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Spectroscopic methods for biology and medicine Thomas Schultz Draft date October 28, 2009 2 Chapter 1 Introduction The lecture offers an overview of spectroscopic and spectrometric methods with the aim to address questions in the biological sciences. Biology relies on a vast set of molecular and macromolecular machines, each performing a well defined task. Our understanding of living systems is therefore intimately connected to the characterization of structure and function in molecular and macromolecular systems. Spectroscopy can offer the necessary tools to investigate the relevant structure and function, but the size and complexity of biological systems is beyond that usually encountered in the physical and chemical sciences and therefore poses a particular challenge. This challenge is met by extraordinary efforts to extend the sensitivity, specificity, information content, and in some cases spatial resolution of spectroscopic methods. Goal of this lecture is to review how modern spectroscopy is used in the biological sciences and can help to shape our understanding of living systems. The lecture also aims to give an overview about the fundamental limits of spectroscopic and analytic tools, and to assess how novel developments may promise unprecedented insight into biological systems. The subjects covered include: 3 4 CHAPTER 1. INTRODUCTION 1. Absorption and emission of light: Spectroscopic observables and the physical limits of a measurement. 2. A primer on molecular biology - tools of the trade 3. Measurements with radiowaves: Nuclear Magnetic Resonance spectroscopy and tomography of biological systems. 4. More radiowaves: Electron spins in biology and electron spin spectroscopy 5. Spectroscopy with light: Probing biology with natural and artificial chromophores, single-molecule spectroscopy, and (superresolution) microscopy. 6. X-rays: Crystal structures and ionization events 7. Particle detection: Molecular recognition, radioactive marking, and mass spectrometric methods 8. Theoretical approaches: from molecular dynamics to ab initio calculations 1.1 Spectroscopy of biological systems A given spectroscopic tool will be suitable to investigate some compounds (or ’analytes’) and answer particular questions, but will not be useful for others. To gauge the usefulness of a given spectroscopic tool, it is necessary to identify the fundamental limits in terms of sensitivity, selectivity and resolution. Highly sensitive methods allow the investigation of small quantities / concentrations of an analyte. The most sensitive methods nowadays allow the observation of single molecules (by fluorescence or mass spectroscopy), but offer only a limited information content for the characterization of the analyte. Selectivity allows to identify and characterize a given analyte in presence of others, but may seriously limit the scope of a method if only a small set of analytes is accessible to investigation. Resolution is a fundamental issue determining the information content in every spectroscopic method and is ultimately limited by Heisenbergs uncertainty principle. To gauge the usefulness for a given method we therefore have to discuss the relation between: Biological question ⇔ Spectroscopic method ⇔ physical limits of the method The challenge of complexity As compared to typical systems in chemistry or physics, biological systems are very large and complex. Furthermore, the complexity spans sizes from meters to picometers. For a living organism to function properly, every building block must be in the right place and function properly on both, the meter scale of 1.1. SPECTROSCOPY OF BIOLOGICAL SYSTEMS 5 the human body and the nanometer scale of proteins (Fig. 1.1). The challenge for spectroscopy is therefore twofold: to identify and characterize the biological building blocks and to determine their spatial position or distribution. NH+ human cell protein m μm nm active site pm Figure 1.1: The complexity of biological systems spans sizes from meters to picometers. Organs (the heart) must be in the right place of the body, the cell nucleus and mitochondria must be in the right place of the cell, the peptide strands in a protein must fold correctly and the active sites or prosthetic groups must have the correct structure. It is helpful, however, that a large part of biological molecules is constructed from only a small set of building blocks. 