Download CSE RULE 11 – Trading of Other Listed Securities

RULE 11
TRADING OF OTHER LISTED SECURITIES
11-101
Application of Rules
With the exception of Rule 9 - Reporting of Trades, the Rules apply to trading
in Listed Securities and Other Listed Securities unless otherwise specified.
11-102
Qualification of Other Listed Securities
(1)
The Exchange may designate securities listed on an exchange
recognized in a jurisdiction in Canada as eligible for trading as Other
Listed Securities provided such securities are not suspended or
subject to a regulatory halt.
(2)
The Exchange may disqualify an Other Listed Security for trading at
any time without prior notice.
(3)
Notwithstanding the foregoing, an Other Listed Security shall be
disqualified for trading immediately if
(a)
the security is delisted by an exchange and is not listed on any
stock exchange recognized in a jurisdiction in Canada;
(b)
the security is suspended by an exchange and the security
would only trade as an Other Listed Security in Canada;
(c)
the security is subject to a regulatory halt; or
(d)
The
Exchange,
acting
reasonably,
determines
that
disqualification is necessary to protect the public interest or the
maintenance of a fair and orderly market.
RULE 11 – Trading of Other Listed Securities
January 2015
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