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1 “Understanding dissemination of Mycobacterium tuberculosis from the lungs 2 during primary infection” 3 4 Running title: M. tb dissemination from the alveolus 5 6 Michelle B. Ryndaka, Dinesh Chandraa,c, Suman Laalb,a, * 7 a 8 York, 10016 United States of America 9 b Department of Pathology, New York University School of Medicine, New York, New Veterans Affairs New York Harbor Healthcare System, New York, New York, 10010 10 United States of America 11 c Present 12 College of Medicine, Bronx, NY, 10461 United States of America address: Dinesh Chandra, Department of Microbiology, Albert Einstein 13 14 *Corresponding Author: Suman Laal 15 Email: [email protected]; Phone: 212-263-4164 16 17 Key words: Mycobacterium tuberculosis; in vitro model; alveolar barrier; ESAT-6; 18 HBHA; adhesins; toxins; dissemination; primary infection 19 Subject category: Pathogenicity and Virulence 20 Word count: Abstract (197 words); Manuscript (3707 words) 21 22 23 1 24 ABSTRACT 25 Understanding how inhaled M. tuberculosis achieve dramatic replication and cross the 26 alveolar barrier to establish systemic latent infection before adaptive immunity is elicited 27 in humans is limited by the small inoculum and the inability to identify time of infection. 28 M. tuberculosis is believed to disseminate via infected macrophages; however, like 29 other Gram-positive bacteria, M. tuberculosis could also cross the barrier directly using 30 adhesins and toxins. An in vitro alveolar-barrier mimicking gas-exchange regions of the 31 alveolus was devised comprising monolayers of human alveolar epithelial and 32 endothelial cells cultured on opposing sides of a basement membrane. Migration of 33 dissemination-competent strains of M. tuberculosis, and dissemination-attenuated M. 34 tuberculosis and M. bovis mutant strains lacking adhesin/toxin ESAT-6 and adhesin 35 HBHA were tested for macrophage-free migration across the barrier. Strains that 36 disseminate similarly in vivo migrated similarly across the in vitro alveolar-barrier. 37 Strains lacking ESAT-6 expression/secretion were attenuated, and absence of both 38 ESAT-6 and HBHA increased attenuation of bacterial migration across the barrier. 39 Thus, like other Gram-positive bacteria, M. tuberculosis utilizes adhesins and toxins for 40 macrophage-independent crossing of the alveolar-barrier. This in vitro model will allow 41 identification and characterization of 42 tuberculosis to establish systemic LTBI during primary infection. molecules/mechanisms employed by 43 44 Key words: Mycobacterium tuberculosis; in vitro model; alveolar barrier; ESAT-6; 45 HBHA; adhesins; toxins; dissemination; primary infection 46 2 M. 47 INTRODUCTION 48 Tuberculosis (TB) is initiated by a few Mycobacterium tuberculosis (M. tb) bacilli 49 entering the alveoli. In TB-endemic countries, infection mostly occurs during childhood, 50 and while ~10% of the infected individuals progress to primary TB, the remaining 51 infections lead to latent TB infection (LTBI). Approximately 15-20% of the reactivation 52 TB in immunocompetent individuals, and ~50% in HIV+ cases occurs exclusively at 53 extrapulmonary sites, indicating systemic bacterial dissemination during primary 54 infection. Studies in animal models demonstrate extensive bacterial replication (>20,000 55 fold) in the lungs and systemic dissemination during the first few days and weeks (2-3 56 weeks) post-aerosol infection and prior to the elicitation of adaptive immunity (Wolf et 57 al., 2008; Chackerian et al., 2002; Ordway et al., 2007). Earlier studies reported the 58 presence of M. tb DNA in normal lung and adipose tissue from autopsied non- 59 tuberculous subjects living in TB-endemic settings (Hernandez-Pando et al., 2000; 60 Neyrolles et al., 2006). Subsequently, LTBI with viable M. tb in macrophages, 61 endothelial cell (EC) and/or epithelial cells in autopsied tissue from lungs, liver, spleen 62 and kidney was demonstrated (Barrios-Payan et al., 2012). In many subjects, LTBI was 63 detected only in the extrapulmonary sites. Same cell-types infected with M. tb are also 64 present in apparently normal tissues in the mouse model of latency (Barrios-Payan et 65 al., 2012). Together these studies confirm the establishment of systemic LTBI during 66 primary infection (Barrios-Payan et al., 2012; Laal, 2012). 