OFFERING CIRCULAR 27 April 2016* J.P. Morgan Structured
... Even if the relevant Securities provide for a minimum scheduled return at maturity, you could still lose some or up to all of your investment where (i) the relevant Issuer (and, if applicable, the Guarantor) becomes insolvent or otherwise fails to meet its payment (or delivery) obligations under the ...
... Even if the relevant Securities provide for a minimum scheduled return at maturity, you could still lose some or up to all of your investment where (i) the relevant Issuer (and, if applicable, the Guarantor) becomes insolvent or otherwise fails to meet its payment (or delivery) obligations under the ...
words - Investor Relations Solutions
... Shares of Pinnacle common stock issued in connection with any such exercise will be converted into the right to receive the merger consideration described above. Each option to purchase Pinnacle common stock that is "in-the-money" but not exercised at the effective time of the merger will be automat ...
... Shares of Pinnacle common stock issued in connection with any such exercise will be converted into the right to receive the merger consideration described above. Each option to purchase Pinnacle common stock that is "in-the-money" but not exercised at the effective time of the merger will be automat ...
CANACCORD CAPITAL CORPORATION, DONALD GRANT
... Pryde often re-aged the debit positions by selling the same security or another one of Pryde’s Small Cap Stocks. If there was no immediate market for the security Pryde was trying to sell to clear off the debt, Pryde made a market by entering an unauthorized buy order for another client. The buying ...
... Pryde often re-aged the debit positions by selling the same security or another one of Pryde’s Small Cap Stocks. If there was no immediate market for the security Pryde was trying to sell to clear off the debt, Pryde made a market by entering an unauthorized buy order for another client. The buying ...
virgin america inc. - corporate
... stockholders of the Merger Proposal is required to complete the Merger described in the accompanying proxy statement. We cannot complete the Merger unless the holders of a majority in voting power of the shares of our voting common stock, par value $0.01 per share (the “ Voting Common Stock ”) vote ...
... stockholders of the Merger Proposal is required to complete the Merger described in the accompanying proxy statement. We cannot complete the Merger unless the holders of a majority in voting power of the shares of our voting common stock, par value $0.01 per share (the “ Voting Common Stock ”) vote ...
The Impact of Hidden Liquidity in Limit Order Books
... approximate the information set available to liquidity demanders and suppliers. By combining the information generated by the algorithm with the true iceberg state, which is observable to the econometrician, we can approximate the information set available to a large trader with an iceberg order in ...
... approximate the information set available to liquidity demanders and suppliers. By combining the information generated by the algorithm with the true iceberg state, which is observable to the econometrician, we can approximate the information set available to a large trader with an iceberg order in ...
threadneedle investment funds icvc - Columbia Threadneedle Investments
... The financial statements have been prepared on the historical cost basis, as modified by the revaluation of investments, in compliance with FRS 102 and in accordance with the Statement of Recommended Practice for Authorised Funds (SORP) issued by the Investment Management Association in May 2014. (b ...
... The financial statements have been prepared on the historical cost basis, as modified by the revaluation of investments, in compliance with FRS 102 and in accordance with the Statement of Recommended Practice for Authorised Funds (SORP) issued by the Investment Management Association in May 2014. (b ...
As filed with the Securities and Exchange Commission on July 27
... The following is a summary of some of the information contained in this prospectus. It may not contain all the information that is important to you. To understand this offering fully, you should read carefully the entire prospectus, including the risk factors and the financial statements. In this pr ...
... The following is a summary of some of the information contained in this prospectus. It may not contain all the information that is important to you. To understand this offering fully, you should read carefully the entire prospectus, including the risk factors and the financial statements. In this pr ...
Report of securities` issuer for Q4
... 3.1.5. Taxpayer Identification Number ................................................................. 12 3.1.6. Issuer's affiliates and branches ................................................................. 12 3.2. Issuer’s main economic activity ............................................... ...
... 3.1.5. Taxpayer Identification Number ................................................................. 12 3.1.6. Issuer's affiliates and branches ................................................................. 12 3.2. Issuer’s main economic activity ............................................... ...
Word - corporate
... behalf of us or to which we have referred you. Neither we, the selling stockholders, nor the underwriters have authorized any other person to provide you with information different from that contained in this prospectus and any free writing prospectus. If anyone provides you with different or incons ...
... behalf of us or to which we have referred you. Neither we, the selling stockholders, nor the underwriters have authorized any other person to provide you with information different from that contained in this prospectus and any free writing prospectus. If anyone provides you with different or incons ...
asx release
... calendar year 2017). Notwithstanding that it will result in a temporary increase in Boral's dividend payout ratio, it is Boral's intention to maintain dividend payment per share for its 2017 interim dividend at levels consistent with recent periods, which will apply equally to existing shares and Ne ...
... calendar year 2017). Notwithstanding that it will result in a temporary increase in Boral's dividend payout ratio, it is Boral's intention to maintain dividend payment per share for its 2017 interim dividend at levels consistent with recent periods, which will apply equally to existing shares and Ne ...
Post Holdings, Inc. Common Stock - corporate
... Earlier this year, we announced our intention to separate our Post ® brand ready-to-eat cereal products business into a new, publicly traded company, which we have named Post Holdings, Inc. As two distinct businesses, we believe Ralcorp and Post will be better positioned to capitalize on significant ...
