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Apoptosis and the immune system Paul G Ekert and David LVaux The Walter and Eliza Hall Institute for Medical Research, Melbourne, Victoria, Australia Apoptosis is a physiological process of cell death that occurs as part of normal development and in response to a variety of physiological and pathophysiological stimuli.The effector mechanisms which carry out the death program are well preserved across species and evolution. Apoptosis is important in the immune system, and plays significant roles in the control of the immune response, the deletion of immune cells recognising self-antigens, and cytotoxic killing. Some of the molecular regulators of these processes, such as CD95 and bcl-2 family proteins are the subjects of intense research. Malfunctioning of the immune system may lead to increased or decreased cell death. Conversely, dysregulation of apoptotic pathways themselves may lead to a spectrum of human disease, including autoimmune disease and immunodeficiency. Correspondence to: David t.Vaux, Walter and Eliza Hall Institute for Medical Research, Royal Melbourne Hospital, Melbourne, Victoria 3050, Australia The immune system is charged with the complex task of providing defence against a vast array of potential pathogens, whilst ensuring that those same protective mechanisms are not turned against the self. Mechanisms of physiological cell death (apoptosis) play key roles in the development, regulation and functioning of the immune system. Malfunctioning of the cell death process can cause autoimmune disease, immunodeficiencies, and lymphoid malignancies. Apoptosis is the physiological process of cell death that occurs in all multicellular organisms. The process of apoptosis may be divided into stages: the stimuli that trigger a cell death response; the pathway by which the message is transduced to the cell; and the effector mechanisms that implement the death program1. Diverse stimuli may trigger a death response in cells but the pathways converge upon the same, evolutionally conserved effector mechanisms, the key components of which are a family of cysteine proteases2.* Upon activation, these cysteine proteases directly or indirectly cause the morphological and biochemical changes characteristic of apoptosis, such as chromatin condensation and DNA fragmentation. The apoptotic cells are efficiently phagocytosed by neighbouring or inflammatory cells. "Note added in proof: These cysteine proteases are now referred to as caspases. The nomenclature is described in Alnemn et al?* British Medical Bullmtin 1997,53 (No 3) 591-603 ©TtiB Brihih Council 1997 Apoptoiis Developmental apoptosis in lymphocytes The vast majority of developing T and B lymphocytes die during development. As these cells differentiate from progenitor cells, they rearrange the genes for their antigen receptors and express them on the plasma membrane. This process of recombination of the variable, diversity and joining segments of the genes coding for these surface receptors, is termed V(D)J recombination. Rearrangement of immunoglobulin (Ig) genes in B cells occurs independently of antigen, and generates diversity in Ig receptor antigen specificity3. As the cell progresses through the pro B to pre BI and to pre BII stages, the rearrangements of the receptor genes follow a recognisable pattern. The pro B cell joins the DH to JH regions and then subsequently joins the VH to the now joined DH gene. In later stages of development, light chain rearrangements occur such as at the pre BII stage. Many rearrangements produce genes in a reading frame that cannot be translated into functional protein. Yet other rearrangements are successfully transcribed and translated but the receptor is not expressed on the cell membrane or does not transduce a signal. In all these instances, the cell fails to receive survival signals, the apoptotic pathway is activated and the cell dies by neglect. When the Ig genes are correctly rearranged and Ig is expressed on the cell surface, it sends a signal to the cell that interrupts default activation of the cell death process. Thymocyte development is marked by a progression of changes in the expression of surface antigens, including the CD4 and CD 8 markers4. These developing cells undertake genetic rearrangements of the T cell receptor genes (TCR) in a process analogous to the rearrangements of B cell antigen receptor genes5. Their fate, either survival and clonal expansion, or deletion, is dependent on the specificity of the interactions between the TCR and MHC antigens. Those cells failing to make successful receptor gene rearrangements die by initiating their intrinsic apoptotic machinery. The importance of this process is illustrated by the phenotype of severe combined immunodeficiency (sad) mice, and the recombinase activating gene knockout (rag-l~'~ and rag-2~'~) mouse strains6"9. These mice do not have circulating receptor-null lymphocytes; rather, the