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ELECTRONIC SUBMISSION FOR CONSIDERATION IN THE UNIVERSITY OF TORONTO MEDICAL JOURNAL TITLE: Noncompaction Cardiomyopathy ABSTRACT Noncompaction cardiomyopathy (NC) is an uncommon type of genetic cardiomyopathy that is characterized by trabeculations and recesses within the ventricular myocardium, most commonly affecting the LV. Patients typically present with heart failure symptoms and also often have concurrent diastolic and systolic dysfunction. In addition to developing heart failure, these patients appear to also be at risk for thromboembolic events or arrhythmias including atrial fibrillation or ventricular tachycardia. It is important to recognize this rare cause of heart failure because early diagnosis may lead to a better prognosis. Moreover, the management of these patients may differ from that of patients with other causes of cardiomyopathy. Diagnostic criteria for NC is inconsistent with multiple diagnostic schemes, but imaging studies such as cardiac MRI and Doppler studies are critical to perform. Similarly, there are no specific guidelines used for managing patients with NC leaving clinicians to formulate treatment strategies based on personal experience. The purpose of this case report is to use two case examples to illustrate the spectrum of NC and to also review the diagnosis, prognosis and management plan for these patients. We suggest the best way of treating NC patients is directly related to their presenting UTMJ ORIGINAL RESEARCH SUBMISSION Page 1 of 14 M Luong signs and symptoms. For most symptomatic patients, it is reasonable to consider initiating angiotensin-converting enzyme inhibitors (ACEi), beta-blockers and an anticoagulant to prevent thromboembolic events. Moreover, it is imperative that they receive adequate follow-up with serial imaging. KEYWORDS: Noncompaction, cardiomyopathy, heart failure MANUSCRIPT TEXT Case 1: A healthy, athletic 33-year-old woman presented to hospital for a cardiac workup after her mother was recently diagnosed with dilated cardiomyopathy (DCM). Of note, her maternal grandmother also had a diagnosis of DCM. The 33-year-old patient was asymptomatic at presentation and had no history of cardiac disease. Her initial ECG showed left ventricular hypertrophy (LVH) without any other abnormalities. An echocardiogram showed preserved left ventricular function and signs of noncompaction cardiomyopathy. Subsequently, an MRI was done showing prominent trabeculations and noncompaction in the inferior and lateral wall of the left ventricle (LV). Her cardiopulmonary test showed a peak VO2 of 44.8 ml/kg/min and her BNP level was 10pg/mL. Case 2: A 25-year-old man with a past medical history of Hodgkin’s disease requiring autologous stem cell transplant presented to hospital with heart failure symptoms such as peripheral edema and dyspnea. Previous routine echocardiograms reported a preserved LV function. At presentation he had New York Heart Association (NYHA) class II symptoms. His initial echocardiogram demonstrated significant trabeculations in the LV in addition to having a spongy appearance. A cardiac MRI demonstrated biventricular dilation with global thickening and excess trabeculations in the LV plus a large left atrium. His left ventricular ejection fraction (LVEF) was 36% and the end-diastolic volume was 177mL. UTMJ ORIGINAL RESEARCH SUBMISSION Page 2 of 14 M Luong Introduction: The classification of cardiomyopathies has evolved over the past 50 years and continues to grow due to the increased availability and accuracy of diagnostic techniques, molecular knowledge and imaging capabilities. Common examples of cardiomyopathies include hypertrophic cardiomyopathy, dilated cardiomyopathy and myocarditis. However, uncommon causes of cardiomyopathy have recently been described including arrhythmogenic right ventricular dysplasia, Tako-Tsubo cardiomyopathy and left ventricular noncompaction. While uncommon, these conditions are important to consider when symptoms are not resolved with usual therapies1. Patients often develop signs and symptoms of heart failure but the underlying cause is drastically different. Furthermore, because these are rare diagnoses, the prevalence in society may be underestimated; thus, challenging clinicians to develop better management plans. The rarity of NC presents not only a management dilemma, but also a diagnostic dilemma. NC is an uncommon type of genetic cardiomyopathy that is characterized by trabeculations and recesses within the ventricular myocardium, most commonly affecting the LV1. The right ventricle is also affected in less than half of the cases2. Though the American Heart Association has characterized this type of cardiomyopathy, the World Health Organization still considers NC to be an “unclassified cardiomyopathy”3. This cardiomyopathy is usually isolated but may be found in conjunction