... Earlier this year, we announced our intention to separate our Post ® brand ready-to-eat cereal products business into a new, publicly traded company, which we have named Post Holdings, Inc. As two distinct businesses, we believe Ralcorp and Post will be better positioned to capitalize on significant ...
word - Nasdaq`s INTEL Solutions
... provided by numerous airlines, lodging properties, car rental companies, cruise lines and destination service providers, such as attractions and tours. Using a portfolio approach for IAC Travel's brands and businesses allows it to target a broad range of customers looking for different value proposi ...
... provided by numerous airlines, lodging properties, car rental companies, cruise lines and destination service providers, such as attractions and tours. Using a portfolio approach for IAC Travel's brands and businesses allows it to target a broad range of customers looking for different value proposi ...
Quantitative Easing and Volatility Spillovers across
... Introduction “What QE means for the world?” asks The Economist magazine of February 14th 2013. ...
... Introduction “What QE means for the world?” asks The Economist magazine of February 14th 2013. ...
2015 Implementing Rules and Regulations of the Securities
... 4.2.4. The Enforcement and Investor Protection Department ensures compliance by all market participants, issuers and individuals, and takes appropriate enforcement action against them for legal infraction of the Code and other relevant laws, rules and regulations administered by the Commission. 4.3. ...
... 4.2.4. The Enforcement and Investor Protection Department ensures compliance by all market participants, issuers and individuals, and takes appropriate enforcement action against them for legal infraction of the Code and other relevant laws, rules and regulations administered by the Commission. 4.3. ...
Black Knight Financial Services, Inc. (Form: S-1/A
... approximately $0.7 trillion according to the Federal Reserve Statistical Release. Many of these second lien mortgages were historically originated and serviced by banks. The large and stable first lien mortgage servicing market consists of approximately 50 million loans according to the BKFS Mortgag ...
... approximately $0.7 trillion according to the Federal Reserve Statistical Release. Many of these second lien mortgages were historically originated and serviced by banks. The large and stable first lien mortgage servicing market consists of approximately 50 million loans according to the BKFS Mortgag ...
music broadcast limited
... India (Issue of Capital and Disclosure Requirements) Regulations, 2009, as amended (“SEBI ICDR Regulations”), wherein 50% of the Offer shall be allocated on a proportionate basis to qualified institutional buyers (“QIBs”). Our Company may, in consultation with the BRLM, allocate up to 60% of the QIB ...
... India (Issue of Capital and Disclosure Requirements) Regulations, 2009, as amended (“SEBI ICDR Regulations”), wherein 50% of the Offer shall be allocated on a proportionate basis to qualified institutional buyers (“QIBs”). Our Company may, in consultation with the BRLM, allocate up to 60% of the QIB ...
Bunge LTD (Form: 10-K, Received: 02/28/2017 19:43:05)
... generate trade finance derived liquidity in emerging markets for customers and other third parties. Our financial risk management services include structuring and marketing over-the-counter ("OTC") risk management products to enable agricultural producers and end users of commodities to manage their ...
... generate trade finance derived liquidity in emerging markets for customers and other third parties. Our financial risk management services include structuring and marketing over-the-counter ("OTC") risk management products to enable agricultural producers and end users of commodities to manage their ...
Page 1 of 5 Q1 2017 100.00% 95.64% 3.93% 0.43% 90.72
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
HSBC Jintrust Large Cap Equity Securities Investment Fund
... With the Fund’s investment philosophy of “relatively high stock position, blue chip company investment and selective research” and a stock selection strategy of “research creates values”, in its investment decision making process, the Fund makes wellproportioned asset allocations in different asset ...
... With the Fund’s investment philosophy of “relatively high stock position, blue chip company investment and selective research” and a stock selection strategy of “research creates values”, in its investment decision making process, the Fund makes wellproportioned asset allocations in different asset ...
Gannett SpinCo, Inc. - Morningstar Document Research
... The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded ...
... The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded ...
Short (finance)
In finance, short selling (also known as shorting or going short) is the practice of selling securities or other financial instruments that are not currently owned, and subsequently repurchasing them (""covering""). In the event of an interim price decline, the short seller will profit, since the cost of (re)purchase will be less than the proceeds which were received upon the initial (short) sale. Conversely, the short position will be closed out at a loss in the event that the price of a shorted instrument should rise prior to repurchase. The potential loss on a short sale is theoretically unlimited in the event of an unlimited rise in the price of the instrument, however in practice the short seller will be required to post margin or collateral to cover losses, and any inability to do so on a timely basis would cause its broker or counterparty to liquidate the position. In the securities markets, the seller generally must borrow the securities in order to effect delivery in the short sale. In some cases, the short seller must pay a fee to borrow the securities and must additionally reimburse the lender for cash returns the lender would have received had the securities not been loaned out.Short selling is most commonly done with instruments traded in public securities, futures or currency markets, due to the liquidity and real-time price dissemination characteristic of such markets and because the instruments defined within each class are fungible.In practical terms, going short can be considered the opposite of the conventional practice of ""going long"", whereby an investor profits from an increase in the price of the asset. Mathematically, the return from a short position is equivalent to that of owning (being ""long"") a negative amount of the instrument. A short sale may be motivated by a variety of objectives. Speculators may sell short in the hope of realizing a profit on an instrument which appears to be overvalued, just as long investors or speculators hope to profit from a rise in the price of an instrument which appears undervalued. Traders or fund managers may hedge a long position or a portfolio through one or more short positions.