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Light Sources – II The Laser and External Modulation EE 8114 -Xavier Fernando A better light source LED has: – Large line width (large material dispersion) – Large beam width (low coupling to the fiber) – Low output power – Spontaneous emission (random polarization, phase, direction etc.) A better light source addressing all these issues were needed. – The Laser is designed to address all these issues The LASER Light Amplification by ‘Stimulated Emission’ and Radiation • Laser is an optical oscillator. It comprises a resonant optical amplifier whose output is fed back into its input with matching phase. Any oscillator contains: 1- An amplifier (with gain-saturation mechanism) 2- A positive feedback system 3- A frequency selection mechanism 4- An output coupling scheme Fundamental Lasing Operation • Absorption: An atom in the ground state might absorb a photon emitted by another atom, thus making a transition to an excited state. • Spontaneous Emission: random emission of a photon, which enables the atom to relax to the ground state. • Stimulated Emission: An atom in an excited state might be stimulated to emit a photon by another incident photon. Spontaneous & Stimulated Emissions LASER • In laser, the light amplifier is the pumped active medium (biased semiconductor region) where emitted photons stimulate more photon emission. • Feedback is obtained by placing some kind of reflector (mirror/filter) in the optical resonator. • Frequency selection is achieved by the resonators, which admits only certain modes. • Output coupling is accomplished by making one of the resonator mirrors partially transmitting. Lasing in a pumped active medium • In thermal equilibrium the stimulated emission is essentially negligible, since the density of electrons in the excited state is very small. This is LED like operation with mostly spontaneous emission. • Stimulated emission will exceed absorption only if the population of the excited states is greater than that of the ground state. This condition is known as Population Inversion. Population inversion is achieved by various pumping techniques. • In a semiconductor laser, population inversion is accomplished by injecting electrons into the material to fill the lower energy states of the conduction band. How a Laser Works In Stimulated Emission incident and stimulated photons will have Attribute Result Identical Energy Narrow line width Identical Direction Narrow beam width Identical Phase Temporal Coherence Identical Polarization Coherently polarized light Fabry-Perot Laser (resonator) cavity Fabry-Perot Resonator M1 A M2 Relative intensity m=1 1 f R ~ 0.8 R ~ 0.4 m=2 m B L (a) m=8 Resonant modes : kL m m 1,2,3,.. m - 1 (b) m m + 1 (c) Schematic illustration of the Fabry-Perot optical cavity and its properties. (a) Reflected waves interfere. (b) Only standing EM waves, modes, of certain wavelengths are allowed in the cavity. (c) Intensity vs. frequency for various modes.R is mirror reflectance and lower R means higher loss from the cavity. © 1999 S.O. Kasap, Optoelectronics (Prentice Hall) R: reflectance of the optical intensity, k: optical wavenumber [4-18] Fabry-Perot Lasing Cavity A Fabry-Perot cavity consists of two flat, partially reflecting mirrors that establish a strong longitudinal optical oscillator feedback mechanism, thereby creating a light-emitting function. The distance between the adjacent peaks of the resonant wavelengths in a FabryPerot cavity is the modal separation. If L is the distance between the reflecting mirrors & the refractive index is n, then at a peak wavelength λ the MS is given by Modal Separation 2 2nL Laser Diode Characteristics • • • • Nanosecond & even picosecond response time (GHz BW) Spectral width of the order of nm or less High output power (tens of mW) Narrow beam (good coupling to single mode fibers) • Laser diodes have three distinct radiation modes namely, longitudinal, lateral and transverse modes. • In laser diodes, end mirrors provide strong optical feedback in longitudinal direction, so by roughening the edges and cleaving the facets, the radiation can be achieved in longitudinal direction rather than lateral direction. Laser Operation & Lasing Condition • To determine the lasing condition and resonant frequencies, we should focus on the optical wave propagation along the longitudinal direction, z-axis. The optical field intensity, I, can be written as: I ( z, t ) I ( z )e j (t z ) • Lasing is the condition at which light amplification becomes possible by virtue of population inversion. Then, stimulated emission rate into a given EM mode is proportional