67 Systemic dissemination is fundamental to the pathogenesis of M. tb (Vidal 68 Pessolani et al., 2003); however, understanding M. tb dissemination during primary 69 infection in humans is limited by the small number of the bacteria that are inhaled, and 3 70 the inability to identify the time of infection. It is believed that dissemination of M. tb 71 occurs by the “Trojan Horse” mechanism wherein alveolar macrophages that 72 phagocytose M. tb invade the epithelium, elicit inflammatory responses, and recruit 73 macrophages from the blood stream, which in turn transport the bacteria systemically. 74 However, other bacteria also utilize repertoires of adhesins, which promote 75 adherence/invasion of the barrier cells, and toxins, which lyse these cells to increase 76 barrier permeability, in order to directly cross their relevant barriers. Studies with an in 77 vitro alveolar bilayer model (A549- apical:EAhy926-basolateral) implicated the use of 78 both the “Trojan horse” and the “direct migration” mechanisms by M. tb (Bermudez et 79 al., 2002). However, this model lacked a basement membrane (BM) between the 80 alveolar epithelial cell (AEC) and EC bilayer, and the direct bacterial migration of M. tb 81 could be ascribed to an incomplete BM. 82 M. tb expresses several adhesins, HBHA, malate synthase (Rv1837c; MS), and 83 ESAT-6, that enable bacterial attachment to the AEC (Pethe et al., 2001; Kinhikar et al., 84 2006; Kinhikar et al., 2010). HBHA, a heparan sulphate proteoglycan receptor-binding 85 adhesion, promotes adherence to AEC but not to macrophages (Pethe et al., 2001). 86 ESAT-6 is both a laminin-binding adhesin that binds AEC and is a pore-forming toxin 87 that lyses macrophages and AEC in vivo and in vitro (Hsu et al., 2003; Kinhikar et al., 88 2010; McDonough & Kress, 1995) Transcripts for ESAT-6, MS, and HBHA are 89 upregulated in M. tb in AEC cells (Ryndak et al., 2015; Delogu et al., 2006), while they 90 are unaffected in bacteria replicating in macrophages (Schnappinger et al., 2003; 91 Fontan et al., 2008). M. bovis BCG, M. tb H37Rv esat-6 and M. bovis BCG hbha are 92 attenuated for dissemination from the lungs in animal models (Lewis et al., 2003; Pethe 4 93 et al., 2001). Together, these results raise the possibility that like other bacteria, M. tb 94 also uses adhesins and toxins to achieve “direct migration” across the alveolar barrier 95 by transcellular and/or paracellular mechanisms. 96 To investigate roles for HBHA and ESAT-6 in the direct migration of M. tb across 97 the alveolar barrier, we modified the in vitro alveolar barrier to address the shortcomings 98 of the earlier model (Bermudez et al., 2002). While AECs express the components of 99 the BM in vitro, the provision of exogenous laminin is necessary for complete BM 100 formation (Furuyama & Mochitate, 2000). Our model therefore incorporates a BM 101 between the AEC and EC monolayers and uses the more relevant human pulmonary 102 artery EC line, HPAE-26. 103 Studies with our human in vitro alveolar barrier demonstrate the macrophage- 104 free migration of clinical M. tb strains. ESAT-6 mutants, M. bovis BCG and M. tb H37Rv 105 esat-6, and ESAT-6 secretion-deficient M. tb H37Rv phoP are similarly attenuated for 106 transmigration; and the M. bovis BCG hbha (lacking both ESAT-6 and HBHA), 107 demonstrates greater attenuation of transmigration compared to strains lacking ESAT-6 108 alone. These results provide evidence that like other Gram-positive bacteria, M. tb may 109 also employ the synergistic activity of adhesins and toxins to achieve macrophage- 110 independent direct transmigration across the alveolar barrier during primary infection. 