20 Amino acids form the molecular building blocks for peptides and proteins and are shown in Fig. 1.2. Bound by peptide bonds (-CO-NH-), amino acid chains are called peptides (mass < 10 kDa) or proteins (mass ≥ 10 kDa, 1 Da = mass of proton). The proteins, which sometimes contain additional ”prosthetic groups” (non-amino acid molecules), perform most catalytic and regulatory functions in the cells and might be called the molecular machinery of life. Proteins can be very big (thousands of kDa) and their structure is usually discussed in terms of: primary structure (amino acid sequence), secondary structure (regular local folding pattern of adjacent amino acids, often α-helix or β-sheet), tertiary structure (folding of the secondary subunits into the protein shape) and quarternary structure (aggregation of several proteins into a complex). To perform their function, many proteins must find their way to the right location in the cell, maybe the cytoplasm or the cell membrane, adding an additional layer of complexity. To summarize, proteins have a vast structural complexity and an analysis of the structure-function relationship requires a large amount of experimental analysis. DNA and RNA bases form the building blocks of DNA and RNA, the second set of biological macromolecules (Fig. 1.3). The bases adenine-thymine, guanine-cytosine and adenine-uracil (the latter in RNA) can form two or three complementary hydrogen bonds and thus allow molecular composition between the correct base pairs. The names allow to distinguish between the pure bases 6 CHAPTER 1. INTRODUCTION hydrophobic S small COOH H 2N Glycine (GLY,G) Mr 75.07 aromatic H 2N H 2N COOH H2 N Alanine (Ala,A) Mr 89.09 COOH Valine (Val,V) Mr 117.15 COOH H 2N H 2N Leucine (Leu,L) M r 131.17 N H COOH Isoleucine (Ile,I) Mr 131.17 COOH Proline (Pro,P) Mr 115.13 NH COOH H2N Phenylalanine (Phe,F ) M r 165.19 COOH Thyrosine (Tyr,Y) Mr 181.19 H2 N OH COO H H 2N Serine (Ser,S) Mr 105.09 COOH Tryptophan (Trp,T) Mr 146.19 amide O O H 2N SH OH H2 N COOH Threonine (Thr,T) Mr 119.12 basic HO O COOH Methionine (Met,M) Mr 149.21 nucleophilic HO acidic H 2N O H 2N COOH Cysteine (Cys,C) Mr 121.16 N H2 N NH 2 N NH N HO H 2N H 2N COOH Aspartic Acid (Asp,D) Mr 133.10, pKa 3.9 H 2N COOH Glutamic Acid (Glu,G) Mr 147.13 pK a 4.1 H N 2 COOH H 2N COOH Asparagine Glutamine (Gln,Q) (Asn,N) Mr 132.18 Mr 146.14 H2 N COOH H2N COOH H2 N COOH Lysine (Lys,K) Arginine (Arg,R) Histidine (His,H) Mr 155.15 pK a 6.0 Mr 146.19 pKa 10.8 Mr 174.20 pKa 12.8 Figure 1.2: The 20 standard amino acids which form the building blocks for proteins. All natural amino acids with exception of glycine are chiral (L-amino acids). (nucleic base, e.g. ”adenine”), the base bound to a ribose sugar (nucleoside, e.g. ”adenosine”) and the phosphorylated base-sugar molecule (nucleotide, e.g. ”adenosine-monophosphate”). In DNA, the nucleotides form macromolecules bound by the phosphate ”backbone”, the sequence of which contains the genetic information. It would therefore be correct to talk about the bases as forming the 4 letters of a quarternary alphabet of life. 1.2 Spectroscopic Tools To perform a measurement, we must observe the interaction of the compound of interest with another particle. So a basic spectroscopic measurement will consist of shooting particles with well defined properties at the sample and analyzing particles which are emitted by the sample as indicated in Fig. 1.4. As a result, the measurement is due to the properties of the sample, the properties of the probing particle, and the physical laws governing the interaction between the two (in many cases called ”selection rules”). In principle any particle can be used, but in most cases the secondary particle is a photon. Please be aware, that in some cases photons are conveniently described as particles with well defined energy / momentum, whereas in other cases a wave description is more useful. This does not reflect fundamental differences in the interaction, which always satisfies the same physical laws and fulfills conditions set by both, particle and wave nature of the photon. Other particles follow the same physical rules, but are usually described as particles only, reflecting the more classical nature of heavy particles. Photons are special particles without any rest mass and without charge, Therefore the only relevant particle properties are the photon energy, polar- 1.2. SPECTROSCOPIC TOOLS 7 Base pair Deoxyribonucleic Acid (DNA) Sugarphosphate backbone Sugarphosphate backbone Base pairs A P T S Hydrogen bonds S G P P C S S P T P A S Nucleic acid S P A P T S S P C P G Base pair S S P G P C S S P Nucleotide Cytosine Guanine H H N H N O H N H