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Transcript
HISTORY 2
Chapter 7
The Emergence of the Islamic World and Medieval Europe
From the third through the fifth centuries of the Common Era, classical civilizations
across Eurasia suffered a series of crises and breakdowns. The Han Dynasty in
China collapsed in 220 C.E. and the Roman Empire in the west had ruptured
irreparably by 476 C.E. These transformations brought the classical era to a close
and ushered in a new period in world history.
In western Eurasia, the passing of the Roman Empire set the context for the
emergence of two new civilizations: the feudal societies of medieval Europe and
the expansive realm of Islam. Although these successors to the Roman Empire
would experience continuous conflicts and confrontations over the next 1000
years, their common origins in the Hellenistic cultures of antiquity made them, in
many ways, sister civilizations.
1. The Origins of Islamic Civilization
The year of Mohammed’s birth, 570 C.E., was a time of transition in western
Eurasia. The Roman Empire had given way to the new Germanic peoples, who
would go on to shape the medieval societies of Western Europe. Meanwhile, in
the east, the grip of the Persian Empire over the lands of Arabia was slipping.
Muhammad began to preach sometime around 613 and won a large following
among the residents of the Arabian peninsula before his death in 632. The man
who succeeded to the leadership of the Islamic religious community was called the
caliph (KAY-lif), literally “successor.” The caliph exercised political authority
because the Muslim religious community was also a state, complete with its own
government and a powerful army that conquered many neighboring regions. The
first four caliphs were chosen from different clans on the basis of their ties to
Muhammad, but after 661 all the caliphs came from a single clan, or dynasty, the
Umayyads, who governed until 750.
1
The Life and Teachings of Muhammad, ca. 570–632
Muhammad was born into a family of merchants sometime around 570 in Mecca,
a trading community in the Arabian peninsula. At the time of his birth, the two
major powers of the Mediterranean world were the Byzantine Empire and the
Sasanian empire of the Persians.
On the southern edge of the two empires lay the Arabian peninsula, which
consisted largely of desert punctuated by small oases. Traders traveling from Syria
to Yemen frequently stopped at the few urban settlements, including Mecca and
Medina, near the coast of the Red Sea. The local peoples spoke Arabic, a Semitic
language related to Hebrew that was written with an alphabet.
The population was divided between urban residents and the nomadic residents of
the desert, called Bedouins (BED-dwins), who tended flocks of sheep, horses, and
camels. All Arabs, whether nomadic or urban, belonged to different clans who
worshiped protective deities that resided in an individual tree, a group of trees, or
sometimes a rock with an unusual shape. One of the most revered objects was a
large black rock in a cube-shaped shrine, called the Kaaba (KAH-buh), at Mecca.
Above these tribal deities stood a creator deity named Allah (AH-luh). (The Arabic
word allah means “the god” and, by extension, “God.”) When, at certain times of
the year, members of different clans gathered to worship individual tribal deities,
they pledged to stop all feuding. During these pilgrimages to Mecca, merchants like
Muhammad bought and sold their wares. Extensive trade networks connected the
Arabian peninsula with Palestine and Syria, and both Jews and Christians lived in
its urban centers.
While in his forties and already a wealthy merchant, Muhammad had a series of
visions in which he saw a figure that Muslims believe was the angel Gabriel. After
God spoke to him through the angel, Muhammad called on everyone to submit to
God. The religion founded on belief in this event is called Islam, meaning
“submission” or “surrender.” Muslims do not call Muhammad the founder of Islam
because God’s teachings, they believe, are timeless. Muhammad taught that his
predecessors included all the Hebrew prophets from the Hebrew Bible as well as
Jesus and his disciples. Muslims consider Muhammad the last messenger of God,
however, and historians place the beginning date for Islam in the 610s because no
one thought of himself or herself as Muslim before Muhammad received his
revelations. Muhammad’s earliest followers came from his immediate family: his
2
wife Khadijah (kah-DEE-juh) and his cousin Ali, whom he had raised since early
childhood.
Unlike the existing religion of Arabia, but like Christianity and Judaism, Islam was
monotheistic; Muhammad preached that his followers should worship only one
God. He also stressed the role of individual choice: each person had the power to
decide to worship God or to turn away from God. Men who converted to Islam had
to undergo circumcision, a practice already widespread throughout the Arabian
peninsula.