111 112 MATERIALS AND METHODS 113 M. tb infection and replication in HPAE-26 cells: The earlier in vitro alveolar bilayer 114 barrier included bilayers of AEC (A549; human type II AEC), but a non-physiological EC 115 line (EAhy926) which is a hybrid of human umbilical vein EC and A549 cells) (Bermudez 5 116 et al., 2002). To confirm that human pulmonary artery EC (HPAE-26) (Coriell; 117 WC00107) get infected with and support M. tb replication (Fig. 1), 5 x 105/well HPAE-26 118 were seeded into wells of a 24 well plate (or glass coverslips in wells for microscopy) 119 pre-coated with 0.1% pig gelatin 10 min and cultured in F12K medium supplemented 120 with 10% fetal bovine serum (FBS), 0.1 mg/ml heparin and 0.03 mg/ml endothelial cell 121 growth factor and grown to confluency. Confluent monolayers were washed with F12K 122 medium and infected with M. tb H37Rv at multiplicities of infection (MOI) 1:1 and 5:1 123 bacteria to cell for 2 hr. Infected cells were washed thrice with F12K medium and 124 remaining extracellular bacteria were killed by amikacin treatment (200 ug/ml) for 1 hr. 125 Amikacin was removed by washing thrice with F12K medium and replaced with F12K 126 1% FCS. At indicated time points and in triplicate, infected cells were washed thrice with 127 F12K medium and lysed with 0.1% triton X-100 for colony forming units (CFUs) (Fig. 1a) 128 or fixed with 60% acetone 20 min for staining and light microscopy (Fig. 1b). Lysates 129 were serially diluted, plated onto 7H11 Middlebrook plates and incubated at 37C for 130 CFUs. Fixed infected cells on coverslips were acid-fast stained by the Kinyoun stain (TB 131 Stain kit K; Fisher Scientific), visualized under oil-emersion (Nikon Eclipse 80i light 132 microscope) and images captured using a mounted Nikon CoolPix 9400 digital camera. 133 Human in vitro alveolar barrier: To mimic the human in vivo alveolar barrier (Fig. 2a and 134 2b), BM preparation (Matrigel; BD Biosiences), diluted in ice-cold serum-free medium, 135 was pipetted (60 g/cm2) onto 3 m porous membranes of transwell permeable 136 supports (Costar), incubated 1 hr at 37°C followed by overnight at room temperature. 137 The polymerized BM was moistened for 1-2 hr at 37°C with serum-free F12K media, 138 surplus media removed, and inserts placed upside-down in wells of a 24-well plate. The 6 139 exposed bottom sides of the transwells were seeded with 10 5/100l HPAE-26 cells in 140 F12K containing glutamine, 10% FBS, heparin (0.05 mg/ml) and EC growth supplement 141 (ECGS) (0.02 mg/ml) and the cell-seeded inverted transwells left undisturbed for ~45 142 min to allow cellular adherence. The HPAE-26-seeded inserts were gently turned into 143 upright position into wells containing 500l F12K-glutamine/FBS/heparin/ECGS, and 144 200l F12K-glutamine/10% FBS added to upper chambers. The slower growth rate of 145 HPAE-26 cells compared to A549 cells requires that HPAE-26 cells be seeded to the 146 basal surface of the BM-coated transwells 2 days prior to the seeding of A549 cells to 147 the apical surface, to enable confluent monolayers of both cell-lines to form 148 simultaneously. At 48 hr post-HPAE-26 seeding, the upper chambers are seeded with 149 105/200l A549 cells (ATCC; CCL-185). Transwells with similarly seeded HPAE-26 or 150 A549 cells alone were included as controls. Starting one day post-seeding for each cell 151 type, the transmembrane electrical resistance (TER) of the monolayers/bilayer in 152 triplicate wells was monitored daily using a MilliCell ERS Volt/Ohm meter (Millipore) until 153 stabilization (Fig. 2c). TER of duplicate BM-infused, cell-free transwells were also 154 recorded daily to account for fluctuations in TER readings. 