N O N O 3' Hydroxyl O CH2 CH3 N CH2 O O N O P H H P O O O N H O 5' Phosphate O Thymine Adenine H CH3 O H N N H O CH2 O N N N O O O O N H CH2 O P H P O O N H O O 3' Hydroxyl 5' Phosphate National Institutes of Health National Human Genome Research Institute Division of Intramural Research Figure 1.3: The 4 DNA bases form the letters of the genetic alphabet and specific hydrogen bonds allow for molecular recognition between the correct complementary bases. ization, and coherence properties. According to deBroglie, a particle can be described as wave with a wavelength inversely proportional to its momentum. Equation 1.1 gives the relation between energy, momentum, wavelength and frequency relative to the Planck constant of h = 6.62 · 10−34 J · s or ~ = h/(2 · π). λ wavelength h, ~ Planck constant wavelength: p momentum ν frequency c0 speed of light mass: energy: h p hν = 2 c0 λ= mph (1.1) Eph = ~ν mph photon mass If we restrict our discussion to photons, then the discussion of measurements can be tied to the linear scale of the photon energy / frequency (Fig. 1.5). Most accessible frequency ranges are used for spectroscopy, but some particular 8 CHAPTER 1. INTRODUCTION sample Figure 1.4: Spectroscopic measurement: Put the sample in a box, where it is isolated from the environment. Next, observe/characterize particles which enter or leave the box to learn about the sample properties. frequencies and related properties are particularly useful for the analysis of biological systems. In the radio wave regime, the very precise control and measurement of frequency and phase allows nuclear magnetic resonance spectroscopy in both, time and frequency domain. The resulting Fourier transformation (FT) methods allow the measurement of spin correlation (→ ”multidimensional spectroscopy”) and therefore the structural characterization of macromolecular systems. The same properties are used for the tomographic imaging of tissue on a macroscopic scale (>mm). Optical spectroscopy in the visible can be directly combined with the spatial resolution of a microscope and has large historic and current importance. Diffraction methods are dominating the X-ray regime, because the short wavelength allows the spatial determination of atomic positions down to sub-Å precision. In all cases, we can discuss the absorption, emission, or diffraction of radiowaves radiation frequency MHz (m) spectrosc. observables nuclear spins of special relevance to biology FT-methods, imaging microwaves GHz (mm) THz (μm) rotations IR Vis UV X-ray PHz (nm) EHz (pm) vibrations electronic transitions microscopy electronic diffraction crystal structures Figure 1.5: Qualitative frequency scale for electromagnetic radiation and the relevant molecular observables. photons. The following is a short, exemplary discussion of those three types of interactions to give an overview the fundamental possibilities and limitations of different spectroscopic methods. 1.2. SPECTROSCOPIC TOOLS 9 E Efinal hν sample hν Einitial Figure 1.6: Absorption measurement: Irradiate the sample with photons of energy hν. The sample may absorb the photon according to the laws of energy conservation if hν = Ef inal − Einitial and according to selection rules. Optical Absorption All chemical compounds absorb light in the infrared, visible or ultraviolet region. Hence, absorption spectroscopy is a very general method applicable to almost all samples. According to the laws of energy conservation, a photon ca only be absorbed, if the photon energy corresponds to the difference energy between an initial and final state of the sample: hν = Ef inal − Einitial . The absorbed frequencies therefore depend on the energy levels of the vibrational system (IR) or electronic system (Vis/UV). As a rule of thumb, delocalized electronic systems lead to stronger absorption in the visible and near UV, and aromatic compounds are therefore favorite chromophores for absorption spectroscopy. The strength of absorption is defined in Beer’s absorption law equation 1.2. I0 incident intensity I transmitted intensity extinction coefficient absorption: I = I0 · e−l z sample length (1.2) We can estimate the absorption for a sample of the wild type green fluorescent protein (GFP) with = 7000(M · cm)−1 at 475 nm and a molecular mass of MR = 30 kDa. If we dissolve 30 µg (= 1 µmol) in a cubic cuvette with 1 cm length and a volume of 1 cm3 , the resulting concentration is 3 µM. Equation 1.2 then gives a transmission of I = I0 · e−0.007 or an absorption of ≈ 0.7%. Such a small absorption is difficult to detect, and it is evident that absorption is not a very sensitive method. 