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Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 Part II: Theories of language acquisition 1.Human learning 2. First Language Acquisition 3. Second Language Acquisition 4. Factors of learning success: neuro-linguistic, cognitive, linguistic, affective, and socio-cultural considerations 1. Human Learning (Book 2, Chapter 4): (1) and (2) representing a behavioristic viewpoint, (3) for a rational/cognitive stance, and (4) for a constructivist school of thought 1.1 Classical Behaviorism by Pavlov: respondent conditioning that is concerned with respondent behavior that is elicited by a preceding stimulus 1.2 Operant Conditioning by Skinner: operant behavior is one in which one operates on the environment; a concern about the consequences that follow the response; the operant is emitted by the consequence of itself. 1.3 Meaningful Learning Theory by David Ausubel: learning takes place in a meaningful process of relating new events or items to already existing cognitive concepts 1.3.1 any learning situation can be meaningful if learners have a meaningful learning set and the learning task itself is potentially meaningful to the learners 1.3.2 a meaningfully learned, subsumed item has greater potential for retention 1.3.3 forgetting is a second stage of subsumption (納入整合過程) for an economical reason through cognitive pruning (刪除) where a single inclusive/global (廣泛全面的) concept than a large number of more specific items is retained (記憶) language attrition (語言削弱)to focus on the possible causes for the loss of second language skills: the strength and conditions of initial learning; lack of an integrative orientation; rare use of a L2 subtractive bilingualism (減弱性雙語政策): members of a minority group learn the language of the majority group and the latter group downgrades speakers of the minority language(see additive bilingualism) 1.3.4 strengths of the subsumption theory: the disadvantage of rote memory in language learning; systematic forgetting; shift of the goal to communicative competence 1.4 Humanistic Psychology mainly by Rogers: constructivism by highlighting the social and interactive nature of learning in the affective domain 1.4.1 the whole person as a physical, cognitive, but primarily emotional being 1.4.2 learning how to learn-> fully functioning persons 1 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 1.4.3 teachers as facilitators of learning through the establishment of interpersonal relationships with learners and genuine trust and empathy 1.4.4 establishment of a climate of nondefensive learning 1.4.5 empowerment of students (students are allowed to negotiate learning outcomes, to cooperate with teachers and other learners, to engage in critical thinking, and to relate everything they do in the school to their reality outside the classroom), not banking (filling students by making deposits of information) (by Paolo Freire) Behavioristic classical: (Pavlov) respondent conditioning elicited response S->R operant: (Skinner) Cognitive Constructivist (Ausubel) (Rogers) meaningful=powerful fully functioning person (全功能 rote=weak subsumption (歸入)的人) of new items under a learn how to learn governed by consequences (由結果主宰) emitted response (發出回應) more inclusive community of learners (學習者 conceptual system association (聯結) 的共同生活) empowerment(權 R-> S (reward) and retention No punishment systematic forgetting 力的賦予) Programmed instruction (編序 (系統性的遺忘) 教學) cognitive pruning (認知性的刪除) 2. L1 Acquisition 2.1 Introduction to Language Acquisition Interests in L1 competence for many centuries (1) beginning of analyzing child language systematically and its psychological process in the second half of the 20th century (2) analogies between L1 and L2 acquisition especially the differences in the case of adult SL learning in terms of cognitive and affective contrasts (3)three theoretical positions of first language acquisition 2.2 Theories of L1 acquisition 2.2.1 Behaviorism (Say What I Say): a psychological theory of learning claiming lg learning is the result of imitation, practice, consistent feedback (reinforcement) on success and habit formation (in the 1940s-50s in the U.S.) (a) assumptions: “Behavirism” deriving from Pavlov and Watson first and extended by Skinner. Children come into the world with a tabula rasa, a clean slate bearing no 2 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 preconceived notions about the world or about language as to be shaped by their environment and slowing conditioned through reinforcement Effective language behavior is the production of correct responses to stimuli. If a particular response is reinforced, it then becomes habitual or conditioned. (b) Verbal Behavior by B.F. Skinner (1957): an experimental behavioristic model of linguistic behavior extended from operant conditioning as the dominant paradigm of psychology in the U.S. from the 1920s to 1970s. *Assumption: more emphasis on the consequences