Macroeconomic Research Brazil Economic Activity
... numerous assumptions. Different assumptions could result in materially different results. The analyst(s) responsible for the preparation of this report may interact with trading desk personnel, sales personnel and other constituencies for the purpose of gathering, synthesizing and interpreting marke ...
... numerous assumptions. Different assumptions could result in materially different results. The analyst(s) responsible for the preparation of this report may interact with trading desk personnel, sales personnel and other constituencies for the purpose of gathering, synthesizing and interpreting marke ...
- - - - Prospectus Open Joint-Stock Company«Pharmsynthez
... of the Issuer held on 06/30/2010 Year (record of June 30, 2010 № 10 GOS/2010). There were no Issuer's shareholders, who voted against or did not participate in the vote on issuing of excess shares through private placement. The decision to increase authorized capital by issuing excess shares throug ...
... of the Issuer held on 06/30/2010 Year (record of June 30, 2010 № 10 GOS/2010). There were no Issuer's shareholders, who voted against or did not participate in the vote on issuing of excess shares through private placement. The decision to increase authorized capital by issuing excess shares throug ...
- Franklin Templeton Investments
... be illiquid securities and subject to the Fund’s restrictions on investments in illiquid securities. The Fund’s investment in CDOs will not receive the same investor protection as an investment in registered securities. ...
... be illiquid securities and subject to the Fund’s restrictions on investments in illiquid securities. The Fund’s investment in CDOs will not receive the same investor protection as an investment in registered securities. ...
prospectus of bangladesh steel re
... Sufficient copies of prospectus shall be made available by the Issuer so that any person requesting a copy may receive one. A notice shall be placed on the front of the application form distributed in connection with the offering, informing that interested persons are entitled to a prospectus, if th ...
... Sufficient copies of prospectus shall be made available by the Issuer so that any person requesting a copy may receive one. A notice shall be placed on the front of the application form distributed in connection with the offering, informing that interested persons are entitled to a prospectus, if th ...
219.3 million 0.1875% convertible bonds due 15
... below) and (ii) the admission to trading and listing on the regulated market of Euronext Brussels of the €219.3 million 0.1875% senior unsecured convertible bonds due 15 September 2021 (the "Convertible Bonds") of Cofinimmo. The public offer in Belgium is addressed to the existing shareholders of th ...
... below) and (ii) the admission to trading and listing on the regulated market of Euronext Brussels of the €219.3 million 0.1875% senior unsecured convertible bonds due 15 September 2021 (the "Convertible Bonds") of Cofinimmo. The public offer in Belgium is addressed to the existing shareholders of th ...
Regulatory Notice 13-07
... unfair in another transaction, based on the different circumstances of the two transactions. The preamble also refers to a 1943 survey of the FINRA (then NASD) membership, in which 71 percent of respondents indicated that transactions were executed with markups of 5 percent or less.10 The Board of G ...
... unfair in another transaction, based on the different circumstances of the two transactions. The preamble also refers to a 1943 survey of the FINRA (then NASD) membership, in which 71 percent of respondents indicated that transactions were executed with markups of 5 percent or less.10 The Board of G ...
(“la Caixa”), a
... For the purposes of complying with this legal requirement, at the meeting held on 10 April 2014 the Board of Directors of ”la Caixa” resolved to call the Annual General Assembly to be held on 22 Mary 2014, which will resolve on the conversion of ”la Caixa” into a banking foundation. In accordance wi ...
... For the purposes of complying with this legal requirement, at the meeting held on 10 April 2014 the Board of Directors of ”la Caixa” resolved to call the Annual General Assembly to be held on 22 Mary 2014, which will resolve on the conversion of ”la Caixa” into a banking foundation. In accordance wi ...
NORTHWEST BIOTHERAPEUTICS INC (Form: 8-K
... per share (subject to adjustment for stock splits, stock dividends and the like). The total number of shares for which Investor shall initially be able to exercise the September 7 Bridge Warrant shall therefore be 5,000,000 shares as of the Ninth Amendment Date. (b) Exercise of September 7 Bridge W ...
... per share (subject to adjustment for stock splits, stock dividends and the like). The total number of shares for which Investor shall initially be able to exercise the September 7 Bridge Warrant shall therefore be 5,000,000 shares as of the Ninth Amendment Date. (b) Exercise of September 7 Bridge W ...