10 CHAPTER 1. INTRODUCTION Optical Emission Fluorescence is a widely used method in biochemistry. Photons emitted from a sample can be detected with a quantum yield approaching 1, hence fluorescence is a very sensitive method. To continue our example of GFP, we find that this extraordinary fluorophore has a fluorescence lifetime of τ ≈ 1 ns and a typical quantum yield of 0.5. If we irradiate a single GFP molecule with a focussed light source which saturates the absorption, we may collect up to 0.5 photons per ns, this corresponds to a rate of 5·108 photons/s. A realistic rate may be an order of magnitude lower, but the fluorescence rate is clearly enough to detect single molecules. E Einitial sample hν hν Efinal Figure 1.7: Fluorescence measurement: Irradiate the sample with photons and observe the emission of fluorescence photons. The sample may emit photons according to the laws of energy conservation and selection rules. The downside of fluorescence is, that only very few molecules fluoresce with reasonable quantum yields. Fluorescence is therefore a very sensitive technique, but not applicable to a large set of samples. Nevertheless, many spectroscopic studies of biomolecules rely on the fluorescent labelling of compounds with either artificial fluorophores, or with natural fluorophores such as GFP. The location of the labelled compound can then be observed in a microscope. Fluorophores are also attached to antibodies, which bind only to specific molecular targets and thereby allow the very sensitive identification of the target molecule. Fluorophore markers are also used for sequencing, where they may replace other biological building blocks for easier detection. Finally, fluorophores found a particular application as probes of local structure by using donor-acceptor pairs, which can transfer excitation and fluorescent activity if they get spatially close to one another. Diffraction Due to the wave nature of light, scattered photons will lead to interference patterns which contain information about the relative position of the scattering centers as shown in Fig. 1.8. 1.2. SPECTROSCOPIC TOOLS 11 A (k=0) C (k=1) constructive interf.: sin(αmax) = k ⋅ λ/d destructive interf.: sin(αmin) = (k+1/2) ⋅ λ/d B (k=0) Δx C d α B Δx A Figure 1.8: Interference from two point sources of light (e.g. pinholes, or scattering centers). Photons emitted from the two point sources at an angle α have a path difference ∆x. The path difference can lead to constructive (A,C) or destructive (B) interference and determines the probability to observe photons at the corresponding angle The detected intensity is proportional to the square of the sum of wavefunctions from all waves, (e.g. two waves in Fig. 1.8). The result can be as large as expected for the classical sum of two waves, but can also be zero if the waves interfere destructively. The latter occurs whenever two waves have opposite phase, which is the case if their path differs by k+1/2 values of the wavelength (k=1,2,...). Equations 1.3 calculate the expected amplitude for a diffraction angle α. ∆x path difference α detection angle d emitter distance Φn photon wavefunction t time λn photon wavelength I detected intensity path: ∆x = d · sin(α) t · c0 ∆xn photon wave: Φn = sin 2π + 2π λn λn " # 2 Z X 2 interference ⇒ I = Φn t n=1 12 CHAPTER 1. INTRODUCTION ∆x0,1 = 0, ∆x: 2 Z t · c0 ∆x t · c0 + sin 2π + 2π I= 2 · sin 2π λ λ λ t trigonometry: 2 Z ∆x ∆x t · c0 I= 2 · sin 2π +π · cos π λ λ λ t (1.3) If more diffraction centers are present, the interference grows more complex. If the interfering centers are regularly spaced, however, then the pattern becomes much sharper because only the absolute interference maxima remain. The latter is the case in crystals and is the reason why X-ray diffraction works best for crystal structure determination. Detection of particles other than photons Spectroscopic or spectrometric information can be gained from the interaction of the sample with particles other than photons. Electrons have a much shorter deBroglie wavelength than X-Ray photons and can be used for absorption or diffraction experiments with very high resolution. The collision of electrons, ions, or photons with a sample can result in ionic species which may be detected in mass spectrometers. Radioactivity from labelled compounds yield information about chemical pathways or the spatial distribution of metabolites. These mostly spectrometric methods (measuring quantities, as opposed to energies) can be extremely sensitive or selective and therefore play a large role in the analysis of biological systems. 