of a stimulus than on the stimulus itself (i) an operant (an utterance) is emitted, nor elicited, without necessarily observable stimuli; (ii) that operant is learned by reinforcement such as from another person. (iii)verbal behavior is controlled by its consequences((rewards and no punishment ) which increase the probability of a recurrence of that behavior *Criticism: Behaviorism cannot explain creativity of child language (by Noam Chomsky, transformational generative grammar, e.g. use of the past -tense verbs); it tends to decrease internal motivation although there are situations when incentives and external supports are necessary; it can’t explain how children acquire complex grammatical structures * Strength: it offers a reasonable way of understanding how children learn some of the regular ad routine aspects of lg * tactics for teachers in the use of behavioral management: (1) direct teaching is useful to maintain class discipline and to teach such topics as precise mastery of grammar, vocabulary, or pronunciation. (2) Behavioral management in the classroom is useful when rewards are in demand and the students depend on the teacher for the rewards. (3) Balancing external rewards with intrinsic motivation meets the needs of a variety of students. (4) Careful alignment of instructional objectives, direct teaching, and assessment is useful for mastering a highly structured curriculum. (5) Mastery learning supplements direct instruction by inducing students to achieve incremental, precisely defined objectives. (c) Mediation theory ( extended from behaviorism)by Charles Osood (1957): The linguistic stimulus (a word or sentence) elicits a mediating response that is self-stimulating, a representational mediation process (表象媒介過程) * criticism: unable to resolve the abstract nature of language since the deep structures in sentences in a person’s cognitive and affective experience were scarcely plumbed. (d) Another extension from behaviorism by Jenkinds and Palermo (1964): A 3 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 child may acquire frames of a linear pattern of sentence elements and learn the stimulus-response equivalences that can be substituted within each frame; imitation was important to establish stimulus-response associations. 2.2.2 The Nativist Approaches (語法天生說)It’s all in your mind (a) innateness hypotheses (Innatism) (i)Assertion: language acquisition is innately determined. * Language is a species-specific behavior and certain modes of perception, categorizing abilities are biologically determined so virtually every child learns lg on a schedule which is similar in spite of different circumstances of life (by Eric Lenneberg, 1967, a biological view to compare learning to talk with learning to walk at the right time) * Language acquisition device (LAD) in a little black box (暗箱) where children are exposed to confusing input and given no corrective feedback; it contains all and only the principles which are universal to all human lgs; input triggers its operation. * “What LAD does by Anderson: sound discrimination, organization of linguistic data, only one possibility of a certain kind of linguistic system within one’s head, constant evaluation in developing linguistic system to construct the simplest possible system out of the available linguistic input (by Chomsky, 1965) (ii) strengths: able to account for the generativity of child language, lg abilities as human specific ones different from other aspects of cognitive development, success of learning L1 for children by mastering the basic structure of L1 in a variety of conditions with insufficient input and limited correction. (b) Universal Grammar (Cook 1993, Mitchell & Myles 1998)共通語法 as children’s innate endowment rather than LAD any longer by Chomskians (i) all human beings are genetically equipped with a set of principles which are common to all lgs that enable them to acquire language (ii) to discover what it is that all children bring to the language acquisition process from question formation, negation, word order, subject deletion and so on. (iii) If children are pre-equipped with UG, then what they have to learn is the ways in which their own lg makes use of these principles and the variations (parameters) on those principles which may exist in the particular lg which they hear spoken around them. (c) the development of generative grammar: children construct hypothetical 4 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 grammar, formal representations of deep structures which start as pivot grammars (two-word utterances for two word classes) and mature (d) the Parallel Distributed Processing (PDP) Model 平行分散處理 (Connectionism 連結論 by Feldman) : See Summary of SLA below (i) A learner’s linguistic performance may be the consequence of many levels of simultaneous neural interconnections rather than a serial (連續性)process of one rule being applied, then another and so on; lg acquisition does not