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On semiempirical treatment of hydrocarbons Debangshu Mukherjee B.Sc Physics, IInd Year Chennai Mathematical Institute 27.11.2009 Abstract As, we do in case of small systems like H2+ or He atom, we write down the explicit Hamiltonian equation and solve it to find out the wave functions of the electrons, but however, we cannot use such a method in case of big molecules, especially organic molecules. Our aim is to get an insight into solving such systems upto a certain order of approximation. The molecular orbitals of a molecule can be separated into σ and π MOs. This comes from the valence electron approximation, which says that in a big atom, we can consider the core electrons to be concentrated at the nucleus, but such a treatment would reduce the valence electron to the 1s gerard state (even state with lowest energy). So, we consider the inner orbitals to be orthogonal. However, a better approximation is to regard them as a continuous charge distribution. This then reduces the effective Hamiltonian, which we can now use. 1 Prescription for σ-bond electrons First, we look into the simplest case of H2+ . We assume that a MO can be written as linear combination of AOs. We can write Schrodinger’s Equation for H2+ and explicitly solve it. We assume that the nucleus are stationary and they are much much heavier than electrons. So, their momentum can be ignored and the final wave function of the MO will not depend on the momentum of the nuclei. i.e ψtot (qi , qα ) = ψelec (qi , qα )ψN (qi ). For a diatomic homonuclear molecule, the wave function is: ψ = a1 φ1 + a2 φ2 Now, we will use variational method to minimize H̄, where, R ∗ ψ Hψdτ H̄ = R ∗ ψ ψdτ Substituting ψ in equation (1), we get, R (a1 φ∗1 + a2 φ∗2 )H(a1 φ1 + a2 φ2 )dτ E= R (a1 φ∗1 + a2 φ∗2 )(a1 φ1 + a2 φ2 )dτ 1 (1) (2) Simplifying this expression, taking into accout the following, Z Z φ∗1 Hφ2 dτ = φ∗2 Hφ1 dτ and Z φ∗1 φ2 dτ = Z φ∗2 φ1 dτ we get, E= a21 H11 + 2a1 a2 H12 + a22 H22 a21 + 2a1 a2 S12 + a22 where, Z φ∗i Hφj dτ Hij = Z φ∗i φj dτ Sij = Now, we know, ∂E ∂a1 = 0 and ∂E ∂a2 = 0 Finally, we get a determinant of the form H11 − E H21 − S21 E H12 − S12 E =0 H22 − E whose solutions are: +H12 −H12 E+ = H111+S and E− = H111−S by making the aasumption that H11 = H22 and H12 = H21 . It can be shown that E+ < E− by putting H = − 21 ∇2 −1/r2 (in φ1 −φ2 electronic units). The wavefunction is: ψ+ = √φ1 +φ2 and ψ− = √ 2−2S (2+2S) These are called the bonding(gerade) and anti-bonding(ungerade) MOs. i.e symmetric and anti-symmetric. They look as follows: In first case, the electron probability is mostly between the nucleii while in second case, it is outside. So, (+) is more stable. We can extend our calculations to p-orbitals and we find similar wave functions. But, other orbitals have directional character. When, pz has formed σ bond, there is lateral overlap which forms π bond. For heteronuclear atoms, we change the wavefunction to: ψ+ = φ+ +λφ− and ψ− = φ+ −λφ− where λ is a weighteing constant depending on electronegativity, since the electron is shifted to the electronegative one and not at center. We can extend this same thing for bigger molecules but, only for σ-bond electrons. 