155 Mycobacterial strains: M. tb H37Rv and clinical isolates CDC1551 and HN878 exhibit 156 similar dissemination from the lungs in aerosol-infected animal models (Palanisamy et 157 al., 2008). M. tb esat-6 and M. bovis BCG (attenuated for expression of ESAT-6 and 158 in vivo dissemination) (Hsu et al., 2003; Lewis et al., 2003; Guinn et al., 2004), and M. 159 tb H37Rv phoP (deficient for secretion of ESAT-6) (Frigui et al., 2008) were tested in 160 parallel with wild type M. tb H37Rv. In addition, M. bovis BCG hbha (attenuated for 7 161 expression of both ESAT-6 and HBHA) (Pethe et al., 2001) was evaluated for migration 162 across the human in vitro alveolar barrier. 163 Trans-alveolar barrier migration experiments: Mid-log phase bacteria (cultured in 7H9 164 broth supplemented with 0.2% glycerol, 10% ADC, 0.05% Tween80) in single-cell 165 suspensions (~107 CFU; 200 l) were added to upper chambers of fully-formed in vitro 166 alveolar barriers in triplicate for each strain. Inocula CFUs were verified by plating serial 167 dilutions on 7H11 Middlebrook agar. At 72 hr post-infection, media from the bottom 168 chambers were collected, diluted, and plated for CFUs. Percent migration was 169 calculated (# CFU in bottom chamber/# CFU in inoculum) x 100. Percent migrations 170 were normalized in comparison to the value obtained for the M. tb H37Rv assayed in 171 parallel and set at 1. (Absolute percent migrations of M. tb H37Rv ranged 0.15 – 1% in 172 separate experiments.) The Mann Whitney one tailed test was used to determine 173 statistical significance (GraphPad Prism 5 software); P values ≤ 0.05 were considered 174 statistically significant. (While attenuations of M. tb H37Rv esat-6 and M. bovis BCG 175 compared to M. tb H37Rv wild type and of M. bovis BCG hbha to BCG wild type were 176 verified in additional separate experiments, the migration of M. tb H37Rv phoP across 177 the in vitro alveolar barrier was performed once in comparison to M. tb H37Rv wild type 178 and M. bovis BCG.) 179 180 RESULTS 181 HPAE-26 cells are infected with and support M. tb replication: Human cell-line 182 A549 is widely used for studies of interactions of other pulmonary pathogens e.g., 183 Influenza A, Streptococcus pneumoniae, Staphylococcus aureus etc., with human AEC. 8 184 In contrast to the extensive information on M. tb invasion and replication in A549 cells, 185 studies with human HPAE-26 EC are not reported. Our results demonstrate that at 186 MOIs of 1:1 and 5:1, intra-HPAE-26 M. tb H37Rv CFU increased by ~1.7 and ~3.6 fold 187 by day 3, and ~12.8 and ~8.5 fold by day 5, respectively (Fig. 1a). Kinyoun staining of 188 fixed M. tb-infected HPAE-26 revealed increasing numbers of acid-fast bacteria in the 189 cells over time (Fig. 1b). Thus M. tb infects EC and replicates intracellularly in these 190 cells. 191 Human in vitro alveolar barrier: A bilayer model of the alveolar barrier based on 192 monolayers of human AEC and EC on opposing sides of a BM-infused permeable 193 transwell membrane was devised (Fig. 2b). There was no effect on morphology or 194 cellular replication of either cell type during growth on BM (data not shown). The 195 developing monolayers of the two cell-types were monitored individually and in parallel 196 with the bilayer by measuring the TER between the upper and bottom chambers of 197 triplicate wells (Fig. 2c). TER measurements for EC-seeded transwell inserts increase 198 from 1 day post-seeding (~382 +/-14 ohms/cm2) to peak/plateau at 8 days post-seeding 199 (~464 +/- 64 ohms/cm2). TER values in AEC-seeded transwell inserts also increase 200 from 1 day post-seeding (~398 +/-4 ohms/cm2) to peak/plateau 6 days post-seeding 201 (~472 +/- 19 ohms/cm2). The initial TER for the bilayer (419 +/-11 ohms/cm2) at 1 day 202 post-A549 seeding increases to peak/plateau at ~493 +/- 9 ohms/cm2 on day 8 post- 203 EC-seeding (day 6 post- AEC-seeding) and is higher than the TER for either monolayer 204 alone. The resulting bilayer mimics the gas exchange regions of the human alveolar 205 barrier in that the AEC and EC share a BM with the apical AEC-seeded side 9 206 representing the alveolar lumen and the basolateral EC-seeded side representing the 207 capillary lumen (Fig. 2a and 2b). 