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Fontys Hogescholen Tilburg Lerarenopleiding Engels Bachelor of Education Syntax 2 1 2 Syntax 2 Table of contents Chapter 1 Introduction p. 4 Chapter 2 The Phrase p. 6 Chapter 3 The Structure of Phrases p. 7 3.1 The Noun Phrase p. 7 3.2 The Verb Phrase p. 12 3.3 The Adjective Phrase p. 15 3.4 The Adverb Phrase p. 15 3.5 The Prepositional Phrase p. 16 The Function of Phrases p. 17 4.1 The Noun Phrase p. 17 4.2 The Verb Phrase p. 18 4.3 The Adjective Phrase p. 19 4.4 The Adverb Phrase p. 20 4.5 The Prepositional Phrase p. 21 The Provisional Subject p. 22 Chapter 6 Summary p. 23 Extra: Sample test Syntax 1 p. 29 Exercises p. 31 Chapter 4 Chapter 5 Additional notes 5.1 3 Syntax 2 Chapter 1 Introduction In syntax, a distinction is made between: Simple Sentence Complex Sentence Compound Sentence In the Complex Sentence, one (or more) of the functions is realized by a (sub)clause, instead of by a phrase; whereas in the Simple Sentence all the functions are realized by phrases. The following examples illustrate the difference. Note that the first sentences of each example are simple and that the second sentences are complex, i.e. there is a subordinated clause. 1) a. Sven never believed her story. b. The President of the Pakistan Mountaineering Association believes that the big mountains need a rest. DO = Clause 2) a. The truth is unpleasant. b. The truth is that the roof of the world is polluted. SA = Clause 3) a. Her news came as an unpleasant surprise. b. What Jane told me came as a big shock. S = Clause 4) a. At dawn the devils disappeared up the chimney. b. When morning came, the terror of the dwarves grew less. Adverbial = Clause When we analyse a Complex Sentence, we must first recognize the constituents of the whole sentence and state what function they have. 1) b. The … Association = Subject believes = Predicator that the … rest = Direct Object Then the subclause must be analysed, in the usual way. But subordinating conjunctions like that, when, until, etc.*1, are not given a function label. We simply call them subordinating conjunctions. 1) b. that = subordinating conjunction the big mountains need a rest 1 before, as soon as, since and if. 4 the big mountain = Subject need = Predicator a rest = Direct Object We will first look at finite subclauses, which are clauses with a finite Predicator; the first verb form is finite. Note that the finite can change tense: present – past. The following examples illustrate the difference between a finite and a non-finite subclause. 5) a. While he clutched her arm, he crossed the square. Adverbial = finite subclause b. Clutching her arm, he crossed the square. Adverbial = non-finite subclause In the Compound Sentence there are two (or more) clauses which are linked by a coordinating conjunction (and, but, or, for*2). These clauses are “on the same level”, they do not have a function in another clause. 6) They were thirsty too, for they had very little water. clause c. conj. clause When the Subject of the second clause is the same as that of the first, it is often left out. 7) Edward called the Post Office and complained about his crumpled letters. clause c. conj. clause When we analyse a Compound Sentence, we simply analyse each clause separately. Various combinations of subordination and coordination are also possible; these will be dealt with later. D. Sentences for analysis (only main clause and subclause): 1. Here they sat on wooden benches, while Gandalf began his tale. 2. As readers of her earlier travel books know, Morris delivers meaty opinions in a dextrous prose style. 3. After that my mother takes the clothes outside and hangs them onto the clothesline with plastic clothespins. 4. Andrea looks upsettingly young, but she must be in her twenties. 5. James had not expected that his invention would make him a rich man. 6. That he was very unhappy about his dismissal was quite clear to everyone. 2 nor, so 5 7. When all the guests were seated in the back parlour, David fed the hungry kitten some milk. 8. To our dismay the man at the desk politely informed us that he could not get us a room with a balcony. Chapter 2 The Phrase Introduction We discuss five types of phrases: the noun phrase (NP), the verb phrase (VP), the adjective phrase (AdjP), the adverb phrase (AdvP) and the prepositional phrase (PP). For each phrase we describe the elements of which it can consist (its structure) as well as the functions it can have at sentence and phrase level. A phrase usually contains a word which may be looked upon as the central element. This word functions as the head of the phrase. Thus a noun phrase is a linguistic structure in which a noun normally functions as head. In the structure of the phrase the words that precede and/or follow the head play a subordinate role. Head NP : AdjP : AdvP : many expensive cars with air-conditioning extremely proud of her achievements very fluently indeed The verb phrase differs from the noun, adjective and adverb phrases in two respects. In the first place, it contains verbal forms only and this includes the multiword verbs. Secondly, the verb phrase head is always the last element in the structure of the phrase. Examples: VP : should have been punished may have been sleeping The head of a noun, adjective or adverb phrase can often be identified as that element which is capable of being substituted for the whole phrase. This country imports many expensive cars with air-conditioning This country imports cars Maureen is extremely proud of her achievements Maureen is proud Frank speaks Dutch very fluently indeed Frank speaks Dutch fluently 6 The prepositional phrase, exemplified by structures like on the beach and in the twentieth century, differs from other phrase types in that it lacks a constituent which is capable of being substituted for the whole phrase. In other words, on the beach cannot be replaced by either on or the beach in the way that very fluently indeed can be replaced by its head fluently. Chapter 3 The structure of phrases 3.1 The noun phrase (NP) Noun phrases vary structurally from one-word phrases consisting of a head only to complex structures in which the head is preceded and/or followed by other words. Consider, for example, the following noun phrases, in all of which books functions as head: books the books books on linguistics the books on linguistics that I bought in London the expensive books on linguistics that I bought in London all the expensive books on linguistics that I bought in London It is easy to see that the structure of the first noun phrase (books) can be made more and more complex by adding words to the left and to the right of the head. In order to be able to describe the structure of the noun phrase it is convenient to distinguish three functions: head, determiner and modifier. a. The noun phrase head (function) The head of a noun phrase is usually realized by a noun or pronoun. Jim lives in London Canada is a vast country Books are expensive Do your children like music? She doesn’t like me Yours is over there That is not true Who told you? Noun phrase heads can also be realized, however, by adjectives, by –ing and –ed participles and by quantifiers or indefinite pronouns and numerals. the rich the French the young the grotesque