BASE PROSPECTUS Dated 9 September 2016 NOMURA BANK
... Holdings, Inc. (the Guarantor or NHI) will, pursuant to a deed of guarantee dated on or about 9 September 2016 (the Guarantee) and, in the case of W&C Securities which are to benefit from the Guarantee, pursuant to authorisation, on a case by case basis, an executive officer of the Guarantor authori ...
... Holdings, Inc. (the Guarantor or NHI) will, pursuant to a deed of guarantee dated on or about 9 September 2016 (the Guarantee) and, in the case of W&C Securities which are to benefit from the Guarantee, pursuant to authorisation, on a case by case basis, an executive officer of the Guarantor authori ...
Credit Suisse AG Credit Suisse International
... The Issuers Securities under this Base Prospectus will be issued by either Credit Suisse AG ("CS"), acting through its London Branch, Nassau Branch or Singapore Branch, or Credit Suisse International ("CSi") (each, an "Issuer" and, together, the "Issuers"). This Base Prospectus contains information ...
... The Issuers Securities under this Base Prospectus will be issued by either Credit Suisse AG ("CS"), acting through its London Branch, Nassau Branch or Singapore Branch, or Credit Suisse International ("CSi") (each, an "Issuer" and, together, the "Issuers"). This Base Prospectus contains information ...
- - - - Prospectus Open Joint-Stock Company«Pharmsynthez
... the provision 40 and 41 in the federal law on joint-stock companies shall not be granted due to the results of voting at the annual general meeting of shareholders ...
... the provision 40 and 41 in the federal law on joint-stock companies shall not be granted due to the results of voting at the annual general meeting of shareholders ...
Why do foreign firms leave US equity markets?
... explicitly test the loss of competitiveness hypothesis in the context of the passage of SOX, but some of our results apply to more general causes of a loss of competitiveness. The SOX explanation predicts that there are cross-listed firms for which SOX imposed deadweight costs big enough to make it ...
... explicitly test the loss of competitiveness hypothesis in the context of the passage of SOX, but some of our results apply to more general causes of a loss of competitiveness. The SOX explanation predicts that there are cross-listed firms for which SOX imposed deadweight costs big enough to make it ...
NELNET INC
... o Servicing software. We provide student loan servicing software internally and to third-party student loan holders and servicers. As of December 31, 2003, our software was used to service $46 billion in student loans, which included $27 billion serviced by third parties using our software. We earn ...
... o Servicing software. We provide student loan servicing software internally and to third-party student loan holders and servicers. As of December 31, 2003, our software was used to service $46 billion in student loans, which included $27 billion serviced by third parties using our software. We earn ...
Mac. Income securities perspec
... subsidiary of Macquarie. Only the Trustee may bring proceedings against Macquarie Finance Limited in order to enforce the rights of an investor in respect of a Note. Macquarie has provided a Performance Guarantee to investors in respect of Macquarie Finance Limited’s obligations to pay interest whic ...
... subsidiary of Macquarie. Only the Trustee may bring proceedings against Macquarie Finance Limited in order to enforce the rights of an investor in respect of a Note. Macquarie has provided a Performance Guarantee to investors in respect of Macquarie Finance Limited’s obligations to pay interest whic ...
profit and loss account - State Bank of Pakistan
... Dealing securities are marketable securities that are acquired and held with the intention of reselling them in the short term. Investment securities are acquired and held for yield or capital growth purposes and are usually held maturity 2. ADVANCE: Advances (Net of Provisions) Rupees in ‘000 Gross ...
... Dealing securities are marketable securities that are acquired and held with the intention of reselling them in the short term. Investment securities are acquired and held for yield or capital growth purposes and are usually held maturity 2. ADVANCE: Advances (Net of Provisions) Rupees in ‘000 Gross ...
Page 1 of 5 Q1 2017 100.00% 95.64% 3.93% 0.43% 90.72
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
Did Stop Signs Stop Investor Trading?
... (2006) find that larger OTC firms that were required to increase their disclosure as a result of the 1964 Securities Acts Amendments experienced an increase in firm value. Our results suggest that a regulatory mandate for additional disclosures may not be required and that firm liquidity can still s ...