developing lymphocytes, which cannot produce functional antigen receptors, are deleted. Thus rag-1 or rag-2 deficient mice display hypoplasia of lymphoid organs and are devoid of mature T and B cells. In the SCED mouse, the same phenotype arises as a result of failure of double-stranded DNA repair during the recombination process associated with defective DNA-dependent protein kinase activity. Antigen receptor-null lymphocytes do not persist in these mice, they die early in development. Death of the lymphocyte precursors in these genetically 592 BnhshAWreol Bulletin 1997,53 (No 3) Apoptosis and the immune system abnormal (sad) or modified (rag~ /- ) mice represents default activation of the apoptotic pathway and death by neglect on a grand scale. The development and differentiation of immune cells, like all other cells, is governed by the autocrine, paracrine and endocrine actions of various growth factors. The interleukins are a family of cytokines with important developmental and regulatory functions in the immune system. One of the effects of certain interleukins is to regulate survival by preventing apoptosis by default. For example, IL-7 promotes proliferation and hence survival of pre B cells, in its absence the cells undergo apoptosis10. Similarly, IL-4 is able to promote survival, proliferation and differentiation of more mature lymphocytes in vitro11. The withdrawal of interleukins from dependent cells rapidly provokes apoptosis. A defect in the common gamma chain of the IL-2 receptor underlies the immune failure in X-linked severe combined immune deficiency. In this case, the failure to receive signals from IL-2, IL-4, IL-7 and IL-15 results in apoptosis of the lymphocyte population12. Glucocorticoids also have a profound effect on lymphocytes. Release of cortisone from the adrenals or injection of dexamethasone can lead to apoptosis of the majority of cortical thymocytes and early B cell precursors. The sensitivity of lymphocytes to steroids is exploited in the treatment of lymphoid malignancies by dexamethasone. Positive and negative selection Lymphocytes that manage to express antigen receptors must undergo further selection. In the thymus, apoptosis is used to remove T cells with receptors that fail to interact with self MHC peptides (positive selection) and is used to remove T cells with receptors that have high affinity for self antigens (negative selection)13. Direct evidence for apoptosis during the selection of developing T cells in the thymus was provided by TUNEL staining, a method which detects the DNA breaks characteristic of apoptosis in situ. Apoptosis was evident in the thymic cortex of normal mice and also in MHC-deficient mice which suggested that the majority of cells died independently of interactions between TCR and MHC molecule14. Thus, cells not positively selected died by apoptosis. Further, thymocytes in the medulla of transgenic mice expressing TCRs specific for self-antigens undergo apoptosis, implicating apoptosis as the mechanism for negative selection. Dendritic cells are thought to be the cells which present the antigen leading to negative selection and inducing apoptosis of developing T cells within the thymus15. Negative selection of B cells is required to remove populations which express antibodies recognising self-antigens. The V(D)J rearrangements Bn/i«/iM»dKolBu//.hn 1997^3 (No 3) 593 Apoptosis occurring during B cell development lead to the surface expression of IgM and IgD receptors. Experiments using transgenic mice expressing antibodies towards membrane bound self-antigens showed that one mechanism whereby self-reactive B cells are suppressed is clonal deletion by apoptosis16-17. This process of deletion involves firstly an arrest of maturation and, secondly, activation of the intrinsic cell death pathway in the self-reactive lymphocyte, which can be delayed, at least in the bone marrow, by the over-expression of the anti-apoptotic gene bcl-2. Apoptosis of activated lymphocytes and homeostasis of lymphocyte numbers After development of lymphocytes in the primary lymphoid organs, lymphocytes are exported to the secondary lymphoid organs, there to encounter the 'antigenic universe'13. Upon exposure to an antigen, and receiving the appropriate accessory signals, mature T and B cells become activated, enter the cell cycle, proliferate and differentiate. Once the foreign threat has been overcome, and they have served their effector functions, such as producing antibodies (B cells) or secreting cytokines or killing target cells (helper and cytotoxic T cells), the lymphocytes must be removed. The death of activated cells serves to limit an immune response by killing cells which are no longer needed. It can also allow for deletion of cells which may have developed the potential to recognise and generate a response to self-antigens, but which have eluded the selection process in the thymus18. In most cases activation-induced cell death (AICD) appears to be mediated by the induction on cells of both CD95 (Fas/APO-1) and its ligand, leading to the induction of suicide or fratricide by the activated cells19. Other TNF receptor family members, such as TNFR2, p75 and APO-2 have also been implicated in AICD. Affinity maturation Within the germinal centres of lymphoid tissues, the V regions of Ig genes undergo somatic hypermutation after activation, which results in the generation of antibodies with increased affinity for antigen. Cells that do not generate antibodies of higher affinity, and those bearing mutations that allow the antibody to react with self-antigens, must be removed. Once again, this is achieved by apoptosis20"23. 