Westpac Trust Preferred Securities
... are scheduled to be paid quarterly subject to certain conditions being satisfied (the Distribution Payment Test). The conditions include the availability of Westpac profits and the Westpac Directors having resolved that the Distribution is to be paid. If Westpac TPS are not Redeemed, Converted or Ex ...
... are scheduled to be paid quarterly subject to certain conditions being satisfied (the Distribution Payment Test). The conditions include the availability of Westpac profits and the Westpac Directors having resolved that the Distribution is to be paid. If Westpac TPS are not Redeemed, Converted or Ex ...
Rocket Fuel Inc. - Investor Relations Solutions
... amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to s ...
... amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to s ...
important notice this offering is available only to investors
... This offering memorandum is strictly confidential. This offering memorandum has been prepared solely for use in connection with, and prospective investors are authorized to use this offering memorandum only in connection with, a private placement of the Notes by Rexel outside the United States to pe ...
... This offering memorandum is strictly confidential. This offering memorandum has been prepared solely for use in connection with, and prospective investors are authorized to use this offering memorandum only in connection with, a private placement of the Notes by Rexel outside the United States to pe ...
Lamb Weston Holdings, Inc. (Form: 10-12B/A, Received
... Preferred Stock. The total number of shares of capital stock that the Corporation is authorized to issue is six hundred sixty million (660,000,000) shares, consisting of six hundred million (600,000,000) shares of Common Stock, par value $1.00 per share, and sixty million (60,000,000) shares of Pref ...
... Preferred Stock. The total number of shares of capital stock that the Corporation is authorized to issue is six hundred sixty million (660,000,000) shares, consisting of six hundred million (600,000,000) shares of Common Stock, par value $1.00 per share, and sixty million (60,000,000) shares of Pref ...
SOLICITATION OF WRITTEN CONSENT OF RAYTHEON
... which will be called "Raytheon Company," will have two classes of common stock: Class A and Class B. Raytheon common stockholders will receive one share of Class B common stock in the combined company for each share of Raytheon common stock which they own. The Class B common stock received by Raythe ...
... which will be called "Raytheon Company," will have two classes of common stock: Class A and Class B. Raytheon common stockholders will receive one share of Class B common stock in the combined company for each share of Raytheon common stock which they own. The Class B common stock received by Raythe ...
Non-Principal Protected Unlisted Daily Cash Dividend
... The potential payout under our Basket DCDC ELIs is linked to the performance of the worst performing asset in the basket (determined by us on each trading day based on the closing price of each reference asset in the basket on such day). The worst performing asset on each trading day can be differen ...
... The potential payout under our Basket DCDC ELIs is linked to the performance of the worst performing asset in the basket (determined by us on each trading day based on the closing price of each reference asset in the basket on such day). The worst performing asset on each trading day can be differen ...
LULD Plan 12th Amendment Plan Text (FINAL with markings)
... Eligible Reported Transactions for the NMS Stock have occurred over the immediately preceding fiveminute period, the previous Reference Price shall remain in effect. The Price Bands for an NMS Stock shall be calculated by applying the Percentage Parameter for such NMS Stock to the Reference Price, ...
... Eligible Reported Transactions for the NMS Stock have occurred over the immediately preceding fiveminute period, the previous Reference Price shall remain in effect. The Price Bands for an NMS Stock shall be calculated by applying the Percentage Parameter for such NMS Stock to the Reference Price, ...
Griffin Institutional Access Real Estate Fund
... and investment advisers) may be authorized to accept, on behalf of the Fund, purchase and exchange orders and repurchase requests placed by or on behalf of their customers, and if approved by the Fund, may designate other financial intermediaries to accept such orders. The Distributor is not require ...
... and investment advisers) may be authorized to accept, on behalf of the Fund, purchase and exchange orders and repurchase requests placed by or on behalf of their customers, and if approved by the Fund, may designate other financial intermediaries to accept such orders. The Distributor is not require ...
Notice of General Meeting for Shareholders
... which are acting as co-lead managers in relation to the Rights Issue, are acting exclusively for Informa and no one else in connection with the Rights Issue or Acquisition and other matters referred to in this document and will not regard any other person (whether or not a recipient of this document ...
... which are acting as co-lead managers in relation to the Rights Issue, are acting exclusively for Informa and no one else in connection with the Rights Issue or Acquisition and other matters referred to in this document and will not regard any other person (whether or not a recipient of this document ...
exhibit 1 - New York Stock Exchange
... The Price Bands shall be based on a Reference Price for each NMS Stock that equals the arithmetic mean price of Eligible Reported Transactions for the NMS stock over the immediately preceding five-minute period (except for periods following openings and reopenings, which are addressed below). If no ...
... The Price Bands shall be based on a Reference Price for each NMS Stock that equals the arithmetic mean price of Eligible Reported Transactions for the NMS stock over the immediately preceding five-minute period (except for periods following openings and reopenings, which are addressed below). If no ...
SECURITIES AND EXCHANGE COMMISSION Washington, D.C.