Price: $25.00 per share to yield 4.75% per annum
... pursuant to the "safe harbour" provisions of applicable Canadian securities legislation. The words "anticipates", "believes", "budgets", "could", "estimates", "expects", "forecasts", "intends", "may", "might", "plans", "projects", "schedule", "should", "will", "would" and similar expressions are of ...
... pursuant to the "safe harbour" provisions of applicable Canadian securities legislation. The words "anticipates", "believes", "budgets", "could", "estimates", "expects", "forecasts", "intends", "may", "might", "plans", "projects", "schedule", "should", "will", "would" and similar expressions are of ...
Annual Information Form
... practices are designed to ensure that the investments of the Portfolios are diversified and relatively liquid, and to ensure that the Portfolios are properly administered. The Portfolios are subject, namely, to section 4.1 of Regulation 81-102, which prohibits certain investments when certain relate ...
... practices are designed to ensure that the investments of the Portfolios are diversified and relatively liquid, and to ensure that the Portfolios are properly administered. The Portfolios are subject, namely, to section 4.1 of Regulation 81-102, which prohibits certain investments when certain relate ...
Nuveen Build America Bond Fund
... securities, U.S. Treasury securities and obligations of the U.S. Government and its agencies. See “The Fund’s Investments.” At least 80% of Managed Assets will be invested in securities that at the time of investment are investment grade quality. A security is considered investment grade quality if ...
... securities, U.S. Treasury securities and obligations of the U.S. Government and its agencies. See “The Fund’s Investments.” At least 80% of Managed Assets will be invested in securities that at the time of investment are investment grade quality. A security is considered investment grade quality if ...
SB-1 - Hong Kong Monetary Authority
... discipline, such as misconduct by a RI and / or staff of a RI, or any of them ceasing to be a fit and proper person. In this situation, the HKMA would consider referring the case to its Enforcement Department for possible enforcement, and / or other appropriate follow-up actions, including referring ...
... discipline, such as misconduct by a RI and / or staff of a RI, or any of them ceasing to be a fit and proper person. In this situation, the HKMA would consider referring the case to its Enforcement Department for possible enforcement, and / or other appropriate follow-up actions, including referring ...
Introduction to Portfolio Selection and Capital Market Theory: Static Analysis BaoheWang
... A mutual fund is a financial intermediary that holds as its assets a portfolio of securities and issues as liabilities shares against this collection of assets. Theorem 2.8 If there exist M mutual funds whose portfolio span the portfolio set , then all investors will be indifferent between selecti ...
... A mutual fund is a financial intermediary that holds as its assets a portfolio of securities and issues as liabilities shares against this collection of assets. Theorem 2.8 If there exist M mutual funds whose portfolio span the portfolio set , then all investors will be indifferent between selecti ...
OCC Rule Filing No. SR-OCC-2017-803
... The Summary of Terms and Conditions contemplates that the New Facility would also modify the ratings standards for securities that are issued or guaranteed by the Government of Canada. Such securities would be acceptable as permitted collateral provided that they have minimum ratings of AA (S&P) or ...
... The Summary of Terms and Conditions contemplates that the New Facility would also modify the ratings standards for securities that are issued or guaranteed by the Government of Canada. Such securities would be acceptable as permitted collateral provided that they have minimum ratings of AA (S&P) or ...
Franklin California Tax-Free Income Fund SAI
... include states, counties, cities, towns and regional districts. The proceeds of these obligations are used to fund a wide range of public projects, including construction or improvement of schools, highways and roads. The basic security behind general obligation bonds is the issuer’s pledge of its f ...
... include states, counties, cities, towns and regional districts. The proceeds of these obligations are used to fund a wide range of public projects, including construction or improvement of schools, highways and roads. The basic security behind general obligation bonds is the issuer’s pledge of its f ...
STEP - Merrill Lynch
... The STEP Income Securities ® Linked to the Common Stock of Delta Air Lines, Inc., due May , 2017 (the “notes”) are our senior unsecured debt securities. The notes are not guaranteed or insured by the Canada Deposit Insurance Corporation or the FDIC, and are not, either directly or indirectly, an obl ...
... The STEP Income Securities ® Linked to the Common Stock of Delta Air Lines, Inc., due May , 2017 (the “notes”) are our senior unsecured debt securities. The notes are not guaranteed or insured by the Canada Deposit Insurance Corporation or the FDIC, and are not, either directly or indirectly, an obl ...
NBER WORKING PAPER SERIES A MARKET BASED SOLUTION TO PRICE EXTERNALITIES:
... example-economies which differ in the particular in the source of the constraint generating the externality. One class of example economies are those in which collateral is used to back promises. The issuer of a promise in the contract period is required to back the promise with collateral. In the ...
... example-economies which differ in the particular in the source of the constraint generating the externality. One class of example economies are those in which collateral is used to back promises. The issuer of a promise in the contract period is required to back the promise with collateral. In the ...
The Global Dilemma in Short Selling Regulation
... Although the precise legal definition of short selling varies according to jurisdiction, a transaction is generally defined as a short sale when it involves the sale of stock that the seller does not legally own at the time of the sale.19 Investors normally seek to make a profit from constantly fluc ...
... Although the precise legal definition of short selling varies according to jurisdiction, a transaction is generally defined as a short sale when it involves the sale of stock that the seller does not legally own at the time of the sale.19 Investors normally seek to make a profit from constantly fluc ...
Activision Blizzard, Inc. (Form: 424B3, Received: 05/23/2017 08:48:27)
... future financial or operating performance; and (4) statements of assumptions underlying such statements. Activision Blizzard, Inc. generally uses words such as "outlook," "forecast," "will," "could," "should," "would," "to be," "plan," "plans," "believes," "may," "might," "expects," "intends," "inte ...
... future financial or operating performance; and (4) statements of assumptions underlying such statements. Activision Blizzard, Inc. generally uses words such as "outlook," "forecast," "will," "could," "should," "would," "to be," "plan," "plans," "believes," "may," "might," "expects," "intends," "inte ...
Prospectus - TransAlta
... TransAlta Corporation (the "Corporation") is hereby qualifying the distribution (the "Offering") of 6,000,000 cumulative redeemable rate reset first preferred shares, Series G ("Series G Shares") of the Corporation at a price of $25.00 per Series G Share. See "Details of the Offering" and "Plan of D ...
... TransAlta Corporation (the "Corporation") is hereby qualifying the distribution (the "Offering") of 6,000,000 cumulative redeemable rate reset first preferred shares, Series G ("Series G Shares") of the Corporation at a price of $25.00 per Series G Share. See "Details of the Offering" and "Plan of D ...
What it Means to be an ERISA Fiduciary
... he or she makes recommendations regarding the advisability of buying, selling, or retaining securities; he or she does so on a “regular basis” pursuant to an agreement that “such services shall serve as the primary basis for investment decisions with respect to plan assets;” and such advice is indiv ...
... he or she makes recommendations regarding the advisability of buying, selling, or retaining securities; he or she does so on a “regular basis” pursuant to an agreement that “such services shall serve as the primary basis for investment decisions with respect to plan assets;” and such advice is indiv ...
Market Efficiency: A Theoretical Distinction and So What?
... aid of some simplifying assumptions, it comes to dramatic conclusions about practical matters, such as how to choose an investment portfolio, how to forecast the expected return of a security or asset class, how to price a new security, or how to price risky assets in a merger or acquisition. The CA ...
... aid of some simplifying assumptions, it comes to dramatic conclusions about practical matters, such as how to choose an investment portfolio, how to forecast the expected return of a security or asset class, how to price a new security, or how to price risky assets in a merger or acquisition. The CA ...
FREE Sample Here - We can offer most test bank and
... 37. The U.S. financial markets are said to be highly informationally efficient. This means a. they process stock trades accurately and quickly b. the market provides quick access to a firm's financial statements c. they quickly reflect information relevant to determining stock value d. accurate stoc ...
... 37. The U.S. financial markets are said to be highly informationally efficient. This means a. they process stock trades accurately and quickly b. the market provides quick access to a firm's financial statements c. they quickly reflect information relevant to determining stock value d. accurate stoc ...
The swapito strikes back - BNP Paribas GlobalMarkets
... relevant, persons who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, and at other persons to whom it may lawfully be communicated (together “Relevant Persons”) under the reg ...
... relevant, persons who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, and at other persons to whom it may lawfully be communicated (together “Relevant Persons”) under the reg ...
It’s All About the Accounting
... With this Act, Congress created the Securities and Exchange Commission. The Act empowers the SEC with broad authority over all aspects of the securities industry. This includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies as well as the nation' ...
... With this Act, Congress created the Securities and Exchange Commission. The Act empowers the SEC with broad authority over all aspects of the securities industry. This includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies as well as the nation' ...