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ICOP 2009-International Conference on Optics and Photonics CSIO, Chandigarh, India, 30 Oct.-1 Nov. 2009 OPTICAL DESIGN OF AN ECHELLE GRATING BASED ATOMIC EMISSION SPECTROMETER FOR SIMULTANEOUS SPECTRO-CHEMICAL ANALYSIS. D V Udupa and Sanjiva Kumar Spectroscopy Division Bhabha Atomic Research Centre, Mumbai 400 085 Email: [email protected] Abstract: The optical design of an atomic emission spectrometer useful for simultaneous spectrochemical analysis of up to 51 elements is presented. The spectrometer consists of two concave spherical mirrors, an echelle grating having frequency of 79 lines/mm, and a CCD detector for recording the spectral lines in two-dimensional format. The instrument has a wavelength range of 2000 - 4000 Å with a resolving power of 15000. The range of grating orders used is 60 – 120. Fused silica Littrow prism is used to sort the different spectral orders to avoid their overlapping in the focal plane of the instrument. The focal lengths for the collimating mirror and focusing mirror have been calculated to be 250 mm and 175 mm respectively for covering the full wavelength range with minimum repetition over the detector area of 13 mm X 13 mm. The reciprocal linear dispersion of the instrument is 3.49 Å/mm at a wavelength of 3000 Å. 1. INTRODUCTION An optical spectrometer is the core of an analytical system based on atomic emission spectroscopy (AES). The spectrometer records the intensities of various spectral lines in the emission spectrum, which is then used for the determination of the concentration of different elements simultaneously. Traditionally a Rowland circle mounted concave grating polychromator consisting of multiple exit slits and photo-multiplier detectors (PMT) is used for simultaneous multi-element analysis[1-2]. This type of instrument has several drawbacks such as the number of spectral lines recorded are limited due to physical limitations in mounting many exit slits. The instrument also lacks the flexibility of changing the analytical lines at will since the slits are positioned permanently. An echelle grating based spectrometer with a charge coupled device (CCD) detector overcomes these limitations by allowing continuous recording of lines in the entire wavelength band of the instrument. A higher signal to noise and the simplicity in data acquisition due to the use of a single detector are added advantages. The echelle grating spectrometer is also much more compact than a concave grating polychromator of equivalent resolution. We describe here the optical design and development of an echelle grating spectrometer useful for simultaneous spectrochemical analysis of 51 impurity elements using AES. 2. OPTICAL DESIGN The basic principle of an echelle spectrometer is to record the spectrum dispersed by a diffraction grating at a high order of interference[3-4] in order to have a higher dispersion and hence a higher resolution for the same size of the instrument. A low dispersing element (order sorter) is employed in order to separate out the overlapping orders of diffracted light, which is present in higher orders by dispersing in a direction perpendicular to the grating dispersion. We have used a fused silica prism as an order sorter in our instrument. Focusing Mirror 2-D CCD Detector (M2) Order Sorter Prism (P) Entrance Slit φ (G) Echelle Grating Collimating Mirror (M1) Fig. 1. Schematic optical layout of the echelle spectrometer. A schematic diagram of the echelle spectrometer is shown in Fig. 1. The design employs a CzernyTurner[5] type of configuration with the addition of a Littrow prism as another dispersing element. Light from an entrance slit is collimated by M1 and is dispersed by a littrow prism and an echelle grating in mutually perpendicular directions. The dispersed light is focused on a 2-D detector to record an echellogram. The focal length of mirror M2 has been calculated based on the dispersions of the echelle grating and the size of the detector so that all the wavelengths in the range of 2000-4000 Å are covered with minimum overlap from different orders. The prism has been designed to give a proper dispersion to separate the overlapping orders in the full wavelength range. 3. GRATING AND PRISM DISPERSION The general theory of the echelle grating has been discussed by Harrison[6]. The diffraction of the grating is described by the grating equation as follows: d (sin α + sin β) = mλm (1) where, m is the spectral order number, d is the groove spacing, and α and β are the angles of incidence and diffraction, respectively, measured from the grating normal. It follows from eq. (1) that all the wavelengths λk diffracted in spectral order k, and satisfying the condition k . λk = m . λm (2) emerge from the grating in the same direction and hence will overlap. An order-sorter having a low dispersion in the perpendicular direction is essential for separating overlapping spectral orders in echelle gratings. The reciprocal linear dispersion is given by: dλ / dl = d . cos β / m . f2 (3) where f2 is the focal length of the focusing mirror in the instrument. In order to record the complete spectral range on the detector plane with minimum overlap, we calculate the angular spread ∆β in the grating diffraction. If φ is the angle between incident and refracted ray at the grating (See Fig. 1), we have from eq. (1) ΨC = d(sin(θB + φ/2) + sin(θB - φ/2)) (4) where θB is the blaze angle and ΨC = mC λC for the central wavelength. The maximum and minimum orders diffracted at the same angle are related to maximum and minimum wavelength as mmax = ΨC /λ min and mmin = ΨC /λ max (5) The parameter Ψ varies from Ψmax to Ψ min in the grating