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INFORMATION MEMORANDUM RHINEBRIDGE PLC
INFORMATION MEMORANDUM RHINEBRIDGE PLC

... The Medium Term Notes may be offered (i) in an "offshore transaction" outside of the United States to persons who are not U.S. persons within the meaning of Regulation S under the Securities Act and who also are not U.S. residents for purposes of the Investment Company Act (each such person, a "Non ...
BASE PROSPECTUS Dated 9 September 2016 NOMURA BANK
BASE PROSPECTUS Dated 9 September 2016 NOMURA BANK

... W&C Securities, and W&C Securities together with N&C Securities, Securities). Securities of any kind may be issued as Exempt Securities including but not limited to Securities relating to a specified index or a basket of indices (Index Linked Securities), a specified share or a basket of shares, a s ...
ROCKWALL CDO LTD. ROCKWALL CDO
ROCKWALL CDO LTD. ROCKWALL CDO

... approved. Application has been made to the Irish Stock Exchange for the Notes to be admitted to the Official List and trading on its regulated market. Such approval relates only to the Notes which are to be admitted to trading on the regulated market of the Irish Stock Exchange or other regulated ma ...
U.S.$500,000,000 8.500% Perpetual Subordinated Non
U.S.$500,000,000 8.500% Perpetual Subordinated Non

profit and loss account - State Bank of Pakistan
profit and loss account - State Bank of Pakistan

... Note: Dealing securities are marketable securities that are acquired and held with the intention of reselling them in the short term. Investment securities are acquired and held for yield or capital growth purposes and are usually held maturity 2. ADVANCE: Advances (Net of Provisions) Rupees in ‘000 ...
Credit Suisse AG Credit Suisse International
Credit Suisse AG Credit Suisse International

... and may be supplemented from time to time under the terms of the Prospectus Directive. It should be read together with (i) any supplements to it from time to time, (ii) any other documents incorporated by reference into it (see "Documents Incorporated by Reference" below) and (iii) in relation to an ...
In Re The Bear Stearns Companies, Inc. Securities, Derivative, And
In Re The Bear Stearns Companies, Inc. Securities, Derivative, And

... Greenberg: Defendant Alan C. “Ace” Greenberg, Chairman of the Executive Committee of Bear Stearns during the Class Period. Hedge Funds: The High Grade Fund and the High Grade Enhanced Fund. HELOCs: Home-equity lines of credits. High Grade Fund: a hedge fund managed by BSAM under the supervision of d ...
Chapter 14A
Chapter 14A

... the issuer level, individually or together, can exercise or control the exercise of 10% or more of the voting power at the subsidiary’s general meeting. This 10% excludes any indirect interest in the subsidiary which is held by the connected person(s) through the listed issuer; or ...
Page 1 of 5 Q1 2017 100.00% 95.64% 3.93% 0.43% 90.72
Page 1 of 5 Q1 2017 100.00% 95.64% 3.93% 0.43% 90.72

... UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” – any o ...
Report of securities` issuer for Q4
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... price per share, rubles ...
HSBC Jintrust Large Cap Equity Securities Investment Fund
HSBC Jintrust Large Cap Equity Securities Investment Fund

... resources and with fundamental analysis, etc. 3. Equity investment strategy The Fund focuses on analysing large cap companies’ unique competitive advantages. The Fund Manager conducts a comprehensive value and growth analysis on the primarily selected stocks and further combines the research results ...
FAQs by Issuers
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... economy, industry, capital markets and companies. We also conduct training programs to financial sector professionals on a wide array of technical issues. We are India's most credible provider of economy and industry research. Our industry research covers 86 sectors and is known for its rich insight ...
KRONOS ADVANCED TECHNOLOGIES INC (Form
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... are funded and the entire aggregate principal amount of the Notes is converted, (1) the AirWorks Note will be convertible into up to 3,864,285,714 shares of Common Stock, (2) the Critical Capital Note will be convertible into up to 306,785,714 shares of Common Stock and (3) the RS Note will be conve ...
Mac. Income securities perspec
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... payments quarterly in arrears. Interest payments are subject to a number of conditions, the primary condition being the profitability of Macquarie. Macquarie has the right to direct that any future payments of interest and principal under the Note are paid to Macquarie and not to investors. Macquari ...
Prospectus - Franklin Templeton Investment Funds (SICAV)
Prospectus - Franklin Templeton Investment Funds (SICAV)

... submitting the Company and/or the Management Company to regulatory, fiscal or reporting information it would otherwise not have been subject to. They must not hold themselves out as representing the Company. For the avoidance of doubt, Investors buying Shares or investing through such other parties ...
base prospectus £100000000 secured bond issuance
base prospectus £100000000 secured bond issuance

... transferred, directly or indirectly, in the United States of America, its territories or possessions, or any area subject to its jurisdiction (the “U.S.”) or to or for the benefit of, directly or indirectly, any U.S. person (as defined in regulation “S” of the said Act). Furthermore, the Issuer will ...
Form: 8-K, Received: 02/01/2007 16:17:22
Form: 8-K, Received: 02/01/2007 16:17:22