Islam developed within the context of Bedouin society, in which men were
charged with protecting the honor of their wives and daughters. Accordingly,
women often assumed a subordinate role in Islam. In Bedouin society, a man could
repudiate his wife by saying “I divorce you” three times. Although women could
not repudiate their husbands in the same way, they could divorce an impotent
man.
Although Muhammad recognized the traditional right of men to repudiate their
wives, he introduced several measures aimed at improving the status of women.
For example, he set the number of wives a man could take at four. His supporters
explained that Islamic marriage offered the secondary wives far more legal
protection than if they had simply been the unrecognized mistresses of a married
man, as they were before Muhammad’s teachings. He also banned the Bedouin
practice of female infanticide. Finally, he instructed his female relatives to veil
themselves when receiving visitors. Although many in the modern world think the
veiling of women an exclusively Islamic practice, women in various societies in the
ancient world, including Greeks, Mesopotamians, and Arabs, wore veils as a sign
of high station.
Feuding among different clans was a constant problem in Bedouin society. In 620,
a group of nonkinsmen from Medina, a city 215 miles (346 km) to the north,
pledged to follow Muhammad’s teachings in hopes of ending the feuding. Because
certain clan leaders of Mecca had become increasingly hostile to Islam, even
threatening to kill Muhammad, in 622 Muhammad and his followers moved to
Medina. Everyone who submitted to God and accepted Muhammad as his
messenger became a member of the umma (UM-muh), the community of Islamic
believers. This migration, called the hijrah (HIJ-ruh), marked a major turning point
in Islam. All dates in the Islamic calendar are calculated from the year of the hijrah.
3
Muhammad began life as a merchant, became a religious prophet in middle age,
and assumed the duties of a general at the end of his life. In 624, Muhammad and
his followers fought their first battle against the residents of Mecca. Muhammad
said that he had received revelations that holy war, whose object was the
expansion of Islam—or its defense––was justified. He used the word jihad (GEEhahd) to mean struggle or fight in military campaigns against non--Muslims.
(Modern Muslims also use the term in a more spiritual or moral sense to indicate an
individual’s striving to fulfill all the teachings of Islam.)
In 630, Muhammad’s troops conquered Mecca and removed all tribal images from
the pilgrimage center at the Kaaba. Muhammad became ruler of the region and
exercised his authority by adjudicating among feuding clans. The clans,
Muhammad explained, had forgotten that the Kaaba had originally been a shrine to
God dedicated by the prophet Abraham (Ibrahim in Arabic) and his son Ishmael.
Muslims do not accept the version of Abraham’s sacrifice given in the Old
Testament, in which Abraham spares Isaac at God’s command. In contrast,
Muslims believe that Abraham offered God another of his sons: Ishmael, whose
mother was the slave woman Hajar (Hagar in Hebrew). The pilgrimage to Mecca,
or hajj (HAHJ), commemorates that moment when Abraham freed Ishmael and
sacrificed a sheep in his place. Later, Muslims believe, Ishmael fathered his own
children, the ancestors of the clans of Arabia.
The First Caliphs and the Sunni-Shi’ite Split, 632–661
Muhammad preached his last sermon from Mount Arafat outside Mecca and then
died in 632. He left no male heirs, only four daughters, and did not designate a
successor, or caliph. Clan leaders consulted with each other and chose Abu Bakr
(ah-boo BAHK-uhr) (ca. 573–634), an early convert and the father of Muhammad’s
second wife, to lead their community. Although not a prophet, Abu Bakr held
political and religious authority and also led the Islamic armies. Under Abu Bakr’s
skilled leadership, Islamic troops conquered all of the Arabian peninsula and
pushed into present-day Syria and Iraq.
When Abu Bakr died only two years after becoming caliph, the Islamic community
again had to determine a successor. This time the umma chose Umar ibn alKhattab (oo-MAHR ibin al–HAT-tuhb) (586?–644), the father of Muhammad’s third
wife. Muslims brought their disputes to Umar, as they had to Muhammad.