208 Migration of M. tb H37Rv and clinical isolates across the human in vitro alveolar 209 barrier: M. tb H37Rv, CDC1551 and HN878, strains that disseminate similarly in vivo 210 (Palanisamy et al., 2008), demonstrated similar migration across the human in vitro 211 alveolar barrier (Fig. 3a). There was no statistically significant difference between the 212 percent migration of the three strains (0.99 +/- 0.33%; 1.0 +/- 0.14%; 1.0 +/-0.13%, 213 respectively) suggesting that the bacterial factors and mechanisms responsible for 214 direct migration across the alveolar barrier are conserved and similar in all 3 strains. 215 Migration of in vivo dissemination–attenuated mycobacterial strains across the 216 human in vitro alveolar barrier: The migrations of M. tb H37Rv esat-6, M. bovis 217 BCG, and M. tb H37Rv phoP were evaluated in parallel with M. tb H37Rv (Fig. 3b). 218 The three mutant strains were all similarly attenuated for migration across the human in 219 vitro alveolar barrier (~50% compared to H37Rv). There was no significant difference 220 between the percent migrations of the three mutant strains (Fig. 3b). These results 221 demonstrate a role for ESAT-6 in the direct crossing of M. tb across the alveolar barrier. 222 Disruption/deletion of hbha in M. tb or M. bovis BCG causes attenuated 223 dissemination from the lungs of intra-nasally-infected mice (Pethe et al., 2001). The 224 migration of H37Rv, BCG, and BCG hbha were also evaluated in parallel (Figure 3B). 225 Migration of BCG hbha was 40% lower than BCG (P value = 0.05) and 72% lower than 226 H37Rv (P value = 0.05). Migration of BCG hbha, was diminished compared to both M. 227 tb esat-6 and M. tb phoP as well as BCG, all of which express hbha in a background 228 attenuated for esat-6 expression and/or ESAT-6 secretion. Importantly, simultaneous 10 229 deficiency of two adhesins demonstrated increased attenuation of bacterial migration 230 across the barrier. Thus, strains that exhibit attenuated dissemination from the lung in 231 vivo in animal models are also attenuated for migration across the human in vitro 232 alveolar barrier, validating the model for studies of macrophage-independent M. tb 233 dissemination across the alveolar barrier. 234 235 DISCUSSION 236 In vitro models of mucosal barriers have enhanced our understanding of the 237 mechanisms used by pathogens such as Shigella spp., enteropathogenic Yersinia, and 238 Streptococcus pneumoniae, just to name a few, to cross their relevant barriers 239 (McCormick, 2003). To investigate the M. tb proteins and the mechanisms employed by 240 M. tb to directly cross the alveolar barrier during primary infection, we devised an 241 accurate mimic of the human in vivo alveolar barrier. M. tb strains that disseminate 242 similarly in animal models migrated similarly across this human in vitro alveolar barrier 243 (Fig. 3a). Importantly, BCG and M. tb esat-6, which are attenuated for dissemination 244 from the lungs in aerosol-infected mice, are equally attenuated for transmigration across 245 the human in vitro alveolar barrier (Fig. 3b), as is M. tb phoP (deficient for ESAT-6 246 secretion) (Fig. 3b). The BCG hbha strain demonstrated enhanced attenuation for 247 macrophage-independent transmigration compared to the mutants lacking only ESAT-6 248 (Fig. 3b). Together, these results provide evidence for synergistic participation of ESAT- 249 6 and HBHA in direct migration across the alveolar barrier in humans. 