1.3 Physical Limits of Measurements Sensitivity and selectivity Biological samples contain large numbers of different compounds in concentrations ranging from single molecules to millimolar concentrations. We therefore have to consider the sensitivity of spectroscopic methods (i.e. the ability to detect small quantities of a compound) and the selectivity (i.e. the ability to distinguish different compounds, or to spatially resolve them). The sensitivity and selectivity are characteristics of a chosen experimental setup and determine whether this setup is suited for a desired measurement. The detection of photons and other particles can be highly efficient. Quantum efficiencies for photon detection with avalanche photodiodes exceeds 50% and the detection of charged particles is possible with nearly 100% yield. Efficient detection, however, must be coupled to good contrast between the desired signal and undesired noise to allow sensitive measurements. Fluorescence can serve as an example for a very sensitive method if scattering and background 1.3. PHYSICAL LIMITS OF MEASUREMENTS 13 fluorescence is low; in this case single molecule detection is possible. Absorption is also based on photon detection, but the limited absorption quantum yields of single molecules reduces the sensitivity of this method. For selective measurements, signals from different species should be distinguishable. High resolution techniques (e.g. some kinds of NMR) can yield enough information to distinguish multiple compounds, whereas low resolution spectroscopy only offers the integrated signal of undistinguishable species (e.g. optical absorption and emission in a homogeneously broadened environment). The resolution of all spectroscopic techniques is inherently limited by the Heisenberg uncertainty principle Resolution and the Heisenberg uncertainty principle The Heisenberg uncertainty principle can be interpreted as effect of the particlewave dualism. The cosine term in equation 1.3 after trigonometric reformulation is responsible for the zero intensities at all values ∆x/λ = 1/2, 3/2, .... It is interesting to consider what happens if the distance d becomes similar to the wavelength: if ∆x/λ is always smaller than 1/2, then the first minimum is no longer observed. In this case, the distance between the point sources cannot be determined by investigation of the diffraction pattern. Hence, there is an uncertainty limit for the determination of position which can be expressed as d · sin(α) ≥ λ/2. As shown in figure 1.9, a substitution of the angle by the impulse components of the photon and the substitution of the deBroglie wavelength λ = h/p results in the famous Heisenberg uncertainty principle in its impulse formulation ∆x · ∆p ≥ ~/2; ~ = 1.054 · 10−34 J · s with an additional factor of 2π. This factor is due to the simplistic assumption, that we must observe exactly one diffraction minimum within a 90◦ angle. Taking the uncertainty principle into account, it is obvious why X-rays with a wavelength in the picometer range are suited for molecular structure determination by diffraction. Photons in the optical domain with wavelength larger than interatomic distances (∼ Å) on the other hand cannot be used to resolve molecular structure by diffraction. The uncertainty principle can therefore be directly deduced from the wave nature of matter. This is also true for the other formulations of the uncertainty principle, e.g. if we consider ∆E · ∆t & ~. The term E = hν is well-defined if the corresponding frequency ν is known. This is clearly the case for a constant, temporally infinite wave, where the wave can be observed for long times. If, on the other hand, the wave is truncated after a short time ∆t, then the frequency is no longer well-defined and the corresponding energy becomes uncertain. Inverting this consideration, we note that the sum of multiple waves with different frequencies can result in a short pulse as illustrated in Fig. 1.10. The uncertainty principle limits the energy resolution of photon absorption / emission experiments: Rotational and vibrational states in solution have short lifetimes in the picosecond range due to collisions with the surrounding medium. 