (1766-1834) Wrote the text An Essay on the Principle of Population that inspired Charles Darwin and Alfred Wallace to their separate discoveries of the idea of natural selection 1) This essay suggested that without limited food supplies a human population could double in 25 years 2) Malthus claims that life can be seen as a “struggle for existence” (Johnston and Selby 78) or a competition for food resources (adapt or fail) 3. Darwin & Wallace a) Charles Darwin (1809-1882) clarified the theory of evolution or more precisely the theory of “transmutation” 1) Transmutation is the change of one species into another and it should be noted that the theory of evolution did not gain its current meaning until the late 1800s b) Darwin was initially a student of theology at Cambridge, but became interested in natural science and geology. c) After graduation he was recommended to accompany a scientific expedition aboard the H.M.S. Beagle that began on December 17, 1831 d) The ship traveled down the Atlantic Coast of South America, through the Straits of Magellan and up the Pacific Coast visiting to the interior of the continent and exploring the fossil beds (Helena Curtis Biology 6-7) e) The most interesting stop was the Galapagos islands (Galapagos is Spanish for tortoise) off the coast of Ecuador 1) Darwin discovered there a group of finchlike birds comprising 13 species in all that differed in the sizes and shapes of their bodies and beaks 2) Darwin also collected finches from the mainland and these groups seemed to represent one group or species 3) He did not make the connection that the finches on the Galapagos Islands had descended from a common mainland ancestor until he had returned to England (October 1836) f) Darwin initially began to develop his views on what he termed natural selection just after 1836 (Turnbaugh etc. 33-34) 1) Natural selection from his perspective refers to an idea borrowed from animal breeders who “select” as breeding stock those traits they hope to emphasize ( 2) Animals deemed unworthy are selected against or not allowed to breed g) In 1838, Darwin read Thomas Malthus’ essay and realized how new species could be created 1) This idea was that population size is checked by food resources and Lyell’s idea of the survival of the fittest 2) Essentially, favorable variations in this struggle are preserved while unfavorable ones would be destroyed eventually leading to new species 3) Restated this theory suggests that environmental conditions are the key forces operating on individuals in the creation of new species (Curtis 9, 11) h) The Origin of Species started in 1856 and published in 1859 was the product of in Darwin’s own words “one long argument” spanning a period of over 20 years (Curtis, Biology 11) 1) Some suggest that the 20 year lag was due to concerns about public perception and its influence on his family (Turnbaugh and others) 2) However, after 1836 Darwin had a chronic illness that troubled him for the rest of his life characterized by vomiting, pain and nausea (Johnston and Selby) a. There have been different explanations for this malaise, but one of the most interesting is advanced by psychiatrist Dr. Ralph Colp who suggests that it was a psychosomatic illness brought on by stress i) Alfred Russel Wallace (1823-1913) wrote a paper suggesting that species came from other species and that the development of new species was based on environmental factors in 1855 (1 year prior to work being started on the Origin of Species) 1) This paper led to Lyell and others urging Darwin to publish his ideas 2) In 1858 Wallace sent Darwin a paper titled “On the Tendency of Varieties to Depart Indefinitely from the Original Type” describing evolution as a process driven by competition and natural selection 3) It is unclear whether there was a clear presentation of theory competition occurring J) a. Curtis suggests a collegial spirit with Darwin’s friends Lyell and Hooker taking the lead in presenting both papers (his and Wallace’s) or b. Turnbaugh and others offer the idea that that Darwin feared that Wallace might be credited with his theory in and became motivated to attempt to publish before Wallace Evolutionary thought and evidence 1. Constraints on 19th century evolutionary theory a) A major problem with the theory is that there was a lack of understanding on how traits were inherited b) A contemporary of Darwin, Gregor Mendel suggested a solution on the problem of inheritance, but it was not until the 1900s that his 1866 theory was rediscovered c) Richard Leakey suggests that since the 1920s population geneticists (J.B.S. Haldane etc.) have synthesized Darwin’s work on natural selection with Gregor Mendel’s work on genetics to create a cohesive theory d) This idea has been called the neo-Darwinian synthesis with the “neo” being included because Mendel’s theory of heredity was unknown to Darwin 2. Evidence for Evolution a) The fossil record offers evidence of evolution in the sense of change 1) Geffner (ed.