dispersion direction. The values of Ψmax and Ψmin must be such that all wavelengths in the range must be covered with minimum overlap. This is possible if we have the wavelengths corresponding to Ψmin for all orders to be less than or equal to the wavelengths corresponding to Ψmax for the next consecutive order. Since wavelength dispersion is largest for the highest wavelength, we have the condition: Ψmax / (mmin +1) = Ψmin / mmin (6) To the first approximation if we assume a nearly linear dispersion we have Ψmax + Ψmin = 2ΨC (7) For an echelle grating of ruling frequency 79 lines/mm, θB = 74°, and choosing minimum possible φ = 14° from physical considerations, we get the parameters : mmin = 60, mmax = 120, Ψmax = 243539 Å, Ψmin = 239547 Å and ∆β = 4.45°. For a detector size of 13.3 mm X 13.3 mm the focal length f2 of M2 is calculated to be 175 mm from the relation: f2 =L / (2 tan (∆β /2)) (8) where L = 13.3 mm. The prism apex angle has been calculated to be 22.5° for dispersion of light from 2000-4000 Å over a length of 13.3 mm. 4. ABERRATIONS The major aberration in the system is astigmatism, spherical aberration and coma. While coma is corrected to a large extent due to the use of off-axis angles of the focusing and collimating mirrors in opposite directions as in a Czerny-Turner mount[5], spherical aberration is reduced due to the use of f/9 system design. The effect of astigmatism elongates the spectral lines on the detector plane, which is at the tangential image plane of M2 and is again restricted by the limiting of sagittal field by means of an aperture stop. 4. ASSEMBLY AND ALIGNMENT The echelle grating used in the instrument has 79 lines/mm, a ruled area of 254 mm X 128 mm, and a blaze angle of 740. The entrance slit is a square aperture of 40 µm X 40 µm. Mirrors M1 and M2 are 250 mm and 175 mm focal length respectively with aluminium high reflection coatings. The Littrow prism is 35 X 70 X 40 mm3 made of fused silica with aluminium high reflection coating. The mirrors and the prism, which were fabricated in-house have a surface accuracy of λ/8 and angle accuracies of 30 arc-seconds. The grating dispersion is horizontal and the prism dispersion is vertical. A CCD detector of 13.3 mm X 13.3 mm having 1024 X 1024 pixels has been chosen to record the spectra in 2-dimensional format. All the components are mounted rigidly to avoid any relative vibrations between them. The slit was placed precisely at the focal point of M1. This was ascertained by checking the collimation of a laser beam focused at the slit aperture using Murty’s interferometer[7]. The precise alignment of the grating and the prism at the desired angles were verified by recording spectrum from a mercury spectral lamp. A reciprocal linear dispersion of 3.49 Å/mm for 3000 Å corresponds to a resolution of 0.15 Å considering at least three pixels necessary for resolving. 5. CALIBRATION AND TESTING 6. CONCLUSION The wavelength calibration of the spectrometer is complicated due to superposition of two different dispersions with multiple orders. Consequently, many known wavelengths in each diffraction orders are needed. Emissions from several standard singleelement hollow-cathode lamps of various elements such as Fe, Mg, Mn, Be, Co, Cu etc were utilized for the wavelength calibration. Exact pixel positions on the detector plane were identified for many prominent and easily identifiable spectral lines emitted by the lamps. This data is then utilized for assigning the exact wavelengths and their diffraction orders corresponding to other emission lines covering the entire area of the detector. Figure 2 shows the emission spectra of the element Tungsten as recorded by the echelle spectrometer. The grating dispersion is in horizontal direction whereas prism dispersion is the vertical direction. An echelle spectrometer useful for simultaneous spectro-chemical analysis of 51 elements has been designed and developed indegeneously. The instrument has a wavelength range of 2000 - 4000 Å with a resolving power of 15000. The optical design of the instrument incorporating a two dimensional spectra to be recorded on a CCD detector is presented. The resolution at 2500 Å has been measured to be 0.17 Å. REFERENCES [1] R. P. Shukla et. al. “Design, Fabrication and Performance Evaluation of a 22-Channel Direct Reading Atomic Emission Spectrometer using Inductively Coupled Plasma as a Source of Excitation” Sadhana 25 (1), 57 (2000) [2] Skoog, D. A., Hollar, F.J., Nieman, T.A., “Principles of Instrumental Analysis”, 5th edition, , Haircourt Brace & Co. 237 pp (1998) [3] Skoog, D. A., Hollar, F.J., Nieman, T.A., “Principles of Instrumental Analysis”, 5th edition, , Haircourt Brace & Co. 160, 236, 240 pp (1998) [4] Rudolf Kingslake (1969). Applied Optics and Optical Engineering Vol.5, Part 2, Academic Press, New York, 41, 43, 56 pp. Fig. 2. Spectra of the element tungsten in the 2100 – 3000 Å region recorded using the echelle spectrometer. As a test of resolution, two close emission lines of beryllium having wavelength separation of 0.17 Å (λ=2494.73 Å and 2494.56 Å) was recorded and seen to be well resolved as shown in Fig. 3. The image is recorded with an entrance slit size of 20 µm X 40 µm. Fig. 3. An enlarged section of the beryllium spectrum showing the resolved image of emission lines (2494.73 Å and 2494.56 Å) separated by 0.17 Å. [5] M.V.R.K. Murty, “Theory and Principle of Monochromators, Spectrometers and Spectrographs”, Optical Engineering, 13 (1), 23 (1974) [6] G. R. Harrison, J. Soc. Opt. Am. 39, 522 (1949) [7] M V R K Murty, “The use of a single plane parallel plate as a lateral shearing interferometer with a visible gas laser source”, Appl. Optics, 3 531 (1964).