... The offer allows EOP to continue to pay its regular quarterly dividends at the rate of $0.33 per share and includes in the merger consideration pro rata dividends to the closing. Under the offer, each EOP share would convert into (a) $31.00 in cash (plus pro rata dividends to the closing) and (b) Vo ...
OPEN JOINT STOCK CO LONG DISTANCE
OPEN JOINT STOCK CO LONG DISTANCE

... 1.2% of the company’s underlying shares. The deals were completed just on the eve of the delisting of Rostelecom’s ADRs. By the end of 2009 funds belonging to Capital Group family acquired 1,467,609 ADRs issued on Rostelecom shares, representing in total 1.2% of the voting stock, as can be deduced f ...
US$1500000000 Perpetual Fixed Rate Resettable
US$1500000000 Perpetual Fixed Rate Resettable

... The Notes have not been and will not be registered under the Securities Act or the securities law of any U.S. state, and may not be offered or sold, directly or indirectly, in the United States of America or to, or for the account or benefit of, U.S. persons except pursuant to an exemption from, or ...
Chapter 20
Chapter 20

... issuer level, individually or together, can exercise or control the exercise of 10% or more of the voting power at the subsidiary’s general meeting. This 10% excludes any indirect interest in the subsidiary which is held by the connected person(s) through the listed issuer; or ...
Dynamic Private Investment Pools
Dynamic Private Investment Pools

... What are Some Other Features of an Investment in a Mutual Fund Corporation as Compared to a Mutual Fund Trust? .......................................................................................................................................................... 5  WHY SHOULD I INVEST IN A MUTUAL ...
Summary Note dated 3 November 2014
Summary Note dated 3 November 2014

... respect of credit institutions by New Capital Regulations, the result of which is or would be that the Bonds are not or would no longer be eligible to qualify in whole or in part for inclusion (save where such exclusion is only as a result of any applicable limitation on the amount of such capital) ...
LOOMIS SAYLES VALUE FUND Supplement dated April 19, 2017 to
LOOMIS SAYLES VALUE FUND Supplement dated April 19, 2017 to

... This Statement of Additional Information (“Statement”) contains specific information that may be useful to investors but that is not included in the Statutory Prospectus of the series of Natixis Funds Trust I, Loomis Sayles Funds I or Loomis Sayles Funds II listed above (each, a “Trust” and together ...
Pilot Measures for the Asset Management Services of Fund
Pilot Measures for the Asset Management Services of Fund

... Article 21 To provide specific asset management services for several clients, an asset manager and a sales agency shall open a special-purpose sales and settlement account for the asset management plan at a commercial bank qualified for the sales of funds, a designated commercial bank engaging in th ...
Notice of Meeting
Notice of Meeting

... – Transaction costs will be incurred if the Proposal proceeds, though these are not considered to be material to Macquarie. Macquarie Shareholders may incur brokerage and other transaction costs if they subsequently dispose of the SYD Securities; – The Distribution is likely to result in a taxable g ...
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Security (finance)

A security is a tradable financial asset. It is commonly used to mean any form of financial instrument, but the legal definition of a ""security"" varies by legal and regulatory jurisdiction. In some jurisdictions the term specifically excludes financial instruments other than equities and fixed income instruments. In some jurisdictions it includes some instruments that are close to equities and fixed income, e.g. equity warrants. In some countries and/or languages the term ""security"" is commonly used in day-to-day parlance to mean any form of financial instrument, even though the underlying legal and regulatory regime may not have such a broad definition.In the United Kingdom, the national competent authority for financial markets regulation is the Financial Conduct Authority: the definition in its Handbook of the term ""security"" applies only to equities, debentures, alternative debentures, government and public securities, warrants, certificates representing certain securities, units, stakeholder pension schemes, personal pension schemes, rights to or interests in investments, and anything that may be admitted to the Official List.In the USA, a security is a tradable financial asset of any kind. Securities are broadly categorized into: debt securities, (e.g., banknotes, bonds and debentures) equity securities, (e.g., common stocks) derivatives, (e.g., forwards, futures, options and swaps).The company or other entity issuing the security is called the issuer. A country's regulatory structure determines what qualifies as a security. For example, private investment pools may have some features of securities, but they may not be registered or regulated as such if they meet various restrictions.Securities may be represented by a certificate or, more typically, ""non-certificated"", that is in electronic (dematerialized) or ""book entry"" only form. Certificates may be bearer, meaning they entitle the holder to rights under the security merely by holding the security, or registered, meaning they entitle the holder to rights only if he or she appears on a security register maintained by the issuer or an intermediary. They include shares of corporate stock or mutual funds, bonds issued by corporations or governmental agencies, stock options or other options, limited partnership units, and various other formal investment instruments that are negotiable and fungible.
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