with other congenital heart defects4. Noncompaction is usually described in the pediatric population and only a few case reports in the adult population have been published in recent years5. There have been both familial and non-familial cases reported in the literature and interestingly, familial recurrence seems to be more common in UTMJ ORIGINAL RESEARCH SUBMISSION Page 3 of 14 M Luong adult patients with NC than in pediatric populations6. Several genes have also been identified that appear to be associated with NC. Several differences between adults and children with NC are that adults often also have Wolff-Parkinson-White syndrome and complete bundle branch blocks, while children occasionally have concurrent dysmorphic features6-8. Regardless of the age at presentation, it is largely accepted that the cause of NC cardiomyopathy stems from the disturbance of normal compaction of the loose myocardial meshwork during fetal development7. Gradual “compaction” of this spongy meshwork of fibers and intertrabecular recesses normally occurs between weeks 5 and 8 of embryonic life8. Clinical Features: The prevalence of NC is unknown but is reported to be 0.05% in the general population based on echocardiographic studies9. Noncompaction affects both males and females equally. Once thought to be a pediatric condition, presentation of symptoms may not occur in childhood at all and adult presentations of NC are increasing. Patients typically present with heart failure symptoms such as dyspnea, fatigue and lower limb edema. In a group of patients who underwent coronary angiography, less than 10% had significant stenosis10. Diastolic dysfunction in ventricular NC is present in most patients, and may be related to both abnormal relaxation and restrictive filling caused by the numerous prominent trabeculae. The origin of systolic dysfunction in NC is unclear, but subendocardial hypoperfusion and microcirculatory dysfunction may play roles in ventricular dysfunction and arrhythmogenesis 8. In addition, impaired microvascular function may account for the contractile dysfunction 8. Other complications associated with NC are thromboembolic events or arrhythmias including atrial fibrillation or ventricular tachycardia4. In one study of patients with isolated UTMJ ORIGINAL RESEARCH SUBMISSION Page 4 of 14 M Luong ventricular NC, the occurrence of thromboembolic events, including cerebrovascular accidents, transient ischemic attacks, pulmonary emboli and mesenteric infarction, ranged from 21% to 38%. Embolic complications may be related to the development of thrombi in the extensively trabeculated ventricle, depressed systolic function or the presence of atrial fibrillation. Atrial fibrillation has been reported in over 25% of patients while ventricular tachyarrhythmias have been reported in as many as 47% of NC patients8. Sudden cardiac death accounted for half the deaths in a large series of patients with ventricular NC8. An association between NC and neuromuscular disorders (NMDs) has also been described, with as many as 82% of patients having some form of neuromuscular disorder 8. Some examples of specific NMDs include dystrophinopathy, myotonic dystrophy 1 and Pompe's disease10. In one study of NC patients, a specific NMD was diagnosed in 22% of the patients while a NMD of unknown etiology was diagnosed in 42%10. Some patients may also have dysmorphic facial features, again demonstrating the pediatric association of this condition2. Diagnosis: The diagnosis of NC is made most often with either echocardiography or MRI. A series of echocardiographic features have been identified to aid in the diagnosis of NC. Several researchers have laid out specific criteria to define NC (see Box 1)11. Some important findings include: thick endocardial layer of the LV wall, deep trabeculations and recesses, and a thin epicardial layer (see Fig 1). The likelihood of NC is increased if the end-systolic ratio of noncompacted to compacted layers is greater than two. The location of the thickening is also indicative of NC with the pathological areas usually limited to the mid-lateral, apical and midinferior areas. In a study, 61% of noncompaction muscle was confined to the apex of the LV wall. Moreover, Doppler studies also demonstrate flow within the trabecular recesses 4,11. Lastly, UTMJ ORIGINAL RESEARCH SUBMISSION Page 5 of 14 M Luong hypokinesis was observed occasionally in noncompacted segments but this is a nonspecific finding8. Box 1: Criteria for Diagnosis of Noncompaction Cardiomyopathy11 Öechslin's criteria: maximum ratio of the thick endocardial layer to the thin compacted epicardial layer of myocardium >2 at end-systole, the presence of myocardial spaces and Doppler evidence of flow within them Stöllberger's criteria: >3 coarse, prominent trabeculations apically towards the papillary muscles that have equal echogenicity as the myocardium, move with