the bizarre the irrational the dying the unknown the unexpected some neither (all) five 7 b. Determiners The determiner function occurs only in the structure of the noun phrase; it does not give a quality or characteristic of a noun. It is realized by words that always precede the noun phrase head. Since these words observe a fixed order, they can be divided into three subclasses: predeterminers, central determiners and postdeterminers. DETERMINERS Central determiners definite article indefinite article demonstrative pronoun possessive pronoun specifying genitive NP quantifier interrogative pronoun relative pronoun another, any, each, either, enough, every, neither, no, some, what, which, whose Predeterminers all both double half twice three times, etc. many (a) such (a) what (a) Postdeterminers cardinal numerals ordinal numerals next, last few, fewer, fewest further little, less, least much/many, more, most only, other, own, same, several, such Note that there are restrictions on the possibility of combining determiners from each of the three columns with each other. The structure of the phrases The following are examples of noun phrases with heads preceded by various kinds of determiners: all these cases both my parents double the amount half a minute many a time such a mess the next problem whose money those few writers his other job John’s own house what other books every other week the least trouble her many lovers the last exercise all such problems no further questions In the noun phrase all these cases, for example, cases functions as head, realized by a noun, all functions as predeterminer, realized by a quantifier, and these functions as central determiner, realized by a demonstrative pronoun. all these cases NP predet.central det. Head Note that some postdeterminers can be combined with others: the first two questions many other opportunities the last few years several hundred cars 8 the only other problem many such cases Note: In this case we will restrict ourselves to only one determiner in the NP. c. Modifier We can distinguish three types of modifier: Premodifier; realized by items following the determiners and preceding the head. Postmodifier; realized by items following the head. Discontinuous modifier; realized by items interrupted by the head. *Note that the discontinuous modifier won’t be part of the test. The function premodifier can be realized by an adjective phrase, a noun phrase or a classifying genitive. Premodifiers follow all the determiners. ADJP NP (clas.gen) beautiful girls a big Mercedes some extremely complicated cases his interesting essay children’s books cat’s eyes boys’ shoes thieves’ slang NP a disc jockey her maiden name girl guides war crimes Note the difference between a specifying genitive and a classifying genitive! The specifying genitive is normally used to indicate ownership or possession. Her children’s new books This phrase makes reference to specific new books, in this case those belonging to her children. The genitive form her children’s helps to identify which books we are talking about. The Dutch translation for the whole noun phrase makes this clear: de nieuwe boeken van haar kinderen. The classifying genitive refers to the category or class of objects something belongs to, or simply expresses what kind of thing it is. Her new children’s books 9 This phrase makes reference to a certain type of books, i.e. those written for children. In Dutch we often use a compound noun: kinderboeken. Thus, in new children’s books the genitive children’s is meant to classify or categorize the books: nieuwe kinderboeken. In other words, a construction like her children’s books can mean two totally different things, depending on the intonation with which it is read: it can mean de nieuwe boeken van haar kinderen or haar nieuwe kinderboeken. Specifying genitive (determiner) Classifying genitive (prem.) her children’s new books NP det prem head her new children’s books NP det prem prem head A specifying genitive functions as central determiner and may be separated from the head of a noun phrase by a premodifier. In the example on the left her children’s is the central determiner and new the premodifier. A classifying genitive, on the other hand, always immediately precedes the noun phrase head. In the example on the right below new does not qualify children’s but children’s books. Postmodifier The function postmodifier may be realized by an adjective phrase, an adverb phrase, a prepositional phrase or a noun phrase. ADJP PP Russia proper nothing new a problem reminiscent of yours a woman too beautiful to ignore students as intelligent as Helen the letters on his desk books from the library the University of Cambridge friends of mine differences of opinion ADVP NP the week ahead the year before the climb up the crowd outside shoes that size a woman your age The function postmodifier can also be realized by clauses, both finite and non-finite. Finite postmodifying clauses comprise two types: relative clauses and appositive clauses. Relative clauses are introduced by one of the relative pronouns who, whose, whom, which or that (Have a look at KvdV). Who has personal reference, which has non-personal reference, while that has both personal and non-personal reference. There are two types of relative clause: the restrictive relative clause, which is used in order to define the referent of the antecedent, and the non-restrictive relative clause, which has no such 10 function; it provides additional information. The relative pronoun that is used in restrictive relative clauses only. The difference between restrictive and non-restrictive relative clauses is illustrated by the following pair of examples. Note that a non-restrictive relative clause is preceded and followed by a slight pause indicated in writing by a comma. Englishmen who believe in ghosts are keen on Edgar Allen Poe Englishmen, who believe in ghosts, are keen on Edgar Allen Poe The first relative clause is restrictive, since it serves to identify the antecedent. The first sentence does not state that all Englishmen are keen on Poe, but only those who believe in ghosts. In other words, the function of the relative clause here is to set off one subclass of Englishmen (those who believe in ghosts) from another (those who do not). The relative clause in the second sentence does not have this function. The second sentence claims that all Englishmen are keen on Poe and what the (non-restrictive) relative clause does is provide additional information (that all Englishmen believe in ghosts). Restrictive relative clauses: This is the lady who/that sold me the tickets Jim is a linguist for whom I have the greatest respect The man (who(m)/that) you were talking to is my boss Since his accident Peter has never been the man (that) he used to be The lectures (which/that) he gave on Greek philosophy were very good The brackets show that the relative pronoun in restrictive relative clauses can be left out unless it functions as the subject of the clause or is immediately preceded by a preposition (as in the first two examples). Non-restrictive relative clauses: Freud was an Austrian psychoanalyst, who died in 1939 This is Edward Jones, whose wife you have met, I believe There are 25 students, who all specialize in linguistics His library contained 5,000 books, which were all damaged by the fire Appositive clauses: Appositive clauses serve to describe the content of the preceding abstract noun. They are introduced by that (subordinating conjunction) or by WH-words (interrogatives). The proposal that he should retire The question where he was hiding The claim that the capital had been captured The problem who should be invited Note that appositive clauses can be preceded by a form of the copula be, but that relative clauses cannot. The be-insertion test enables us to distinguish between the two types of clause. 