—Earth Science) suggests that fossils are usually found in sedementary (deposited sediments) rocks 2) Some are found in metamorphic rocks (rock changed by hear, pressure or chemically active fluids after formation) (Leet and Others Physical Geology) 3) However, Geffner claims that “virtually none are found in igneous rocks” (formed from magma where the heat destroys almost any animal entering it) 4) The layering effect of strata helps to create a chronology with the oldest fossils at the bottom (this is the simplest view and assumes that the sedimentary rocks have nor undergone change) 5) Changes can occur in these rocks such as twisting, folding, splitting or igneous intrusions (magma rises through the crust) and erosion may remove layers of strata creating a bit of confusion 6) William Smith (1769-1839) discovered that certain kinds of strata contained distinctive kinds of plant and animal fossils no matter what the positions of the strata were (similar fossils in similar strata) 7) Smith through this finding was able to establish fossils that were indicative of specific periods in earth’s history called guide fossils a. Guide fossils are defined as fossils that are highly characteristic of certain strata (layers of solidified sediment) b. These fossils are of rapidly evolving species that only lived a shotr rime in geologic history, but were widely distributed (Bill Matthews) K) 1. 2. 3. 4. 5. 6. 8) Through the study of fossils in both disturbed and undisturbed strata and the radioactivity present in rocks geologists can arrange strata in the order that they were deposited 9) As a result of this scientists can show that simpler forms of life developed before more complex forms of life b) Comparison of living organisms is also evidence for evolution 1) Relethford uses the argument that African apes and humans share the same type of dental pattern, have a similar shoulder structure and have a DNA code that is over 98 percent identical c) A third line of evidence for evolution is laboratory and field studies of living organisms 1) One of the studies on evolutionary dynamics suggested by both Relethford and Richard Leakey is that of the peppered moth (pg. 18-19 in the text) 2) Originally black and white they blended in with tree trunks having light colored lichen, later pollution (soot) from the industrial revolution darkened tree trunks and caused the lighter moths to be at a disadvantage (dark is selected for) 3) This pollution induced selection for darker varieties is known as industrial melanism Science and Religion According to Johnston and Selby over 99.9 % of scientists accept evolution as a proven theory However, some believe that creation “science” or creation by a creator should be taught in the classroom My perspective on this issue is that the theory of evolution is the best explanatory mechanism for human and other origins that science (evidence based) can offer This does not mean that creationism is incorrect, just that it does not have anywhere near the supporting evidence (if any) of evolution Several matters arise concerning creationism vs. evolution a) Life has never been created under laboratory conditions b) If matter can be neither created no destroyed (only change state) then where did it come from? Does this mean that I believe that creation should not be taught in the classroom? a) Science is probabilistic in nature outside of the simplistic/generalist idea that organisms change there is a percent error every time an experiment or examination is made b) This suggests that the descent, for example, of humans from apes can never be a full absolutist “fact” due to the time period involved, but that evidence indicating this may increase (discuss limits) c) In a sense, it is the idea of creationism that keeps evolution in the scientific realm by suggesting that the theory is imperfect d) Science is not religion in the sense that there are imperfections in its explanations e) I believe that religious classes of all types should be available as a part of the educational system (an extra class) and that creationism in the context of a religious perspective is a part of being educated f) I also believe that atheists or others who see evolution as absolutist should as a part of their religious belief be entitled to have it taught in the classroom as religion g) The key issue is that both of these perspectives are “religious” and not based on the nature of science which again is probabilistic and based upon evidence 7. 2 main perspectives from Relethford a) theistic evolution is the belief that God operates through the natural process of evolution b) Intelligent design creationism refers to the idea that the biological world was created by an intelligent entity and did not arise from natural processes PHYSICAL ANTHROPOLOGY 2301Lecture HUMAN GENETICS--Section 2 I. Human Genetics A) It should be noted that this chapter deals with some basic biology and that biological topics outside of the framework of the text will not be examined (Biology the short form) B) Turnbaugh and others define genetics as “”the study of gene structure and action and of the patterns of inheritance of traits from parent to offspring. 