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Ecological Modelling 170 (2003) 185–191 What is hidden behind the concept of ecosystem efficiency in energy transformation? L. Valandro a,∗ , R. Caimmi b , L. Colombo a b a Department of Biology, University of Padova, via Ugo Bassi, 58/b, Padova 35131, Italy Department of Astronomy, University of Padova, Vicolo Osservatorio, 2, Padova 35122, Italy Abstract The number of energy transformation levels in trophic webs is usually below five, but can be extended up to ten when parasites and hyper-parasites are included. Research on the structure and function of food webs is relevant to the complexity–stability– productivity debate. The aim of this theoretical analysis is to link energetic and connectional aspects of ecosystems with information theory. Updating an energetic model reported by Ricklefs [Ecologia, Zanichelli Editore S.p.A., Bologna, Italy, 1993, p. 896], our approach is integrated with a static analysis of food webs. The length of food webs is theoretically associated with the average ecological efficiency which can be empirically correlated with the effective connectance between species. Furthermore, the advantage of greater complexity when applied to a signalling network is qualitatively addressed. The overall efficiency of energy transformation into biomass throughout a trophic web, in an ecosystem with a given number of species, is the resultant of the various ecological efficiencies, η, at the transitions between the trophic levels. However, we propose that an increment in effective connectance and interspecies connectivity based on a superimposed signalling web may increase the η values, despite the fact that signalling per se has an energetic cost. According to this hypothesis, ecosystem stability would not be necessarily reduced by increasing the number of trophic levels, N, whenever stability in terms of persistence is improved by a cost-efficient regulatory network. © 2003 Elsevier B.V. All rights reserved. Keywords: Food webs; Ecological efficiency; Trophic levels; Connectance; Complexity; Stability; Productivity; Signalling network 1. Introduction Communities are open, self-organised systems whose structure and function have been considered to be too complex to disclose general patterns (Polis and Strong, 1996), despite the fact that the trophic– dynamic aspects of ecosystems have been mathematically analysed in great detail (MacArthur, 1955; Patten, 1959). ∗ Corresponding author. Tel.: +39-0498276187; fax: +39-0498276199. E-mail address: [email protected] (L. Valandro). In dealing with ecological problems, a cybernetic approach (Gardner and Ashby, 1970) was followed by May (1973), who formally demonstrated that a continuous increment in the number of species, n, of their interaction strength and connectivity eventually destabilises the ecosystem (May, 1973; chapter 3, p. 65). Recently, criticism has been raised by Sterner et al. (1997) against the theoretical assumption that any increment in the number of trophic levels, N, may reduce ecosystem dynamic stability (Pimm and Lawton, 1977). Furthermore, the relationship between N and both n and their connectivity in an ecosystem is unclear (De Angelis, 1975; Fonseca and John, 1996). 0304-3800/$ – see front matter © 2003 Elsevier B.V. All rights reserved. doi:10.1016/S0304-3800(03)00225-4 186 L. Valandro et al. / Ecological Modelling 170 (2003) 185–191 The food chain length is given by N, which is usually small, and can be roughly estimated taking into account the net primary productivity, NPP, the total energy fixed at the last trophic level, E(N), and the geometric mean of the energy conversion efficiencies between trophic levels, η (Ricklefs, 1993; chapter 11, p. 197). NPP represents the first biotic level and can be limited by a number of environmental constraints (e.g. ecosystem size, space dimensionality, water and nutrient availability, light, temperature, latitude, etc.) (see Briand and Cohen, 1987; Schoener, 1989; Post et al., 2000). When NPP is limiting, N may be assumed to be a function of NPP, although proponents of the dynamic instability hypothesis claim that such a relationship remains undemonstrated (Pimm and Lawton, 1977). On the other hand, the trophic–dynamic analysis of bioproduction and dissipation of energy in ecosystems often ignores important parameters, such as nutrient cycling (De Angelis, 1992) and information processing (Odum, 1988; Burns, 1989; Valandro et al., 2000). Further, novel thermodynamic indices (e.g. exergy, Bendoricchio and Jørgensen, 1997; Ray et al., 2001) have been introduced to better understand ecosystem structure, organisation and dynamics, thus making the thermodynamic work by Nicolis and Prigogine (1989) more contextual to ecological problems (see also papers on earlier thermodynamic indices by Lotka, 1922; Odum and Pinkerton, 1955; Odum, 1969). Here, we will focus only on some general aspects of food web theory more directly addressed by network approaches (Patten, 1995; Ulanowicz, 1997b; Jørgensen, 2001; Fath et al., 2001) and briefly discuss community complexity in relation to community persistence (see also May’s afterthoughts, 1973). According to Ricklefs (1993), N is primarily a function of η, while E(N) and NPP play a minor role. Though Ryther (1969) found an inverse relationship between η and N in marine ecosystems, it should be noted that his estimate was essentially