250 The massive replication of M. tb in a non-migrating, non-antigen-presenting 251 compartment of the lungs in aerosol-infected mice (Wolf et al., 2008), the presence of 11 252 M. tb in the AEC in non-TB humans (Barrios-Payan et al., 2012; Hernandez-Pando et 253 al., 2000), and the enhanced infectivity of M. tb retrieved from type II AEC to cross a 254 bilayer of A549 and Eahy926 cells (Bermudez et al., 2002) indicate that M. tb exploits 255 the non-phagocytic intra-AEC environment to both replicate actively (Wolf et al., 2008; 256 Mehta et al., 1996) and to transition to a disseminative phenotype. This is supported by 257 the transcriptional profile of M. tb replicating in human type II AEC (Ryndak et al., 2015). 258 Thus, intra-AEC M. tb downregulate DosR (DevR) regulon genes and dormancy- 259 inducing stress-related genes, and upregulate genes involved in energy production, 260 protein synthesis, and cell-wall synthesis (Ryndak et al., 2015). In contrast, intra- 261 macrophage M. tb show upregulation of DosR (DevR) regulon genes and stress-related 262 genes associated with transition to dormancy (Schnappinger et al., 2003; Fontan et al., 263 2008). While esat-6 is downregulated in M. tb in macrophages, esat-6 and 5 genes 264 encoding ESAT-6-like proteins, esxH, esxW, esxJ, esxK and esxP, are upregulated in 265 M. tb in type II AEC (Ryndak et al., 2015), as are genes encoding the laminin-binding 266 adhesin MS which promotes bacterial adherence to type II AEC (Kinhikar et al., 2006), 267 Ag 85C (Rv0129c) which is a member of the fibronectin-binding Ag85 complex (Kuo et 268 al., 2012) and Rv3922c which has sequence similarity to hemolysins of other bacteria. 269 Importantly, transcripts for these genes are unaffected during bacterial residence in 270 macrophages (Schnappinger et al., 2003; Fontan et al., 2008). 271 Bacterial dissemination requires that after crossing the alveolar barrier, M. tb 272 survive and adapt to the blood to eventually infect the cells of other organs. Our studies 273 of ex vivo adaptation of M. tb to whole blood from HIV- and HIV+ subjects demonstrated 274 that esat-6 is upregulated in M. tb replicating in both environments (Ryndak et al., 12 275 2014); esat-6 was the most upregulated of ~150 upregulated M. tb genes in blood from 276 HIV+ patients. As in AEC, upregulation of esat-6 was accompanied by upregulation of 277 esxW, esxJ, esxK and esxP. The higher susceptibility of HIV+ patients to M. tb infection 278 as well as disseminated and extrapulmonary TB (EPTB) further emphasizes a potential 279 role for these ESAT-6-like proteins in dissemination of M. tb. 280 Other bacterial pathogens cross the relevant mucosal barriers by synergistic use 281 of repertoires of adhesins and lysins/toxins (Doran et al., 2013). Adhesins enable 282 bacterial anchoring to the cells of the barrier via binding to components of the ECM/BM 283 (laminin, proteoglycans, collagen, fibronectin, elastin etc), and toxins facilitate 284 dissemination by increasing barrier permeability via cell lysis. The upregulation of 285 transcripts for east-6 and hbha in M. tb replicating in AECs (Ryndak et al., 2015; 286 Kinhikar et al., 2010; Delogu et al., 2006), and the greater attenuation of BCG hbha 287 strain for migration across the in vitro alveolar barrier is reminiscent of the synergism of 288 adhesin(s) and toxin(s) reported for other Gram-positive bacteria for direct 289 dissemination. Thus, L. monocytogenes adhesins (FbpA, ActA, InlA) promote 290 attachment/invasion of small intestinal enterocytes (Dramsi et al., 2004; Suarez et al., 291 2001; Bierne et al., 2007) and Listeriolysin O (LLO), a pore-forming toxin, impairs the 292 integrity of the intestinal epithelial barrier (Richter et al., 2009). S. pneumonia adhesins 293 PspC, CbpA and PsaA promote adherence to type II AEC (Nobbs et al., 2009; Chen et 294 al., 2010); while pneumolysin (Ply) is cytotoxic to AEC and EC resulting in increased 295 alveolar permeability (Marriott et al., 2008). S. aureus adhesin SpA promotes invasion 296 across airway epithelial cells via paracellular junctions, alters the epithelial barrier to 297 expose ECM, and enables the S. aureus fibronectin-binding proteins (FnbP) to bind to 13 298 EC (Soong et al., 2011; Sinha et al., 1999), and S. aureus α-toxin detaches epithelial 299 cells from the BM to increase the microvascular EC barrier permeability to promote 300 invasive disease (Phillips et al., 2006; Powers et al., 2012). 