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5.73 Lecture #39 39 - 1 One Dimensional Lattice: Weak Coupling Limit See Baym “Lectures on Quantum Mechanics” pages 237-241. Each atom in lattice represented as a 1-D V(x) that could bind an unspecified number of electronic states. Lattice could consist of two or more different types of atoms. Periodic structure: repeated for each “unit cell”, of length l. Consider a finite lattice (N atoms) but impose periodic (head-to-tail) boundary condition. L = Nl Each unit cell, eq: This is an infinitely repeated finite interval: Fourier Series “reciprocal lattice vector” updated September 19, 5.73 Lecture #39 39 - 2 Vn is the (possibly complex) Fourier coefficient of the part of V(x) that looks like a free particle state with wave-vector Kn (momentum ). Note that Kn is larger than the largest k (shortest λ) free particle state that can be supported by a lattice of spacing l. first Brillouin Zone for k We will see that the lattice is able to exchange momentum in quanta of free particle. In 3-D, with the is a vector. To solve for the effect of V(x) on a free particle, we use perturbation theory. 1. Define basis set. 2. updated September 19, 5.73 Lecture #39 39 - 3 Must be careful about but Hermitian (relative to ) requires true if So now that we have the matrix elements of H(0) and H(1), the problem is essentially solved. All that remains is to plug into perturbation theory and arrange the results. 3. Solve for But n is just a dummy index, so replace –n by n. updated September 19, 5.73 Lecture #39 4. use and 39 - 4 to compute Rather than use the usual formula for E(2), go back to the λn formulation of perturbation theory. Retain terms only through λ2 1st term, only m = 0 term in sum gives nonzero integral. 2nd terms, need n or n′ = 0 term from sum, but these are excluded by Σ′. updated September 19, 5.73 Lecture #39 39 - 5 1st term requires m = n 2nd term requires m = n Combine terms for and and sum updated September 19, 5.73 Lecture #39 39 - 6 But there are many zeroes in this denominator as n goes 0 → ∞. Must use degenerate perturbation theory for each small denominator. Recall zeroes at at expect there are no nearby zeroes (minimum at k = 0) (positive curvature) just like free particle! there are zeroes in denominator, so there is a gap in energy of What does this look like? updated September 19, 5.73 Lecture #39 39 - 7 look at text Baym page 240. updated September 19, 5.73 Lecture #39 39 - 8 But we want to shift each of the segments by integer times K to left or right so that they all fit within the “first Brillouin Zone”. k diagram. Curvature gives meff 3 - D k - diagram — much more information. Tells where to find allowed transitions as function of 3 - D vector in reciprocal lattice of lattice vector . Scattering of free particle off lattice. Conservation of momentum in the sense updated September 19,