it, are not connected to the papillary muscles, and are surrounded by perfused intertrabecular spaces in the ventricle UTMJ ORIGINAL RESEARCH SUBMISSION Page 6 of 14 M Luong Fig. 1: Echocardiogram of the left ventricle showing prominent trabeculation as shown by the arrows. MRI provides good correlation with echocardiography for localization and extent of noncompaction and is useful in cases with poor echocardiographic image quality (see Fig 2). Another potential advantage of MRI is the possibility of identifying subendocardial perfusion deficits6. Positron emission tomography (PET) may be used to assess microcirculatory dysfunction ultimately responsible for the wall motion abnormalities6. UTMJ ORIGINAL RESEARCH SUBMISSION Page 7 of 14 M Luong Fig 2: Cardiac MRI showing prominent trabeculations in the left ventricle as shown by the arrow. The Canadian Cardiovascular Society has also recommended contrast echocardiography to aid in the diagnosis of LV noncompaction, especially in the presence of suboptimal studies12. In addition to echocardiographic findings, some typical ECG findings of NC include bilateral ventricular hypertrophy, arrhythmias or isolated T-wave inversions3. Furthermore, chest x-rays can demonstrate cardiomegaly or pulmonary congestion secondary to NC. Genetic testing can provide additional information to aid in the diagnosis of this condition3. The most frequently studied gene regarding NC is G4.5 located on Xq28. The protein coded by this gene is taffazin and it is found in heart and muscle. Unfortunately, this gene is found in only a small proportion of NC patients but the relative frequency in which NC is found in families implies that elusive genes have not yet been discovered. Other genes that have been identified in a few patients include alpha-dystrobrevin, ryanodine 2 receptor gene and the cardiac specific gene CSX. One study also mapped a gene locus to chromosome 11p15. UTMJ ORIGINAL RESEARCH SUBMISSION Page 8 of 14 M Luong Animal studies are also ongoing and have identified mutations in the FKBP12 gene and Peg1 as possible causes of NC3. In the majority of adult patients, NC appears to be an autosomal dominant trait. Conversely, NC in children is usually associated with mutations in the G4.5 gene located on the X chromosome. Other cardiomyopathies have also been mapped to this same region including Barth syndrome and Emery-Dreifuss muscular dystrophy8. NC is known to have familial causes leading to the importance of genetic testing such that family members can be screened for this condition before becoming symptomatic. Because of the rare nature of this condition, it is often misdiagnosed as another cardiovascular condition with dilated cardiomyopathy, ischemic cardiomyopathy, valvular disease, arrhythmogenic right ventricular dysplasia or cardiac metastases being common misdiagnoses8,9. Prognosis: Noncompaction carries a significant morbidity and mortality. Patients with more trabeculations or with a ratio of noncompaction to compaction greater than 3 had higher morbidity as defined by a worse NYHA functional class9. Öechslin et al. reported that certain clinical characteristics were observed more frequently in NC non-survivors compared with survivors, including higher LV diameter on presentation, NYHA class III-IV, permanent or persistent atrial fibrillation and bundle branch block8. Due to the rarity of this condition, there are no large studies looking at the patient’s outcomes but in a small study of 34 patients with NC, more than half developed heart failure with 12% of patients needing a heart transplant and 35% of patients died at 44 months follow-up4. The occurrences of systemic emboli, ventricular arrhythmias and death were considerably lower in the largest pediatric series with NC when compared with adults. Of note, however, nearly 90% of patients followed for 10 years developed LV dysfunction8. UTMJ ORIGINAL RESEARCH SUBMISSION Page 9 of 14 M Luong Noncompaction is still a rare cause of heart failure being much less common than coronary artery disease, dilated cardiomyopathy and valvular defects 13. The incidence of NC may be comparable to that of hypertrophic cardiomyopathy13. Treatment: There are no accepted guidelines as to how to treat patients with NC. In patients who developed symptoms of heart failure and had advanced heart failure symptoms, medical treatment with ACEi, diuretics, beta-blockers appear to have favorable results9. With previous studies showing a stabilization of LV function with beta-blockers (specifically carvedilol), patients with depressed LV function should at least be on a beta-blocker14. There are also suggestions of aspirin or anticoagulation therapy to decrease the risk of emboli; specifically we recommend using either aspirin or warfarin3,8. Otherwise, digoxin is also a possibility but there are no studies demonstrating its effectiveness in NC. Other then