11 the proposal that he should retire the proposal (that) he made the proposal was that he should retire *the proposal was (that) he made In the last example that is a relative pronoun which functions as Direct Object and can be left out. That in appositive clauses has no function, but is a subordinating conjunction and cannot be left out. Non-finite postmodifying clauses can also be divided into three types: infinitive clauses -ing participle clauses -ed participle clauses their wish to emigrate to Australia an example for you to imitate children playing in the park undergraduates wishing to read English the situation described here the plans outlined in this document Discontinuous modifier (will not be dealt with in the test) As we have seen above, in the structure of the noun phrase the head can be preceded by premodifiers and followed by postmodifiers. In addition, it is possible for the modifying items to partly precede and partly follow the head. In such cases the head interrupts a sequence of items between which there exists a dependency (hence the label discontinuous modifier). a difficult child to cope with bigger cars than we had ever seen as beautiful a city as Vancouver 3.2 The verb phrase (VP) The verb phrase consists of verbal forms only which include multi-word verbs such as to bring up, to turn on, to look down on, etc. If there is only one verbal form (lexical verb or copula), we speak of a simple verb phrase. If there is more than one form the verb phrase is complex. Both simple and complex verb phrases can be finite or non-finite. The first verb of the VP determines whether a VP is finite or non-finite. 1. simple/finite Peter writes novels I admire his courage Susan felt very tired Curiosity killed the cat 2. simple/non-finite We have, to put it mildly, our misgivings about your 12 taking that job To be quite frank, I did not like the performance very much They decided to leave Considering all the things that could have gone wrong, we really have no reason to complain Absence makes the heart grow fonder Convinced by this argument, she gave in at last 3. complex/finite He has tried very hard They will be meeting again next Tuesday We should have discussed this earlier They may have been arrested 4. complex/non-finite Having waited there for two hours, we left Having been warned in advance, she was a lot more careful this time She hates being invited to those awful parties The examples show that in complex verb phrases the lexical verb or copula always comes last and the modal auxiliary first. The auxiliary have, if present, invariably precedes the auxiliary be. A complex verb phrase may contain one of the primary auxiliaries do, be and have. Note that the auxiliary do does not as a rule occur with other auxiliaries. As illustrated by the examples below, be functions as an auxiliary of the progressive or as an auxiliary of the passive. In general the progressive denotes that the action expressed by the verb is, was or will be going on at a particular moment or during a particular period, while the passive denotes that the action expressed by the verb is undergone rather than performed by the subject of the sentence. The last two examples show that the verb phrase can express progressive aspect and passive voice at the same time. Progressive aspect only He is writing a new novel We were watching TV when the bell rang She will be waiting for us at six Passive voice only Prisoners are punished if they do not comply with the rules Two children were killed in that accident These measures will be introduced next year Progressive aspect + Passive voice The house is being watched night and day A new report was being written at the time The whole finite verb phrase expresses tense. English has eight tenses in all. The examples below show that the present perfect and past perfect tenses are formed by means of the auxiliary have, the present future and past future tenses by means of the auxiliaries will/would or shall/should and the present future perfect and past future perfect tenses by means of a combination of will/would or shall/should and have. 13 ACTIVE PASSIVE Simple Present (o.t.t.) Present Continuous (o.t.t. + ‘duren’) I walk The letter is sent… Ik loop De brief wordt verstuurd I am walking It is being sent Ik ben aan het lopen Het wordt verstuurd Simple Past (o.v.t.) Past Continuous (o.v.t. + ‘duren’) I walked It was sent Ik liep Het werd verstuurd I was walking It was being sent Ik was aan het lopen Het werd verstuurd Simple Perfect Present (v.t.t.) Present Perfect Continuous (v.t.t. + ‘duren’) I have walked It has been sent Ik heb gelopen Het is verstuurd I have been walking --- Simple Past Perfect (v.v.t) Past Perfect Continuous (v.v.t. + ‘duren’) I had walked It had been sent Ik had gelopen Het was verstuurd I had been walking --- Simple Present Future (o.t.t.t.) Present Future Continuous (o.t.t.t. + ‘duren’) I will walk It will be sent Ik zal lopen Het zal verstuurd worden I will be walking --- Simple Past Future (o.v.t.t.) Past Future Continuous (o.v.t.t. + ‘duren’) I would walk It would be sent Ik zou lopen He zou verstuurd worden I would be walking --- Ik heb gelopen Ik had gelopen Ik zal lopen Ik zou lopen Simple Present Future Perfect I will have walked (v.t.t.t.) Ik zal gelopen hebben It will have been sent Het zal gestuurd zijn Present Future Perfect Continuous (v.t.t.t. + ‘duren’) I will have been walking Simple Past Future Perfect (v.v.t.t.) I would have walked --- Ik zal gelopen hebben Ik zou gelopen hebben It would have been sent Het zou gestuurd zijn Past Future Perfect Continuous I would have been walking (v.v.t.t. + ‘duren’) Ik zou gelopen hebben --- 14 3.3 The adjective phrase (AdjP) The head of an adjective phrase is always realized by an adjective. Apart from the head the structure of an adjective phrase may contain an optional modifier. There are three possibilities: the modifier is realized by words that precede the head (premodifier), by words that follow the head (postmodifier) or by sequences that are interrupted by the head (discontinuous modifier). The function premodifier is realized by adverb phrases: most interesting rather good horribly cruel exceptionally intelligent hardly less dull considerably more readable The function postmodifier may be realized by the adverb enough (AdvP), by a prepositional phrase and by a clause (finite or non-finite). wide enough good enough to pass the exam friendly to one’s neighbours proud of her achievements AdvP good at playing tennis surprised at what she said next (My father was) glad that he was able to retire early (I am not) sure who broke into your office PP Clause (They were) afraid to disturb us (Frank was) foolish not to turn up In adjective phrases containing a discontinuous modifier the head is preceded by so, as, more, less or too and followed by a clause or phrase. There exists a dependency relation between the words that precede and those that follow the head. We were so tired that we went straight to bed Your daughter is as pretty as your wife This sounds more attractive than what you said last night She is too sensible to do such a stupid thing *Note: no discontinuous modifier in the test. 3.4 The adverb phrase (AdvP) The adverb phrase head is always realized by an adverb. Modifier The adverb phrase head, like the adjective phrase head, may be modified by three types of (optional) modifiers: a premodifier, a postmodifier or a discontinuous modifier. The function premodifier is realized by adverb phrases. 