1 We can estimate the energy uncertainty using ∆E = h∆ν to get ∆E ≥ 2π·1ps and calculate a frequency uncertainty of ≈ 160 GHz (5 cm−1 ). The natural 14 CHAPTER 1. INTRODUCTION First interference minimum observed for: Δx = d⋅sinα = d⋅(Δp/p) ≥ λ/2 deBroglie: λ = h/p ⇒ d⋅Δp ≥ λ/2 d α p Δx α Δp Figure 1.9: Direct deduction of the Heisenberg uncertainty principle from the requirement that a diffraction minimum must be resolved for the determination of a distance d. Substitution of the angle α with the corresponding impulse components p and ∆p and substitution of the deBroglie wavelength does the trick! linewidth is therefore reasonably narrow as compared to the spacing of vibrational lines, but not as compared to rotational lines. In addition to lifetime broadening, different particles in the condensed phase see different local environments (e.g. via dipole-charge or dipole-dipole interactions) which shift the observed transitions and lead to inhomogeneous broadening. 1.4 Physical laws and forces The properties and the interaction of molecules is primarily due to electrostatic interactions and to a minor degree to other physical forces. 1.4.1 Fundamental physical laws and postulates 1) Energy Conservation. Energy must be conserved. This law is close to a religious dogma in physics and has survived countless perpetual motion machines and magic tricks. If energy is not conserved, then the measurement is wrong or some degree of freedom has been overlooked. This law is the best friend of everybody in the physical sciences: to understand an experiment you must always ask where the energy comes from and where it ends up. Energy can be partitioned between potential energy, kinetic energy, and mass (Einstein: E = mc2 ). Every degree of freedom in a molecule can absorb or emit energy in discreet quanta, while the kinetic energy is considered continuous. In this lecture we will encounter transitions in nuclear and electronic spin states, rotational and vibrational states and electronic states. 2) Momentum conservation. Momenta must be preserved as religiously as energies. Unfortunately, it is often much harder to identify all relevant linear and angular momenta in an experiment. In chemistry, the conservation of momenta are codified in symmetry considerations and, via selection rules, determine whether transitions are allowed or forbidden. 1.4. PHYSICAL LAWS AND FORCES 15 Figure 1.10: Interference of 11 sine waves with different frequencies (top) results in a short pulse (bottom) and illustrates the relation between frequency and time in ∆E · ∆t ≥ ~. 3) Postulate of wave particle dualism and the quantization of energy. DeBroglie postulated that impulse (and therefore also the energy) of a photon is directly related to a wavelength λ = hp . This wave-particle dualism can be extended to other particles and helps to rationalize the quantization of energy and the uncertainty principle. 1.4.2 Coulomb interaction The Coulomb law (1.4.2) describes the attractive or repulsive forces between charged particles. The forces between electrons and nuclei are big and largely determine molecular structure. The potential energy of an electron at a distance of one Bohr radius (a0 = 0.529Å) from a proton is easily calculated to be ≈ 27.21 eV. The kinetic energy of the electron in a stable orbit can be determined by equating the Coulomb and centripetal force and we can directly estimate the ionization potential of the H atom to be 13.6eV . Please remember that a Coulomb potential falls off by 1/r and results in long range interactions. charges q, q 0 electric constant ε0 = 8.8541 · 10−12 qq 0 4πε0 r qq 0 Force: FC = 4πε0 r2 Energy: V = F m Using the Coulomb law, we can also calculate the interaction between a charge and a dipole or two dipoles by adding the attractive and repulsive potentials for all particles. The respective interactions falls off with 1/r2 and 1/r3 16 CHAPTER 1. INTRODUCTION and are therefore of much smaller range than the interaction of charges. The dipole of water is a considerable 1.8 D with 1 D = 3.335 ·10−30 Cm. charge q dipoles µ1 , µ2 angle from dipole axis θ 1.4.3 Magnetic forces See chapter on NMR. qµ1 · cosθ 4πε0 r2 µ1 µ2 · (1 − 3cos2 θ) dipole-dipole: V = 4πε0 r3 dipole-charge: V = Bibliography [1] Kuchling Taschenbuch der Physik, 12. Auflage, Horst Kuchling (edt.), Verlag Harri Deutsch, Thun/Frankfurt am Main 1989. [2] Physical Chemistry for the Life Sciences, Peter Atkins, Julio de Paula (edts.), Oxford University Press, Oxford 2006. [3] Catherine A. Royer, ”Approaches to Teaching Fluorescence Spectroscopy”, Biophysical Journal 68, 1191 (1995). [4] Shimon Weiss, ”Fluorescence Spectroscopy of Single Biomolecules”, Science 283, 1676 (1999). [5] Internet Resources from the National Human Genome Research Institute, Wikipedia, New England Biolabs, and others. 17