4
During Muhammad’s lifetime, a group of Muslims had committed all of his
teachings to memory, and soon after his death they began to compile them as the
Quran (also spelled Koran), which Muslims believe is the direct word of God as
revealed to Muhammad. In addition, early Muslims recorded testimony from
Muhammad’s friends and associates about his speech and actions. In the Islamic
textual tradition, these reports, called hadith (HAH-deet) in Arabic, are second in
importance only to the Quran (kuh-RAHN).
Umar reported witnessing an encounter between Muhammad and the angel
Gabriel in which Muhammad listed the primary obligations of each Muslim, which
have since come to be known as the Five Pillars of Islam, specified in the definition
in the margin. (See the feature “Movement of Ideas: The Five Pillars of Islam.”)
When Umar died in 644, the umma chose Uthman to succeed him. Unlike earlier
caliphs, Uthman was not perceived as impartial, and he angered many by giving all
the top positions to members of his own Umayyad clan. In 656, a group of soldiers
mutinied and killed Uthman. With their support, Muhammad’s cousin Ali, who
was also the husband of his daughter Fatima, became the fourth caliph. But Ali was
unable to reconcile the different feuding groups, and in 661 he was assassinated.
Ali’s martyrdom became a powerful symbol for all who objected to the reigning
caliph’s government.
The political division that occurred with Ali’s death led to a permanent religious
split in the Muslim community. The Sunnis held that the leader of the Islamic
community could be chosen by consensus and that the only legitimate claim to
descent was through the male line. In Muhammad’s case, his uncles could succeed
him, since he left no sons. Although Sunnis accept Ali as one of the four rightly
guided caliphs that succeeded Muhammad, they do not believe that Ali and
Fatima’s children, or their descendants, can become caliph because their claim to
descent was through the female line of Fatima.
Opposed to the Sunnis were the “shia” or “party of Ali,” usually referred to as
Shi’ites in English, who believed that the grandchildren born to Ali and Fatima
should lead the community. They denied the legitimacy of the three caliphs before
Ali, who were related to Muhammad only by marriage, not by blood.
The breach between Sunnis and Shi’ites became the major fault line within Islam
that has existed down to the present. (Today, Iran, Iraq, and Bahrain are
5
predominantly Shi’ite, and the rest of the Islamic world is mainly Sunni.) The two
groups have frequently come into conflict.
Early Conquests, 632–661
The early Muslims forged a powerful army that attacked non-Muslim lands,
including the now-weak Byzantine and Persian Empires, with great success. When
the army attacked a new region, the front ranks of infantry advanced using bows
and arrows and crossbows. Their task was to break into the enemy’s frontlines so
that the mounted cavalry, the backbone of the army, could attack. The caliph
headed the army, which was divided into units of one hundred men and subunits
of ten.
Once the Islamic armies pacified a new region, the Muslims levied the same tax
rates on conquering and conquered peoples alike, provided that the conquered
peoples converted to Islam. Islam stressed the equality of all believers before God,
and all Muslims, whether born to Muslim parents or converts, paid two types of
taxes: one on the land, usually fixed at one-tenth of the annual harvest, and a
property tax with different rates for different possessions. Because the revenue from
the latter was to be used to help the needy or to serve God, it is often called an
“alms-tax” or “poor tax.” Exempt from the alms tax, non-Muslims paid a tax on
each individual, usually set at a higher rate than the taxes paid by Muslims.
Islamic forces conquered city after city and ruled the entire Arabian peninsula by
634. Then they crossed overland to Egypt from the Sinai Peninsula. By 642, the
Islamic armies controlled Egypt, and by 650 they controlled an enormous swath of
territory from Libya to Central Asia. In 650, they vanquished the once-powerful
Sasanian empire.
The new Islamic state in Iran aspired to build an empire as large and long-lasting as
the Sasanian empire, which had governed modern-day Iran and Iraq for more than
four centuries. The caliphate’s armies divided conquered peoples into three groups.
Those who converted became Muslims. Those who continued to adhere to Judaism
or Christianity were given the status of “protected subjects” (dhimmi in Arabic),
because they too were “peoples of the book” who honored the same prophets from
the Hebrew Bible and the New Testament that Muhammad had. Non-Muslims and
nonprotected subjects formed the lowest group. Dhimmi status was later extended
to Zoroastrians as well.