15 fairly fluently too soon incredibly well extremely late nearly always much more frequently The adverb phrase head can be postmodified by enough as well as by a finite than-clause. easily enough slowly enough to understand him (This plane flies) faster than experts had expected (This car is going to sell) better than our competitors predicted In adverb phrases containing a discontinuous modifier the head is preceded by one of the items so, as, more, less or too and followed by a clause or phrase. He spoke so bluntly as to put us off Mae West dies as recently as 1980 That statement has been formulated less carefully than it should have been The taxi arrived too late for us to catch the plane *Note: discontinuous modifier not in test. 3.5 The prepositional phrase (PP) In the structure of the prepositional phrase the preposition (simple or complex) is followed by a prepositional complement (PC). The PC can be realized by a noun phrase, a WH-clause, an –ing participle clause or another prepositional phrase. in London after the news across the river beyond the horizon (She felt hurt) because of what you said (Are you afraid) of what might happen? (Several people were sent to prison) for not paying their taxes (Am I right) in believing that you would now vote Labour? (He pulled a gun) from under his seat (She beckoned) from behind the bar Note that a prepositional phrase may be introduced by an adverb phrase or by a noun phrase. straight over the wall just after midnight well behind schedule two days before the meeting some time after the accident two miles under water 16 The two immediate constituents of a prepositional phrase, the preposition and the prepositional complement, do not always immediately follow each other. When the preposition is left on its own at the end of a sentence or clause, it is said to be ‘stranded’. This is also referred to as preposition stranding. Chapter 4 The functions of phrases All phrases can function as constituents of the sentence or clause. Moreover, with the exception of the verb phrase, they can function in the structure of other phrases. Thus the noun phrase good food, the adjective phrase very pretty, the adverb phrase beautifully and the prepositional phrase in London function at sentence level in the first four examples below and at phrase level in the last four examples. Sentence level I love good food Your daughters are very pretty She sings beautifully I met your brother in London Phrase level I’ve just bought the good food guide Jim’s solution was beautifully simple You have very pretty daughters I remember your brother in London In this section we deal with the functions of each phrase at both sentence and phrase level. In the structure of the sentence we distinguish the following functions, each of which can be realized by a phrase: Subject Predicator Direct Object Indirect Object S P DO IO Benefactive Object Subject Attribute Object Attribute Adverbial BO SA OA A For further information on functions see the reader Syntax 1. 4.1 The noun phrase At sentence level the noun phrase can have any function except that of predicator. At phrase level the noun phrase is typically used as an immediate constituent in prepositional phrases. Less typical is its use in the structure of noun phrases, adjective phrases and adverb phrases. Sentence level S Our chairman is very efficient 17 DO IO SA OA A We elected our chairman last year We have given our chairman a new job Jim will be our chairman next year When did we elect Jim our chairman? The accident occurred last week Phrase level in PP throughout the country without my permission in NP women your age An ulcer the size of an egg in AdjP two miles long in AdvP a day earlier in England at Christmas four inches wide the week before Noun phrases like women your age must be distinguished from appositional constructions like the following: Paul Flint, her present husband pollution, a major political issue Florence, the most beautiful city in Italy Professor Atkins, the Dean of our Faculty The units in apposition are called appositives. If both appositives are noun phrases, they can often be reversed. They have the same reference, the same syntactic function and either of them can be omitted. Paul Flint, her present husband, is a musician Her present husband, Paul Flint, is a musician Her present husband is a musician Paul Flint is a musician 4.2 The verb phrase The verb phrase (both finite and non-finite) can only function as predicator in the structure of the sentence or clause. The predicator is always realized by a verb phrase. The children are sleeping He must have been killed at once You should have copied that letter I have been ill since last week (Treating him like that) is unfair (To hold her responsible) was impossible We want (Catherine to marry him) I hate (John doing such things) Note that the constituents in brackets are clauses within sentences. 18 4.3 The adjective phrase At sentence level adjective phrases are used predicatively, that is as realizations of SA or OA. At phrase level they are normally used attributively, that is as premodifiers in the structure of the noun phrase. Examples of predicative use (sentence level): SA My beer is cold John is rich My soup is hot OA I prefer my beer cold Would you call John rich? I like my soup hot Examples of attributive use (phrase level): intelligent students a wonderful solution John’s expensive car the new policy bright sunshine some exceptionally fine paintings In some cases an attributive AdjP follows the noun phrase head. a case apart postmaster general China proper the people present the facts concerned the problems involved Adjective phrases also follow the noun phrase head when they are further complemented: A woman more jealous than John’s wife I have never met Students willing to take the exam in May can do so Plans capable of being realized now should not be delayed Although the majority of adjectives can be used both attributively and predicatively, some adjectives are always attributive, others always predicative. Attributive only Predicative only the main cause the principal reason the inner city a mere child his former mistress sheer stupidity utter nonsense afraid alone alive asleep awake aware (of) ill 19 4.4 The adverb phrase When used as constituents of the sentence, adverb phrases function as realizations of A. In the structure of phrases they chiefly occur as premodifiers in adjective and adverb phrases, but also as postmodifiers in noun