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Quantum Mechanics in a Nutshell Quantum theory • Wave-particle duality of light (“wave”) and electrons (“particle”) • Many quantities are “quantized” (e.g., energy, momentum, conductivity, magnetic moment, etc.) • For “matter waves”: Using only three pieces of information (electronic charge, electronic mass, Planck’s constant), the properties of atoms, molecules and solids can be accurately determined (in principle)! Quantum theory – Light as particles • Max Planck (~1900): energy of electromagnetic (EM) waves can take on only discrete values: E = nħ from density of states from equipartition theorem – Why? To fix the “ultraviolet catastrophe” – Classically, EM energy density, ~ 2avg = 2(kT) – But experimental results could be recovered only if energy of a mode is an integer multiple of ħ as å(n w )e = åe w -n w / kT e avg n -n / kT = w e w / kT -1 n The ultraviolet catastrophe Classical (~ 2kT) experimental Quantum theory – Light as particles • Einstein (1905): photoelectric effect – No matter how intense light is, if < c no photoelectrons – No matter how low the intensity is, if > c, photoelectrons result – Light must come in packets (E = nħ ) • Compton scattering (1923): establishes that photons have momentum! – Scattering of x-rays of a single frequency by electrons in a graphite target resulted in scattered x-rays – This made sense only if the energy and the momentum were conserved, with the momentum given by p = h/ = ħk (k = 2/ , with being the wavelength) • By now, it is accepted that waves may display particle features … Quantum theory – Electrons as waves • Rutherford (~1911): Experiments indicate that atoms are composed of positively charged nuclei surrounded by a cloud of “orbiting” electrons. But, – Orbiting (or accelerating) charge radiates energy electrons should spiral into nucleus all of matter should be unstable! – Spectroscopy results of H (Rydberg states) indicated that energy of an electron in H could only be -13.6/n2 eV (n = 1,2,3,…) Quantum theory – Electrons as waves • Bohr (~1913): – Postulates “stationary states” or “orbits”, allowed only if electron’s angular momentum L is quantized by ħ, i.e., L = nħ implies that E = 13.6/n2 eV – Proof: • centripetal force on electron with mass m and charge e, orbiting with velocity v at radius r is balanced by electrostatic attraction between electron and nucleus mv2/r = e2/(4pe0r2) v = sqrt(e2/(4pe0mr)) • Total energy at any radius, E = 0.5mv2 - e2/(40r) = -e2/(80r) • L = nħ mvr = nħ sqrt(e2mr/(40)) = nħ allowed orbit radius, r = 40n2ħ2/(e2m) = a0n2 (this defines the Bohr radius a0 = 0.529 Å) • Finally, E = -e2/(80r) = -(e4m/(802h2)).(1/n2) = -13.6/n2 eV – The only non-classical concept introduced (without justification): L = nħ Quantum theory – Electrons as waves • de Broglie (~1923): Justification: L = nħ is equivalent to n = 2r (i.e., circumference is integer multiple of wavelength) if = h/p (i.e., if we can “assign” a wavelength to a particle as per the Compton analysis for waves)! – Proof: n = 2r n(h/(mv)) = 2r n(h/2) = mvr nħ = L • It all fits, if we assume that electrons are waves! Quantum theory – Electrons as waves The Schrodinger equation: the jewel of the crown • • Schrodinger (~1925-1926): writes down “wave equation” for any single particle that obeys the new quantum rules (not just an electron) A “proof”, while remembering: E = ħ & p = h/ = ħk – – – For a free electron “wave” with a wave function Ψ(x,t) = ei(kx- t), energy is purely kinetic Thus, E = p2/(2m) ħ = ħ2k2/(2m) A wave equation that will give this result for the choice of ei(kx- t) as the wave function is 2 ¶ ¶2 i Y(x,t) = 2 Y(x,t) ¶t 2m ¶x • Schrodinger then “generalizes” his equation for a bound particle é 2 ¶2 ù ¶ i Y(x,t) = ê2 + V (x) úY(x,t) ¶t ë 2m ¶x û K.E. P.E. Hamiltonian operator The Schrodinger equation • In 3-d, the