1. They further note that Genetic mechanisms are the underlying foundation for evolutionary change C) Some key initial definitions and ideas are provided by Relethford 1. Mendelian Genetics concerns the branch of genetics concerned with patterns and processes of inheritance a) This type of genetics was named for an Austrian monk named Gregor Mendel (1822-1844) who was the first “known” scientist to discover these principles 2. Microevolution refers to the changes that take place in the frequency of genes within a population and deal with short term evolutionary change 3. Macroevolution is the long term process of evolution that takes place over long rime periods (to millions of years and includes the origins of new species) D) The study of genetics at a molecular level involves DNA or deoxyribonucleic acid which provides coding for biological structures and the means to translate this code 1. DNA was discovered as the material responsible for the transmission of inherited traits in 1944 2. In 1953 Francis Crick and James Watson revolutionized the fields of biology and medicine by publishing their structural and functional model of DNA 3. The structure of DNA is a double helix (a picture is on the top of page 32) not a single helix as might be implied by the text 4. The National Human Genome Research institute suggests that DNA looks like a ladder or coil and that the sides are formed by a backbone of sugar and phosphate molecules and that the rungs are nucleotide bases joined weakly in the middle by hydrogen bonds 5. A nucleotide is defined as one of the structural components of DNA and RNA. It consists of a base plus a molecule of sugar and one of phosphoric acid (National human genome research Institute) 6. The “rungs on the ladder” as Relethford suggests are composed of chemical units called bases (note: the bases in the figure at the top of the page are the individually colored strips in figure 2.1 or ½ a rung each and not a full rung) 7. The four possible types of bases are A (adenine), T (thymine), G (guanine) and C (cytosine) 8. Biological structures are composed predominantly of proteins and these proteins are composed of amino acids and these acids are coded for by 3 of the 4 chemical bases (see table 2.1) a) 64 codes are possible, but only 20 of these need to be specified by the genetic code and in addition there are termination sequences that can mean either “start” or “stop” b) The sequence of bonding in DNA is A to T and G to C enabling DNA to make copies of itself and direct the synthesis of proteins 9. Replication of DNA involves a separation of the two strands and each strand attracts free floating bases (free basing?) when these free bases unite with the DNA two identical strands are formed (Figure 2.2) 10. RNA or ribonucleic acid is the molecule that functions to carry out the instructions (a messenger) for protein synthesis specified by the DNA molecule a) One of the main differences between DNA and RNA is that in RNA base A (adenine) attracts base U (uracil) b) The process involves DNA separating into two strands and an inactive (does not attract RNA) and active strand (half DNA piece that attracts RNA) being formed (pg. 36) c) The active strand attracts free-floating bases to form a strand of messenger RNA d) This strand then moves to the site of protein synthesis and once there the messenger RNA imparts its information via transfer RNA (a free floating molecule) e) Transfer RNA is defined by Relethford as a free floating molecule that is attracted to a strand of messenger RNA resulting in the synthesis of a protein chain E) Chromosomes and Genes 1. In many types of organisms much of the DNA is contained in a separate part of the cell (the nucleus) 2. The DNA sequences are tied together by proteins into long strands called chromosomes and are found within the nucleus of each cell 3. Curtis says a chromosome is one of the bodies in the cell nucleus along which the genes are located a) with the exception of sex cells chromosomes normally occur in pairs (humans have 23)—Downs syndrome has 1 “pair” with 3 chromosomes b) The number of chromosomes have nothing to do with the intelligence or biological complexity 4. Curtis defines a gene as a unit of heredity in the chromosome composed of a sequence of nucleotides (a building block of nucleic acid) in a DNA molecule that codes for a polypeptide (a compound containing many amino acids joined by a peptide bond—RNA product) 5. Turnbaugh etc. claim that a gene may be composed of hundreds or thousands of DNA bases a) note: skip the hemoglobin section 6. However, not all DNA contains results in a polypeptide product and the purpose of non-coded sequences is not known 7. The DNA sequence of a gene can contain both exons and introns a) Exons are sections of a gene that encode for amino acids that make up proteins b) Introns are sections of DNA that do not code for the amino acids that make up proteins (figure 2.4, note it is RNA not DNA) 8. Genes not only manufacture proteins, but they also regulate biological processes a) some issues such as sexual maturation at a given time (adolescence and not infancy) are controlled by regulatory genes b) These are genes that regulate other genes (turn them off and on) c) These genes have great significance for evolution and can explain phenotypical differences despite similar structural genes (apes and humans 98% of our genes are similar yet there are large differences) d) Homeobox genes are regulatory genes that encode a sequence of 60 amino acids regulating embryonic development and divide the embryo into different areas such as head and tail 9. Mitosis and Meiosis a) mitosis is a process of cell division where chromosomes are replicated in the body cells (in the film Blade Runner clones are referred