Download Declaration of Appropriateness for Listing by a J

Declaration of Appropriateness for Listing by a J-Adviser pursuant to the
Regulations for J-Advisers and Regulations for Companies
__________________________________________________________________________
Full name of J-Adviser:
Full name of Initial Listing Applicant or Listed Company, as applicable (the “Company”):
Details of the securities to which this declaration applies (e.g. [1,000,000 Ordinary Shares of 5p each]):
Date on which first listing is sought (if applicable):
The above J-Adviser confirms that it has made due and careful enquiry on the Company and considered all
relevant matters under the Special Regulations of Securities Listing Regulations Concerning Specified Listed
Securities(hereinafter “Special Regulations”) including assessing that the Company complies with the
criteria/requirements for listing set out in Chapter 2, 3 of Section 2 of the Special Regulations in relation to this
application and based on its reasonable opinion and declares the Company is appropriate for initial listing
pursuant to Rule 113 of the Special Regulations:
(1) An initial listing applicant does not damage the reputation of the market of the
Exchange and is a company that is suitable for listing on such market.
(2) An initial listing applicant conducts business fairly and in good faith.
(3) The corporate governance and internal management structure of an initial
listing applicant is appropriately developed in accordance with corporate scale
and maturity, etc. and functions properly.
(4) An initial listing applicant carries out disclosure of corporate content and
risk information, etc. appropriately and has developed a system and
framework which enables it to fulfill its disclosure ob ligations based on the
Special Regulations.
(5) No relations with anti-social forces and other matters deemed necessary by
the Exchange from the perspective of the public interest and investor
protection.
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Full name of Assigned J-Qualified Executive１:
Note 1: The J-Adviser should assign at least one J-Qualified Specialist to the Company.
This declaration is signed for and on behalf of the above J-Adviser by a duly authorised officer:
[Name] _________________________________: