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Privileged Offers for EAS Customers
From now till 31st March, 2015, upon opening a new securities trading account with EAS, customers can enjoy the following
offers1.
Welcome Offers2
- No minimum brokerage charge
- Preferential brokerage rate of 0.1% of the transaction amount for transactions executed via various electronic channels
- Preferential brokerage rate of 0.15% of the transaction amount for transactions executed via manned channels
Extra Margin Account Offers
New margin account holders can also enjoy:
- A refund of 20% of the brokerage fee or 50% of the margin interest paid, whichever is higher, up to a maximum refund of
HK$3,800 per account
- A brokerage waiver for selling the allotted shares which were subscribed through stagging loan services within the first
three days of debut listing.
- Margin interest rate of P3 - 1.45% per annum
1
Customers who successfully open a new securities account with East Asia Securities Company Limited on or before 31st March, 2015 will
be eligible for the welcome offers. All offers are valid till 30th April, 2015. Any new account opened after 31st March, 2015 will not be eligible
to enjoy the welcome offers.
2 Applicable
3
to cash accounts and share margin accounts.
"P" refers to the Prime Rate as quoted and revised by The Bank of East Asia, Limited from time to time.
General Terms and Conditions
- The promotional period for the offers set above ("the Offers") runs from 1st January, 2015 to 31st March, 2015. (both days
inclusive) (the "Promotional Period").
- The Offers are valid from 1st January, 2015 to 30th April, 2015 (both days inclusive) (the "Privileged Period").
- Employees of East Asia Securities Company Limited ("EAS") or The Bank of East Asia, Limited ("BEA") will not be able to
enjoy the Offers. Employees include any person who is employed by EAS or BEA at any time during the Promotional
Period.
- The Offers are only applicable to EAS retail customers.
- EAS reserves the sole right to vary or cancel any of the promotional offers and/or benefits mentioned herein and/or amend
or alter these Terms and Conditions at any time without prior notice. In the event of any dispute, the decision of EAS shall
be final and conclusive.
- Should there be any discrepancy between the English and Chinese versions of these Terms and Conditions, the English
version shall apply and prevail.
Welcome Offer Terms and Conditions
- Customers who successfully open a new securities account during the Promotional Period will be eligible to enjoy the
welcome offers during the Privileged Period. New accounts opened after 31st March, 2015 will not be eligible for the
welcome offers.
- Customers who have already held or maintained any securities account with EAS at any point from 1st September, 2014
are not eligible for the welcome offers.
- Electronic channels include the internet, mobile phone, and automated phone trading services.
- Manned channels include channels where orders that are called in and received by our dealer or placed over the counter
at EAS branches or securities services centres.
- The preferential brokerage rate and the "no minimum brokerage charge" privileges will cease to be applicable and EAS’s
standard brokerage rate and standard minimum brokerage charge will apply from 1st May, 2015.
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Extra Margin Account Offers Terms and Conditions
- Customers who successfully open a new margin account during the Promotional Period will be eligible to enjoy a refund
of 20% the brokerage fee or 50% of the margin interest paid during the Privileged Period, whichever is higher, up to a
maximum of HK$3,800.
- The brokerage fee and margin interest for IPO subscriptions and stagging loan services will be excluded when calculating
the refund.
- Eligible customers must first pay all brokerage fees and margin interest in full with no discount. The total refund amount (if
any) will be credited to the corresponding margin account of each eligible customer on or before 1st June, 2015. Any
customer who does not maintain a vaild and active margin account with EAS at the date of refund will not be eligible to
receive the refund amount.
- The refund amount of the brokerage fee or the margin interest paid (as the case may be) will be calculated in Hong Kong
dollars. For non-Hong Kong dollar transactions, the exchange rate on the date of calculation of the refund amount will be
adopted. Save and except due to manifest error, the calculation of EAS will be final and conclusive.
- The brokerage waiver for selling the allotted shares which were subscribed through stagging loan services within the first
three days of debut listing will be credited to the corresponding margin account of each eligible customer within two weeks
since the date of the debut listing for respective stocks.
- The preferential margin interest rate will be subject to review by EAS and the margin interest rate may be changed from
time to time.
- The offers for new margin accounts are not applicable to BEA Macau Branch customers.
Risk Disclosure
The prices of securities may move up or down, and may become valueless. There is an inherent risk that loss may be
incurred rather than profit gained as a result of buying and selling securities.
Owing to the leverage effect, the risk of loss in securities margin trading may be substantial. In the event of a margin
shortfall, you may be required to deposit additional margin funds or making interest payments at short notice. If the required
margin deposits or interest payments are not made within the prescribed time, your margin collateral may be sold without
your consent. You may sustain losses in excess of your initial investment capital and any cash/other assets deposited as
collateral. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders.
You will remain liable for the full amount of any resulting deficit and interest charged on your account. You should therefore
carefully consider whether margin trading is suitable for you in light of your own financial position and investment objectives
and seek independent advice from your financial adviser.
This promotional material is for reference only. It does not constitute any offer, solicitation or recommendation to the
purchase or sale of any investment products or the provision of investment services.
For enquiries, please call EAS hotline 2308 8111 during office hours.
Website: www.easecurities.com.hk