6
The Umayyad Caliphate, 661–750
By 661 Muslims had created their own expanding empire whose religious and
political leader was the caliph. After Ali was assassinated in 661, Muawiya, a
member of the Umayyad clan like the caliph Uthman, unified the Muslim
community. In 680, when he died, Ali’s son Husain tried to become caliph, but
Muawiya’s son defeated him and became caliph instead. Since only members of
this family became caliphs until 750, this period is called the Umayyad dynasty.
The Umayyads built their capital at Damascus, the home of their many Syrian
supporters, not in the Arabian peninsula. Initially, they used local languages for
administration, but after 685 they chose Arabic as the language of the empire.
In Damascus, the Umayyads erected the Great Mosque on the site of a church
housing the relics of John the Baptist. Architects modified the building’s Christian
layout to create a large space where devotees could pray toward Mecca. This was
the first Islamic building to have a place to wash one’s hands and feet, a large
courtyard, and a tall tower, or minaret, from which Muslims issued the call to
prayer. Since Muslims honored the Ten Commandments, including the Second
Commandment, “You shall not make for yourself a graven image,” the Byzantine
workmen depicted no human figures or living animals. Instead their mosaics
showed landscapes in an imaginary paradise.
The Conquest of North Africa, 661–750
Under the leadership of the Umayyads, Islamic armies conquered the part of North
Africa known as the Maghrib—modern-day Morocco, Algeria, and Tunisia—
between 670 and 711, and then crossed the Strait of Gibraltar to enter Spain.
Strong economic and cultural ties dating back to the Roman Empire bound the
Maghrib to western Asia. Its fertile fields provided the entire Mediterranean with
grain, olive oil, and fruits like figs and bananas. In addition, the region exported
handicrafts such as textiles, ceramics, and glass. Slaves and gold moved from the
interior of Africa to the coastal ports, where they, too, were loaded into ships
crossing the Mediterranean.
Arab culture and the religion of Islam eventually took root in North Africa,
expanding from urban centers into the countryside. By the tenth century, Christians
had become a minority in Egypt, outnumbered by Muslims, and by the twelfth
century, Arabic had replaced both Egyptian and the Berber languages of the
Maghrib as the dominant language. Annual performance of the hajj pilgrimage
7
strengthened the ties between the people of North Africa and the Arabian
peninsula. Pilgrim caravans converged in Cairo, from which large groups then
proceeded to Mecca.
Islamic rule reoriented North Africa. Before it, the Mediterranean coast of Africa
formed the southern edge of the Roman Empire, where Christianity was the
dominant religion and Latin the language of learning. Under Muslim rule, North
Africa lay at the western edge of the Islamic realm, and Arabic was spoken
everywhere.
The Abbasid Caliphate, 750–945
In 744, a group of Syrian soldiers assassinated the Umayyad caliph, prompting an
all-out civil war among all those hoping to control the caliphate. In 750, a section
of the army based in western Iran, in the Khurasan region, triumphed and then
shifted the capital some 500 miles (800 km) east from Damascus to Baghdad,
closer to their base of support. Because the new caliph claimed descent from
Muhammad’s uncle Abbas, the new dynasty was called the Abbasid dynasty and
their empire the Abbasid caliphate. Under Abbasid rule, the Islamic empire
continued to expand east into Central Asia. At its greatest extent, it included
present-day Morocco, Tunisia, Egypt, Saudi Arabia, Iraq, Iran, southern Pakistan,
and Uzbekistan. In Spain, however, the leaders of the vanquished Umayyad clan
established a separate Islamic state.
The Rise of Regional Centers Under the Abbasids, 945–1258
The Abbasid Caliphs eventually lost control over the Islamic realm as regional
leaders broke away. Muslims found it surprisingly easy to accept the new division
of political and religious authority. The caliphs continued as the titular heads of the
Islamic religious community, but they were entirely dependent on local rulers for
financial support. No longer politically united, the Islamic world was still bound by
cultural and religious ties, including the obligation to perform the hajj. Under the
leadership of committed Muslim rulers, Islam continued to spread throughout
South Asia and the interior of Africa, and Islamic scholarship and learning
continued to thrive.
