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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
SRF 330.1: Statement of Financial Performance
Australian Business Number
Institution Name
Reporting Period
Scale Factor
Reporting Consolidation
Members' benefits flows
1. Members' benefits flows in
1.1. of which: Employer contributions
1.2. of which: Member contributions
1.3. of which: Defined benefit contributions
2. Members' benefits flows out
2.1. of which: Benefit payments
2.2. of which: Repatriation to employer-sponsor
Superannuation activities
3. Investment income and gains/losses
4. Operating income
5. Investment expenses
6. Administration and operating expenses
7. Advice expenses
Insurance activities
8. Net flows from insurance activities
8.1. Insurance related inflows
8.2. Insurance related outflows
9. Profit/loss before income tax
10. Income tax expense/benefit
11. Profit/loss after income tax
12. Transfers into reserves affecting net assets available to
pay members' benefits
13. Transfers out of reserves affecting net assets available
to pay members' benefits
14. Change in net assets available to pay members' benefits
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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
SRF 533.0: Asset Allocation
Australian Business Number
Institution Name
Reporting Period
Scale Factor
Reporting Consolidation
1. Strategic asset allocation
Asset class type
Asset domicile type
Asset listing type
(1)
(2)
(3)
Cash
Australia domicile
Listed
Fixed Income
International domicile
Unlisted
Equity
Not applicable
Not applicable
Property
Infrastructure
Commodities
Other
Benchmark asset
allocation
if applicable, lower
end of asset
allocation range
if applicable, upper
end of asset
allocation range
if applicable, currency
hedging ratio
(4)
(5)
(6)
(7)
2. Directly held and indirectly held investments
Asset class type
Asset domicile type
Asset listing type
Fixed income type
(1)
(2)
(3)
(4)
Cash
Australia domicile
Listed
Government debt
Fixed Income
International domicile
Unlisted
Non Government debt
Equity
Not applicable
Not applicable
Mortgage debt
Property
Credit
Infrastructure
Not applicable
Commodities
Other
Fixed income currency type
Value
if applicable, currency
hedged
(5)
(6)
(7)
Australian dollars
Other currency
Not applicable
2.1 Total investments
2.2 Total assets
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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
3. Movements in directly held and indirectly held investments
Asset class
Asset domicile
type
Asset listing
type
Fixed income
type
Fixed income
currency type
(1)
(2)
(3)
(4)
(5)
Cash
Listed
Unlisted
Government debt
Non Government
debt
Australian dollars
Fixed Income
Australia domicile
International
domicile
Equity
Not applicable
Not applicable
Mortgage debt
Not applicable
Property
Credit
Infrastructure
Not applicable
Other currency
Commodities
Other
Net
transactions
Investment
income
Unrealised
gains/ losses
Realised
gains/ losses
Total gains/
losses
of which:
Foreign
exchange
gains/ losses
(6)
(7)
(8)
(9)
(10)
(11)
3.1 Total investment flows
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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
SRF 601.0: Profile and Structure (RSE)
Australian Business Number
Institution Name
Reporting Period
Scale Factor
Reporting Consolidation
1. In-house assets held by the RSE
1.1. In-house assets for which the entity has an exemption from APRA
2. Value of assets held in respect of standard employer-sponsored
business
3. Standard employer-sponsor details
Name
ABN
Member accounts
Members' benefits
(1)
(2)
(3)
(4)
4. Defined benefit sub-funds
Identifier
Principal employer-sponsor name
Principal employer-sponsor ABN
(1)
(2)
(3)
5. MySuper products
Principal employer-sponsor details
(large-employer MySuper only)
MySuper
identifier
URL
MySuper product type
Name
ABN
(1)
(2)
(3)
(4)
(5)
Generic MySuper product
Goodwill MySuper product
MySuper product for large
employer sponsor
6. Investment options
6.1. How many investment options are offered?
6.2. Details of select investment options
Identifier
Member
accounts
Members’
benefits
Date of last
stress test
Defined benefit
interests
Default option
(1)
(2)
(3)
(4)
(5)
(6)
Yes
Yes
No
No
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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
7. Reserving strategy - Investment strategy of each reserve
Type of reserve
Identifier
(2)
(1)
Value
(3)
ORFR reserve
Investment reserve
Self insurance reserve
Administration reserve
Other reserve
8. PST investor information
Name
ABN
Amount held by PST investor
Associate
(1)
(2)
(3)
(4)
Yes
No
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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
SRF 702.0: Investment Performance
Australian Business Number
Institution Name
Reporting Period
Scale Factor
Reporting Consolidation
1. Investment fees, costs and taxes
Dollar value
Percentage
value
(1)
(2)
Dollar value
Percentage
value
(1)
(2)
1.1. Investment fees
1.2. Indirect cost ratio investment costs
1.3. Other investment costs
1.4. Total investment fees, indirect cost ratio
investment costs and other investment
costs
1.4.1. of which: Direct investment
manager: base fees
1.4.2. of which: Direct investment
manager: performance based fees
1.4.3. of which: Underlying investment
manager: base fees
1.4.4. of which: Underlying investment
manager: performance based fees
1.5. Representative member investment fees
and costs
1.6. Taxes on investment income after
investment fees and costs
1.7. Representative member taxes on
investment income after investment fees
and costs
2. Administration fees, costs and taxes
2.1. Administration fees
2.2. Indirect cost ratio administration costs
2.3. Other administration costs
2.4. Representative member administration
fees and costs
2.5. Administration-related tax expense/benefit
2.6. Representative member administrationrelated tax expense/benefit
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7 July 2014 – APRA Select Investment Option Reporting Consultation
Items marked in blue are proposed to be removed from existing collection
3. Advice fees, costs and taxes
Dollar value
Percentage
value
(1)
(2)
Percentage
value
Representative
member
(1)
(2)
3.1. Advice fees
3.2. Indirect cost ratio advice costs
3.3. Other advice costs
3.4. Representative member advice fees and
costs
3.5. Advice-related tax expense/benefit
3.6. Representative member advice-related tax
expense/benefit
4.
5.
6.
7.
8.
9.
Net investment return – for the quarter
Net investment return - year to date
Net return - dollar value
Net return - percentage value
Representative member fees and costs
Representative member fees, costs and taxes
10. Start date of reporting period for new investment options only
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