phrases. Note: Sometimes you can come across an adverb phrase at phrase level as a premodifier in the prepositional phrase, e.g. straight through his heart. But this will not be asked in the test. Sentence level Jim paints beautifully Surprisingly, he did not turn up They had already left Perhaps he is right Have you ever been to Paris? Frankly, I do not believe you Phrase level Premodifier in AdjP exceptionally brave hardly fair extremely nice Premodifier in AdvP quite well rather tolerantly most carefully practically impossible increasingly difficult awfully good equally simple too quickly very frequently As sentence constituents adverb phrases can have a wide range of meanings. First, they can express time, place, manner and degree. I am meeting Jane tonight My brother does not live here She speaks English fluently The girls absolutely adore their French teacher They can also serve to express the speaker’s attitude towards what he is saying, as in: Frankly, I think you’re wrong Fortunately, no one was injured Finally, they function as links (not as conjunctions!) between one sentence and another: My mother did not feel well. So she did not come Mary does not work hard. She is very intelligent, though Peter is seriously ill. Still, we have not lost all hope My brother has a very good income. Besides he is married to a rich wife 20 4.5 The prepositional phrase At sentence level the prepositional phrase may realize the functions A, SA or OA (rarely S). At phrase level it chiefly occurs as a postmodifier in noun phrases and adjective phrases, but also sometimes as prepositional complement. Sentence level A My parents live in the country We met in a pub This picture was painted by Turner He is coming on Sunday SA After two years in prison he is at liberty (free) OA The news of the team’s victory sent the town into great excitement S After nine is a good time to ring Phrase level postmodifier in NP whisky on the rocks a room with a view an introduction to syntax differences of opinion postmodifier in AdjP fond of chocolate afraid of being alone green with envy rich in minerals prepositional complement in PP From under the bed 21 Chapter 5 Additional notes Provisional Subject and Provisional Object When the subject of a sentence is a clause, finite or non-finite, an alternative structure is possible in which the clause is put at the end. We then get a Provisional Subject, realized by a NP of which the head is ‘it’ (personal pronoun). The clause at the end is called the Real Subject. Provisional Subject: NP + real Subject = clause finite or non-finite Prov.S = Provisional Subject Real S = Real Subject It is impossible at this late hour to talk about this. prov.S P SA A Real S. NP VP Adjp PP non-finite clause H :pers.pronoun to-infinitive Unfortunately it seems quite unlikely that Jerry used such an expression. A Prov.S P SA Real S. Advp NP VP Adjp finite clause Provisional DO + real DO clause finite or non-finite When the direct object of a sentence is a clause, finite or non-finite, followed by an object attribute, the clause is normally put at the end. We then get a Provisional Direct Object, realized by a NP of which the head is ‘it’. The clause at the end is called the Real Direct Object. We consider it a bad plan that he should be chairman. S P prov.DO OA Real DO NP VP NP NP finite clause That day we thought it desirable to start a little earlier. A S P prov.DO OA Real DO NP NP VP NP Adjp non-finite clause to-infinitive = S – P – prov. DO – OA – real DO clause 22 Chapter 6 Summary Phrases can function as constituents of the sentence but also (with the exception of the verb phrase) in the structure of other phrases. The major possibilities are given below: Phrase type NP In sentence S, DO, IO, BO, SA, OA, A VP AdjP AdvP Predicator SA, OA Adverbial PP Adverbial, SA, OA, IO, BO Function In other phrases prepositional complement in PP postmodifier in NP premodifier in AdjP or AdvP or NP --premodifier in NP premodifier in AdjP or AdvP postmodifier in NP postmodifier in NP or AdjP prepositional complement Room for personal notes: 23 Extra notes Syntax 2 Functions on sentence/clause level: S, P, SA, DO, IO, BO, OA, A Functions inside phrases: det, prem, head, postm, prep, pc Realizations: phrase or clause Word class: noun, adjective, def. article, copula, etc. The Noun Phrase Structure (constituents): Functions: Realizations: The angry man in the corridor (looks rather agitated) det. prem. head d.art. AdjP noun Determiner Premodifier occurs only in can be more the NP than one realized by word can only be class or NP realized by a (specifying phrase genitive) doesn’t give a quality of the head postmod. PP Head Postmodifier realized by word can be more class than one can be realized by a phrase or a clause NP Adjp Advp Phrase → PP restrictive NP→ postm. → rel. clause → non-restrictive Clause → finite → ap. clause non-finite → -ed participle clause -ing-participle clause to-infinitive clause Example: the dog kidnapped by the villain Genitive → specifying or classifying? Specific genitive my neighbour’s house my neighbour’s large house NP det head prem. my neighbour’s = equivalent to ‘his’ specifies who it belongs to/refers to a specific person (not a quality!) can have a premodifier between the determiner (genitive) and the head 24 mind that the whole phrase is determiner, f.e. my previous neighbour’s Classifying genitive a children’s book d NP prem. head only the noun in the genitive indicates the class of the following noun, it gives a quality classifying genitive is a premodifier genitive + noun can sometimes be a compound noun Room for personal notes: 25 26 27 THE INTRANSITIVE OR TRANSITIVE VERBS Lexical Verb A main verb is also known as a lexical verb. The main verb in a verb phrase is the word that expresses the activity, event, or feeling etc. that is being described in the sentence. There are two kinds of lexical verb: i) Intransitive verb ii) Transitive verb i) Intransitive Verb A lexical verb that has neither a Subject Attribute nor a Direct Object is an intransitive verb. All intransitive verbs are action verbs. E.g.: My brother never smokes in the house. ii) Transitive Verb A lexical verb that has a direct object is a transitive verb. Some transitive verbs have both a direct object (DO) and an indirect object (IO). Transitive comes from the Latin word 'transire', meaning 'to go across'. The action of the verb 'goes across' from the subject of the verb to the DO. E.g.: I like cows. It is further divided into three classes: a) Monotransitive Verbs Monotransitive verbs have only one object, a direct object. E.g.: I know the answer (DO). b) Ditransitive Verbs Ditransitive verbs have two objects: a direct object and an indirect object or a benefactive object. E.g.: I told him (IO) the answer (DO). c) Complex Transitive Verbs Complex transitive verbs have a direct object and a word or phrase that says something about the direct object. This is called the object attribute (OA). E.g.: They have painted their house (DO) purple (OA). I will prove you (DO) wrong (OA). N.B. Some verbs can be transitive, intransitive and linking verbs (copulas)! Which class of verb it is depends on the sentence: She could smell the smoke. (transitive verb) The rose smells sweet. (copula) Your feet smell. (intransitive) Source: http://english.learnhub.com/lesson/12077-classification-of-verbs 28 Syntax 1 Voorbeeldtentamen Analyse the following sentences (Subject, etc.) – 30 points 1. In the first century AD Pompeii was a prosperous resort town. 2. The Chinese created a huge empire in the centuries before Christ. 