referred to fishery production and not to overall biotic production. Since the average efficiency of the energy transformation into biomass throughout a trophic web, with a given n, is the resultant of the various η1 , η2 , . . . , ηN−1 at the transitions between the trophic levels, we intend to investigate whether an increment in effective connectance, may increase N by increasing the η values. The effective connectance, m, Table 1 List of the parameters used in the text (references therein) for characterising a trophic web Symbol Definition n N NPP E(N) η Number of species Number of trophic levels Net primary productivity Total energy fixed at the last trophic level Geometric mean of the energy conversion efficiencies between trophic levels Number of actual trophic links Number of topological trophic links Effective connectance (m = /n) Topological connectance (m∗ = ∗ /n) Connectivity (C = m/m∗ ) ∗ m m∗ C is defined as the ratio of the number of actual trophic links in the web, , to the number of species, n, that is m = /n. A trophic link is intended as a trophic relationship between two species. In this view, ecosystem stability would not be necessarily depressed by increasing N, whenever stability is improved by a cost-efficient regulatory network. More specifically, our attention will be devoted to the following points: (i) The existence of an empirical correlation between the total number of trophic levels in a food web, N, and the effective connectance, m, for a sample of 113 community webs. (ii) The dependence of the above correlation on the environment (aquatic or terrestrial). (iii) The comparison on the cartesian plane between the empirical dependence of the effective connectance, m, on the topological connectance, m∗ , and the theoretical limiting curve, m = f (m∗ ), calculated by Ulanowicz (1997a) based on a criterion first formulated by May (1973). The above-mentioned parameters are listed in Table 1 for sake of completeness. 2. Materials and methods The values of the number of species, n, and of the total number of trophic links, , of 113 communities were selected from Briand and Cohen (1987). Within this initial set, a further selection was made to separate L. Valandro et al. / Ecological Modelling 170 (2003) 185–191 terrestrial (references 32, 33, 42, 57–59, 86–89, 91, 96) from aquatic communities (references 20, 24, 26, 30, 37, 41, 43, 46, 50, 52–55, 71, 77, 99–104). Among the latter, we have excluded freshwater and restricted or temporary communities as well as communities from extreme environments (e.g. Arctic and Antarctic seas). Regression analysis techniques were applied to the selected sets to evidence different trends for aquatic and terrestrial food webs, plotting the number of trophic levels, N, versus effective connectance, m. A formula by Ulanowicz (1997a) was applied to draw the curve of Fig. 4, where the stability and instability conditions for all the 113 communities were calculated by plotting m against the topological connectance, m∗ . The m∗ parameter is the ratio between the maximum allowed number of theoretical trophic links, ∗ , and the number of species in a web, n, m∗ = ∗ /n. The following bounds and inequalities of parameters apply: obviously m∗ ≥ m, connectivity, C (C = m/m∗ ). Ideally, 0 < C < 1, but empirically Cmin < C < Cmax in real food webs, where Cmin > 0 and Cmax < 1 (see Fonseca and John, 1996; Margalef, 1997; Ulanowicz, 1997a). 3. Results Fig. 1 has been obtained by calculating N as a function of η at arbitrary, though plausible, values of the E(N)/NPP ratio at the last trophic level, that is 0.1, 0.01, 0.001. The following equation by Ricklefs (1993) was used: N =1+ log[E(N)] − log[NPP] log(η) 187 Fig. 1. The number of trophic levels, N, of a trophic chain, as a function of the geometric mean of the energetic transmission yield between levels, η, for three different choices of the ratio of the energy fixed at the last trophic level, to net primary productivity, E(N)/NPP. R = 0.58, a value about three times greater compared to other allometries, such as N versus C (R = 0.17) and N versus m∗ (R = 0.19). When N was correlated with m separately in all the 21 terrestrial communities and all the 92 aquatic communities investigated, a significant positive correlation (α 0.01; R = 0.61; slope = 1.27) was found only in the latter community set (data not shown). When only 36 aquatic communities were selected according to the above-mentioned criteria, the positive linear correlation was reinforced (α 0.01; R = 0.77; slope = 2.10) (Fig. 3). Thus, at higher m values, aquatic communities appear to rely on greater N values. (1) It can be seen that the values of the E(N)/NPP ratio are inversely related to N, but that major changes of this ratio induce only minor variations in the N values which remain low, at least when η < 0.5. The N values are approximately linearly related to the η values, when η < 0.5, with greater slope values at lower E(N)/NPP ratios. In Fig. 2, a significant correlation (α < 0.01) was found between the empirically determined maximum number of trophic levels, N, and m in the 113 communities investigated, with a coefficient of correlation of Fig. 2. The maximum number of trophic levels in a community web, N, as a function of the effective connectance, m, for a sample of ntotal = 113 community webs, taken from Briand and Cohen (1987). The best linear fit is also plotted, together with the equation of the related straight line (R = 0.58; d.f. = 111; F = 55.05; α < 0.01). 