In 1055, Baghdad fell to a group of soldiers from Central Asia, the Turkish-speaking
Seljuqs (also spelled Seljuks, and pronounced (sell-JOOKs). Other sections of the
empire broke off and, like Baghdad, experienced rule by different dynasties. In
most periods, the former Abbasid Empire was divided into four regions: the former
8
heartland of the Euphrates and Tigris River basins; Egypt and Syria; North Africa
and Spain; and the Amu Darya and Syr Daria River Valleys in Central Asia.
Two centuries of Abbasid rule had transformed these four regions into Islamic
realms whose residents, whether Sunni or Shi’ite, observed the tenets of Islam.
Their societies retained the basic patterns of Abbasid society. When Muslims
traveled anywhere in the former Abbasid territories, they could be confident of
finding mosques, being received as honored guests, and having access to the same
basic legal system. As in the Roman Empire, where Greek and Latin prevailed, just
two languages could take a traveler through the entire realm: Arabic, the language
of the Quran and high Islamic learning, and Persian, the Iranian language of much
poetry, literature, and history.
Pilgrimage to Mecca
By the twelfth century, different Islamic governments ruled the different sections of
the former Abbasid Empire. Since the realm of Islam was no longer unified, devout
Muslims had to cross from one Islamic polity to the next as they performed the hajj.
The most famous account of the hajj is The Travels of Ibn Jubayr (1145–1217), a
courtier from Granada, Spain, who went on the hajj in 1183–1185. Ibn Jubayr’s
book serves as a guide to the sequence of hajj observances that had been fixed by
Muhammad; Muslims today continue to perform the same rituals.
Once pilgrims arrived in Mecca, they walked around the Kaaba seven times in a
counterclockwise direction. On the eighth day of the month Ibn Jubayr and all the
other pilgrims departed for Mina, which lay halfway to Mount Arafat. The hajj
celebrated Abraham’s release of his son Ishmael. The most important rite, the
Standing, commemorated the last sermon given by the prophet Muhammad. The
hajj may have been a religious duty, but it also had a distinctly commercial side:
merchants from all over the Islamic world found a ready market among the
pilgrims.
Ibn Jubayr then traveled along Zubaydah’s Road to Baghdad, where he visited the
palace where the family members of the caliph “live in sumptuous confinement.”
Ibn Jubayr portrays the Islamic world in the late twelfth century, when the Abbasid
caliphs continued as figureheads in Baghdad but all real power lay with different
regional rulers. This arrangement came to an abrupt end in 1258, when the
Mongols invaded Baghdad and ended even that minimal symbolic role for the
caliph.
9
2. The Emergence of Medieval Europe
The collapse of the Roman Empire in the fifth century ushered in a far-reaching
transformation of western societies. The urban, classical, pagan culture of antiquity
gradually gave way to agrarian, Germanic, Christian societies with far different
structures and outlooks. Although important links to the classical past would
continue to influence the emerging civilizations of Europe, it was clear by the end
of the sixth century that the western regions of the old Roman Empire were moving
in a new direction.
The new civilization of medieval Europe differed from its Roman predecessor in a
number of important aspects. The most significant differences were the declining
role of cities and the absence of cohesive, centralized government. Urban centers
shrank and sometimes disappeared completely in the transition to the more
agrarian-based agricultural societies of the medieval era. In addition, the collapse
of the centralized administrative apparatus of the Roman State meant that new
arrangements would have to be improvised to meet the basic needs of government
and the provision of social services. The system that evolved in early medieval
Europe to address these new conditions is generally called feudalism.
Land Use and Social Change, 1000–1350
Sharp increases in agricultural productivity brought dramatic changes throughout
early European society. These changes did not occur everywhere at the same time,
and in some areas they did not occur at all, but they definitely took place in
northern France between 1000 and 1200.
One change was that slavery all but disappeared, while serfs did most of the work
for those who owned land. Although their landlords did not own them, and they
were not slaves, a series of obligations tied serfs to the land. Each year, their most
important duty was to give their lord a fixed share of the crop and of their herds.
