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REVIEW REQUEST FOR Implantable Cardioverter-Defibrillator (ICD) Provider Data Collection Tool Based on Coverage Guideline SURG.00033 Policy Last Review Date: 08/06/2015 Policy Effective Date: 10/06/2015 Provider Tool Effective Date: 5/11/2015 Individual’s Name: Date of Birth: Insurance Identification Number: Individual’s Phone Number: Ordering Provider Name & Specialty: Provider ID Number: Office Address: Office Phone Number: Office Fax Number: Rendering Provider Name & Specialty: Provider ID Number: Office Address: Office Phone Number: Office Fax Number: Facility Name: Facility ID Number: Facility Address: Date/Date Range of Service: Place of Service: Service Requested (CPT if known): Outpatient Home Inpatient Other: Diagnosis Code(s) ( if known): Please check all that apply to the individual: Request is for implantable transvenous cardioverter-defibrillator (ICD) therapy Request is for a subcutaneous cardioverter-defibrillator (s-ICD) therapy Request is to treat ventricular tachyarrhythmias and to prevent sudden cardiac death (SCD) Request is for ICD/Biventricular pacing (CRT/ICD) device (*** If checked, you must complete and submit this document as well as the Clinical Data Submission Tool - SURG.00064 Cardiac Resyncronizing Therapy (CRT) with or without an Implantable Cardioverter Defibrillator (CRT/ICD) for the Treatment of Heart Failure ***) Individual is receiving optimal medical therapy Individual has a reasonable expectation of survival with a good functional status for more than 1 year Individual had cardiac arrest due to ventricular fibrillation (VF) or hemodynamically unstable sustained ventricular tachycardia (VT), an evaluation to define the cause of the event has been done, and any completely reversible causes of the cardiac arrest have been excluded Individual has structural heart disease and spontaneous sustained ventricular tachycardia (VT) Individual has syncope of undetermined origin with clinically relevant, hemodynamically significant sustained ventricular tachycardia (VT) Individual with long-QT syndrome who is experiencing syncope or VT while receiving beta blockers Individual has nonischemic dilated cardiomyopathy (NIDCM) with an LVEF less than or equal to 35% after 3 months of Guideline-directed medical therapy (GDMT) and who are in New York Heart Association (NYHA) functional Class II or III Heart Failure (HF) Individual has nonsustained VT due to a prior MI, LVEF less than 40% and inducible VF or sustained VT at electrophysiological study Individual has ischemic* cardiomyopathy due to a prior myocardial infarction (MI) and Page 1 of 3 REVIEW REQUEST FOR Implantable Cardioverter-Defibrillator (ICD) Provider Data Collection Tool Based on Coverage Guideline SURG.00033 Policy Last Review Date: 08/06/2015 Policy Effective Date: 10/06/2015 Provider Tool Effective Date: 5/11/2015 is at least 40 or more days post-MI, with a LVEF less than or equal to 30% and are in NYHA functional Class I HF after 3 months of GDMT or with a LVEF less than or equal to 35% and in NYHA Class II or III HF after 3 months of GDMT (If checked please complete the items below as they apply) Individual has left ventricular systolic dysfunction associated with marked stenosis (at least 75% narrowing) of at least 1 of the 3 coronary arteries Individual has a documented history of myocardial infarction Individual has confirmed hypertrophic cardiomyopathy (HCM) with two (2) or more major risk factors for sudden cardiac death (if checked please complete below) Family history of HCM-related SCD in at least 1 first-degree relative At least 1 episode of unexplained syncope within the previous 12 months Nonsustained VT on ECG Abnormal blood pressure (BP) response during upright exercise testing Left Ventricular (LV) wall thickness greater than or equal to 30 mm Other (Please list): Individual has symptomatic sustained ventricular tachycardia (VT) in association with congenital heart disease and has undergone hemodynamic and electrophysiological evaluation Individual has congenital heart disease with recurrent syncope of undetermined origin in the presence of either ventricular dysfunction or inducible ventricular arrhythmias at electrophysiological study Individual has Brugada syndrome. (If checked, please answer the following when they apply) Individual has a history of syncope Individual has positive results at EPS (electrophysiological) testing (that is, inducible ventricular tachycardia [VT] or ventricular fibrillation [VF]) Individual has a family history of sudden cardiac death Other (Please list): Note: Ischemic*Cardiomyopathy: Left ventricular systolic dysfunction associated with marked stenosis (at least 75% narrowing) of at least 1 of the 3 major coronary arteries, or a documented history of myocardial infarction. *** MUST BE COMPLETED*** Please classify the individual according to the New York Heart Association (NYHA) definitions: CLASS I – Individual with cardiac disease but without resulting limitation of physical activity; ordinary physical activity does not cause undue fatigue, palpitation , dyspnea, or anginal pain; symptoms only occur on severe exertion CLASS II – Individual has cardiac disease resulting in slight limitation of physical activity; they are comfortable at rest; ordinary physical activity (e.g., moderate physical exertion, such as carrying shopping bags up several flights of stairs) result in fatigue, palpitation, dyspnea, or anginal pain. CLASS III – Individual has cardiac disease resulting in marked limitation of physical activity; they are comfortable at rest; less than ordinary activity causes fatigue, palpitation, dyspnea or anginal pain. CLASS IV – Individual has cardiac disease resulting in the inability to carry on any physical activity without discomfort; symptoms of heart failure or the anginal syndrome may be present even at rest; if any physical activity is undertaken, discomfort is increased. Page 2 of 3 REVIEW REQUEST FOR Implantable Cardioverter-Defibrillator (ICD) Provider Data Collection Tool Based on Coverage Guideline SURG.00033 Policy Last Review Date: 08/06/2015 Policy Effective Date: 10/06/2015 Provider Tool Effective Date: 5/11/2015 This request is being submitted: Pre-Claim Post–Claim. If checked, please attach the claim or indicate the claim number I attest the information provided is true and accurate to the best of my knowledge. I understand that the health plan or its designees may perform a routine audit and request the medical documentation to verify the accuracy of the information reported on this form. _____________________________________________________________ Name and Title of Provider or Provider Representative Completing Form and Attestation (Please Print)* Date *The attestation fields must be completed by a provider or provider representative in order for the tool to be accepted Anthem UM Services, Inc., a separate company, is the licensed utilization review agent that performs utilization management services on behalf of your health benefit plan or the administrator of your health benefit plan. Page 3 of 3