to as replicants) (top of page and 63) 1) The 5 phases of mitosis are given on page 63 b) Meiosis is the creation of sex cells by replication of chromosomes followed by cell division 1) these cells first replicate and divide then divide again without replication c) Ultimately, when chromosomal information is transmitted from one generation to the next sex cells contribute only one half the chromosomes that are in one cell 1) in a human infant the male contributes 23 and the female contributes 23 (46 total) F) The Human Genome Project 1. Relethford suggests that The human genome project began in 1990 in an effort to sequence the human genome and this is meant as an update to his information (his latest information is from 2001) a) a genome can be defined as all the DNA contained in an organism or cell, which includes both the chromosomes within the nucleus and the DNA in the mitochondria (chap. 5) (National Human Genome Institute) 2. The National Human Genome Institute states that the Human Genome Project (HGP)was “one of the great feats of exploration in history (sic)” 3. The HGP was completed in April 2003 and the project gives us the ability to read nature’s complete genetic blueprint for building a human being G) Mendelian Genetics (Genotypes and Phenotypes) 1. Terminology a) Locus—the specific location of a gene or DNA sequence on a chromosome b) Allele—the alternative form of a gene or DNA sequence that occurs at a given locus 1) Alleles can be singular or many and occur in pairs on each chromosome 2) The genetic basis of any trait is determined by an allele from each parents c) Mendel’s Law of Segregation also known as Mendel’s First Law claims that sex cells contain one of each pair of alleles d) Genotype refers to the genetic endowment latent or expressed, of a cell or organism (from the 2 alleles present at a locus) 1) homozygous refers to having the same allele at the same locus on both members of a chromosome pair 2) heterozygous refers to there being different alleles at the same locus on members of a chromosome pair e) As an explanatory mechanism a brief examination of Mendel’s experiment with pea plants will be discussed 1) The upper case letters refer to dominant alleles or dominant traits (example “T”) 2) The lower case letters refer to recessive alleles or recessive traits (example “t”) 3) In his experiment “T” is the allele for tall ness and “t” is the allele for shortness or “dwarfism” 4) “TT” would be a homozygous tall plant, “Tt” would be a heterozygous tall plant and “tt” would be a homozygous short plant f) Phenotype refers to the observable or detectable physical characteristics of an organism or the detectable expressions of genotypes 1) If one looks at the Punnett square it is notable that ¾s of this group will express the dominant phenotype and ¼ will show the recessive phenotype 2) Relethford suggests that in a heterozygote the dominant allele masks the other 3) He also suggests that a recessive allele in a heterozygote is one that is masked by the other allele 4) It should be noted that whether dominant or recessive alleles can be common or rare and harmful or helpful 5) Environment can also have an effect on phenotype (rainfall amounts, soil and tree growth) 6) Some alleles are codominant and both traits are expressed so neither allele is dominant or recessive g) Mendel’s Law of independent Assortment or Mendel’s second law involves the idea that the segregation of any pair of chromosomes does not affect the probability of segregation for other pairs of chromosomes 1) Simply if there are 3 pairs of chromosomes (6 total) numbered 1, 2, 3 with 2 chromosomes with each number then each number 1, 2, 3 acts independently 2) Relethford claims that independent assortment is a powerful mechanism for introducing great potential for genetic diversity in humans 3) Curtis notes that this is an early idea and that linkages between traits can occur (alleles on the same chromosome are inherited together) 4) In the modern form of Mendel’s second law “unlinked” genes assort independently h) Recombination 1) Crossing over refers to the exchange of DNA between chromosomes during meiosis (see figure 2.13) 2) The result of the crossing over is recombination or the production of new combinations of DNA sequences caused by exchanges of DNA during meiosis 3) Recombination can also occur through assortment of unlinked genes during sexual reproduction or both methods combined 4) It should be noted that recombination does not change the genetic material since the alleles stay the same, but they occur in different combinations i) There are 2 basic types of chromosomes, autosomes and sex chromosomes 1) Autosomes are all chromosomes except the sex chromosomes 2) Sex chromosomes are the X (larger) and Y (smaller) chromosomes and are paired in a similar manner (XX for women) and not in the other (XY for men) H) The Genetics of Complex Physical Traits 1. The examination of genetics has focused on simple discrete genetic traits (a single locus with a clear cut mode of inheritance 2. Traits can be more complex with one or more genes contributing to the phenotype with the traits also potentially being affected by the environment (natural Bonsai) 3. Many complex traits are polygenic or “continuous” and are the result of 2 or more loci a) this allows