Serfs were also obliged to build roads, give lodging to guests, and perform many
other tasks for their lords. After 1000, a majority of those working the land became
serfs.
Many serfs lived in settlements built around either the castles of lords or churches.
The prevailing mental image of a medieval castle town is one in which a lord lives
protected by his knights and surrounded by his serfs, who go outside the walls each
day to work in the fields.
10
The prominent French historian Georges Duby has described the social revolution
of the eleventh and twelfth centuries in the following way. In Carolingian society,
around 800, the powerful used loot and plunder to support themselves, usually by
engaging in military conquest. Society consisted of two major groups: the powerful
and the powerless. In the new society after 1000, the powerful comprised several
clearly defined social orders—lords, knights, clergy—who held specific rights over
the serfs below them. Many lords also commanded the service of a group of
warriors, or knights, who offered them military service in exchange for military
protection from others.
Knights began their training as children, when they learned how to ride and to
handle a dagger. At the age of fourteen, knights-in-training accompanied a mature
knight into battle. They usually wore tunics made of metal loops, or chain mail, as
well as headgear that could repel arrows. Their main weapons were iron-and-steel
swords and crossbows that shot metal bolts.
One characteristic of the age was weak centralized rule. Although many countries,
like England and France, continued to have monarchs, their power was severely
limited because their armies were no stronger than those of the nobles who ranked
below them. They controlled the lands immediately under them but not much else.
The king of France, for example, ruled the region in the immediate vicinity of Paris,
but other nobles had authority over the rest of France. In other countries as well,
kings vied with rival nobles to gain control of a given region, and they often lost.
In the eleventh and twelfth centuries, landowners frequently gave large tracts of
land to various monasteries (discussed later in this chapter). The monasteries did
not pay any taxes on this land, and no one dared to encroach on church-owned
land for fear of the consequences from God. By the end of the twelfth century, the
church owned one-third of the land in northern France and one-sixth of all the land
in France and Italy combined.
The Movement for Church Reform, 1000–1300
Although historians often speak of the church when talking about medieval Europe,
no single, unified entity called the church existed. The pope in Rome presided over
many different local churches and monasteries, but he was not consistently able to
enforce decisions. Many churches and monasteries throughout Europe possessed
their own lands and directly benefited from the greater yields of cerealization. In
addition, devotees often gave a share of their increasing personal wealth to
11
religious institutions. As a result, monastic leaders had sufficient income to act
independently, whether or not they had higher approval.
Starting in 1000, different reformers tried to streamline the church and reform the
clergy. Yet reform from within did not always succeed. The new begging orders
founded in the thirteenth century, like the Franciscans and the Dominicans,
explicitly rejected what they saw as lavish spending.
The Structure of the Church
By 1000, the European countryside was completely blanketed with churches, each
one the center of a parish in which the clergy lived together with laypeople. Some
churches were small shrines that had little land of their own, while others were
magnificent cathedrals. The laity were expected to pay a tithe of 10 percent of their
income to their local parish priest, and he in turn performed the sacraments for
each individual as he or she passed through the major stages of life: baptism at
birth, confirmation and marriage at young adulthood, and funeral at death. The
parish priest also gave communion to his congregation. By the year 1000, this
system had become so well established in western Europe that no one questioned
it, much as we agree to the obligation of all citizens to pay taxes.
The clergy fell into two categories: the secular clergy and the regular clergy. The
secular clergy worked with the laity as local priests or schoolmasters. Regular
clergy lived in monasteries by the rule, or regula in Latin, of the church or monastic
order.
Reform from Above
In 1046, one of three different Italian candidates vying for the position of pope had
bought the position from an earlier pope who decided that he wanted to marry.
Such simony was universally considered a sin. The ruler of Germany, Henry III
(1039–1056), intervened in the dispute and named Leo IX pope (in office between
1048 and 1056). Leo launched a reform campaign with the main goals of ending
simony and enforcing celibacy.
Not everyone agreed that marriage of the clergy should be forbidden. Many priests’
wives came from locally prominent families who felt strongly that their female kin
had done nothing wrong in marrying a member of the clergy. Those who supported
celibacy believed that childless clergy would have no incentive to divert church
property toward their own family, and their view eventually prevailed.
