Chen_uta_2502D_12115
... possibilities, such as investor overconfidence. 1.1 Motivation The understanding of reasons to trade is of interest not only because of heavy trading in both equity and options market but also because of higher volatilities associated with increasing trading volume in recent years. Although we canno ...
... possibilities, such as investor overconfidence. 1.1 Motivation The understanding of reasons to trade is of interest not only because of heavy trading in both equity and options market but also because of higher volatilities associated with increasing trading volume in recent years. Although we canno ...
BASE PROSPECTUS Dated 9 September 2016 NOMURA BANK
... This document (the Base Prospectus) constitutes a base prospectus in respect of the Programme (as defined below). Any Securities (as defined below) issued on or after the date of this Base Prospectus are issued subject to the provisions herein. This Base Prospectus constitutes a base prospectus issu ...
... This document (the Base Prospectus) constitutes a base prospectus in respect of the Programme (as defined below). Any Securities (as defined below) issued on or after the date of this Base Prospectus are issued subject to the provisions herein. This Base Prospectus constitutes a base prospectus issu ...
Credit Suisse AG Credit Suisse International
... The interest payable under certain Securities issued under this Base Prospectus may also be calculated by reference to a fixed rate of interest or a reference rate for determining floating rate interest. Potential for Discretionary Determinations by the Issuer under the Securities Under the terms an ...
... The interest payable under certain Securities issued under this Base Prospectus may also be calculated by reference to a fixed rate of interest or a reference rate for determining floating rate interest. Potential for Discretionary Determinations by the Issuer under the Securities Under the terms an ...
Form N-30D HARTFORD LIFE INSURANCE CO
... The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded ...
... The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded ...
profit and loss account - State Bank of Pakistan
... Dealing securities are marketable securities that are acquired and held with the intention of reselling them in the short term. Investment securities are acquired and held for yield or capital growth purposes and are usually held maturity 2. ADVANCE: Advances (Net of Provisions) Rupees in ‘000 Gross ...
... Dealing securities are marketable securities that are acquired and held with the intention of reselling them in the short term. Investment securities are acquired and held for yield or capital growth purposes and are usually held maturity 2. ADVANCE: Advances (Net of Provisions) Rupees in ‘000 Gross ...
Quantitative Easing and Volatility Spillovers across
... Quantitative Easing and Volatility Spillovers across Countries and Asset Classes ...
... Quantitative Easing and Volatility Spillovers across Countries and Asset Classes ...
MSCI Equity Indexes February 2016 Index Review
... Index returns do not represent the results of actual trading of investible assets/securities. MSCI maintains and calculates indexes, but does not manage actual assets. Index returns do not reflect payment of any sales charges or fees an investor may pay to purchase the securities underlying the inde ...
... Index returns do not represent the results of actual trading of investible assets/securities. MSCI maintains and calculates indexes, but does not manage actual assets. Index returns do not reflect payment of any sales charges or fees an investor may pay to purchase the securities underlying the inde ...
The pricing of volatility risk across asset classes
... innovations of US equities over a long sample period. We find that the (unbalanced) panel of univariate volatility innovations is well described by a simple factor structure. Moreover, the principal factor is highly correlated with the various market index volatility innovations, although substanti ...
... innovations of US equities over a long sample period. We find that the (unbalanced) panel of univariate volatility innovations is well described by a simple factor structure. Moreover, the principal factor is highly correlated with the various market index volatility innovations, although substanti ...
Mac. Income securities perspec
... subsidiary of Macquarie. Only the Trustee may bring proceedings against Macquarie Finance Limited in order to enforce the rights of an investor in respect of a Note. Macquarie has provided a Performance Guarantee to investors in respect of Macquarie Finance Limited’s obligations to pay interest whic ...
... subsidiary of Macquarie. Only the Trustee may bring proceedings against Macquarie Finance Limited in order to enforce the rights of an investor in respect of a Note. Macquarie has provided a Performance Guarantee to investors in respect of Macquarie Finance Limited’s obligations to pay interest whic ...
Quid pro quo? What factors influence IPO allocations to
... aspects of financial regulation and to creating rigorous evidence to support its decision-making. To facilitate this, we publish a series of Occasional Papers, extending across economics and other disciplines. The main factor in accepting papers is that they should make substantial contributions to ...
... aspects of financial regulation and to creating rigorous evidence to support its decision-making. To facilitate this, we publish a series of Occasional Papers, extending across economics and other disciplines. The main factor in accepting papers is that they should make substantial contributions to ...
Stock Return Serial Dependence and Out-of
... exploit serial dependence in a more general form than most of the previously documented approaches, and yet they are profitable only for transaction costs below 10 basis points. This implies that, when evaluating trading strategies that exploit serial dependence in stock returns, accounting for the ...
... exploit serial dependence in a more general form than most of the previously documented approaches, and yet they are profitable only for transaction costs below 10 basis points. This implies that, when evaluating trading strategies that exploit serial dependence in stock returns, accounting for the ...
Dark pools in European equity markets
... equity trading in Europe. New trading venues and new types of traders have emerged, affecting the costs of trading for different participants. The growth of dark pools, trading venues where information about orders is not displayed before execution, has been one aspect of these structural developmen ...
... equity trading in Europe. New trading venues and new types of traders have emerged, affecting the costs of trading for different participants. The growth of dark pools, trading venues where information about orders is not displayed before execution, has been one aspect of these structural developmen ...
- - - - Prospectus Open Joint-Stock Company«Pharmsynthez
... of the Issuer held on 06/30/2010 Year (record of June 30, 2010 № 10 GOS/2010). There were no Issuer's shareholders, who voted against or did not participate in the vote on issuing of excess shares through private placement. The decision to increase authorized capital by issuing excess shares throug ...
... of the Issuer held on 06/30/2010 Year (record of June 30, 2010 № 10 GOS/2010). There were no Issuer's shareholders, who voted against or did not participate in the vote on issuing of excess shares through private placement. The decision to increase authorized capital by issuing excess shares throug ...
TERADYNE, INC (Form: 10-K, Received: 02/28/2014
... Our acquisition of Eagle Test Systems, Inc. (“Eagle Test”) in November of 2008 expanded our product offerings to include the ETS platform. The ETS platform is used by semiconductor manufacturers and assembly and test subcontractors, primarily in the low pin count analog/mixed signal discrete markets ...
... Our acquisition of Eagle Test Systems, Inc. (“Eagle Test”) in November of 2008 expanded our product offerings to include the ETS platform. The ETS platform is used by semiconductor manufacturers and assembly and test subcontractors, primarily in the low pin count analog/mixed signal discrete markets ...
HSBC Jintrust Large Cap Equity Securities Investment Fund
... the Fund and report of investment portfolio, etc. in this report on August 26, 2016 pursuant to the Fund Contract and guarantees that there exist no false statements, misleading information or major omissions in the content reviewed. The Fund Manager manages and operates the Fund’s assets by the pri ...
... the Fund and report of investment portfolio, etc. in this report on August 26, 2016 pursuant to the Fund Contract and guarantees that there exist no false statements, misleading information or major omissions in the content reviewed. The Fund Manager manages and operates the Fund’s assets by the pri ...
Decimalization, trading costs, and information transmission between
... increases in the S&P 500 futures bid–ask spreads, but the spreads remain low relative to those of S&P 500 ETFs, which is consistent with the empirical results here. DeJong and Donders (1998) examine the relations between futures, options, and index levels, and find that futures significantly lead opt ...
... increases in the S&P 500 futures bid–ask spreads, but the spreads remain low relative to those of S&P 500 ETFs, which is consistent with the empirical results here. DeJong and Donders (1998) examine the relations between futures, options, and index levels, and find that futures significantly lead opt ...
Trading Volume Reaction to the Earnings Reconciliation from IFRS
... whether investors still find the earnings reconciliation from IFRS as issued by the IASB to U.S. GAAP useful in their trading decision, which is more pertinent to the SEC’s decision to abolish the reconciliation requirement. Third, we explore two mechanisms that might affect the trading volume reac ...
... whether investors still find the earnings reconciliation from IFRS as issued by the IASB to U.S. GAAP useful in their trading decision, which is more pertinent to the SEC’s decision to abolish the reconciliation requirement. Third, we explore two mechanisms that might affect the trading volume reac ...