3. Professor Wallace-Hadrill was standing in the well-preserved courtyard of an ancient town. 4. Rome set up a quasi-representative form of government in 509 BC. 5. The Italian archaeologist Antonio Varone showed me his collection of some 5,000 pieces of plaster. 6. Japan has become a global economic superpower over the past half century. 7. American geologists consider the south of the island an unsafe zone. 8. Joe Devine, a scientist from Brown University, got his colleague some rock samples. 9. Unfortunately, those houses could not resist the force of Hurricane Hugo. 10. Because of the protests, the government has given the farmers new land. Do the following sentences contain a Subject Attribute, a Direct Object, or neither? Underline them. – 5 points 1. The gambler’s luck turned sour one stormy night. 2. The volcano remained relatively silent until July 1995. 3. Many farmers will not remain on their land so close to the crater. 4. The lava turned a tree-shaded valley into a moonscape. 5. A mile further south the road turned toward the old villages. Underline all the adverbials in the following sentences – 6 points 1. There were essentially three classes of people in republican Rome. 2. Inside the hot sports hall, sweat was running in rivers down the chest of the sumo wrestler. 3. Half a mile from the volcano, Gerard Dyer was rapidly loading the sweet potatoes into an old pickup truck. 29 4. Since July 1995 about 5,000 people have been evacuated to the northern hills from villages near the crater because of the eruptions. Underline the Predicator in the following sentences, point out the finite verb, and say what kind of non-finite forms follow. State also of each verb what kind of verb it is. – 9 points 1. Until 1995 the islanders led idyllic lives. 2. Judith and Cedric have been staying with friends in Plymouth. 3. The Roman state must have been a cultural melting pot. 4. The defeated general and his army were led away in chains by the Romans. Parse the following sentences (Noun, etc.) – 18 points 1. Two marvellous pictures in that sale were small portraits by Renoir. 2. Their quarrel over a lottery ticket has now become absolutely ridiculous and they will perhaps go to a lawyer. 3. Which book is creating all this fuss? Translate the underlined words into English and account for your translations – 10 points 1. Hij weigerde heel beleefd een vierde portie van die vreselijk droge rijstschotel. 2. Hun aankomst om 8 uur is nog niet zeker; we zullen het u zeker laten weten als we meer weten. 3. “Zoveel warme aandacht lijkt aangenaam, maar gaat buitengewoon onaangenaam op de zenuwen werken,” zei hij droog Are the following clauses Direct Object clause or Adverbial clause? – 4 points 1. At the ticket window Mr Evans asked when the next train left for Durham. 2. He opened the letter when he felt calmer. 3. The men were fighting when the police came. 4. Sally could not remember when she has last been to the cinema. The end 30 Syntax 2: Exercises Warm-up: 1. Give a definition of the phrase. 2. How many types of phrases can we distinguish? 3. What do we understand by the structure of a phrase? 4. What is the head of a phrase? 5. In what respects do the verb phrase and the prepositional phrase differ from the other phrase types? What kind of phrase are the underlined constituents? In the case of noun, adjective or adverb phrase, indicate the head. 1. To the Kogi Indians of Columbia the three things at the beginning of life are mother, night and water. 2. The farmers were becoming very angry about the water shortage. 3. The wildly popular Flying Dragon snake farm in Panyu sells snake-based meals and traditional medicines. 4. I met Ping in a clothing factory’s four-storey dormitory. 5. An estimated 1.5 billion dollars will be spent on underground rail lines. 6. In the 1980s Hong Kong very rapidly evolved into a capital of banking, insurance and trade management. 7. Australian Aborigines endured a policy of cultural and linguistic assimilation. 8. Young children were quite often sent to boarding schools. 9. A dozen members of the native American Tlingit tribe were sitting in a circle at the community centre in Klawock. 10. Forty years ago, every tribe member was completely fluent in the language. 11. For much of this century in New Zealand, the decline in fluent Maori speakers was seemingly irreversible. 12. The Maori salutation “kia ora” is increasingly used instead of “hello”. 13. The outside of the building can be cleaned from the walkway gutters. 14. Bill’s skill at managing the magazine’s finances was truly amazing. 31 15. A group of singers very slowly made its way to the front of the church. 16. The current International Boxing Federation light heavyweight champion considers an imminent defeat highly unlikely. 1) Identify the noun phrases at sentence level in the sentences below. 1. I’m sure the book will be an important historical document. 2. His novel is going to be published as a paperback. 3. A free press is essential to a democracy. 4. Our cash machines allow you to withdraw cash 24 hours a day. 5. She had been writing songs since she was a kid. 6. The album surprised even her closest colleagues. 7. If you are not satisfied, return within 7 days for a refund. 8. This was the most unglamorous task in my daily routine. 9. The fact that I love her is irrelevant. 2) Describe the structure of the following noun phrases, i.e. identify the head, the determiner(s) and the pre- and postmodifier(s). 1. This tiresome task I had to perform 2. A lengthy meeting to thrash out a strategy 3. A stool at the end of the bar 4. A delightful sense of humour 5. Travels with my aunt 6. Another totally pointless idea from America 3) Analyse the following noun phrases and give the different types of modifiers and the realisations. 1. our English customers 2. a fairy-tale castle in France 3. her new career as a song writer 4. this course of action 5. a letter from your bank 6. the house they had bought in the country 32 7. a good example of ambiguity 8. students wishing to enrol on this course 4) Analyse the following phrases. Are the genitives below classifying or specifying? Explain your answer. 1. her parents’ marriage 2. Germany’s wines 3. a dog’s life 4. my neighbour’s grandson 5. children’s books 6. a workaholic’s schedule 7. her husband’s secretary 8. a summer’s day 9. Peter’s signature 5) Identify the whole NP and then state by what type of clause the italicized nouns in the sentences are post-modified? 1. A long time ago there was a pop group called The Beatles. 2. We knew we’d never have time to go out a lot. 3. The fact that he has retired doesn’t matter. 4. She was a waitress dreaming of a holiday in Paris. 5. Is this the car you rented? 6. She talked about the new spirit sweeping through Russian literature. 7. He was the first man to arrive on the spot. 8. The first prize went to a film directed by Tim Walsh. 9. She introduced me to David, who turned out to b a dentist. 