to the intensity of the optical radiation in that mode. In this case, the loss and gain of the optical field in the optical path determine the lasing condition. • The radiation intensity of a photon at energy h varies exponentially with a distance z amplified by factor g, and attenuated by factor according to the following relationship: I ( z) I (0) expg (h ) (h )z [4-20] n1 R1 Z=0 R2 n2 Z=L I (2L) I (0) R1R2 expg (h ) (h )(2L) [4-21] : Optical confinemen t factor, g : gain coefficien t n1 n2 α : effective absorption coefficien t, R n1 n2 Lasing Conditions: I ( 2 L ) I ( 0) exp( j 2 L) 1 2 [4-22] Threshold gain & current density 1 1 gth ln 2 L R1R2 Laser starts to " lase" iff : g gth For laser structure with strong carrier confinement, the threshold current Density for stimulated emission can be well approximated by: gth J th : constant depends on specific device constructi on Laser Resonant Frequencies • Lasing condition, namely eq. [4-22]: exp( j 2 L) 1 • Assuming mc m 2 Ln 2n 2 L 2m , m 1,2,3,... the resonant frequency of the mth mode is: m 1,2,3,... c 2 m m1 2 Ln 2 Ln Spectrum from a Laser Diode ( 0 ) g ( ) g (0) exp : spectral width 2 2 Semiconductor laser rate equations • Rate equations relate the optical output power, or # of photons per unit volume, , to the diode drive current or # of injected electrons per unit volume, n. For active (carrier confinement) region of depth d, the rate equations are: d Cn Rsp dt ph Photonratestimulated emission spontaneous emission photon loss dn J n Cn dt qd sp electron rate injection spontaneous recombination stimulated emission C : Coefficien t expressing the intensityof the opticalemission & absorptionprocess Rsp :rate of spontaneous emission into the lasingmode ph : photonlife time J :Injectioncurrent density Threshold current Density & excess electron density • At the threshold of lasing: 0, d / dt 0, Rsp 0 from eq. [4 - 25] Cn / ph 0 n • 1 C ph nth The threshold current needed to maintain a steady state threshold concentration of the excess electron, is found from electron rate equation under steady state condition dn/dt=0 when the laser is just about to lase: J th nth nth 0 J th qd qd sp sp Laser operation beyond the threshold J J th • The solution of the rate equations [4-25] gives the steady state photon density, resulting from stimulated emission and spontaneous emission as follows: s ph qd ( J J th ) ph Rsp External quantum efficiency • Number of photons emitted per radiative electron-hole pair recombination above threshold, gives us the external quantum efficiency. ext • Note that: i ( g th ) g th q dP dP (mW ) 0.8065[ m] E g dI dI (mA ) i 60% 70%; ext 15% 40% Laser P-I Characteristics (Static) External Efficiency Depends on the slope Threshold Current Laser Optical Output vs. Drive Current Slope efficiency = dP/dI The laser efficiency changes with temperature: 20° C Optical output Relationship between optical output and laser diode drive current. Below the lasing threshold the optical output is a spontaneous LED-type emission. 30° C 40° C 50° C Efficiency decreases 25 Modulation of Optical Sources • Optical sources can be modulated either directly or externally. • Direct modulation is done by modulating the driving current according to the message signal (digital or analog) • In external modulation, the laser is emits continuous wave (CW) light and the modulation is done in the fiber Why Modulation • A communication link is established by transmission of information reliably • Optical modulation is embedding the information on the optical carrier for this purpose • The information can be digital (1,0) or analog (a continuous waveform) • The bit error rate (BER) is the performance measure in digital systems • The signal to noise ratio (SNR) is the performance measure in analog systems Direct Modulation • The message signal (ac) is superimposed on the bias current (dc) which modulates the laser • Robust and simple, hence widely used • Issues: laser resonance frequency, chirp, turn on delay, clipping and laser nonlinearity Light Source Linearity In an analog system, a time-varying electric analog signal modulates an optical source directly about a bias current IB. •With no signal input, the optical power output is Pt. When an analog signal s(t) is applied, the time-varying (analog) optical output is: P(t) = Pt[1 + m s(t)], where m = modulation index For LEDs IB’ = IB For laser diodes IB’ = IB – Ith LED Laser diode 29 Modulation of Laser Diodes • Internal Modulation: Simple but suffers from non-linear effects. • Most fundamental limit for the modulation rate is set by the photon life time in the laser cavity: 1 ph c 1 1 c g th ln