BROADCOM CORP (Form: 425, Received: 05/29/2015 09:04:49)
... Common Shares, the “ Company Common Shares ”), will have the ability to elect to receive the same types and amounts of consideration per share for each Company Common Share held: (i) $54.50 in cash; (ii) 0.4378 ordinary shares of Holdco; or (iii) a restricted security that is the economic equivalent ...
... Common Shares, the “ Company Common Shares ”), will have the ability to elect to receive the same types and amounts of consideration per share for each Company Common Share held: (i) $54.50 in cash; (ii) 0.4378 ordinary shares of Holdco; or (iii) a restricted security that is the economic equivalent ...
Chen_uta_2502D_12115
... reported the highest turnover rate of 138% with a total trading volume of over 800 million shares in 2008. The main corresponding derivative market, the Chicago Board of Options Exchange (CBOE), also had about 1.2 billion in total number of contracts traded. It translates into an annual total tradin ...
... reported the highest turnover rate of 138% with a total trading volume of over 800 million shares in 2008. The main corresponding derivative market, the Chicago Board of Options Exchange (CBOE), also had about 1.2 billion in total number of contracts traded. It translates into an annual total tradin ...
Bid-ask spread components on the foreign exchange market: The
... major in Finance. The subject was chosen because it had so many different elements in it which could provide me with the necessary variation during the whole period I worked on it and because I have a general interest in financial topics. After more than a year of hard work, it still is interesting. ...
... major in Finance. The subject was chosen because it had so many different elements in it which could provide me with the necessary variation during the whole period I worked on it and because I have a general interest in financial topics. After more than a year of hard work, it still is interesting. ...
base prospectus £100000000 secured bond issuance
... transferred, directly or indirectly, in the United States of America, its territories or possessions, or any area subject to its jurisdiction (the “U.S.”) or to or for the benefit of, directly or indirectly, any U.S. person (as defined in regulation “S” of the said Act). Furthermore, the Issuer will ...
... transferred, directly or indirectly, in the United States of America, its territories or possessions, or any area subject to its jurisdiction (the “U.S.”) or to or for the benefit of, directly or indirectly, any U.S. person (as defined in regulation “S” of the said Act). Furthermore, the Issuer will ...
Trading Volume Reaction to the Earnings Reconciliation from IFRS
... trade on the earnings reconciliation information from IAS to U.S. GAAP during this time period. They also find weak evidence that there is a short-term trading volume reaction in the local markets to the same earnings reconciliation information. Our paper extends CS in three ways. First, many countr ...
... trade on the earnings reconciliation information from IAS to U.S. GAAP during this time period. They also find weak evidence that there is a short-term trading volume reaction in the local markets to the same earnings reconciliation information. Our paper extends CS in three ways. First, many countr ...
Dark pools in European equity markets
... In recent years, technology and regulation have rapidly transformed the landscape of equity trading in Europe. New trading venues and new types of traders have emerged, affecting the costs of trading for different participants. The growth of dark pools, trading venues where information about orders ...
... In recent years, technology and regulation have rapidly transformed the landscape of equity trading in Europe. New trading venues and new types of traders have emerged, affecting the costs of trading for different participants. The growth of dark pools, trading venues where information about orders ...
Page 1 of 5 Q1 2017 100.00% 95.64% 3.93% 0.43% 90.72
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
Quantitative Easing and Volatility Spillovers across
... easing has attracted heated debate because it is believed to have strong spillover effects on global financial markets and broader economic conditions. Spillovers through financial market prices are important and readily observable. For example, when the first round of US quantitative easing (QE1) w ...
... easing has attracted heated debate because it is believed to have strong spillover effects on global financial markets and broader economic conditions. Spillovers through financial market prices are important and readily observable. For example, when the first round of US quantitative easing (QE1) w ...
CMS Energy Corporation
... first mortgage bonds. For each type of security listed above, the amount, price and terms will be determined at or prior to the time of sale. We will provide the specific terms of these securities in an accompanying prospectus supplement or supplements. You should read this prospectus and the accomp ...
... first mortgage bonds. For each type of security listed above, the amount, price and terms will be determined at or prior to the time of sale. We will provide the specific terms of these securities in an accompanying prospectus supplement or supplements. You should read this prospectus and the accomp ...
Global Trading Hours
... Volatility Auction Activated when the maximum price range deviation is exceeded, decided by the exchange. Generally ends after 3 or 5 minutes, depending on security. The change to the next scheduled trading phase is carried out whether or not a price occurs. Single volatility interruption occurs if ...
... Volatility Auction Activated when the maximum price range deviation is exceeded, decided by the exchange. Generally ends after 3 or 5 minutes, depending on security. The change to the next scheduled trading phase is carried out whether or not a price occurs. Single volatility interruption occurs if ...