Why do foreign firms leave US equity markets?
... not require that firms choose to cross-list because of a bonding benefit. All that is required for that theory to be valid is the existence of a benefit from cross-listing that decreases for some firms because of competitive reasons. For such firms, cross-listing becomes a net cost rather than a ne ...
... not require that firms choose to cross-list because of a bonding benefit. All that is required for that theory to be valid is the existence of a benefit from cross-listing that decreases for some firms because of competitive reasons. For such firms, cross-listing becomes a net cost rather than a ne ...
Momentum and Investor Sentiment
... effect on momentum returns and is investigated accordingly. Not only does this thesis provide out-of-sample evidence, it also expands the study of sentiment to incorporate global investor sentiment. Sentiment represents the state of mind of the investors. From a psychological viewpoint, investors’ d ...
... effect on momentum returns and is investigated accordingly. Not only does this thesis provide out-of-sample evidence, it also expands the study of sentiment to incorporate global investor sentiment. Sentiment represents the state of mind of the investors. From a psychological viewpoint, investors’ d ...
BlackBerry Receives Investment of U.S. $1 Billion from Fairfax
... "I am pleased to join a company with as much potential as BlackBerry," said Mr. Chen. "BlackBerry is an iconic brand with enormous potential - but it's going to take time, discipline and tough decisions to reclaim our success. I look forward to leading BlackBerry in its turnaround and business model ...
... "I am pleased to join a company with as much potential as BlackBerry," said Mr. Chen. "BlackBerry is an iconic brand with enormous potential - but it's going to take time, discipline and tough decisions to reclaim our success. I look forward to leading BlackBerry in its turnaround and business model ...
Page 1 of 5 Q1 2017 100.00% 95.64% 3.93% 0.43% 90.72
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
... For Quarter Ending March 31, 2017 UBS Financial Services Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routin ...
Dynamic Private Investment Pools
... WHAT IS A MUTUAL FUND AND WHAT ARE THE RISKS OF INVESTING IN A MUTUAL FUND? ..... 2 WHAT IS THE MAIN PURPOSE OF A MUTUAL FUND? ................................................................................................. 2 WHAT DO MUTUAL FUNDS INVEST IN? ....................................... ...
... WHAT IS A MUTUAL FUND AND WHAT ARE THE RISKS OF INVESTING IN A MUTUAL FUND? ..... 2 WHAT IS THE MAIN PURPOSE OF A MUTUAL FUND? ................................................................................................. 2 WHAT DO MUTUAL FUNDS INVEST IN? ....................................... ...
In Re The Bear Stearns Companies, Inc. Securities, Derivative, And
... CDOs: Collateralized debt obligations. CDO Report: Report issued by an employee of BSAM, on April 19, 2007, showing that the CDOs in the Funds were worth substantially less than previously thought. CDO Squared: A CDO backed by other CDO notes. CES: Closed end second lien loans. CF Division: SEC Divi ...
... CDOs: Collateralized debt obligations. CDO Report: Report issued by an employee of BSAM, on April 19, 2007, showing that the CDOs in the Funds were worth substantially less than previously thought. CDO Squared: A CDO backed by other CDO notes. CES: Closed end second lien loans. CF Division: SEC Divi ...
Mastering The Markets
... a multi-dimensional approach to analysing the market, and looks at the relationship between price, spread, and volume. For the correct analysis of volume, one needs to realise that the recorded volume information contains only half of the meaning required to arrive at a correct analysis. The other h ...
... a multi-dimensional approach to analysing the market, and looks at the relationship between price, spread, and volume. For the correct analysis of volume, one needs to realise that the recorded volume information contains only half of the meaning required to arrive at a correct analysis. The other h ...
FORM 10-K - 10K Wizard
... Forward-looking statements provide current expectations of future events based on certain assumptions and any statement that is not strictly a historical statement could be deemed to be a forward-looking statement (for example, statements regarding current or future financial performance, management ...
... Forward-looking statements provide current expectations of future events based on certain assumptions and any statement that is not strictly a historical statement could be deemed to be a forward-looking statement (for example, statements regarding current or future financial performance, management ...