n 2L R1 R2 n • Another fundamental limit on modulation frequency is the relaxation oscillation frequency given by: 1 f 2 1 sp ph I 1 I th 1/ 2 Laser Digital Modulation Optical Power (P) P(t) Ith I1 I2 I(t) Current (I) t I 2 I1 td sp ln I 2 I th t • Input current I2 – Assume step input I1 • Electron density – steadily increases until threshold value is reached • Output optical power – Starts to increase only after the electrons reach the threshold Turn on Delay (td) Resonance Freq. (fr) Turn on Delay (lasers) • When the driving current suddenly jumps from low (I1 < Ith) to high (I2 > Ith) , (step input), there is a finite time before the laser will turn on • This delay limits bit rate in digital systems • Can you think of any solution? I 2 I1 td sp ln I 2 I th Relaxation Oscillation • For data rates of less than approximately 10 Gb/s (typically 2.5 Gb/s), the process of imposing information on a laser-emitted light stream can be realized by direct modulation. • The modulation frequency can be no larger than the frequency of the relaxation oscillations of the laser field • The relaxation oscillation occurs at approximately 1 f 2 1 sp ph I 1 I th 1/ 2 34 The Modulated Spectrum Twice the RF frequency Two sidebands each separated by modulating frequency Limitations of Direct Modulation • Turn on delay and resonance frequency are the two major factors that limit the speed of digital laser modulation • Saturation and clipping introduces nonlinear distortion with analog modulation (especially in multi carrier systems) • Nonlinear distortions introduce higher order inter modulation distortions (IMD3, IMD5…) • Chirp: Unwanted laser output wavelength drift with respect to modulating current that result on widening of the laser output spectrum. Laser Noise • Modal (speckle) Noise: Fluctuations in the distribution of energy among various modes. • Mode partition Noise: Intensity fluctuations in the longitudinal modes of a laser diode, main source of noise in single mode fiber systems. • Reflection Noise: Light output gets reflected back from the fiber joints into the laser, couples with lasing modes, changing their phase, and generate noise peaks. Isolators & index matching fluids can eliminate these reflections. External Modulation The optical source injects a constant-amplitude light signal into an external modulator. The electrical driving signal changes the optical power that exits the external modulator. This produces a time-varying optical signal. The electro-optical (EO) phase modulator (also called a MachZhender Modulator or MZM) typically is made of LiNbO3. Mach-Zhender Principle • Total relative phase difference between th e two interferin g signals : Phase shift in the upper arm output is L m Phase shift in the lower arm output is L If m is even - - constructi ve interferen ce (inphase) If m is odd - - destructiv en interferen ce (opposite phase) Light intensity modulation will result for all other valu es of m Traveling Wave Phase Modulator • Much wideband operation is possible due to the traveling wave tube arrangement (better impedance matching) Electro Absorption Modulator • • • • • An EAM is a semiconductor external modulator based on the Franz–Keldysh effect, i.e., a change in the absorption spectrum caused by an applied electric field, which changes the bandgap energy. Most EAM are made in the form of a waveguide with electrodes for applying an electric field in a direction perpendicular to the modulated light beam. EAM can operate with much lower voltages and at very high speed (tens of GHz) EAM can be integrated with a DFB laser diode on a single chip to form a data transmitter in the form of a photonic integrated circuit. EAM can also be used as Photo Detectors in the reverse mode Distributed Feedback Laser (Single Mode Laser) The optical feedback is provided by fiber Bragg Gratings Only one wavelength get positive feedback Fiber Bragg Grating This an optical notch band reject filter DFB Output Spectrum Laser Nonlinearity x(t) Nonlinear function y=f(x) y(t) x(t ) A cos t y (t ) A0 A1 cos t A2 cos 2t ... Nth order harmonic distortion: An 20 log A1 Intermodulation Distortion x(t ) A1 cos 1t A2 cos 2 t y (t ) Bmn cos( m1 n 2 )t m,n 0,1,2,... m,n Harmonics: n1 , m 2 Inter-modulated Terms: 1 2 ,21 2 ,1 2 2 ,... Transmitter Packages • There are a variety of transmitter packages for different applications. • One popular transmitter configuration is the butterfly package. • This device has an attached fiber fly lead and components such as the diode laser, a monitoring photodiode, and a thermoelectric cooler. 47 Transmitter Packages Three standard fiber optic transceiver packages 48