594 Brit../) AUdKo/Bul/ohn 1997,53 (No 3) Apoptojii and the immune system Apoptosis activation pathways As with immature lymphocytes, the survival of mature T and B cells can be regulated by signals from soluble cytokines and molecules expressed on their own surface or the surface of other cells. CD95 (Fas/APO-7j CD95 is a cell surface receptor of the tumour necrosis factor (TNF) family24*25. Other members of this family include TNF receptors TNF-R1 and TNF-R2, CD30, CD40 and APO-2. Binding of CD95 by its ligand or anti-CD95 antibodies usually results in apoptosis of the CD95bearing cell. The cytoplasmic domain of CD95 bears a motif termed the 'death domain' that, upon ligation of CD95 ligand, allows it to bind the death domain of cytoplasmic proteins FADD/Mort-1 and RIP. FADD has a carboxy-terminal death domain, and a 'death effector domain' at its N terminus that allows it to interact with the cysteine protease FLICE/Mach-1. In this way, ligation of CD95 can lead to activation of the cysteine proteases that are the common effectors of apoptosis26"28. In addition to mediating AICD of T cells, T cells bearing CD95L can kill other cell types bearing CD95. Two strains of mice, Ipr and gld, carry mutations in the CD95 gene and its ligand, respectively29-30. These mice develop lymphadenopathy, splenomegaly, and autoimmune disease as a direct result of defects in the CD95 pathway and accumulation of lymphocytes. As positive and negative selection of lymphocytes in the thymuses of these mice is unaffected, the pathology is thought to be a consequence of failure of activated lymphocytes to die. Humans with a mutated CD95 gene develop an disease similar to that of Ipr and gld mice31. Lymphocytes from patients with this rare autoimmune lymphoproliferative disorder show defective CD95-mediated apoptosis. Genetic abnormalities in the CD95 signalling pathway have not been found in more common human autoimmune diseases such as systemic lupus erythematosis (SLE). Other TNF receptor family members and apoptosis Several other members of the TNF receptor family are important modulators of cell death in the immune system. TNF may signal through 2 receptors, tumour necrosis factor receptor 1 (p55) and receptor 2 (p75). These receptors transduce signals via intermediary molecules leading in some instances to apoptosis via FADD and FLICE, which also Bnhsh Medical Bul/.tm 1997,53 (No 3) 595 Apoptosis mediate death signals from CD9527-32. TNF is a pro-inflammatory cytokine which plays an important role in immune responses and toxic shock. Mice lacking p55 TNF receptors have an increased susceptibility to Listeria monocytogenes infection but are resistant to induction of shock by lipopolysaccharide33. The CD40 receptor can mediate both pro-apoptotic and deathprotective signals. Binding of CD40 ligand to its receptor can inhibit apoptosis in B cells stimulated through their Ig receptors, and stimulates B cell proliferation and isotype switching. However, the same receptorligand interaction also induces the expression of CD95 and enhances B cell susceptibility to CD95 mediated death34. Mutations of CD40 ligand cause the X-linked hyper-IgM syndrome, which is an immunodeficiency syndrome characterised by elevated IgM levels, low or absent IgG, IgA and IgE, lack of germinal centres, susceptibility to bacterial infections and autoimmunity35. Clearly, normal signalling through the CD40 pathway, including the control of apoptosis, is important for normal immune function. Signalling through the CD30 receptor may also transduce a death signal and may be involved in the negative selection of lymphocytes36. Cytotoxic killing Cell-mediated cytotoxicity is the ability of a specialised immune cells (cytotoxic T lymphocytes [CTL] and natural killer cells) to destroy target cells whilst remaining intact themselves. The recognition of the target cells is dependent on the interaction between receptors on the surface of the killer cell (TCR) and antigens on the surface of the target. There are two pathways by which the CTL is able to induce death in the target cell. One pathway is mediated by directed exocytosis of granules containing perforin and granzymes. The other pathway involves signalling by CD95 ligand. Perforin is a protein that can form pores in the surface of a target cell, and granzymes are serine proteases stored in the granules of killer cells. Recognition of a target cell such as a virally infected cell is dependent upon the TCR expressed on the surface of the CTL. Degranulation then occurs, allowing perforin to punch holes in the target cell and granzymes enter37. One of the granzymes, granzyme B, has been shown to be essential for the induction of the DNA degradation associated with apoptosis in the target cell38, and can cleave and activate the apoptotic cysteine protease CPP3239. CD95-mediated cytotoxicity has been demonstrated in vitro, but is less important than perforin-granzyme mediated CTL killing in vivo40. 