188 L. Valandro et al. / Ecological Modelling 170 (2003) 185–191 Fig. 3. Same as in Fig. 2, but in connection with a subsample of nland = 21 terrestrial community webs (left) and a subsample of nwater = 36 marine aquatic community webs, taken from the total sample of Fig. 2. The maximum number of trophic levels, N, and the effective connectance, m, appear to be uncorrelated for terrestrial community webs (R = 0.089; d.f. = 19; F = 0.0003; n.s.), and positively highly correlated for aquatic community webs (R = 0.77; d.f. = 34; F = 50, 34; α 0.01). Fig. 4. The effective connectance, m, as a function of the topological connectance, m∗ , in relation to the total sample of Fig. 2. The inequality m ≤ m∗ must necessarily hold, i.e. no community web is allowed above the straight line, m = m∗ , which is also plotted. The boundary between instability (above) and stability (below), according to May’s criterion (1973) and analysis by Ulanowicz (1997a), is represented by filled squares. Individual webs are represented by filled dots. In Fig. 4, where the effective connectance, m, is plotted versus the topological connectance, m∗ , three zones, A–C, were defined by two lines, the first when m = m∗ , and the second calculated according to the formula by Ulanowicz (1997a). The plot of m = f (m∗ ) of the 113 communities investigated shows that none was located in zone A (forbidden region), six were positioned in zone B (instability region in terms of resilience) and the remaining ones in zone C (stability region). An upper limit of m around 3 represents the borderline between regions B and C. All communities in zone B were characterised by high N values. 4. Discussion Empirically based generalisations about real food webs were reviewed by Pimm (1982) and, currently, more complete and homogenous databases are being assembled in order to test these previous assumptions and to discover new general patterns. In the present paper, the main conclusions may be summarised as follows: (i) An empirical correlation is shown between the total number of trophic levels in a food web, N, L. Valandro et al. / Ecological Modelling 170 (2003) 185–191 and the effective connectance, m, with regard to a sample of 113 community webs reported in Briand and Cohen (1987). (ii) The above correlation is strengthened for a sub-sample of 36 aquatic community webs while, on the other hand, it is almost vanishing for a sub-sample of 21 terrestrial community webs. (iii) The effective connectance versus the topological connectance for the sample objects shows that six community webs with a high number of trophic levels lie within an unstable but feasible region, according to May’s criterion (1973). The drawback of our analysis is that this is based on the references reported in Briand and Cohen (1987) that are difficult to find in order to check the authors’ subjective views of food web details (i). These community webs are more probably sub-community webs, constituted by a relatively small number of species, and our correlation comparing aquatic and terrestrial communities is, therefore, based on limited samples (ii). The observation that community webs with a high number of trophic levels are positioned in the graphical region of instability or metastability is not fully explained and is worth of further investigation (iii). The aim of the present study was to apply simple static analysis of N, η, m, C, and n parameters in food webs in order to compare the interplay of complexity, inferred from N, m, and n, and stability, inferred from N, m, and m∗ , between aquatic and terrestrial trophic communities, where different patterns are expected, given the marked divergence in environmental constraints (Hairston and Hairston, 1997). Constraints derived from the dynamical analysis of stability conditions in food webs were also taken into consideration (May, 1973; Pimm and Lawton, 1977; Ulanowicz, 1997a). The number of trophic levels in community webs is usually small due to low η1 , η2 , . . . , ηN−1 values, that express the efficiency of energy conversions between levels. The plot to show the N dependency on η is obviously tautological if η is the geometric mean of empirically determined η1 , η2 , . . . , ηN−1 values. Theoretically, however, the plot is informative because it shows that (1) the E(N)/NPP ratio exerts only a weak influence on N, (2) the correlation between N and η is approximately linear only at low η values, and (3) the choice of the geometric mean tends to confer higher N 189 values to those food webs in which η1 , η2 , . . . , ηN−1 values are more uniform. According to Ricklefs (1993), η on land is generally lower than η in aquatic ecosystems and, hence, Nland < Nwater . As a matter of fact, the first energy flow from primary producers to herbivores is less efficient on land, where most plant biomass is dead material that does not recycle in the short-medium term. Furthermore, water availability is often limiting on land and adaptations to temperature variability and gravity are energetically costly. All these energy losses reduce η (see also Kozlovsky, 1968; Wiegert and Owen, 1971; Odum, 1983). When N was plotted against m, a positive trend by linear least squares regression was found in aquatic communities (see Nybakken, 1997), especially if not belonging to restricted or extreme