12
Pope Gregory VII (1073–1085) also sought to reform the papacy by drafting twentyseven papal declarations asserting the supremacy of the pope. Only the pope could
decide issues facing the church, Gregory VII averred, and only the pope had the
right to appoint bishops. Many of the twenty-seven points had been realized by
1200 as more Europeans came to accept the pope’s claim to be head of the
Christian church.
In 1215, Pope Innocent III (1198–1216) presided over the fourth Lateran Council.
More than twelve hundred bishops, abbots, and representatives of different
European monarchs met in the Lateran Palace in the Vatican to pass decrees
regulating Christian practice, some of which are in effect today. For example, they
agreed that all Christians should receive Communion at least once a year and
should also confess their sins annually. The fourth Lateran Council marked the high
point of the pope’s political power; subsequent popes never commanded such
power over secular leaders.
Reform Outside the Established Orders
As the drive to reform continued, some asked members of religious orders to live
exactly as Jesus and his followers had, not in monasteries with their own incomes
but as beggars dependent on ordinary people for contributions. Between 1100 and
1200, reformers established at least nine different begging orders, the most
important of which was the Franciscans founded by Saint Francis of Assisi (ca.
1181–1226). Members of these orders were called friars.
The Franciscan movement grew rapidly even though Francis allowed none of his
followers to keep any money, to own books or extra clothes, or to live in a
permanent dwelling. In 1217, Francis had 5,000 followers; by 1326, some 28,000
Franciscans were active. Francis also created the order of Saint Clare for women,
who lived in austere nunneries where they were not allowed to accumulate any
property of their own.
In 1215, Saint Dominic (1170?–1221) founded the order of Friars Preachers in
Spain. Unlike Francis, he stressed education and sent some of his brightest
followers to the new universities. Thomas Aquinas (1224/25–1274), one of the
most famous scholastic thinkers, belonged to the Dominican order. Aquinas wrote
Summa Theologica (Summary of Theology), a book juxtaposing the teachings of
various church authorities on a range of difficult questions. Aquinas wrote detailed
explanations that remained definitive for centuries.
13
3. The Crusades, 1095–1291
The founding of the Franciscans and the Dominicans was only one aspect of a
broader movement to spread Christianity through Crusades. Some Crusades within
Europe targeted Jews, Muslims, and members of other non-Christian groups. In
addition, the economic surplus resulting from cerealization and urban growth
financed a series of expeditions to the Holy Land to try to conquer Jerusalem, the
symbolic center of the Christian world because Jesus had preached and died there,
and make it Christian again. The Crusaders succeeded in conquering Jerusalem but
held it for only eighty-eight years.
The Crusades to the Holy Land
Historians use the term Crusades to refer to the period between 1095, when the
pope first called for Europeans to take back Jerusalem, and 1291, when the last
European possession in Syria was lost. The word Crusader referred to anyone
belonging to a large, volunteer force against Muslims. In 1095, Pope Urban II
(1088–1099) told a large meeting of church leaders that the Byzantine emperor
requested help against the Seljuq Turks. He urged those assembled to recover the
territory lost to “the wicked race” (meaning Muslims). If they died en route, the
pope promised, they could be certain that God would forgive their sins because
God forgave all pilgrims’ sins. This marked the beginning of the First Crusade.
An estimated 50,000 combatants responded to the pope’s plea in 1095; of these,
only 10,000 reached Jerusalem. The Crusader forces consisted of self-financed
individuals who, unlike soldiers in an army, did not receive pay and had no line of
command. Nevertheless, the Crusaders succeeded in taking Jerusalem in 1099 from
the rulers of Egypt, who controlled it at the time. After Jerusalem fell, the out-ofcontrol troops massacred everyone still in the city.
The Crusaders ruled Jerusalem as a kingdom for eighty-eight years, long enough
that the first generation of Europeans died and were succeeded by generations who
saw themselves first as residents of Outremer (OU-truh-mare), the term the
Crusaders used for the eastern edge of the Mediterranean. Even though Jerusalem
was also a holy site for both Jews and Muslims, the Crusaders were convinced that
the city belonged to them.