many different genotypes and phenotypes to arise (skin color etc.) 4. a single allele may also have multiple effects upon an organism and this is known as pleiotropy (sickle cells alleles affect both the structure of hemoglobin and cause changes in body growth and health 5. Sometimes these effects are combined (polygenic traits and pleiotropy (Figure 2.15 d) 6. It also should be noted that there are variations where not all alleles have the same effect (dominant or not) 7. Heritability a) Heritability is defined as the proportion of total variation of a trait due to genetic variation in a specific population b) Genetic variation refers to variation in human populations due to genetic factors (height etc. Swedes) c) Environmental variation can be due to differences in environment due to issues such as diet (Japanese and height changes due to diet changes) d) Heritability is only a proportion of the total variation (explain equation on pg. 52) and can range from 0 (no genetic Variation) to 1 (no environmental variation) 8. Major Genes have become important recently where a discernible portion of genetic variation is due to a single locus a) these genes have the primary effect on the phenotypic distribution of a complex trait I) Mutations are a mechanisms for evolutionary change resulting from a random change in the genetic code; the ultimate source of all genetic variation 1. Technically speaking mutation refers to changes in DNA bases as well as changes in chromosome number and/or structure 2. They can arise due to background radiation or ingestion of certain substances (caffeine) 3. Mutations are random and can be beneficial, deleterious (much of the time) or neutral 4. Mutations may involve changes in a single DNA base, in larger sections of DNA and in entire chromosomes 5. Although mutations are rare when estimated for a single locus it should be remembered that human chromosomes have many loci suggesting a higher mutation rate J) Nature vs. Nurture 1. Genetic factors have been linked to human behaviors, but they merely influence behavior and do not cause it 2. The reality is that both environment and genes influence some behaviors PHYSICAL ANTHROPOLOGY 2301 Lecture EVOLUTIONARY FORCES—Section 3 I. Population Genetics A) The focus of this chapter is microevolution or changes in the frequency of alleles in a population from one generation to the next B) Population Genetics 1. A population can be defined as (Turnbaugh etc.) a group of inbreeding individuals or the group within which one is most likely to find a mate a) It should be noted that all members of a species are potentially capable of mating, but the reality of their doing so is limited by 3 factors 1) The first limiting factor is geography, specifically, the idea that people often tend to mate with those who live near them a. It should be noted that there are small homogeneous groups (towns), however, there are also heterogeneous grouping such as New York City or even small towns (Texas border—Hispanic-Anglo) b. In the case of small isolated islands the probability of finding a mate outside of the area is remote c. This island group can be referred to as breeding isolates or populations that are clearly isolated geographically and/or socially from other groups 2) A second factor can be described as social/cultural a. an example would be a desire to marry someone of the same ethnicity b. Some groups have an affinity for endogamy while others lean toward exogamy and individuals with in the group may go against their cultural values as well A. endogamy refers to marrying or mating within the group B. exogamy refers to mating or marrying outside of the group 3) A third factor could be called individual preference such as a preference for tall blondes among some men 2. A population shares a common gene pool a) a gene pool is defined as the total complement of genes shared by reproductive members of a population C) Genotype and allele frequencies 1. Genotype computation involves taking a part of the population and dividing it by the whole population a) example: when taking genotype MM=98, MN=84 and NN=18 where n=200 (total pop) b) MM=98/200=.49 (or 49%), MN=84/200=.42 (or 42%) and NN=18/200=.09 (9%) c) These are the percentage composition of each of these populations 2. For the computation of allele frequencies one must multiply by 2 because there are 2 alleles in each gene a) Using the above example the total population becomes 400 (part over whole again) b) the frequency of the M allele can then be found thus c) MM=98 (2 Ms are present, therefore 98x2=196) MN=84 (only 1 M is present, therefore 84x1=84) and for NN=18 no Ms are present or 18x0 or 0 d) 196+84+0=280 280/400=.7 or a 70% allele frequency, therefore, NN has a frequency of .3 or 30% D) Hardy-Weinberg Equilibrium 1. In 1908, the British mathematician G.H. Hardy and the German Biologist W. Weinburg independently found a simple formula that under certain conditions allowed the prediction of genotype frequencies from the gene frequencies of a population a) this Hardy-Weinburg equilibrium shows that with certain assumptions genotype and allele frequencies will remain constant from one generation to the next b) It involves the simple model of one locus (specific position of a gene on a chromosome) with 2 alleles “A” and “a” c) p=frequency