environments, but not in terrestrial communities (only a smaller number of which, however, was considered in this work). Since m together with n are fundamental determinants of food web structural complexity, it is suggested that the increment of complexity, due to more trophic links in a community of aquatic species, brings about an improvement of η, which is necessary to allow higher N values. Interestingly, no significant correlation was observed between N and n in aquatic communities (not shown), indicating that the connectance per se may improve the efficiency of energy transfer between trophic levels (see Conrad, 1972). The dependence of N on m, rather than on n, is likely to have more reversible effects on ecosystem stability because m is a more flexible parameter than n, and can be more easily returned to previous values in order to restore stability. Apart from parasites with different host species during the larval sequence of their life cycles, any increment of m should reflect a more generalistic trophic strategy. Cannibalism instead short-circuits the trophic level and the individual ηi→i of this energy exchange depresses the overall ηj→i value realised by the cannibalistic species with the other prey species, thus adversely affecting η and N of the food web. Moreover, considering the high number of cannibalistic species (Polis, 1981), we expect this trophic strategy to influence community structure (Dodds and Henebry, 1996); on this subject it would be interesting to compare the N values of ecosystems with and without cannibalistic species, ceteris paribus. We 190 L. Valandro et al. / Ecological Modelling 170 (2003) 185–191 suggest that a smaller weight should be attributed to the cannibalistic link with respect to omnivory. It is generally assumed that, beyond a critical threshold value, the greater the m value, the less stable becomes the ecosystem (May, 1973). The threshold value must lie between m = 1−1/n and m = m∗ . In the first limiting case, the trophic community is rigidly linear and intuitively highly vulnerable because any temporary rarefaction of a prey species in the chain can provoke the collapse of the upstream sequence of species. In the other limiting case, the trophic community is entirely reticular and highly unstable because every species is entangled in a predator–prey relationship with all the other species of the community. This globalisation effect makes the ecosystem chaotic, with sudden transitions even between states that are distantly positioned in the abstract space of all possible conditions. Our plot of m versus m∗ , further supports the conclusion that no community lies on the straight line where m = m∗ (Ulanowicz, 1997b; chapter 6, pp. 113–119). Actually, community clustering distinctly points to a threshold value of m near 3. On the other hand, the fact that six communities are dispersed in the so-called instability region (Fig. 4) with high m values implies that some mechanisms must exist to reconcile stability with a widening of interspecific trophic interactions. The latter interactions are often difficult to measure quantitatively (Paine, 1992), but usually they are weak in complex ecosystems (McCann et al., 1998). An analytical upper limit has been derived from dynamical stability condition by May (1973). Chaotic intensification at high m values should certainly occur whenever all trophic links of a species with the other interacting species are managed randomly in a sort of complete equivalence (all links have the same probability of energy flux). But this is not the case in nature, because no trophic web with a given m value can persist if a regulatory network is not superimposed on it due to the exchange and processing of active (purposeful) and passive (unintentional) signalling between species. The regulatory network is expected to be more complex than the trophic web due to a higher m value (regulatory links/n), because not every interspecific signalling results in a trophic outcome. The energetic cost of active signalling, whether intermittent (e.g. rattling sound of a rattlesnake) or persistent (e.g. aposematic skin colour), is usually low, whereas signal processing and recognition can be sometimes more expensive (Colombo, 1996). Yet, the energetic cost for signal exchange and processing is usually small compared with more demanding functions, such as locomotion, and may be sustained whenever the chaotic instability due to higher trophic m values can be quenched by an increase of regulatory interactions resulting from higher regulatory m values. It may be speculated that the complexity of the regulatory network between species is positively related not only to the trophic m value of the community, but, more generally, to the overall complexity of its trophic web given by both trophic m and n. This idea means that complex regulatory networks are to be expected in ecosystems in which either trophic m or n, or both, are high. Also, it would be interesting to compare the complexity of interspecies regulatory network with respect to the complexity of intraspecific regulatory networks. Lastly, it may be remarked that the success of humans as a species with a vast array of trophic links may be conceivably explained by their great capacity to create and maintain a remarkable radiation of regulatory links (see also Patten, 2001). 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