Flotek Industries, Inc.
... Although forward-looking statements in this Press Release reflect the good faith judgment of management, such statements can only be based on facts and factors currently known to management. Consequently, forward-looking statements are inherently subject to risks and uncertainties, and actual result ...
... Although forward-looking statements in this Press Release reflect the good faith judgment of management, such statements can only be based on facts and factors currently known to management. Consequently, forward-looking statements are inherently subject to risks and uncertainties, and actual result ...
GENCORP INC (Form: SC 13D/A, Received: 10/26/2010 14:01:42)
... directly or indirectly controls or for which he acts as chief investment officer. These entities engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as ...
... directly or indirectly controls or for which he acts as chief investment officer. These entities engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as ...
株券等の大量保有の状況の開示に関する内閣府令
... whose transfer has yet to be completed (limited to Share Certificates, etc. which are to be transferred within five days from the date of the agreement, and excluding share certificates for which a sales agreement was concluded through the transactions set forth in the following item); (vi) share ce ...
... whose transfer has yet to be completed (limited to Share Certificates, etc. which are to be transferred within five days from the date of the agreement, and excluding share certificates for which a sales agreement was concluded through the transactions set forth in the following item); (vi) share ce ...
Tsung Sheng Liu , Polaris Financial Group, Taiwan
... • Polaris has become the 4th largest investment trust company in Taiwan in 2007 • Discounting bond fund AUM, Polaris’ market share stands at 8.5% and ranks as the 2nd largest Investment Trust Company Polaris Investment Trust Historical AUM ...
... • Polaris has become the 4th largest investment trust company in Taiwan in 2007 • Discounting bond fund AUM, Polaris’ market share stands at 8.5% and ranks as the 2nd largest Investment Trust Company Polaris Investment Trust Historical AUM ...
Chapter 3
... containing provisions as regards repayment of interest at a fixed rate. Debenture includes debentures, stock, bonds and any other securities of a company whether constituting a charge on the assets of the company or not. Debenture represents a debt. ...
... containing provisions as regards repayment of interest at a fixed rate. Debenture includes debentures, stock, bonds and any other securities of a company whether constituting a charge on the assets of the company or not. Debenture represents a debt. ...
Gold ETF - Sangai Investments
... The alternative is to : Follow markets very closely Time your entry and exit very well ...
... The alternative is to : Follow markets very closely Time your entry and exit very well ...
8-K - Sorrento Therapeutics
... SAN DIEGO, March 20, 2017 -- Sorrento Therapeutics, Inc. (NASDAQ:SRNE) (the "Company" or "Sorrento”), an antibody-centric, clinical-stage biopharmaceutical company developing new treatments for cancer and other unmet medical needs, and Wildcat Capital Management LLC ("Wildcat"), whose clients curren ...
... SAN DIEGO, March 20, 2017 -- Sorrento Therapeutics, Inc. (NASDAQ:SRNE) (the "Company" or "Sorrento”), an antibody-centric, clinical-stage biopharmaceutical company developing new treatments for cancer and other unmet medical needs, and Wildcat Capital Management LLC ("Wildcat"), whose clients curren ...
Start-up Crowdfunding Guide for Funding Portals
... Crowdfunding is a process through which an individual or a business can raise small amounts of money from a large number of people, typically through the Internet. The objective is to raise sufficient funds in order to carry out a specific project. There are different types of crowdfunding, such as ...
... Crowdfunding is a process through which an individual or a business can raise small amounts of money from a large number of people, typically through the Internet. The objective is to raise sufficient funds in order to carry out a specific project. There are different types of crowdfunding, such as ...
DOC - Lasalle Hotel Properties
... beneficial interest in accordance with the partnership agreement. Following any such redemption for shares, LaSalle Hotel Properties will become the owner of the Units so redeemed. If we elect to issue common shares of beneficial interest upon the redemption of the Units, JR Wall Street may use this ...
... beneficial interest in accordance with the partnership agreement. Following any such redemption for shares, LaSalle Hotel Properties will become the owner of the Units so redeemed. If we elect to issue common shares of beneficial interest upon the redemption of the Units, JR Wall Street may use this ...
Diamondback Energy, Inc.
... explanation of these risks before investing in our common stock. In particular, the following considerations may offset our competitive strengths or have a negative effect on our strategy or operating activities, which could cause a decrease in the price of our common stock and a loss of all or part ...
... explanation of these risks before investing in our common stock. In particular, the following considerations may offset our competitive strengths or have a negative effect on our strategy or operating activities, which could cause a decrease in the price of our common stock and a loss of all or part ...
Prospectus published on 20 September 2013
... This Prospectus does not constitute an offer to sell, or the solicitation of an offer to acquire or subscribe for, Shares in any jurisdiction where such an offer or solicitation is unlawful or would impose any unfulfilled registration, qualification, publication or approval requirements on the Compa ...
... This Prospectus does not constitute an offer to sell, or the solicitation of an offer to acquire or subscribe for, Shares in any jurisdiction where such an offer or solicitation is unlawful or would impose any unfulfilled registration, qualification, publication or approval requirements on the Compa ...
Policies and Procedures
... every month and those clients who have not traded even a single time will be considered as inactive, the shares/credit ledger balance if any will be transferred to the client within one week of the identifying the client as inactive. The client has to make written request for reactivation of their a ...
... every month and those clients who have not traded even a single time will be considered as inactive, the shares/credit ledger balance if any will be transferred to the client within one week of the identifying the client as inactive. The client has to make written request for reactivation of their a ...
Reliance SIP Insure
... The alternative is to : Follow markets very closely Time your entry and exit very well ...
... The alternative is to : Follow markets very closely Time your entry and exit very well ...