require a separate module of the mind but can be explained in terms of learning in general (refutation to the innatism); what children need to know is essentially available in the lg they are exposed to such as a computer program which can learn certain things if it is exposed to them often enough. (ii) refutation of the generative rule-governed model: generative rules (衍生 語法) in a linguistic sense are not connected serially, with one connection between each pair of neurons in the brain (iii) connectionism describes mental processing by means of connections among very simple processing units in complex neural networks; learning consists of adjusting the strengths of connections by frequent patterns in the input so that a given teaching input finally results in a desired output; no innate endowment or mechanism specifically pre-programmed for lg learning; so there are no “rules” in connectionist systems although they exhibit regular or rule-like behavior. (e) Contributions of Nativism: (i) able to explore the unseen, observable, underlying, abstract linguistic structures being developed in the child (ii) systematic description of the child’s linguistic repertoire as either rule-governed or operating out of parallel distributed processing capacities (iii) the construction of a number of potential properties of UG 2.2.3 the interactionism (a little help from my friends) (a) Two emphases: (i) seeing language as one manifestation of the cognitive and affective ability to deal with the world, with others and with the self; lg develops as a result of the complex interplay between the uniquely human characteristics of the child and the environment in which the child develops. (ii) nativism as being unable to deal with the deeper levels of meaning of language constructed from social interaction but with the forms of language (iii) lg which is modified to suit the capability of the learner is crucial element in the lg acquisition process e.g. child-directed speech- the lg addressed to children and adjusted in ways that make it easier for them to understand 5 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 (iv) lg acquisition is similar to and influenced by the acquisition of other kinds of skill and knowedge, rather than as sth independent of the child’s experience and cognitive development. (b) cognition and language development: (i) Lois Bloom (1971): children learn underlying structures and not superficial word order as shown in pivot grammar, depending on the social context (ii) Jean Piaget (1969): what children know (cognition development) will determine what they learn about the code for both speaking and understanding messages (language development) sensorimotor stage (Age 0-2) 感官動作期 preoperational stage (2-7)前運思期 operational stage (7-16)- concrete operational stage (7-11) 具體運思期; formal operational stage (11-16 formal thinking at puberty) 形式運思期 (iii) Dan Slobin (1971): in all languages, semantic learning depends on cognitive development and that sequences of development are determined more by semantic complexity, than by structural complexity-> schema of cognition on the functional level and schema of grammar on the formal level (c) social interaction and language development (i) Holzman (1984): a reciprocal model -> a reciprocal system operates between the language –developing infant-child and the competence adult language user in a socializing-teaching-nurturing role (ii) Berko Gleason (1988) & Lock (1991): the interaction between language acquisition and learning of social systems (iii)Budwig (1995) & Kuczaj (1984): the function of language in discourse (relations between sentences) in terms of conversational cues Overview 1: The Dynamics of Methodological Change 1. 1840s to 1860s: The Grammar-Translation Method (GTM; also the Classical Method): Inspired by Latin and Greek learning in grammar schools for centuries in Europe; aiming at appreciation of foreign literature and mental exercise (Mental Discipline Theory) by deductive teaching of grammatical rules, memorization of lists of isolated words, translations of texts and doing written exercises. It is criticized of being a tedious experience of memorizing endless lists of unusable grammar rules and vocabulary and attempting to produce perfect translations of literary prose. It is fully “theory-lessness”. However, it requires few specialized skill on the par of teachers. Tests of grammar rules 6 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 and of translations are easy to construct and can be objectively scored. It is at times successful in leading a student toward a reading knowledge of a L2. The Direct Method (popular in the early 20th century): Deriving from Gouin’s Series Method and then developed by Berlitz, who called it the Berlitz Method Refutation to GT, which ignored language use, and application of IPA (1886) to assist teaching of pronunciation; L2 learning similar to L1 learning where lots of oral interaction, spontaneous use of the lg, no translation, and little or no analysis of grammatical rules are found. Ss are highly motivated and native-speaking teachers are employed. But it was only favored in private schools which could afford small classes and high budget. It is also criticized for its weak theoretical foundations. Its success may have been a factor of the skill and personality of the teacher rather than the method itself. 