of “A” allele and q=frequency of “a” allele d) Therefore the frequencies are thus: AA genotype=p squared, Aa=2pq and aa=q squared e) If p=.6, q=.4 then AA=.p squared=or.6 squared =.36 (36%), Aa=2pq=2(.6)(.4)=.48 or 48% and aa=q squared or .4 squared=.16 or 16 percent f) Given certain assumptions the allele frequencies (p=.6 or q=.4) and the genotype frequencies (AA=.36, Aa=.48 and aa=.16) will remain constant over time (one generation to the next g) This does not suggest that there is no evolution since there are other factors in volved h) The 4 other factors or evolutionary forces are: 1) production of new variation or mutation 2) redistribute variation through gene flow 3) redistribute variation through genetic drift 4) select “advantageous” allele combinations that promote reproductive success or natural selection E) Evolutionary forces can be defined as those mechanisms that can lead to a change in allele frequency over time 1. Although changes in allele frequencies alter genotype frequencies, changes in genotype frequencies do not necessarily alter allele frequencies 2. This can occur with a significant amount of nonrandom mating or mate choice in a given population and the genetic consequences 3. 2 types of non-random mating are: a) This can be due to inbreeding or mating between biologically related individuals b) It can also be due to assortative mating or mating by phenotypic similarity or dissimilarity 4. Mutations a) A mutation can be defined as a change in DNA that can occur either as a change in the sequence of bases or at a larger chromosomal level and can proceed in either direction 1) Example: A can change to a and then change back to A (however, the changing back is less frequent than the initial change) b) Mutation is the only way that a totally new variation can be produced c) It occurs infrequently and when a single locus is involved it seldom has any effect on allele frequencies d) However, human beings have many loci (as many as 100,000) they have many mutations they have accumulated over previous generations (many of these are recessive and not expressed e) As an example: In population of 100 people (200 alleles) an AA genotype the frequency of the A allele is 1 or 100%, but if one changes form during transmission to the next generation to “a” then there are 199 A and 1 a or 199/200 or .995 for A and .005 for a 5. Gene Flow can be defined as the movement of alleles between at least 2 populations a) When gene flow occurs a mixing of genetic material between 2 populations takes place and they tend to become more alike genetically b) In an illustration of gene flow it can be assumed that all the alleles in population 1 are A and population 2 are a (pg. 86) 1) It is stated in the text that if 10% of the individuals in population 1 move to 2 the population 1 is 90% A alleles and 10% a and population 2 is the opposite creating greater similarity between the 2 populations 2) If it is assumed that this rate (10%) continues the populations will become increasingly similar (after 20 generations the populations will be almost identical) 3) Gene flow does not only occur through some form of mass migration, but can involve transportation marriage patterns 4) In terms of determinants of gene flow it should be noted that the closer one lives to someone the more likely it is for intermarriage to take place (and less likely given a higher level of distance) 5) The idea of near or far, however, has changed a. When people were limited to horses or foot travel the transport range was about a 10 mile radius b. However, affordable rail transportation in rural England in the 1800s allowed the average marital distance (distance between husband’s and wife’s birthplace to increase to 2030 miles c. Today, aircraft allow a worldwide marriage pool d. However, actual patterns are more restrictive and the town of Ann Arbor, Michigan has an average marital distance of about 160 miles 6. Genetic Drift can be defined as evolutionary changes (changes in allele frequencies) produced by random factors. Genetic drift results from small population size a) The term drift is used because it is a completely random process where the allele flows can change in any direction b) Genetic drift refers to, for example, a father and mother with an Aa allele 1) The father may pass on the A or the a allele as can the mother (AA, Aa, aA, aa genotypes i.e. 2 alleles together-Punnet square) 2) Their children may have any of these 4 genotypes and the distribution is random 3) In Relethford’s example, he flipped coins to determine the inheritance from the parents of four children with the percent chance of an A=.5 or 50% and a=.5 or 50% 4) The 4 children have a total of 8 alleles and his coin flips produced 6 “As”=6/8=.75=75% and 2 “as”=2/8=.25 or 25% 5) The only time that drift will not produce a change in allele frequency is when an allele is lost 6) As an example if an A allele is passed on to all four children in Relethford’s example then the recessive a allele is lost 7) This potential for loss of an allele suggests that extremely small populations will tend to be homozygous (same alleles) and experience less variation c) An example of genetic drift in modern populations is the founder effect or Sewall-Wright effect 1) This effect is a special kind of genetic drift where