This assumption was challenged by a man named Saladin, whose father had served
in the Seljuq army. In 1169 Saladin overthrew the reigning Egyptian dynasty, and in
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1171 he founded the Ayyubid dynasty. His biographer explained the extent of
Saladin’s commitment to jihad, or holy war against the Crusaders:
The Holy War and the suffering involved in it weighed heavily on his heart and his
whole being in every limb: he spoke of nothing else, thought only about equipment
for the fight, was interested only in those who had taken up arms.
Saladin devoted himself to raising an army strong enough to repulse the Crusaders,
and by 1187 he had gathered an army of thirty thousand men on horseback
carrying lances and swords like knights but without chain-mail armor. Saladin
trapped and defeated the Crusaders in an extinct Syrian volcano called the Horns
of Hattin. When his victorious troops took Jerusalem back, they restored the
mosques as houses of worship and removed the crosses from all Christian
churches, although they did allow Christians to visit the city.
Subsequent Crusades failed to recapture Jerusalem, but in 1201, the Europeans
decided to make a further attempt in the Fourth Crusade. In June 1203, the
Crusaders reached Constantinople and were astounded by its size: the ten biggest
cities in Europe could easily fit within its imposing walls, and its population
surpassed 1 million. One awe-struck soldier wrote home: “If anyone should
recount to you the hundredth part of the richness and the beauty and the nobility
that was found in the abbeys and in the churches and the palaces and in the city, it
would seem like a lie and you would not believe it.”
However, when Byzantine leaders refused to help pay their transport costs,
Crusade leaders commanded their troops to attack and plunder the city. One of the
worst atrocities in world history resulted: the Crusaders rampaged throughout the
beautiful city, killing all who opposed them, raping thousands of women, and
treating the Eastern Orthodox Christians of Constantinople precisely as if they were
the Muslim enemy. The Crusaders’ conduct in Constantinople turned the
diplomatic dispute between the two churches, which had begun in 1054, into a
genuine and lasting schism between Roman Catholics and Eastern Orthodox
adherents.
Europeans did not regain control of Jerusalem, but the Crusades provided an
important precedent that the conquest and colonization of foreign territory for
Christianity was acceptable. Europeans would follow this precedent when they
went to new lands in Africa and the Americas.
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The Crusades Within Europe
European Christians, convinced that they were right about the superiority of
Christianity, also attacked enemies within Europe, sometimes on their own,
sometimes in direct response to the pope’s command.
Many European Christians looked down on Jews, who were banned from many
occupations, could not marry Christians, and often lived in separate parts of cities,
called ghettos. But before 1095, Christians had largely respected the right of Jews to
practice their own religion. This fragile coexistence fell apart in 1096, as the out-ofcontrol crowds traveling through on the First Crusade attacked the Jews living in
the three German towns of Mainz, Worms, and Speyer and killed all who did not
convert to Christianity. Thousands died in the violence. Anti-Jewish prejudice
worsened over the next two centuries; England expelled the Jews in 1290 and
France in 1306.
These spontaneous attacks on Jews differed from two campaigns launched by the
pope against enemies of the church. The first was against the Cathars, a group of
Christian heretics who lived in the Languedoc region of southern France. Like the
Zoroastrians of Iran, the Cathars believed that the forces of good in the spiritual
world and of evil in the material world were engaged in a perpetual fight for
dominance. In 1208, Pope Innocent III launched a crusade to Languedoc in which
the pope’s forces gradually killed many of the lords and bishops who supported
Catharism.
In an effort to identify other enemies of the church, in the early thirteenth century
the pope established a special court, called the inquisition, to hear charges against
accused heretics. Unlike other church courts, which operated according to
established legal norms, the inquisition used anonymous informants, forced
interrogations, and torture to identify heretics. Those found guilty were usually
burned at the stake.
In 1212 the pope approved a crusade against non-Christians in Spain. Historians
use the Spanish word Reconquista (“Reconquest”) to refer to these military
campaigns by Christians against the Muslims of Spain and Portugal. The Crusader
army won a decisive victory in 1212 and captured Córdoba and Seville in the
following decades. After 1249, only the kingdom of Granada, on the southern tip of
Spain, remained Muslim.
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