2 2 Semiempirical method: Free-electron MO method We look into the ethylene molecule: Figure 1: Ethylene molecule Now, ψCH(σ)=a1 φ(1s) + a2 φ(sp2 ) and ψCC(σ) = a1 φ(sp2 ) + a2 φ(sp2 ). This is because, the C gets sp2 hybridized to sp2 to form σ bonds with C and H. We now look into π electrons. The effective Hamiltonian for π electrons is: Ĥπ = nπ X Ĥπcore (i) + i=1 nπ X X 1 r i=1 j>i ij where 1 Ĥπcore (i) = − ∇2i + V (i) 2 where V (i) is the P.E of the ith π electron in the field produced by nuclei and σ electrons. We can now minimize the variational integral to find Eπ . In FEMO(free-electron MO) treatment, effect of σ electrons is like particle in a box. V = 0 at some place and ∞ otherwise. The interelectronic replusion 1/rij is ignored.So, we write the equations: Ĥπ ψπ = Eπ ψπ ψπ = nπ Y φi (3) (4) i=1 Ĥπcore (i)φi = ei φi Eπ = nπ X ei (5) (6) i=1 Equation (4) is the strangest one. Actually, this comes from the Hartee-Fock method, which assumes that the wavefunction of a manyparticle(fermoinic) system is the product of the properly chosen wave functions of the individual particles. i.e ψ(x1 , x2 ) = χ(x1 )χ(x2 ). This is an ansatz and cannot be proved. We also assume that for conjugated chain molecules, electrons move as 1-dimensional. So, n2 h̄2 ei = i 2 8me l 3 By Pauli’s Principle, there can be at most 2 electrons in one M.O. The π- electrons fill up the lowest 12 nπ free-electron π MOs. So, for a conjugated molecule with nπ π electrons, highest occupied M.O is n = nπ /2. Lowest frequency transition happens when an electron goes from highest occupied MO to lowest empty MO. So, for lowest frequency emmission, 1 1 h̄ (nπ + 1) = (e n2π +1 − e n2π ) = λ h̄c 8me cl2 (7) We apply this to conjugated polynes like CH2 = [CH − CH =]k CH2 . We take l as the length of the carbon chain and l1 and l2 as the C-C single and double bond lengths. Now, there can be rotations about the single bond producing the states trans and cis as follows: Figure 2: Configurations of ployenes The FEMO treatment allows the molecule to move beyond the ends of the carbon chain by a length of 43 l1 + 14 l2 at each end. So, we have, 3 1 3 1 l = kl1 + (k + 1)l2 + l1 + l2 = (k + )(l1 + l2 ) = (nC + 1)(l1 + l2 ) 2 2 2 2 4 where nC is the number of carbon atoms. Now, nπ = nC . So, using equation (7), we have λ = 2me ch̄−1 (l1 + l2 )2 (nC + 1) = (64.6nm)(nC + 1) (8) Observed values of λ increases from 162.5 n.m to 447 n.m as k goes from 0 to 9. It agrees qualitativelt, i.e predicts the increase of wavelength, but quantitative result is poor as, they have 110% average absolute error. It fails for conjugated ployenes, but, works well for polymethine ions (CH3 )2 N+ =CH(-CH=CH)k -N̈(CH3 )2 3 Huckel’s MO Method In this method, the π electron Hamiltonian is approximated by a simpler form Ĥπ = nπ X Ĥ (ef f ) (i) i=1 Huckel assumed separability of σ and π electron functions based on the assumption that we can distinguish between σ, π, δ MO just by their m value. Although this seems at weird approximation in first place, but, this eventually explains uniform C-C bond length of benzene, high energy barrier to internal rotation about double bonds and the unusual chemical stability of benzene. Mathematically, this approximation means: Etot = Eσ + Eπ where Etot is the electronic energy Eel and internuclear interaction Vne . Also, the wave function will be of product form. i.e: ψ(1..n) = ψπ (1..k)ψσ (k + 1, .., n) Our Hamiltonian is: Ĥ(1, ..n) = Ĥπ (1, .., k) + Ĥσ (k + 1, .., n) So, by variation, we get, R ∗ ∗ ψπ ψσ (Ĥπ + Ĥσ )ψπ ψσ dτ (1, ..n) R Ē = = Eπ + E σ ψπ∗ ψσ∗ ψπ ψσ dτ (1, ..n From these equations, it is clear that we just cannot minimize Eπ by varying ψπ . It is impossible to define Ĥπ and Ĥσ so that they depend on completely different group of electrons. Writing the operators explicitly, Ĥπ (1, .., k) = − k k k k 1X X 1X 2 X ∇i + Vne (i) + 2 i=1 2 i=1 i=1 j=1,j6=i n n n 1 X 2 X 1 X Ĥσ (k + 1, .., n) = − ∇i + Vne (i) + 2 2 i=k+1 k+1 5 1 rij n X i=k+1 j=k+1,j6=i 1 + Vnn rij Observe, Ĥ − Ĥπ − Ĥσ = k n X X i=1 j=k+1 1 rij Hence, we assume that there is some form of Ĥ ef f which somehow incorporates the average effect of π electrons. So, our equation is: Ĥ ef f (i)φi = ei φi (9) Now, we assume that MOs are LCAOs i.e (Linear Combination of Atomic Orbitals) nC X cri fr (10) φi = r=1 where fr is a 2pπ AO on the rth carbon atom and nC is the number of carbon atoms. We substitute (10) in the variation integral R ∗ φ Hφdτ H̄ = R ∗ φ φdτ We define overlap integral as Z Sjk = fj∗ fk dτ Z and Hjk = fj∗ Ĥfk dτ Also, making the aasumptions that cj ’s are independent i.e Sji = ∗ Sij = Sij and Hji = ∗ Hij ∂cj ∂ci = δij and also, = Hij Moreover, the wave functions φ will be normalised. So, Sii = 1. Using these information, finally we get n equations with n unknowns which finally gives the determinant: det(Hij − Sij W ) = 0 (11) H11 -S11 H̄ H21 -S21 H̄ . . . Hn1 -Sn1 H̄ H12 -S12 H̄ H22 -S22 H̄ . . . Hn2 -Sn2 H̄ ... ... ... ... ... ... H1n -S1n H̄ H2n -S2n H̄ . . . Hnn -Snn H̄ = 0 (12) ef f Now, we define terms like Hiief f =α (Coulomb Integral) and terms like Hij = β (Bond Integral) where Ci and Cj are bonded. We assume that H = 0 when PnC ij 2 Ci and Cj are not bonded. Also, The MO are normalized i.e r=1 |cri | = 1. So, in butadiene, Figure 3: Butadiene molecule 6 ef f ef f ef f = β and = H34 = H23 By Huckel’s assumption, here Hiief f = α and H12 ef f ef f ef f H13 = H14 = H24 = 0. The secular equation looks like: α − ek β 0 0 β α − ek β 0 α−ek β , Making the transformation x = x 1 0 0 1 x 1 0 0 1 x 1 0 β α − ek β 0 0 1 x = 0 0 β α − ek = 0 we get, 0 (13) In general, a determinant of the form: a c 0 . 0 0 b a c . . . 0 b a . . . 0 0 b . . . . . . . . . . . . . 0 0 . . . . c 0 . . . . a c 0 0 0 . b a = Πnj=1 [a − 2(bc)1/2 cos( jπ )] n+1 For Butadiene, we get,x= -1.618,-0.618,0.618,1.618. Finally, putting this x, we solve for ci ’s. The normalized HMO energies are: φ1 = 0.372f1 + 0.602f2 + 0.602f3 + 0.372f4 φ2 = 0.602f1 + 0.372f2 − 0.372f3 − 0.602f4 φ3 = 0.602f1 − 0.372f2 − 0.372f3 + 0.602f4 φ4 = 0.372f1 − 0.602f2 + 0.602f3 − 0.372f4 For butadiene, the MO look like Figure 4: MO for Butadiene: Nodal planes are indicated by dashed line 7 On calculating the MO energies, we can find that the energy of φ1 is minimum. This must be the lowest-energy π MO. Its energy is α+1.618β, so β must be negative. In fact, in Butadiene, bond energy is negative which implies very stable bond, we can observe, it has resonating structure due to alternate double bonds and form a continuous π cloud. Moreover, we approximate 2pπ AO by R ∗ ef fi Ĥ f fi dτ = α. If, energy is less, then it is bonding or else antibonding. 