the alteration of allele frequencies occurs in a small population that is taken from or is a remnant of a larger population 2) The only available genes are those of the founders and not the genes of the population from which they came 7. Natural selection--Individuals with biological characteristics that allow them to survive in a given environment pass on their genes and those that are less likely to survive do not a) Turnbaugh and others argue that the most important factor influencing the direction of evolutionary change is natural selection b) Natural selection does not create new genetic variation only mutation does c) Natural selection focuses on fitness or the probability that an organism will survive d) It should be noted that human beings neither quickly reproduce nor should they be used in controlled laboratory manipulations e) It is, therefore, difficult to find unambiguous examples of natural selection in modern humans f) The best documented case or example of natural selection is the sickle cell allele, which if inherited in homozygous form causes anemia and frequently death 1) it is interesting to note that the highest allele frequencies for this disease are in West and central Africa (and somewhat high in Greek and Asiatic Indian populations) 2) It is in these areas of the world that malaria is found caused by a single celled parasite 3) In areas where malaria is endemic (continuously present) many suffer from sharply lower reproductive success (high infant mortality and lowered vitality of adults) 4) In a study based on highly questionable ethics British biologist A. C. Allison (1950s) injected the malarial parasite into volunteers from the Luo tribe of East Africa a. His study showed that a short time after infection heterozygous carriers of the sickle cell allele were much more resistant to malarial infection than the homozygous b. The blood cells provide a less conducive environment for the parasite to reproduce itself and the parasite often dies 5) Turnbaugh etc. believe that a genetic trait such as sickle cell anemia that provides a reproductive advantage is a clear example of natural selection in action 6) The evolutionary mechanism in the sickle cell example is balanced polymorphism and comprises the genetic load of a population a. The genetic load of a population refers to hidden, deleterious recessive genes in a population b. balanced polymorphism is the maintenance of 2 or more alleles in a population due to the selective example of the heterozygote c. A genetic trait is called a polymorphism (many forms) by Bodmer and Calli-Storza when two or more alleles at a given genetic locus occur with appreciable frequencies in a population d. Turnbaugh etc. suggest that appreciable frequencies refers to about (.01) 1% e. Essentially, if a population is sampled for a particular trait, and frequencies for more than one allele are higher than 1% then the locus that governs the trait is polymorphic f. The use of 1% is to offset the effects of mutations that occur at rates far below 1% g. The term “balanced” in “balanced polymorphism also needs to be explained A. This term refers to pressures operating in the malarial environment B. Some individuals (mostly homozygous normals—no sickle cell allele) will be removed due to the disease C. Some homozygous recessives will also be removed due to sickle cell anemia D. Those with the highest rate of reproductive success will be the heterozygous, therefore, both alleles will be maintained at roughly the same frequency and balance between the 2 is attained E. However, it should be noted that in a non-malarial environment homozygous normals would not die from malaria F. The sickle cell allele would, therefore, decrease if the sickle cell individuals continue to die before reproduction G. This gradual removal of the sickle cell allele is known as directional selection g) 5 Types of selection 1) Selection against recessive homozygotes a. This refers to when the aa genotype is fatal in a population, therefore, its frequency decreases b. It should be noted that as the presence of “a” decreases the rate of its decrease also declines (fewer people are homozygous) 2) Selection for recessive homozygotes a. If AA and Aa are removed due to complete selection against A then only aa individuals remain after 1 generation b. However, mutations can occur reintroducing A periodically 3) It should be noted that any dominant or recessive homozygotes can be selected for or against 4) Selection for the heterozygote a. When both homozygotes are selected against as in the case of sickle cell anemia in areas with malaria b. Then the heterozygote is selected for in a selection both for and against both alleles 5) Complex selection a. Stabilizing selection occurs when selection is against both extremes of a trait’s range in values (extremes are unlikely to survive) b. Directional selection (mentioned earlier) is a selection against one extreme and/or a selection for the other extreme 8. Interaction of evolutionary forces a) Even though the 4 evolutionary forces have been discussed separately, they actually act together to produce allele frequency change b) They can act together or in opposition c) Genetic drift and Gene flow have opposite effects on variation between and within populations and can counteract each other