medical management, invasive management for NC includes the use of implantable cardioverter defibrillator (ICD) and cardiac transplantation. There is minimal evidence suggesting that ICD use as a primary prevention strategy in NC patients is beneficial, but given that patients with NC are predisposed to developing heart failure, thromboembolic events, and arrhythmias, it is not unreasonable to consider the use of ICD in patients with depressed LV function to decrease the risk of sudden cardiac death. There are many trials describing the importance of ICD use including the SCD-HeFT and MADIT trials and we propose using these as a basis for determining whether or not patients should receive an ICD. For example, NC patients with an LV function of less than 35% or are suffering from NYHA II or III symptoms should be considered for ICD implantation as noted in the SCD-HeFT trial15. Moreover, ICDs and biventricular pacemakers may have a role in the treatment of NC patients UTMJ ORIGINAL RESEARCH SUBMISSION Page 10 of 14 M Luong with prolonged intraventricular conduction and ventricular arrhythmias8. The consideration for cardiac transplantation is warranted if patients deteriorate clinically and LV function does not improve or stabilize with maximum medical therapy as per currently accepted heart failure treatment guidelines. Early consideration for transplantation may also be reasonable if patient’s present acutely with NYHA III or IV symptoms or have comorbid cardiac abnormalities including bicuspid aortic valves3,4,16. With the potential for progression to critical endpoints and transplantation as a last resort, regular follow-up is crucial. Because of the frequency of ventricular tachycardia and significant risk of sudden cardiac death, assessment for atrial and ventricular arrhythmias by ambulatory ECG monitoring should be performed annually8. Screening echocardiography of first-degree relatives is also recommended. Furthermore, since there is an association between NC and NMDs, patients should be referred to a neurologist8. Ultimately, the important issue is to ensure regular follow-up with cardiac imaging with either echocardiography or cardiac MRI at each annual appointment to monitor for any radiographical changes. It is also important to assess for any signs of clinical deterioration at each visit. Management: Case 1: Patients with NC cardiomyopathy are rarely asymptomatic and this patient likely represents a mild case of NC. Since the finding of NC was incidental and because the patient was otherwise healthy with no symptoms suggestive of heart failure, the decision was made to not initiate treatment. There is no evidence to suggest that initiating prophylactic treatment is of any benefit. The management plan for this young woman is to have yearly follow-up with a cardiac MRI, ECG and 24-hour Holter monitoring. The patient currently remains asymptomatic and lives an active lifestyle. UTMJ ORIGINAL RESEARCH SUBMISSION Page 11 of 14 M Luong Case 2: In symptomatic patients medical management should be initiated. This patient was started on several medications in lieu of his condition including ACE-inhibitors, beta-blockers and warfarin. A dual-chamber ICD was also inserted. Over 5 years of follow-up, the patient described feeling better after the ICD insertion and his dyspnea and fatigue has slowly improved. The patient remains stable with reasonable exercise tolerance. He is being followed yearly with repeat echocardiograms. Conclusion: Noncompaction cardiomyopathy is an uncommon condition that is often misdiagnosed. It is important to recognize this rare cause of heart failure because early diagnosis may lead to a better prognosis. Moreover, the management of these patients may differ from that of patients with other causes of cardiomyopathy. There is a wide spectrum of patients presenting with NC as was illustrated with our cases. There are no guidelines as to how to approach a patient with NC but patients with reduced LV function should be treated according to well-established heart failure guidelines16,17. In addition, other medications that should be strongly considered include ACEi, beta-blockers and anticoagulative therapies. Furthermore, since there is an association between NC and NMDs, patients should be referred to a neurologist. It is important to recognize that patients with NC can present with a wide spectrum of symptoms and that regular follow-up is very important. We recommend annual follow-up with serial investigations and clinical assessments at each visit. Ultimately, patients with NC may deteriorate and a discussion about cardiac transplantation should be initiated to allow time for patients to comprehend their illness and current state. UTMJ ORIGINAL RESEARCH SUBMISSION Page 12 of 14 M Luong CONFLICTS OF INTEREST There are no conflicts of interest. 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