Limit Order Markets: A Survey 1
... pits were central to the trading process. Now in 2007 most equity and derivative exchanges around the world are either pure electronic limit order markets or at least allow for customer limit orders in addition to on-exchange market making.1 This is specifically true of Euronext Paris, the successor ...
... pits were central to the trading process. Now in 2007 most equity and derivative exchanges around the world are either pure electronic limit order markets or at least allow for customer limit orders in addition to on-exchange market making.1 This is specifically true of Euronext Paris, the successor ...
KRONOS ADVANCED TECHNOLOGIES INC (Form
... Pursuant to the terms of the Notes, based on the amounts advanced in the first installment of the Loan, (1) the AirWorks Note is convertible into 885,714,285 shares of Common Stock, (2) the Critical Capital Note is convertible into 306,785,714 shares of Common Stock upon the occurrence of certain ev ...
... Pursuant to the terms of the Notes, based on the amounts advanced in the first installment of the Loan, (1) the AirWorks Note is convertible into 885,714,285 shares of Common Stock, (2) the Critical Capital Note is convertible into 306,785,714 shares of Common Stock upon the occurrence of certain ev ...
Form: 8-K, Received: 02/01/2007 16:17:22
... Under the offer, each EOP share would convert into (a) $31.00 in cash (plus pro rata dividends to the closing) and (b) Vornado common shares having a value (based on an average price during a period prior to closing) equal to $25.00, except that the fraction of a Vornado common share that will be is ...
... Under the offer, each EOP share would convert into (a) $31.00 in cash (plus pro rata dividends to the closing) and (b) Vornado common shares having a value (based on an average price during a period prior to closing) equal to $25.00, except that the fraction of a Vornado common share that will be is ...
Decimalization, trading costs, and information transmission between
... the effect of an increase in tick size of S&P 500 futures. They find increases in the S&P 500 futures bid–ask spreads, but the spreads remain low relative to those of S&P 500 ETFs, which is consistent with the empirical results here. DeJong and Donders (1998) examine the relations between futures, o ...
... the effect of an increase in tick size of S&P 500 futures. They find increases in the S&P 500 futures bid–ask spreads, but the spreads remain low relative to those of S&P 500 ETFs, which is consistent with the empirical results here. DeJong and Donders (1998) examine the relations between futures, o ...
The pricing of volatility risk across asset classes
... Covt (Vm , Rm ), is usually estimated to be negative ...
... Covt (Vm , Rm ), is usually estimated to be negative ...
Momentum and Investor Sentiment
... periods is glaringly obvious. As hypothesized by Antoniou (2012), none of the thirteen countries display any momentum for the pessimistic period. Momentum exists exclusively in the optimistic and mild periods. Further solidifying the failure of momentum strategy during pessimistic times, there are i ...
... periods is glaringly obvious. As hypothesized by Antoniou (2012), none of the thirteen countries display any momentum for the pessimistic period. Momentum exists exclusively in the optimistic and mild periods. Further solidifying the failure of momentum strategy during pessimistic times, there are i ...
The impact of dark trading and visible fragmentation on market quality
... local liquidity is accessible to investors who tap the traditional market only. We furthermore improve upon previous research by employing a new dataset that covers the relevant universe of trading platforms, provides stronger identification of fragmentation and allows for improved liquidity metric ...
... local liquidity is accessible to investors who tap the traditional market only. We furthermore improve upon previous research by employing a new dataset that covers the relevant universe of trading platforms, provides stronger identification of fragmentation and allows for improved liquidity metric ...
Rights and Duties of Warrant Issuer and Warrant Holder
... by Notary Public which in the document is prepared and certified true copy by authorized director(s) as stated in that corporate affidavit and certified evidence of that authorized director(s) as in 1) or 2) ...
... by Notary Public which in the document is prepared and certified true copy by authorized director(s) as stated in that corporate affidavit and certified evidence of that authorized director(s) as in 1) or 2) ...
Do retail traders suffer from high frequency traders?
... be able to differentiate between different types of traders. A second issue is that electronic trading has increased over time, and high or low levels of HTF activity in a given stock at a point in time may be endogenous to the current market conditions. To determine causal effects of HFT on market ...
... be able to differentiate between different types of traders. A second issue is that electronic trading has increased over time, and high or low levels of HTF activity in a given stock at a point in time may be endogenous to the current market conditions. To determine causal effects of HFT on market ...
Duty of Care—Overcoming Business Judgment Rule
... k with Antiques-R-Us to buy 10 carriages. He signs as “agent for ClassicRides, Inc., a corporation to be formed which will become a party to this contract.” The k calls for installment payments over 12 months. a. Before ClassicRides is incorporated, Bascomb takes delivery of the carriages. When the ...