301 That relatively low numbers of bacteria (≤ 1%) cross the in vitro alveolar barrier is 302 likely a consequence of the limited time for which the in vitro barrier can be maintained 303 (3-4 days). The extensive replication of M. tb in AEC leads to necrosis and lysis (Dobos 304 et al., 2000; McDonough & Kress, 1995) and subsequent infection of the adjacent 305 AECs (Castro-Garza et al., 2002). Thus, in vivo, M. tb would replicate in the infected 306 AECs, transform to a disseminative phenotype, lyse the cells, spread to adjacent cells, 307 and continue to replicate/lyse, simultaneously disseminating systemically to achieve 308 widespread infection before adaptive immune responses that induce latency are elicited 309 (Wolf et al., 2008). 310 The lack of ESAT-6 and HBHA does not completely abolish dissemination from 311 the mouse lungs (Pethe et al., 2001; Lewis et al., 2003) or migration across the human 312 in vitro alveolar barrier (Fig. 3b), indicating participation of additional bacterial factors. 313 While the functional activities of EsxH, EsxW, EsxJ, EsxK and EsxP are not known, like 314 ESAT-6, these ESAT-6-like proteins are small (~100 amino acids) secreted proteins that 315 lack a secretion signal and share a known or predicted helix-turn-helix structure and 316 central WXG motif (Pallen, 2002). The conservation of these structural features with 317 ESAT-6 despite lack of significant sequence similarity suggests similarity in function 318 thus implicating a potential role for them as adhesins and/or toxins. The human in vitro 319 alveolar barrier described herein will enable exploration of their role in bacterial 320 dissemination from the lungs. 14 321 Strain/lineage-specific differences in virulence phenotype and tropism for 322 extrapulmonary sites are increasingly reported for M. tb (Gagneux & Small, 2007; 323 Palanisamy et al., 2009; Click et al., 2012; Caws et al., 2008). Thus, M. tb strains from 324 CSF of TB meningitis patients disseminate more efficiently than strains from pulmonary 325 TB (PTB) patients (Hernandez-Pando et al., 2010). W-Beijing strains of the East Asian 326 lineage are three times more likely to cause EPTB compared to non-Beijing strains 327 (Kong et al., 2007). The highly transmissible Beijing and F15/LAM4/KZN M. tb families 328 adhere and invade type II AEC with greater efficiency than genetically different clinical 329 strains and M. tb H37Rv (Ashiru et al., 2010). The human in vitro alveolar barrier could 330 also enable understanding of how M. tb strains/lineages differ in their dissemination 331 ability. 332 There are limitations to our human in vitro alveolar barrier model. First, the in vivo 333 alveolar barrier is comprised of both type I and type II AEC; the model includes only the 334 latter cell-type. There is no true type I AEC line available, and the current type I model 335 cell-line, WI-26, which is lysed by ESAT-6 (Kinhikar et al., 2010) and CFP21 (Vir et al., 336 2014), is a lung fibroblast line with epithelial-like morphology. Second, our model mimics 337 only the gas-exchange region of the alveoli where there is no interstitial ECM. Other 338 adhesins and toxins may interact with different ECM components in the interstitium. 