4 Analysis of conjugated polyenes For conjugated polyene, with nC carbon atoms, the secular equation looks like equation (13) but of order nC . So, x = 2cos[ jπ ] nC + 1 and ej = α + 2βcos[ jπ ] nC + 1 Highest occupied and lowest vacant π orbitals have j = 21 nC and j = 12 nC + 1. So, longest wavelength is 1 4β π = − sin λ h̄c 2nC + 2 Here, observed value of Butadiene λ is 217n.m and |β| = 4.62eV. But, calculated value of λ differs by 44%. 4.1 Benzene For benzene, C6 H6 i.e the HMO equation is: x 1 0 0 0 1 1 x 1 0 0 0 0 1 x 1 0 0 0 0 1 x 1 0 0 0 0 1 x 1 1 0 0 0 1 x = 0 The values of x = -1,+1,+2,+1,-1,-2. So, the energies ei = α + 2β, α + β, α + β, α − β, α − β, α − 2β. There are two doubly degenerate levels as can be seen. 8 The energy diagram for the benzene MO is Figure 5: Energy diagram of benzene HMO coefficients can be determined purely from symmetry operations. Now, symmetry operator commutes with H, so, their eigenfunctions must be same. Now, (ÔC6 )6 = I. Eigenvalues are e2πik/6 , where k= 0,1,..,5. So, we write, taking φi as LCAO, e2πik/6 φj = ÔC6 φj 6 X crj e2πik/6 fr = r=1 6 X crj ÔC6 fr = r=1 6 X crj fr−1 = r=1 6 X cr+1,j fr r=1 Equating coefficients of corressponding AOs , we have cr+1,j = e2πik/6 crj Using normalization, P6 i=1 |crj |2 = 1, we can say, 1 |crj | = √ 6 The Huckel MOs are √ φ1 = 1/ 6(f1 + f2 + f3 + f4 + f5 + f6 ) √ φ2 = 1/ 6(f1 + eiπ/3 f2 + e2iπ/3 f3 − f4 + e4iπ/3 f5 + e5iπ/3 f6 ) √ φ3 = 1/ 6(f1 + e−iπ/3 f2 + e−2iπ/3 f3 − f4 + e−4iπ/3 f5 + e−5i pi/3 f6 ) √ φ4 = 1/ 6(f1 + e2iπ/3 f2 + e4iπ/3 f3 + f4 + e2iπ/3 f5 + e4iπ/3 f6 ) √ φ5 = 1/ 6(f1 + e−2iπ/3 f2 + e−4iπ/3 f3 + f4 + e−2iπ/3 f5 + e−4iπ3 f6 ) √ φ6 = 1/ 6(f1 − f2 + f3 − f4 + f5 − f6 ) 9 The MO orbitals of benzene looks like follows. Figure 6: MO for benzene 4.2 Monocyclic conjugated ployenes We can now generalize to monocyclic conjugated polyenes and the HMO energies and coefficients are: 2πk ek = α + 2βcos nC 1 2πi(r − 1)k crk = √ exp[ ] nC nC nC 2πi(r − 1)k 1 X exp[ φk = √ ]fr nC r=1 nC Let us consider the Huckel energy level for monocyclic polyenes Cn Hn . Lowest shell consists of nondegenerate level and holds 2 electrons all others are doubly degenerate and holds 4 electrons. If, nC is even, the highest π MO is nondegenerate. Or else, there is unpaired electron which makes the system unstable. So, all electrons must be paired. So, nπ = 4m + 2 where m is integer. This is Huckel’s famous 4m + 2 rule. 4.3 Napthalene We can extend this to more complex systems like napthalene where 2 benzene rings are fused. For napthalene, secular equation is difficult to solve, as we get a 10 × 10 matrix. We identify te point group of napthalene.(D2h ) 10 Figure 7: Napthalene So, we write the MO waves in terms of the AOs. Exploiting the symmetry, we get a 3×3 matrix whixh is much more easier to solve.So, in conjugated hydrocarbons, 1 |β| = ∆x λ h̄c where ∆x is difference in x values. Now, observed λ1 is 34700 cm−1 . The error reduces to 14.4%. In fact by the Pariser-Parr-Pople Method, which takes intoi accout the electronic energy too, can account very nicely for the λ value and thus we can get more closer to the actual system by approximation. 11 5 Citations 1. Ira.N.Levine, Quantum Chemistry (Prentice Hall Press) 2. James.E.House, Fundamentals of Quantum Chemistry (Elsevier Academic press) 3. Lowe & Peterson Quantum Chemistry(Elsevier Academic press) 4. Atkins and Friedman, Molecular Quantum Mechanics (Oxford University Press) 5. Pauling and Wilson, Introduction to Quantum Mechanics 6. www.wikipedia.org 12