... k with Antiques-R-Us to buy 10 carriages. He signs as “agent for ClassicRides, Inc., a corporation to be formed which will become a party to this contract.” The k calls for installment payments over 12 months. a. Before ClassicRides is incorporated, Bascomb takes delivery of the carriages. When the ...
Do Noise Traders Move Markets?
... brokerages tend to buy and sell the same stocks. Furthermore, the monthly imbalance of purchases and sales by these investors (i.e., (purchases – sales)/ (purchases + sales)) is correlated over time. Thus, investors are likely to be net buyers (or net sellers) of the same stocks in subsequent month ...
... brokerages tend to buy and sell the same stocks. Furthermore, the monthly imbalance of purchases and sales by these investors (i.e., (purchases – sales)/ (purchases + sales)) is correlated over time. Thus, investors are likely to be net buyers (or net sellers) of the same stocks in subsequent month ...
The market for borrowing corporate bonds
... market for borrowing stocks was public (Jones and Lamont, 2002) or proprietary data from stock lenders (D’Avolio, 2002; Geczy, Musto, and Reed, 2002; Ofek, Richardson, and Whitelaw, 2004). Jones and Lamont (2002) and Ofek, Richardson, and Whitelaw (2004) find that stocks with abnormally high rebate r ...
... market for borrowing stocks was public (Jones and Lamont, 2002) or proprietary data from stock lenders (D’Avolio, 2002; Geczy, Musto, and Reed, 2002; Ofek, Richardson, and Whitelaw, 2004). Jones and Lamont (2002) and Ofek, Richardson, and Whitelaw (2004) find that stocks with abnormally high rebate r ...
Did Stop Signs Stop Investor Trading?
... (2006) find that larger OTC firms that were required to increase their disclosure as a result of the 1964 Securities Acts Amendments experienced an increase in firm value. Our results suggest that a regulatory mandate for additional disclosures may not be required and that firm liquidity can still s ...
... (2006) find that larger OTC firms that were required to increase their disclosure as a result of the 1964 Securities Acts Amendments experienced an increase in firm value. Our results suggest that a regulatory mandate for additional disclosures may not be required and that firm liquidity can still s ...
Mastering The Markets
... half of the meaning required to arrive at a correct analysis. The other half of the meaning is found in the price spread. Volume always indicates the amount of activity going on, the corresponding price spread shows the price movement on that volume. This book explains how the markets work, and, mor ...
... half of the meaning required to arrive at a correct analysis. The other half of the meaning is found in the price spread. Volume always indicates the amount of activity going on, the corresponding price spread shows the price movement on that volume. This book explains how the markets work, and, mor ...
Detail Disagreement - American Economic Association
... the firm level for firm interaction and the diversity of innovation. In particular, we focus on disagreement among investors about which firms will be successful in a specific sector. Understanding the effect of detail disagreement and the speculation it generates on financial markets provides an ex ...
... the firm level for firm interaction and the diversity of innovation. In particular, we focus on disagreement among investors about which firms will be successful in a specific sector. Understanding the effect of detail disagreement and the speculation it generates on financial markets provides an ex ...
Stock exchange
A stock exchange is an exchange or stock market where stock brokers and traders can buy and/or sell stocks (also called shares), bonds, and other securities. Stock exchanges may also provide facilities for issue and redemption of securities and other financial instruments, and capital events including the payment of income and dividends. Securities traded on a stock exchange include stock issued by listed companies, unit trusts, derivatives, pooled investment products and bonds. Stock exchanges often function as ""continuous auction"" markets, with buyers and sellers consummating transactions at a central location, such as the floor of the exchange.To be able to trade a security on a certain stock exchange, it must be listed there. Usually, there is a central location at least for record keeping, but trade is increasingly less linked to such a physical place, as modern markets use electronic networks, which gives them advantages of increased speed and reduced cost of transactions. Trade on an exchange is restricted to brokers who are members of the exchange. In recent years, various other trading venues, such as electronic communication networks, alternative trading systems and ""dark pools"" have taken much of the trading activity away from traditional stock exchanges.The initial public offering of stocks and bonds to investors is by definition done in the primary market and subsequent trading is done in the secondary market. A stock exchange is often the most important component of a stock market. Supply and demand in stock markets are driven by various factors that, as in all free markets, affect the price of stocks (see stock valuation).There is usually no obligation for stock to be issued via the stock exchange itself, nor must stock be subsequently traded on the exchange. Such trading may be off exchange or over-the-counter. This is the usual way that derivatives and bonds are traded. Increasingly, stock exchanges are part of a global securities market.