... (2006) find that larger OTC firms that were required to increase their disclosure as a result of the 1964 Securities Acts Amendments experienced an increase in firm value. Our results suggest that a regulatory mandate for additional disclosures may not be required and that firm liquidity can still s ...
Annual Information Form
... practices are designed to ensure that the investments of the Portfolios are diversified and relatively liquid, and to ensure that the Portfolios are properly administered. The Portfolios are subject, namely, to section 4.1 of Regulation 81-102, which prohibits certain investments when certain relate ...
... practices are designed to ensure that the investments of the Portfolios are diversified and relatively liquid, and to ensure that the Portfolios are properly administered. The Portfolios are subject, namely, to section 4.1 of Regulation 81-102, which prohibits certain investments when certain relate ...
Regulatory Notice 13-07
... NASD IM-2440-1 addresses the 5% policy. The preamble to NASD IM-2440-1 states that the question of fair markups (or spreads) is one for which there is no definitive answer or single interpretation because a markup that may be considered fair in one transaction could be unfair in another transaction, ...
... NASD IM-2440-1 addresses the 5% policy. The preamble to NASD IM-2440-1 states that the question of fair markups (or spreads) is one for which there is no definitive answer or single interpretation because a markup that may be considered fair in one transaction could be unfair in another transaction, ...
The Behavior of US Interest Rate Swap Spreads in Global Financial
... ratings (AAA and A). The AAA offer rates are significantly higher than the A offer rates, and the AAA bid rates are significantly lower than the A bid rates. They also document the relation between swap rates and par bond yields estimated from London interbank offered rate (LIBOR) and bid rate (LIBI ...
... ratings (AAA and A). The AAA offer rates are significantly higher than the A offer rates, and the AAA bid rates are significantly lower than the A bid rates. They also document the relation between swap rates and par bond yields estimated from London interbank offered rate (LIBOR) and bid rate (LIBI ...
株券等の大量保有の状況の開示に関する内閣府令
... (v) Share Certificates, etc. for which a sales agreement has been concluded, but whose transfer has yet to be completed (limited to Share Certificates, etc. which are to be transferred within five days from the date of the agreement, and excluding share certificates for which a sales agreement was c ...
... (v) Share Certificates, etc. for which a sales agreement has been concluded, but whose transfer has yet to be completed (limited to Share Certificates, etc. which are to be transferred within five days from the date of the agreement, and excluding share certificates for which a sales agreement was c ...
Bank Indonesia Jakarta
... Before calculating the risk of a certain position, we need to identify the exposure of the position on a certain day when the risk is calculated. In general, the position consists of spot and forward elements. The identification of exposure for a spot position is straightforward: multiply the accoun ...
... Before calculating the risk of a certain position, we need to identify the exposure of the position on a certain day when the risk is calculated. In general, the position consists of spot and forward elements. The identification of exposure for a spot position is straightforward: multiply the accoun ...
Mortgages and Monetary Policy
... mortgage debt to (annual) GDP ratio in developed economies has reached on average 70% in 2009, although there is a large cross-country variation (International Monetary Fund, 2011, Chapter 3). In some countries outstanding mortgage debt is even larger than government debt and its maturity is longer ...
... mortgage debt to (annual) GDP ratio in developed economies has reached on average 70% in 2009, although there is a large cross-country variation (International Monetary Fund, 2011, Chapter 3). In some countries outstanding mortgage debt is even larger than government debt and its maturity is longer ...
Mortgages and Monetary Policy
... Chapter 3). In some countries outstanding mortgage debt is even larger than government debt and its maturity is longer.2 In light of these facts, this paper provides a conceptual and quantitative analysis of the role of the long-term nominal nature of mortgages in the monetary transmission mechanism ...
... Chapter 3). In some countries outstanding mortgage debt is even larger than government debt and its maturity is longer.2 In light of these facts, this paper provides a conceptual and quantitative analysis of the role of the long-term nominal nature of mortgages in the monetary transmission mechanism ...
- Franklin Templeton Investments
... The Fund’s Class A shares had a -0.32% cumulative total return for the 12 months under review. In comparison, the Fund’s benchmark, the Bloomberg Barclays U.S. Government Index: 1-2 Year Component, posted a +0.71% total return.3 The index measures public obligations of the U.S. Treasury with one to ...