time-dependent Schrodinger equation is é 2 æ ¶2 ¶2 ¶2 ö ù ¶ i Y(x, y,z,t) = êç 2 + 2 + 2 ÷ + V (x, y,z)úY(x, y,z,t) ¶t ë 2m è ¶x ¶y ¶z ø û • Writing Ψ(x,y,z,t) = ψ(x,y,z)w(t), we get the timeindependent Schrodinger equation é 2 æ ¶2 ¶2 ¶2 ö ù êç 2 + 2 + 2 ÷ + V (x, y,z)úy (x, y,z) = Ey (x, y,z) ë 2m è ¶x ¶y ¶z ø û Hamiltonian, H • Note that E is the total energy that we seek, and Ψ(x,y,z,t) = ψ(x,y,z)e-iEt/ħ The Schrodinger equation H E • An eigenvalue problem – Has infinite number of solutions, with the solutions being Ei and ψi – The solution corresponding to the lowest Ei is the ground state – Ei is a scalar while ψi is a vector – The ψis are orthonormal, i.e., Int{ψi(r)ψj(r)d3r} = ij – If H is hermitian, Ei are all real (although ψi are complex) – Can be cast as a differential equation (Schrodinger) or a matrix equation (Heisenberg) – |ψ|2 is interpreted as a probability density, or charge density Applications of 1-particle Schrodinger equation • Initial applications – Hydrogen atom, Harmonic oscillator, Particle in a box • The hydrogen atom problem é 2 æ ¶2 ¶2 ¶2 ö ù êç 2 + 2 + 2 ÷ + V (x, y,z)úy nlm (x, y,z) = E nlmy nlm (x, y,z) ë 2m è ¶x ¶y ¶z ø û 1 ¶æ 2 ¶ö 1 ¶ æ ¶ ö 1 ¶2 2 Ñ = 2 çr ÷+ çsin q ÷ + 2 2 r ¶r è dr ø r 2 sin q ¶q è dq ø r sin q ¶j 2 - e2 4pe 0 r Solutions: Enlm = -13.6/n2 eV; ψnlm(r,θ,ϕ) = Rn(r)Ylm(θ,ϕ) http://www.falstad.com/qmatom/ http://panda.unm.edu/Courses/Finley/P262/Hydrogen/WaveFcns.html Summary of quantization • Spin (Pauli exclusion principle) not included in the Schrodinger equation & needs to be put in by hand (but fixed by the Dirac equation) The many-particle Schrodinger equation • The N-electron, M-nuclei Schrodinger (eigenvalue) equation: (r1 , r2 ,..., rN , R1 , R2 ,..., RM ) E(r1 , r2 ,..., rN , R1 , R2 ,..., RM ) The N-electron, M-nuclei wave function The total energy that we seek The N-electron, M-nuclei Hamiltonian 2 2 2 2 N M M N N M N Z Z e 2 1 1 e Z e 2I i2 I J I 2 I 1 J I RI RJ 2 i 1 j I ri rj I 1 i 1 RI ri I 1 2 M I i 1 2m M Nuclear kinetic energy Electronic kinetic energy Nuclear-nuclear repulsion Electron-electron repulsion Electron-nuclear attraction • The problem is completely parameter-free, but formidable! – Cannot be solved analytically when N > 1 – Too many variables – for a 100 atom Pt cluster, the wave function is a function of 23,000 variables!!! The Born-Oppenheimer approximation • Electronic mass (m) is ~1/1800 times that of a nucleon mass (MI) • Hence, nuclear degrees of freedom may be factored out • For a fixed configuration of nuclei, nuclear kinetic energy is zero and nuclear-nuclear repulsion is a constant; thus H elec (r1 , r2 ,..., rN ) Eelec (r1 , r2 ,..., rN ) M N 2 2 1 N N e2 Z I e2 i 2 i 1 j I ri rj I 1 i 1 RI ri i 1 2m N H elec 1 M M Z I Z J e2 E Eelec 2 I 1 J I RI RJ Electronic eigenvalue problem is still difficult to solve! Can this be done numerically though? That is, what if we chose a known functional form for ψ in terms of a set of adjustable parameters, and figure out a way of determining these parameters? In comes the variational theorem The variational theorem • Casts the electronic eigenvalue problem into a minimization problem • Lets introduce the Dirac notation (r1 , r2 ,..., rN ) H elec Eelec * 3 3 3 ... ( r , r ,..., r ) ( r , r ,..., r ) d r d r ... d 1 2 N 1 2 N 1 2 rN * 3 3 3 ... ( r , r ,..., r ) H ( r , r ,..., r ) d r d r ... d rN H 1 2 N 1 2 1 2 N • Note that the above eigenvalue equation has infinite solutions: E0, E1, E2, … & correspondingly ψ0, ψ1, ψ2, … • Our goal is to find the ground state (i.e., the lowest energy state) • Variational theorem – choose any normalized function F containing adjustable parameters, and determine the parameters that minimize <F|Helec|F> – The absolute minimum of <F|Helec|F> will occur when F = ψ0 – Note that E0 = <ψ0|Helec|ψ0> thus, strategy available to solve our problem! What is Reality?