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Morse potential derived from first principles Raimundo N. Costa Filho,1, ∗ Geová Alencar,2, † Bo-Sture Skagerstam,3, ‡ and José S. Andrade Jr.1, § arXiv:1204.5391v1 [cond-mat.mtrl-sci] 24 Apr 2012 1 Departamento de Fı́sica, Universidade Federal do Ceará, Caixa Postal 6030, Campus do Pici, 60455-760 Fortaleza, Ceará, Brazil 2 Universidade Estadual do Ceará, Faculdade de Educação, Ciências e Letras do Sertão Central, R. Epitácio Pessoa, 2554, 63.900-000 Quixadá, Ceará, Brazil. 3 Department of Physics, The Norwegian University of Science and Technology, N-7491 Trondheim, Norway Centre for Advanced Study (CAS), Drammensveien 78, N-0271 Oslo, Norway We show that a direct connection can be drawn, based on fundamental quantum principles, between the Morse potential, extensively used as an empirical description for the atomic interaction in diatomic molecules, and the harmonic potential. This is conceptually achieved here through a non-additive translation operator, whose action leads to a perfect equivalence between the quantum harmonic oscillator in deformed space and the quantum Morse oscillator in regular space. In this way, our theoretical approach provides a distinctive first principle rationale for anharmonicity, therefore revealing a possible quantum origin for several related properties as, for example, the dissociation energy of diatomic molecules and the deformation of cubic metals. PACS numbers: 03.65.Ca, 03.65.Ge, 73.40.Gk The quantum harmonic oscillator (QHO) is certainly one of the most celebrated paradigms in quantum mechanics. Among its several important attributes, the QHO can be solved exactly and has been consistently used to approximate any potential function when Taylor expanded around their minima till second order. Moreover, the fact that bosons can be conceptually modeled in terms of a QHO readily explains its broad application, ranging from fundamental physics, in the description of a quantized electromagnetic field, to condensed matter, for vibrational properties of molecules as well as phonons in solids. However, anharmonic potentials are very often required to mathematically represent physical phenomena. For instance, an adequate description of the vibrational modes in diatomic molecules must necessarily allow for dissociation (i.e., bond breaking) of its two bounded atomic nuclei. By increasing the energy of the molecule, through heating for example, the system starts to vibrate till eventually break down into two nonbounded atoms. This is an essential feature of diatomic molecules that is not compatible with the QHO model. As originally proposed by Phillip M. Morse in 1929 [1], the so-called Morse potential provides a much better description for the potential energy of a diatomic molecule than the QHO, being usually written as, VM (x) = D(1 − e−αx )2 , (1) where x is the distance between atoms, D is the well depth related to the molecule dissociation energy, and α is an inverse length parameter related to the curvature of the potential at the origin. As such, this potential has been frequently used as an empirical model for anharmonic interactions in the study of a large variety of physical systems and conditions, including the rotating vibrational states of diatomic molecules [2], the adsorption of atoms and molecules by solid surfaces [3], and the deformation of cubic metals [4]. Figure 1 shows that, according to this potential, the energy difference between levels gradually decreases as the level number n increases, till it reaches zero, where no more bounded states are allowed. Variants of the Morse potential have also been utilized to investigate the physical behavior of more complex materials. As a typical example, the state-of-the-art for atomistic modeling of semiconductor surfaces and interfaces is the Abel-Tersoff potential [5, 6] that has the form of a Morse pair potential, but with the bond-strength parameter depending on its local environment. Also in the investigation of thermal denaturation of double-stranded DNA chains, the Morse potential has been successfully applied to model hydrogen bonds connecting two bases in a pair [7–10]. It is the purpose of this Letter to show that the Morse potential emerges naturally as an effective interaction when a particle is subjected to a harmonic potential in a contracted space. This physical situation is substantiated here in terms of the following quantum operator for non-additive translation [11, 12]: hx|Uγ (ε)|ψi = ψ(x + ε(1 + g(γx))), (2) where there is no restriction on g(γx). The action of Uγ (ε) on the bra vector hx| can therefore be expressed as hx|Uγ (ε) = (Uγ (ε)† |xi)† = hx + ε(1 + g(γx))|. For infinitesimal transformations we obtain that, Uγ (δx) = 1 + i pγ δx, ~ (3) and d i hx|pγ |ψi = (1 + g(γx)) hx|ψi, (4) ~ dx where pγ is the momentum operator. Considering the particular case where the function g(γx) = γx and a 2 finite displacement a, we can rewrite Eq. (2) as, eγa − 1 , hx|Uγ (a)|ψi = ψ xeγa + γ (5) from which one can immediately recognize the action of the dilation/contraction operator xd/dx. Moreover, as defined in Eq. (2), the non-additive operator Uγ (a) corresponds to the infinitesimal generator of the q-exponential function [13], expq (a) ≡ (1 + (1 − q)a)1/(1−q) (6) with q = 1 − γ. Equation (6) represents a fundamental mathematical definition for the generalized thermostatistics of Tsallis and its applications [14–21]. At this point, it is important to state that the momentum operator pγ is Hermitian with regard to the following scalar product: Z dx (ψ, φ) = ψ ∗ (x)φ(x), (7) 1 + γx where the range of integration shall depend on the specific boundary conditions of the system under investigation. Equation (2) implies that the action of Uγ (a) is unitary. Indeed, the measure of integration dx/(1 + γx) is invariant under the action of the transformation, x → y = xeγa + (eγa − 1)/γ, and the decomposition of the unit operator takes the form, Z dx 1= |xihx|. (8) 1 + γx The equation of motion for a particle in the xrepresentation of this dilated/contracted space corresponds to a time-dependent Schrödinger-like equation in the form, i~ ∂ ψ(x, t) = Hψ(x, t), ∂t η= (9) or, more explicitly, as ~2 ∂ 2 ∂ ψ(x, t)− ψ(x, t) = −(1 + γx)2 ∂t 2m ∂x2 ~2 ∂ ψ(x, t) + V (x)ψ(x, t). (11) γ(1 + γx) 2m ∂x However, it is more convenient to express Eq. (11) in terms of a simple change of variables, as suggested by ln(1 + γx) . γ (12) From this transformation, it is important to notice that the “canonical coordinate” can be written as x = (exp(γη) − 1)/γ. In this way, the finite interval [0, L] for x corresponds to [0, L̄], with L̄ = ln(1 + γL)/γ, for the variable η. Equation (11) rewritten in terms of the new variable η becomes, i~ ∂ ~2 ∂ 2 φ(η, t) + Veff (η)φ(η, t), φ(η, t) = − ∂t 2m ∂η 2 (13) where φ(η, t) = ψ(x(η), t) and Veff (η) = V (x(η)). Assuming that, φ(η, t) = Φ(η) exp (−iEt/~), (14) the transformation (12) leads us back to a more familiar version of the time-independent Schrödinger equation, EΦ(η) = − ~2 d2 Φ(η) + Veff (η)Φ(η), 2m dη 2 (15) If we now consider the problem of a standing wave in a null potential, Veff (η) = 0, it follows that the standard form of the plane wave solution is recovered in terms of the transformed variable η, namely Φ(η) = e±ikη . In the archetypal case of a harmonic oscillator, V (x) = 1 2 2 2 mω x , the transformed effective potential becomes, Veff (η) = where the Hamiltonian operator is H = p̂2γ /2m + V (x), and the modified momentum operator can be written for short as p̂γ = −i~Dγ , with Dγ ≡ (1 + γx)d/dx being a deformed derivative in space. Equation (9) can then be rewritten as, 2 ∂ ~ i~ ψ(x, t) = − Dγ2 ψ(x, t) + V (x)ψ(x, t), (10) ∂t 2m i~ the decomposition of the unit operator Eq. (8). More precisely, we can define a variable η through the differential equation dη/dx = 1/(1 + γx) with boundary condition η(0) = 0, whose solution is mω 2 γη (e − 1)2 , 2γ 2 (16) where ω is the frequency of the oscillator. Strikingly, by identifying D ≡ mω 2 /2γ 2 and α ≡ −γ, we conclude that Eq. (16) corresponds exactly to the expression (1) for the Morse potential. To the best of our knowledge, this is the first time that a connection based on fundamental quantum principles is provided between this potential, which has been widely utilized as a consistent description for the vibrational structure of diatomic molecules, and the harmonic potential. A physical interpretation for this correspondence can be made in terms of a positiondependent (effective) mass induced due to the presence of a material body in the system [11] as, for example, the case of electrons propagating through abrupt interfaces in semiconductor heterostructures [23–27]. The wave function solution for the quantum Morse oscillator (QMO) has been previously determined as [1], 1 Φn (z) = An z s e− 2 z L2s n (z), (17) 3 20 and p must be calculated. Considering that the following correspondence holds between expected values of a given operator Ô in the x−space and η−space: Z D E D E (21) Ôx = Ôη = dηψn (η)∗ Oη ψn (η), γ=0.0 γ=0.1 γ=0.2 Veff (η) 15 10 x and using a procedure similar to the one adopted in Ref. [28], we obtain, 1 γ~ n+ , (22) hxin,x = − mω 2 9 E 6 5 3 0 -5 0 0 -25 hpin,x = 0, 1 ~ n+ , x2 n,x = mω 2 2 1 ~γ 2 1 p n,x = m~ω n + 1− n+ , 2 mω 2 D γ=-0.25 5 10 15 20 25 η -15 η η -5 5 FIG. 1. The effective potential given by Veff (η) = D(1 − eγη )2 for γ = 0 (solid line), γ = 0.1 (dashed line), and γ = 0.2 (dotted line). Here we use ω = 1 and adopt atomic units, namely ~ = m = 1. As shown, the anharmonicity of the potential depends on γ. The energy levels for γ = −0.25 are shown in the inset. The parameter D corresponds to the dissociation energy of the diatomic molecule. 