596 Bnh»/iM»dico/Bu//.tin 1997^3 (No 3) Apoptojii and the immune system Apoptosis effector mechanisms Cysteine proteases Cloning of the ced-3 gene, which is essential for apoptosis in the nematode Caenorhabditis elegans, showed that it resembled the mammalian cysteine protease interleukin ip converting enzyme (ICE)41. Many other ced-3/ICE homologues have since been identified that mediate apoptosis in mammalian cells. These proteases are the key effector proteins of apoptosis. They are produced as inactive precursors that in order to be activated are cleaved at aspartate residues and assembled into tetramers. In all of them the active catalytic residue is a cysteine. Once activated, these proteases cleave their substrates at aspartate residues, and some cysteine proteases can activate their own precursors or activate other cysteine proteases. Many proteins are cleaved once these cysteine proteases become active, and endonucleases are released that gain access to the chromatin. The cell then displays the characteristic apoptotic morphology. Apoptosis triggered by TNF or CD95 leads to activation of the cysteine proteases FLICE/Mach-1, ICE and CPP32, and protease inhibitors that target either ICE or CPP32 can inhibit TNF and CD95 mediated apoptosis. It seems that these enzymes work in a hierarchy: FLICE -> ICE -> CPP3228. ICE is not required for apoptosis during development, since mice with mutated ICE genes do not show any developmental abnormalities. ICE does seem to be required for apoptosis triggered by CD95 or TNF since CD95 killing is of thymocytes is inhibited in ICE knockout mice42 and protease inhibitors that target ICE block TNF and CD95 induced cell death43-44, and ICE activates the pro-inflammatory cytokine interleukin 1 (3. This suggests that some cysteine proteases may be used for apoptosis when inflammation is not required, such as during development, but when apoptosis is being used as a defence mechanism, proteases such as ICE are used so that IL-ip is released simultaneously with the occurrence of cell death. This action may serve to recruit immune cells to the site of apoptosis in response to viral infection. Apoptosis regulatory mechanisms Bc/-2 family Bcl-2 is a member of a family of proteins which regulate apoptosis. It was originally found at the site of chromosomal translocations Bntab AW.cc/ Bulletin 1997£3 (No 3) 597 Apoptosij frequently observed in follicular lymphoma. Expression of bcl-2 or its homologues, including bcl-x and bcl-w, inhibits apoptosis in many cell types. Bcl-2 does this by inhibiting activation of the apoptotic cysteine proteases, but how it does this has not been determined. The antiapoptotic activity of bcl-2, bcl-x and bcl-w can be antagonised by the proteins bax, bad, bik and bak, which also resemble bcl-2 in structure. Thus the bcl-2 family consists of pro- and anti-apoptotic members which can heterodimerise and antagonise each other. It is likely that the relative abundance of these two types of proteins determines whether a cell responds to an apoptotic signal by ignoring it (bcl-2, bcl-x, bcl-w predominate) or by dying (bax, bad, bik or bak predominate)45"48. Bcl-2 expression is regulated during lymphocyte development. Very early precursors express low levels but this increases at later stages (prepro B cells and pro T cells). Receptor gene arrangement is associated with a reduction in bcl-2 expression, and mature cells express the protein in high levels49-50. Many lines of evidence suggest a role for bcl-2 and bcl-2-like proteins in immune function and homeostasis, in addition to the apoptotic effector mechanisms they regulate. Analysis of mice lacking bcl-2, bax or bcl-x has revealed their role in development and in the immune system, and analysis of transgenic mice over expressing bcl-2, or bcl-x has shown the effect of inhibiting apoptotic processes upon immune function. Lymphocyte development is initially normal in bcl-2 knockout mice, but over time extensive apoptosis of lymphocytes occurs in the spleen and thymus51. Thymocytes taken from these mice show accelerated death rate in response to apoptotic stimuli, demonstrating a critical role for bcl-2 in the maintenance of mature and active lymphocytes. Transgenic experiments where bcl-2 is overexpressed in lymphocytes