6) Say whether the relative clauses in the sentences below are restrictive or non-restrictive. Explain your answer. 1. You may recall a story I wrote some time ago. 2. He has fallen in love with Felicity, who is good-looking and intelligent. 3. There were 10 questions, none of which he could answer. 33 4. He is a man whose loyalty I doubt. 5. Add up the monthly repayments you’re making now. 6. I was standing in a queue with two friends, one of whom was an American. 7. The Prime Minister, who is in the United States, is returning tomorrow. 8. This is the kind of car that I would like to have. 9. He is a talented pianist, who could play Mozart at 12. 10. The windows, which hadn’t been cleaned for months, were quite dirty. 7) Identify the verb phrase(s) in the sentences below. 1. Candidates will be called up for an interview next week. 2. This is made worse by the uncertainty that comes from having a Socialist President. 3. Some signs already point to better times ahead. 4. The first of these questions is no longer controversial as it was. 5. He should accept that his future lies in the Tory Party. 6. More competition could do much to improve the National Health Service. 7. Until this week few people in England believed in fairy tales. 8. Applications should be forwarded to the Personnel Manager. 9. Academic economists who have taken early retirement would be welcome to apply. 10. This is an interesting position providing the prospect of real job satisfaction. 8) Are the verb phrases in the following sentences finite or non-finite? 1. The lower oil price has left Middle East countries poorer. 2. To begin with, the agreement has three aims. 3. We asked to see samples of the type of work they had done. 4. That means encouraging individuals to accept responsibility. 5. Why go to work when most of your neighbours stay at home? 6. Britain can learn several lessons from America’s experience. 7. Many countries have started making their own equipment. 8. The Protestants have spent 20 months opposing the Anglo-Irish agreement. 9. Britain has never found it easy to take cultural diplomacy seriously. 34 10. Obliging the jobless to work is more acceptable than it used to be. 9) a) Give the functions. b) Pick out the adjective phrases and give their functions. c) Identify the head and the pre- and postmodifiers. 1. Many people are desperate for a roof over their heads. 2. She’s now a very active member of the parents’ council. 3. It was a most depressing experience. 4. My children are very fond of reading. 5. Parking space is predictably inadequate. 6. She is afraid that she might fail the exam again. 10) a) Give the functions. b) Pick out the adverb phrases and give their functions. c) Identify the head and the pre- and postmodifiers. 1. I slowly began to feel a sense of hope. 2. Hurriedly, I made a second appointment to see my client. 3. Muslim parents are more frequently concerned about religious teaching. 4. Behind him a group of teenagers quietly played softball. 5. He will presumably remain his party’s choice as presidential candidate. 6. Many investors, quite rightly, regard America as the land of opportunity. 7. Frankly, what he said is nonsensical. 8. We take the question of quality very seriously. 9. Don’t you think they work hard enough? 11) a) Give the functions. b) Pick out the prepositional phrases and give their functions. c) Identify the prepositional complement and state how it’s realised. 1. This book is about a role for a non-nuclear Britain. 2. In fighting this epidemic, it is crucial that attention is paid to the facts. 3. She’s terribly fond of her children. 4. Life in the south is not all roses. 5. It is not my intention to be patronising in the slightest degree. 35 6. I’m afraid he is beyond help. 7. Jane practices the piano for two hours a day. 8. The bullet went straight through his heart. 9. My initial reaction was one of anger. 10. Those who fail the test will be punished by having their driving licenses taken away for a year. 12) a) Identify all the phrases in the following sentences (at both sentence or clause level and phrase level); indicate in each case whether the phrase functions at sentence or at phrase level. 1. Three die in Belfast bar attack. (note: this is a newspaper headline) 2. Three men were shot dead in a crowded bar. 3. The shooting in the bar was a ‘loyalist’ attack. 4. Crowbars and baseball bats were used to kill a 19-year-old youth. 5. The police described the attack as inhuman. 6. The gang of between six and eight youths escaped in a taxi. 7. The judge will give the terrorists the opportunity to put their side of the story. 8. The security aspects have not been fully studied. 9. What did you call the device which set of the explosives? b) Label the functions of all the noun phrases in the previous exercise at sentence level. c) Consider once more the verb phrases in sentences 5-9, and identify the sentence/clause in which each verb phrase functions as P. d) Label the functions of all the adjective phrases (at both sentence and phrase level). State in each case whether the adjective phrase is used predicatively or attributively. e) What is the function of the adverb phrase fully in sentence 8? f) Label the functions of the prepositional phrases in sentences 1-3. Both at sentence and at phrase level. h) Label the functions of the three prepositional phrases in sentence 6. 13) Determine whether the italicized noun phrases below function at sentence or at phrase level. 1. The woman had lost her jewelry box. 2. Manuel is the leader of our movement. 36 3. Someone your age should not drink malt whisky. 4. I have never seen a hotel this size. 5. Sally is only five foot tall. 14) State whether the verbs are a) monotransitive b) ditransitive c) complex transitive d) copula verbs e)intransitive. 1. Ursula met Justin in Budapest. 2. Her mother is a Hungarian countess. 3. The victim was wearing red gym-shoes. 4. This novel has made Lincoln immortal. 5. Twelve students failed the exam in June. 6. A friend of mine is giving a party on her birthday. 7. The streets in Vienna are immaculate. 8. He called himself a victim of society. 9. The headmistress gave more than half of the pupils a formal warning. 10. Lady Wyndham’s mother lived until 1972. 15) Determine the Subject of each of the following sentences. How is the Subject realized in each of the sentences? 1. Money in the form of credit cards is becoming a national obsession in Britain. 2. The British are head and shoulders above the rest of Europe as users of plastic money. 3. Salisbury has hotels and guest houses of all sizes. 4. Ten black miners fell to their deaths in a lift accident at the Harmony gold mine, south of Johannesburg. 5. It is the dream of every journalist to bring down and incompetent government singlehanded. 6. Two boys were sent home after the incident. 7. Police this year are likely to get a pay award of between 7 and 8 per cent. 8. There is no heavy industry or high technology in this area. 9. In most London gentlemen’s clubs it is bad form to talk shop. 37 16) State whether there is a copula or a lexical verb. Then state if the lexical verb is a a) intransitive, b) monotransitive, c) ditransitive or d) complex transitive verb. 1. The United States has the fourth-largest Spanish-speaking population in the world. 