2 where z = νeγη , ν ≡ ~, s = ν/2 − n − 1/2, n2mω/γ 2s −2s z −z n+2s Ln (z) = z e /n! d e z /dz n is the generalized Laguerre polynomial [22], and the normalization constant is given by, s n! . (18) An = Γ(ν − n) The energies for the QMO can then be calculated as, 2 1 ~2 γ 2 1 En = ~ω n + − n+ . (19) 2 2m 2 This expression clearly indicates that, in the limit of small values of γ, the QHO spectrum is recovered. One should also note that the energy levels, ∆E = En+1 − En = ~ω − ~2 γ 2 (n + 1), m (20) valid for 0 ≤ n ≤ ⌊mω/γ 2 − 1⌋, are no longer equally spaced, and approach zero depending on γ and the quantum number n. In the main plot of Fig. 1 we show the form of the potential (16) for different values of γ, while in the inset the energy levels are depicted for γ = −0.25. The potential is symmetric in γ, i.e., V (γ) = V (−γ). The energy difference between levels decreases as the quantum number increases. Finally, we show that an uncertainty relation for the QMO can be disclosed in the framework of our theoretical approach. In order to do this, expected values for x (23) (24) (25) so that the uncertainty relation for the QMO can be written as, γ2~ 1 1 1− n+ . (26) ∆x∆p = ~ n + 2 mω 2 For the ground state, this expression is identical to the one previously obtained in Ref. [11], namely ∆x∆p ≥ (~/2)(1 + γhxi). The uncertainty in the QMO is therefore lower than in the QHO due to the anharmonicity of the Morse potential. Note that in both expressions for energy (19) and uncertainty (26) the parameter γ, which defines whether the space is contracting (γ < 0) or dilating (γ > 0), appears squared. Consequently, for the harmonic potential in a deformed space, the energy is symmetric under contraction or dilation. It is interesting to note that the Morse potential can be associated to a two-dimensional harmonic oscillator in polar coordinates for ω = 1, and considering atomic units, ~ = m = 1. In fact, it is this relationship that allows one to solve the QMO using ladder operators [29], and study this problem through supersymmetry [30]. As a consequence, our approach also provides a conceptual basis for the map between a 1D-QHO and a 2D-QHO in polar coordinates. This mapping is the result of the new commutation relation for x̂ and p̂ generated through the translation operator introduced in [11] and used here. Previous studies have focused on plausible modifications on the position momentum [31–33], so that a minimum length and momentum could be defined for quantum theory. In particular, Quesne et al. [34] have shown that, if some special generalized deformed commutation relations are employed (e.g., [−e−x , p] = i[e−x +βp2 ]), the Morse potential can be obtained as an effective potential of the theory. In all these studies, however, modified commutation relations are introduced in an ad hoc. manner, i.e., they are not obtained from a first principle mechanism, like the non-additive translation operator employed in this work. Another important point here is that the 4 parameter γ, responsible for the dilation/contraction in the translation, corresponds exactly to the minus value of the α parameter for the Morse potential. In the particular case of the Hydrogen molecule, for example, the numerical value of this parameter is γ = −α = −1.4 a.u. In summary, we have shown that a one-dimensional harmonic potential in a space deformed by the action of the operator defined as in Eq. (2) can be equivalent to the Morse potential in a regular space. As the particle travels in a different way in the deformed space, it feels the harmonic potential as a Morse potential in regular space. This equivalence is achieved when g(γx) = γx, namely for the case in which the translation occurs as a contraction in a deformed space, γ < 0. Such a physical framework has perfect analogy with the behavior of a position-dependent (effective) mass particle on a non-homogeneous substrate, typified by electrons moving through abrupt interfaces in semiconductor heterostructures. In this particular situation, the anharmonic feature of the Morse potential emerges naturally from the standard quantum harmonic oscillator. We thus conclude that our study, based on a non-additive translation operator, provides a first principle explanation for anharmonic properties. 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