have shown that it can inhibit deletion of cells that would occur during positive selection, such as B cells which fail to make productive receptor rearrangements52, or T cells expressing receptors which do not recognise MHC antigen present in the experimental system53'54. Interestingly, in the later experiments, self-tolerance was maintained. These data imply a role for the apoptotic processes that bcl-2 can control in positive selection of B cells and T cells. Whilst negative selection of thymocytes is only very mildly perturbed in bcl-2 transgenic mice, some B cells recognising self-antigens can be found and some strains of such mice develop autoimmune disease55. Transgenic bcl-2 expression does not prevent CD95 mediated apoptosis of lymphocytes or rescue T or B cells from activation induced death56-57. Mice lacking either bax or bcl-x have been generated and suggest these genes also play significant roles in the regulation of immune system apoptosis58-59. The bcl-x knockout mice die during embryonic development. There is extensive apoptosis throughout the nervous system and 598 Bnhih Mod.ro/ BuHet.n 1997,53 (No 3) Apoptojii and the immune system among haemopoietic precursors in the liver. Bcl-x~'~ lymphocytes in chimeric mice undergo extensive apoptosis during development, but less once mature. Bax knockout mice show a mild lymphoid hyperplasia of both thymocytes and B cells, supporting the idea that appropriate expression is required for the control of B and T cell populations. Clinical implications of apoptosis in the immune system When either too much or too little apoptosis is seen in association with a disease, the changes in cell death may be an indirect, secondary consequence of the disease, or the disease may be the direct effect of alterations to the apoptotic mechanism itself. As apoptosis is one of a number of cellular responses to stress, cells which have, for instance, become infected by a pathogen, or made hypoxic, or have a genetic defect, may die by apoptosis. The SCID and rag-'- mice cited earlier illustrate this point. The extensive death of immature lymphocytes is a normal response to non-productive receptor gene rearrangements. Increased apoptosis occurs, but abnormalities of cell death mechanisms are not the cause of the disease. Transplant rejection is another example. Whilst the rejection of the graft is harmful to the patient, the CTL attack on the graft is a normal response to foreign antigen60"62. On the other hand, abnormalities of the cell death mechanism itself can also cause disease. For example, follicular lymphoma is caused by over expression of bcl-2, and mutations to CD95 cause a lymphoproliferative phenotype in humans. In the Chediak-Higashi syndrome, CTLs are unable to degranulate and destroy target cells, resulting in immunodeficiency63, and abnormalities in the CD95 gene result in autoimmune lymphoproliferative disorder31. Apoptosis is used as a defence against viral infection, as viruses need to use the cell's machinery to replicate. Defensive apoptosis in response to a viral infection can be cell suicide, when a cell detects the virus and activates the intrinsic apoptotic program, or cell killing, as when a CTL recognises a virally infected cell and kills it. The majority of cytopathic effects associated with viral infection are part of this defensive apoptotic response, rather than being a direct effect of viral infection itself. Sometimes, for example in the case of fulminant hepatic necrosis following infection with hepatitis B or hepatitis C, the defensive apoptosis (possibly mediated by CD95) of liver cells does more harm than good64-65. In the future, therapies designed to target specifically the apoptotic mechanism may become available. One day, apoptotic protease inhibitors may be available to combat graft rejection by blocking CTL Bntith Mtdical Bulletin 1997,53 (No 3) 599 Apoptosis killing, or to prevent T cell death in AIDS. Bcl-2 antagonists may be used to treat follicular lymphoma, and apoptosis activators may be used to kill lymphocytes mediating auto-immune disease66-67. In retrospect, some therapies already in existence target apoptosis pathways. When radiation or steroids are used for cancer therapy or immunosuppression, their primary effect is by the activation of apoptosis. Conclusion Apoptosis is an evolutionary conserved process which plays a vital role in the normal development of the immune system and in the regulation of the immune response. Apoptosis is a contributor to the pathology of many human diseases, including disorders of immune function, either as a secondary phenomenon activated by the underlying abnormality or as a primary phenomenon where the abnormality is a dysregulation of apoptosis. There remains much that is unknown about the molecular controls of apoptosis in the immune system, but significant detail is understood about key genes involved in the process. 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