2. Lawsuits against universities are becoming increasingly common. 3. His heart felt heavy and sad. 4. They lived in a small flat off Cavendish Square. 5. Peter slammed the door shut. 6. This neighbourhood has not changed much. 7. She poured the children each a mug of hot chocolate. 8. It is hard for me to speak about it now. 9. What did she say to you? 10. Could you give me his telephone number, please? 17) a) Identify the DO in the following sentences, and in each case state: how the DO is realized. b) State what kind of VP/lexical verb precedes it (monotransitive, di…). c) Identify the IO in the sentences and state in each case how the IO is realized. d) Identify the BO in the sentences and state in each case how the BO is realized. 1. He picked up the old leather valise in his left hand. 2. What have you eaten for lunch? 3. Jennie gave him a winning smile. 4. I’ll have to have your name and address, sir. 5. We know that we must try again. 6. Did he tell the police what had happened to him? 7. We could hear the football crowd shouting. 8. He sometimes called his wife ‘old girl’. 9. Next time I will make you a delicious quiche Lorraine. 10. The accident has cost several people their lives. 11. The gentleman nodded his head reflectively. 12. Most politicians think it unlikely that a peace agreement will soon be reached. 13. Put all the details in a letter. 14. Martin hoped that some day he would also be able to make a speech like that. 38 15. He bought himself an expensive bottle of malt whiskey. 16. She saw the man staring at her. 17. We asked them where they lived. 18. The policeman offered her a cigarette. 18) Identify the SA in the following sentences, and in each case state how the SA is realized. 1. These are things you don’t think about. 2. Michael was at pains to warn the children not to go near the fire. 3. Your omelette tastes delicious. 4. ‘What is your name, my dear?’ 5. We were left in no doubt that he really meant what he was saying. 6. His favourite sports remain tennis and golf. 7. None of this may seem of crucial importance. 8. The main consideration is that the refugees should go home as soon as possible. 9. Admiral Gorshkov was made a Hero of the Soviet Union in 1965. 10. Both of my friend’s parents died young. 19) Identify the OA in the following sentences, and in each case state how the OA is realized. 1. The police caught the man red-handed. 2. We are holding you responsible for all this. 3. This makes Athens one of the world’s most polluted cities. 4. He considered it wiser not to react to their blunt questions. 5. Why did they call us traitors? 20) Identify the adverbials in the following sentences, and in each case state how it is realised. 1. Incidentally, have you ever been in London? 2. The letters had been found in her jewellery box after her death. 3. In the final days of the war, Max was held prisoner in a bunker. 39 4. Betty stuck to the lie through thick and thin, thinking she would be punished if she told the truth. 5. If you get too close, the dog may bite you. 6. Where do I go from here? 7. To start with, there’s no proof that any of the allegations are true. 8. He stopped suddenly, alert. 21) What are simple, complex and compound sentences? Give examples. 22) State whether the following sentences are simple, complex or compound. 1. Earlier this year, at their conference, teachers proposed a contract which would hold parents financially responsible for any damage their children cause at school. 2. What constitutes really reprehensible behaviour varies considerably from school to school. 3. Parents want their children to be treated sensitively. 4. Whenever I visit the United States, I am struck by the American belief that with hard work everything is still possible. 5. Mr Harris opened the envelope and unfolded the message. 6. John’s nose seems permanently damaged. 7. Given a few more years he will be able to buy a piece of land. 8. The children sang while they played. 9. She was listless and depressed much of the time. 23) Complex and compound sentences for analysis. Categories and functions at first level only. Example: John S NP / said P VP / that he was ill. DO finite clause 1. Travelling across Russia on the Trans Siberian Railroad is a journey of epic proportions. 2. My very first night on the train I learned how persistent old Soviet attitudes can be. 3. At one point in our conversation, Zakharova told me to look out the window. 4. Even a brief visit made it plain that Boris Yeltsin’s reforms have badly affected the city. 40 5. The main problem is that we do not yet know the effects of exposure to such smoke-laden air. 6. Supplementing his meager income, Lawrence translated The Odyssey for an American publisher. 7. Though he believed in their drive for independence, Lawrence knew that the Bedouin would not be moved to heroism by Western ideals. 8. He was often called in to settle petty disputes. 9. In the daytime the algae add oxygen to the water, but at night they use it up. 10. The officer threatened to flog the man in front of the whole village. 11. Attaching the heavy skull and jaws at the end of the skeleton’s long neck could prove dangerous. 12. The journalist scribbled in his notebook, as the shadow of the helicopter floated over the Millennium Dome. 13. Shivering in my wet sleeping bag, I woke up on the 58th day of my journey. 14. At least eleven North American tribes understood that they could relieve pain with extracts from the willow tree. 15. This environmental organization works with local people to preserve the country’s natural resources. 16. In 1994, the country was considering selling off up to 40 per cent of its forest to Asian logging concerns. 17. If we had travelled here overland from Paramaribo, the trip would have taken a month. 18. What disturbed some Afghans was the Taliban’s religious orthodoxy. 19. Our vision for business people is that better communication will improve their business relationships. 20. It is understandable that they rely on their shortwave radio. 41 ADDITIONAL MATERIAL Produce ten English sentences with one or two (optional or obligatory) adverbials, the A’s being realized as follows (the A’s may occur initially, medially or finally in the sentence; if a sentence is to contain two A’s, you must put them in the order given). 1. A: Advp 2. A: non-finite clause 3. A: PP 4. A: Advp (place) and A: Advp (time); both A’s in sentence-final position 5. A: verbless clause 6. A: NP 7. A: finite clause 8. A: Advp and A: PP; both A’s in sentence initial position 9. A: PP and A: Advp; both A’s in sentence initial position Identify the tenses in the following sentences. 1. I am sure that Jenny would have passed that exam. 2. Ownership of consumer durables is pretty evenly spread across the country. 3. You had not told me that you were moving. 4. The programme will be seen next year by millions of Chinese each week. 5. Visitors to England and Wales are annoyed that they cannot buy a glass of beer in the midafternoon. 6. Five British men in every 100,000 die of liver cirrhosis each year. 7. In 2000 she will have been teaching for 25 years. 8. Liberalisation in Scotland has had little influence on problem drinking. 9. The Portuguese discovered the art of navigating the world. 10. Would you agree that this solution is more satisfactory? THE END 42