339 Finally, the contribution of inflammatory responses that damage the alveolar barrier in 340 vivo would not be captured in our model. Nevertheless, the current model will contribute 341 to the identification and characterization of additional M. tb adhesins and lysins that 342 participate in direct bacterial dissemination from the lungs, allow exploration of the 343 pathogen-alveolar interactions of M. tb strains with tropism for extrapulmonary sites of 15 344 infection, and promote understanding of the mechanisms employed by M. tb to establish 345 systemic latent infection. 346 347 ACKNOWLEDGEMENTS 348 We would like to acknowledge the sources of the mycobacterial strains used in this 349 study: Dr. William Jacobs Jr. (Albert Einstein College of Medicine, Bronx, NY) for M. tb 350 H37Rv and M. tb H37Rv esat-6; Dr. Michael Brennan (Aeras, Rockville, MD) for M. 351 bovis BCG and M. bovis hbha BCG; Dr. Issar Smith for M. tb H37Rv phoP and Dr. 352 Gilla Kaplan for clinical isolates CDC1551 and HN878 (both of New Jersey Medical 353 School, Rutgers, State University of New Jersey). 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(2014) Interaction of alveolar epithelial 528 cells with CFP21, a mycobacterial cutinase-like enzyme. Mol Cell Biochem, 396, 529 187-99. 530 WOLF, A. J., DESVIGNES, L., LINAS, B., BANAIEE, N., TAMURA, T., TAKATSU, K. & 531 ERNST, J. D. (2008) Initiation of the adaptive immune response to 532 Mycobacterium tuberculosis depends on antigen production in the local lymph 533 node, not the lungs. J Exp Med, 205, 105-15. 534 535 FIGURE LEGENDS 536 Fig. 1. M. tb H37Rv invades and replicates in HPAE-26 cells. (a) Intracellular M. tb 537 CFU recovered from HPAE-26 infected with M. tb at MOI (bacteria:cells) 1:1 and 5:1 on 538 Days 0 (2 hr), 3 and 5 post-infection. (b) Representative light microscopy images of 539 HPAE-26 (stained with Brilliant Green) infected with M. tb (Kinyoun stain -pink) MOI 1:1 540 under the same conditions as described in panel A. 541 Fig. 2. Creating the human in vitro alveolar barrier. (a) Schematic illustration of the 542 in vivo alveolar barrier. The alveolar lumen is lined with a monolayer of type I (light grey) 543 and type II (blue) alveolar epithelial cells (AEC) which are separated from the alveolar 544 capillary endothelial cells (EC) (dark grey) by interstitial extracellular matrix (ECM) or by 545 a fused basement membrane (BM). To cross this barrier directly, M. tb (fuschia) must 546 invade and replicate in the AEC, exit these cells, cross the ECM/BM/EC and exit to the 24 547 blood circulation. (b) The in vitro alveolar barrier was constructed by growing 548 monolayers of A549 (human type II AEC line) and HPAE-26 (human pulmonary artery 549 EC line) cells on opposite sides of a BM-infused transwell permeable membrane. The 550 upper chamber (A549 side) represents the alveolar lumen while the lower chamber 551 (HPAE-26 side) represents entrance into the blood circulation. (c) Daily transmembrane 552 electrical resistance (TER) (ohms/cm2) measurements monitored in parallel and in 553 triplicate; BM-infused transwells seeded with HPAE-26 alone (red diamonds), A549 554 alone (green squares), or both HPAE-26 and A549 (blue triangles) starting one day post 555 seeding. TER measurements for BM-infused transwells with no cells (purple circles) 556 were also taken in duplicate and in parallel to control for fluctuations in meter reading. 557 Measurements were taken out to 9 days post-HPAE-26 seeding and 7 days post-A549 558 seeding. 559 Fig. 3. Percent migrations of different mycobacterial strains across the human in 560 vitro alveolar barrier. (a) Percent migrations of laboratory M. tb H37Rv and clinical 561 isolates CDC1551 and HN878. (b) Percent migrations of M. tb H37Rv, M. tb H37Rv 562 esat-6, M. tb H37Rv phoP, M. bovis BCG, and M. bovis BCG hbha. All migrations 563 were normalized to M. tb H37Rv = 1. Error bars represent standard errors of triplicate 564 barrier infections. Asterisks (*) indicates statistically significant difference (P value ≤ 565 0.05 by Mann-Whitney one tail test); “ns” indicates not statistically different. 566 567 25