2. 1930s-60s: The Audio-lingual Method: (after the Reading Approach) Based on Behavioral Psychology, Structuralism and the Contrastive Analysis (the morpheme studies), this method aims at using the target language communicatively by intensive oral drilling of basic sentence patterns but it was challenged by Noam Chomsky in the early 60s. At the same time, the Situational Approach prevailed in the U.K. It is criticized for its failure to teach long-term communicative proficiency, misconceptions of learning as a process of habit-formation and overlearning, avoidance of errors, and inadequate theoretical foundations of structural linguistics which did not tell us everything about lg that we needed to know. 3. 1970s (the Designer Methods: promises of success, one size fits all by David Nunan, 1989 ): Influenced by the theories of second language learning such as the Error Analysis, Krashen’s theories, Shumann’s pidginization/acculturaltion Model; the 1970s is significant, for since then research on SLA became a single discipline in its own right, and a number of innovative methods were conceived. The Cognitive Approach: (p.6) The emphasis on human cognition led to see learners in a more active role to formulate hypotheses to discover the rules of the target language. When errors occur, they are signs that learners are testing their hypotheses. 7 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 Deductive and inductive grammar exercises were developed. The Silent Way (by Caleb Gattegno): a problem-solving approach to learning Discovery learning is facilitated by accompanying physical objects (Cuisenaire rods, wall charts) and problem-solving. In this way, learners develop independence, autonomy, and responsibility. Ss benefit from healthy doses of discovery learning and less teacher talk. However, it was too harsh a method and the teacher too distant. The rods and charts wear thin after a few lessons and other materials then must be introduced instead. Desuggestopedia (by Georgi Lozanov): superlearning (relaxed concentration) It assumes that the human brain could process great quantities of material if given the right conditions for learning, among which are a state of relaxation and giving over of control to the teacher. So it capitalizes on relaxed states of mind for maximum retention of material where Ss are encouraged to be as childlike as possible. Influenced by humanistic psychology, this method respect learners’ feelings and desuggest their limitations on learning via integration of the fine arts (music, paintings, and drama) and peripheral learning. It is criticized for the highly questionable experimental data of Lozanov and a lack of practicality as well as the issue of the place of memorization, excluding references to understanding or problem-solving. However, deliberately induced states of relaxation may be beneficial in the classroom and music has proved to help relax people. Community Language Learning (by Charles Curran, 1972): A counseling-learning model in which non-defensive learning is achieved with six elements (security, aggression, attention, reflection, retention, and discrimination) and learners are considered “whole persons.” It aims at building a supportive community of Ss to interact in an interpersonal relationship, to lower defenses, and to meet learner needs. The principles of discovery learning, student-centered participation and development of student autonomy (independence) remain viable in the application to lg classrooms. But it was too restrictive for institutional lg programs. Teachers are too non-directive, and their translation expertise determines success. Finally, there is too much reliance on an inductive strategy of learning. Total Physical Response (by James Asher, 1977): 8 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 Based on the Comprehension Approach (p.6), understanding precedes production. Meaning is conveyed through actions (instructions given by the teacher); memory is increased if it is stimulated or traced through association with motor activity which is a right-brain function (the trace theory of learning). Learners’ learning anxiety has to be lowered. It seems to be especially effective in the beginning level and its appeal to the dramatic nature of lg learning is attractive. It can also be used into more advanced proficiency levels by incorporating more complex syntax into the imperative. However, in TPR reading and writing activities, Ss are limited to spinning off from the oral work in the classroom. The Natural Approach (by Tracy Terrel and Stephan Krashen, 1982): Acting on the claims of the Comprehension-based Approach, NA maintains that production delayed until speech emerges and basic personal communication skills taught in a relaxed atmosphere where the teacher provides comprehensible input. Fluency is pursued instead of accuracy. The most controversial aspects of NA are its advocacy of a silent period and emphasis on comprehensible input since speech does not always emerge naturally and the decision of which structure to be included is somehow intuitive. However, NA’s advice of a silent period is good while Ss grow accustomed to a new lg since their lg ego is not easily threatened and no immediate risk-taking is forced. 