通告 CIRCULAR
... the CCASS Participants wishing to receive their entitlement under the Distribution in Specie partly in the form of Distribution Shares and partly in cash, the cash entitlement will be paid in lieu of the remaining balance of such CCASS Participants’ entitlement to Distribution Shares. Fractional ent ...
... the CCASS Participants wishing to receive their entitlement under the Distribution in Specie partly in the form of Distribution Shares and partly in cash, the cash entitlement will be paid in lieu of the remaining balance of such CCASS Participants’ entitlement to Distribution Shares. Fractional ent ...
SAST - VCP Value Portfolio Summary Prospectus
... Annual Portfolio Operating Expenses” shall not include extraordinary expenses (i.e., expenses that are unusual in nature and/or infrequent in occurrence, such as litigation), or acquired fund fees and expenses, brokerage commissions and other transactional expenses relating to the purchase and sale ...
... Annual Portfolio Operating Expenses” shall not include extraordinary expenses (i.e., expenses that are unusual in nature and/or infrequent in occurrence, such as litigation), or acquired fund fees and expenses, brokerage commissions and other transactional expenses relating to the purchase and sale ...
New listing package to enhance competitiveness of HK financial
... supported by an integrated listing division of the HKEx. Decisions of the Listing Committee are subject to appeal to a Listing Policy and Appeals Committee on specified grounds. A Disciplinary Appeals Committee will also be formed to hear appeals against disciplinary decisions. Both appeals committ ...
... supported by an integrated listing division of the HKEx. Decisions of the Listing Committee are subject to appeal to a Listing Policy and Appeals Committee on specified grounds. A Disciplinary Appeals Committee will also be formed to hear appeals against disciplinary decisions. Both appeals committ ...
Balanced Income Portfolio Interim Management Report of Fund
... make an investment in the securities of an issuer for which CIBC WM, CIBC World Markets Corp., or any affiliate of CIBC (a Related Dealer) acts as an underwriter during the offering of such securities at any time during the 60-day period following the completion of the offering of the securities (in ...
... make an investment in the securities of an issuer for which CIBC WM, CIBC World Markets Corp., or any affiliate of CIBC (a Related Dealer) acts as an underwriter during the offering of such securities at any time during the 60-day period following the completion of the offering of the securities (in ...
Repo and Securities Lending - Federal Reserve Bank of New York
... Bibliography ............................................................................................................... 62 ...
... Bibliography ............................................................................................................... 62 ...
Financial Markets Conduct Regulations Paper 2
... I consider that where there are particular requirements concerning page or other length limits, supporting rules such as minimum font sizes and preventing the use of supplementary PDSs will be necessary. This will ensure that those offering financial products cannot render length limits ineffective ...
... I consider that where there are particular requirements concerning page or other length limits, supporting rules such as minimum font sizes and preventing the use of supplementary PDSs will be necessary. This will ensure that those offering financial products cannot render length limits ineffective ...
Agenda: Business Overview NYSE / Euronext Merger Market
... Although the projections that appear in this document were prepared in good faith by management of NYSE Group and Euronext, no assurance can be made regarding future events. The estimates and assumptions underlying the projections involve judgments with respect to, among other things, future economi ...
... Although the projections that appear in this document were prepared in good faith by management of NYSE Group and Euronext, no assurance can be made regarding future events. The estimates and assumptions underlying the projections involve judgments with respect to, among other things, future economi ...
Assessment of the VP settlement system
... Securities settlement systems are critical financial infrastructures. Securities worth billions are transferred between parties on a daily basis. Individuals, firms and others seek to invest savings, hedge risks and make payments. Financial institutions use securities for liquidity and risk manageme ...
... Securities settlement systems are critical financial infrastructures. Securities worth billions are transferred between parties on a daily basis. Individuals, firms and others seek to invest savings, hedge risks and make payments. Financial institutions use securities for liquidity and risk manageme ...
Shelf Offer
... Requests (excluding requests submitted by classified investors that have engaged in prior agreements with the Company as stated in Section 3 of the Offering Report) that include a Unit price equal to the Uniform Unit Price will be accepted in part such that each requesting part will receive, from th ...
... Requests (excluding requests submitted by classified investors that have engaged in prior agreements with the Company as stated in Section 3 of the Offering Report) that include a Unit price equal to the Uniform Unit Price will be accepted in part such that each requesting part will receive, from th ...
united states securities and exchange commission - corporate
... credit facility. In connection therewith, PL has pledged to continue to deliver as security such number of ADSs whose value shall equal at least 40% of the value of the loan amount outstanding at any time in accordance with a security and pledge agreement (the “ PL Security and Pledge Agreement ”) b ...
... credit facility. In connection therewith, PL has pledged to continue to deliver as security such number of ADSs whose value shall equal at least 40% of the value of the loan amount outstanding at any time in accordance with a security and pledge agreement (the “ PL Security and Pledge Agreement ”) b ...
The Effects of Capital Structure Change on Security Prices
... borne by the firm in the process of redistributing wealth among classes of securityholders, Technological limitations on the number of profitable investment projects also offer some measure of natural protection. ...
... borne by the firm in the process of redistributing wealth among classes of securityholders, Technological limitations on the number of profitable investment projects also offer some measure of natural protection. ...
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... negligence. Even in areas where a stricter statutory liability applies, Nykredit shall not be liable for losses due to the breakdown/lack of access to IT systems or damage to the data of these systems which can be attributed to the events below regardless of whether Nykredit itself or an external ...
... negligence. Even in areas where a stricter statutory liability applies, Nykredit shall not be liable for losses due to the breakdown/lack of access to IT systems or damage to the data of these systems which can be attributed to the events below regardless of whether Nykredit itself or an external ...