... ”), holding 94,365,980 common units; (iii) AIF Hexion Holdings, L.P. (“ AIF Hexion Holdings ”) holding 75,154,788.30 common units; and (iv) AIF Hexion Holdings II, L.P. (“ AIF Hexion Holdings II ”) holding 6,450,803 common units, (AIF Hexion Holdings II, together with AIF VI, AP Momentive Holdings a ...
... ”), holding 94,365,980 common units; (iii) AIF Hexion Holdings, L.P. (“ AIF Hexion Holdings ”) holding 75,154,788.30 common units; and (iv) AIF Hexion Holdings II, L.P. (“ AIF Hexion Holdings II ”) holding 6,450,803 common units, (AIF Hexion Holdings II, together with AIF VI, AP Momentive Holdings a ...
Word - corporate
... Altimmune’s outstanding shares of common stock and preferred stock (excluding Altimmune treasury shares, shares of Altimmune owned by PharmAthene or its subsidiaries or dissenting shares) will be converted into the right to receive a number of shares of PharmAthene common stock such that the holders ...
... Altimmune’s outstanding shares of common stock and preferred stock (excluding Altimmune treasury shares, shares of Altimmune owned by PharmAthene or its subsidiaries or dissenting shares) will be converted into the right to receive a number of shares of PharmAthene common stock such that the holders ...
Vivint Solar, Inc.
... outstanding 313 Shares; (ii) the Note Consideration multiplied by the total number of Participating Shares, allocated equally among such 313 Shares; and (iii) the Stock Consideration multiplied by the total number of Participating Shares, allocated equally among such 313 Shares; the total amounts pa ...
... outstanding 313 Shares; (ii) the Note Consideration multiplied by the total number of Participating Shares, allocated equally among such 313 Shares; and (iii) the Stock Consideration multiplied by the total number of Participating Shares, allocated equally among such 313 Shares; the total amounts pa ...
BASE PROSPECTUS Dated 9 September 2016 NOMURA BANK
... Holdings, Inc. (the Guarantor or NHI) will, pursuant to a deed of guarantee dated on or about 9 September 2016 (the Guarantee) and, in the case of W&C Securities which are to benefit from the Guarantee, pursuant to authorisation, on a case by case basis, an executive officer of the Guarantor authori ...
... Holdings, Inc. (the Guarantor or NHI) will, pursuant to a deed of guarantee dated on or about 9 September 2016 (the Guarantee) and, in the case of W&C Securities which are to benefit from the Guarantee, pursuant to authorisation, on a case by case basis, an executive officer of the Guarantor authori ...
devon energy corporation
... Stockholders and Northstar Shareholders and Northstar Optionholders are being asked to approve the Combination and certain other matters, all as more particularly described herein. Pursuant to the Combination Agreement, Northstar will become a subsidiary of Devon, holders of Northstar Common Shares ...
... Stockholders and Northstar Shareholders and Northstar Optionholders are being asked to approve the Combination and certain other matters, all as more particularly described herein. Pursuant to the Combination Agreement, Northstar will become a subsidiary of Devon, holders of Northstar Common Shares ...
ace limited - cloudfront.net
... shareholders, and has unanimously approved and declared advisable the merger agreement and the transactions contemplated thereby, including the merger and the issuance of ACE common shares, and unanimously recommends that ACE shareholders vote (1) “ FOR ” the amendment of ACE’s Articles of Associati ...
... shareholders, and has unanimously approved and declared advisable the merger agreement and the transactions contemplated thereby, including the merger and the issuance of ACE common shares, and unanimously recommends that ACE shareholders vote (1) “ FOR ” the amendment of ACE’s Articles of Associati ...
Short (finance)
In finance, short selling (also known as shorting or going short) is the practice of selling securities or other financial instruments that are not currently owned, and subsequently repurchasing them (""covering""). In the event of an interim price decline, the short seller will profit, since the cost of (re)purchase will be less than the proceeds which were received upon the initial (short) sale. Conversely, the short position will be closed out at a loss in the event that the price of a shorted instrument should rise prior to repurchase. The potential loss on a short sale is theoretically unlimited in the event of an unlimited rise in the price of the instrument, however in practice the short seller will be required to post margin or collateral to cover losses, and any inability to do so on a timely basis would cause its broker or counterparty to liquidate the position. In the securities markets, the seller generally must borrow the securities in order to effect delivery in the short sale. In some cases, the short seller must pay a fee to borrow the securities and must additionally reimburse the lender for cash returns the lender would have received had the securities not been loaned out.Short selling is most commonly done with instruments traded in public securities, futures or currency markets, due to the liquidity and real-time price dissemination characteristic of such markets and because the instruments defined within each class are fungible.In practical terms, going short can be considered the opposite of the conventional practice of ""going long"", whereby an investor profits from an increase in the price of the asset. Mathematically, the return from a short position is equivalent to that of owning (being ""long"") a negative amount of the instrument. A short sale may be motivated by a variety of objectives. Speculators may sell short in the hope of realizing a profit on an instrument which appears to be overvalued, just as long investors or speculators hope to profit from a rise in the price of an instrument which appears undervalued. Traders or fund managers may hedge a long position or a portfolio through one or more short positions.