... The Fund’s Class A shares had a -0.32% cumulative total return for the 12 months under review. In comparison, the Fund’s benchmark, the Bloomberg Barclays U.S. Government Index: 1-2 Year Component, posted a +0.71% total return.3 The index measures public obligations of the U.S. Treasury with one to ...
GENCORP INC (Form: SC 13D/A, Received: 10/26/2010 14:01:42)
... (“Advisers Act”). GAMCO is an investment manager providing discretionary managed account services for employee benefit plans, private investors, endowments, foundations and others. GSI, a majority-owned subsidiary of GBL, is an investment adviser registered under the Advisers Act and serves as a gen ...
... (“Advisers Act”). GAMCO is an investment manager providing discretionary managed account services for employee benefit plans, private investors, endowments, foundations and others. GSI, a majority-owned subsidiary of GBL, is an investment adviser registered under the Advisers Act and serves as a gen ...
Nuveen Build America Bond Fund
... commonly referred to as “junk” bonds. See “Build America Bonds” on page 6 for, among other things, a discussion of anticipated changes in certain ratings methodologies. Contingent Term Provision. Under its Declaration of Trust, the Fund has no limitation on its term of existence. To accommodate the ...
... commonly referred to as “junk” bonds. See “Build America Bonds” on page 6 for, among other things, a discussion of anticipated changes in certain ratings methodologies. Contingent Term Provision. Under its Declaration of Trust, the Fund has no limitation on its term of existence. To accommodate the ...
The swapito strikes back - BNP Paribas GlobalMarkets
... rapid change and there is no certainty that transactions could be executed at any specified price. BNP Paribas may have a financial interest in any issuer or person mentioned in this document, including a long or short position in their securities and/or options, futures or other derivative instrume ...
... rapid change and there is no certainty that transactions could be executed at any specified price. BNP Paribas may have a financial interest in any issuer or person mentioned in this document, including a long or short position in their securities and/or options, futures or other derivative instrume ...
OCC Rule Filing No. SR-OCC-2017-803
... to the New Facility are described in detail below. Change in Renewal Timing OCC is seeking an early termination of the Existing Facility, which is not set to expire until September 29, 2017, and proposes to change the renewal timing of the New Facility. OCC’s purpose in early termination is to chang ...
... to the New Facility are described in detail below. Change in Renewal Timing OCC is seeking an early termination of the Existing Facility, which is not set to expire until September 29, 2017, and proposes to change the renewal timing of the New Facility. OCC’s purpose in early termination is to chang ...
STEP - Merrill Lynch
... Your return on the notes may be less than the yield you could earn by owning a conventional fixed or floating rate debt security of comparable maturity. ...
... Your return on the notes may be less than the yield you could earn by owning a conventional fixed or floating rate debt security of comparable maturity. ...
Market E¢ciency and Price Formation when Dealers are Asymmetrically Informed ¤ R. Calcagno
... of Flood et al. (1998), where they show that e¢ciency is greatest in the most transparent trading mechanism, we argue that our result should extend to Nasdaq if dealers are given the option to submit anonymous quotes, and to anonymous markets as “Telematico” for …xed income securities. Moreover, we ...
... of Flood et al. (1998), where they show that e¢ciency is greatest in the most transparent trading mechanism, we argue that our result should extend to Nasdaq if dealers are given the option to submit anonymous quotes, and to anonymous markets as “Telematico” for …xed income securities. Moreover, we ...
Market Efficiency: A Theoretical Distinction and So What?
... where Xa and Xc are the “fractions” of the portfolio allocated to, respectively, subportfolios a and c. Note that Equation 7 permits the investor to short one portfolio and use the proceeds to invest more than 100 percent in the other portfolio. If both Xa and Xc are positive, then the resulting por ...
... where Xa and Xc are the “fractions” of the portfolio allocated to, respectively, subportfolios a and c. Note that Equation 7 permits the investor to short one portfolio and use the proceeds to invest more than 100 percent in the other portfolio. If both Xa and Xc are positive, then the resulting por ...