4. 1980s: significance of communicative competence by Dell Hymes; functional approaches The Communicative Language Teaching: (learn to use English) the notional-functional syllabus as a precursor to CLT 1. goal: communicative competence by using activities of information gap, choice and feedback (Johnson and Morrow, 1981) 2. authentic language and materials 3. integration of forms, meanings and functions 4. the principles of task, meaningfulness and The Content-based approach: (use English to learn it) 1. the integration of content learning which is relevant to and interesting to Ss with lg teaching aims 2. Its effective form, competency-based instruction, develops learners’ language skills at the same time they learn survival or life-coping skills. 3. an increase in intrinsic motivation and empowerment 9 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 The Whole Language Approach: to describe cooperative learning, participatory learning, learner-centered learning, focus on the community of learners and the social nature of lg, use of authentic, natural lg, meaning-centered lg, holistic assessment techniques in testing and integration of the four skills 1. Language is regarded holistically, rather than pieces. 2. Learners work from the top-down to understand the meaning of whole texts before they work on the linguistic forms- purposeful use of language 3. the interaction and interconnection between oral lg and written lg 4. the importance of the written code as natural and developmental as the oral code is. The Task-based approach: (use English to learn it) 1. learning as a set of communicative tasks (techniques or activities) that are directly linked to the curricular goals they serve, the purposes of 2. 3. 4. 5. 6. which extend beyond the practice of lg for its own sake meaning is primary there is some communication problem to solve comparable real-world activities task completion has some priority the assessment of the task is in terms of outcome The Participatory approach: (use English to learn it) 1. help learners to understand the social, historical, or cultural forces that affects their lives and thus take action and make decisions to gain control over their lives 2. The nature of the content is based on issues of concern to learners (experiencec-centered)(difference to the Content-based approach) Learning strategy training: 1. good language learners by Rubin 1975 2. Build on learners’ prior knowledge and learning experiences 3. To teach learning facilitates learners’ academic success 4. Learning strategies by Chamot and O’Malley (1994) (a) metacognitive strategies (b) cognitive strategies (c) social-affective strategies 10 Copy Rights Reserved 2005 TESOL Shu-te University Claire Pan 9/28/2005 Cooperative Learning: (related to Grice’s Conversation Maxims) 1. 2. 3. 4. Positive interdependence among students in groups in a cooperative way Social skills to be taught Responsibility and accountability for each other; distributed leadership more structured and more directive to Ss about how to work together in groups than collaborative learning where Ss engage with more capable others who provide assistance and guidance. Interactive learning: 1. Most meaning is a product of negotiation-> group/pair work 2. authentic classroom tasks in real-world contexts by practicing oral communication 3. based on the Interaction Hypothesis by Michael Long: the importance of input and output in the development of lg where Ss interact with each other through oral and written discourse to enhance their communicative abilities. Learner-Centered Instruction: one concern within a CLT framework 1. focus on learners’ needs, styles, and goals 2. empowerment of Ss 3. no presupposition of curricular objectives in advance 4. creative and innovative techniques 5. enhancement of Ss’ sense of competence and self-worth. Multiple Intelligences: by Howard Gardner (1983) 1. two kinds of learners by Hatch, 1974 (a) data-gatherers (b) rule-formers 2. multiple intelligences: Learners bring with them specific and unique strengths (a) logical/mathematical (b) visual/spatial (c) body/kinesthetic (d) (e) (f) (g) (h) musical/rhythmic interpersonal intrapersonal verbal/linguistic naturalistic 11