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Basic Principles of Forensic Molecular Biology and Genetics Population Genetics Significance of a Match What is the significance of: z a fiber match? z a hair match? z a glass match? z a DNA match? Meaning of a DNA Match z Approximately 1 person in every 5 trillion chosen at random from the population would be expected to possess the same DNA genotype as that found in the semen or z The DNA results are 5 trillion times more likely if the semen originated from the suspect than if it had originated from a randomly chosen unrelated individual from the population Meaning of a DNA Match (cont’d) z Must be able to estimate the frequency of occurrence of the DNA genotype in the relevant population z Need to study population genetics y population genetics is concerned with how much genetic variation exists in natural populations and explains its origin, maintenance and evolutionary importance x genetic variation: no two individuals would be expected to possess the same genotype for all genes Population Genetics Lectures z Organization of Genetic Variation z Population Substructure z Forensic Genetic Data Analysis Some Definitions z genotype: genetic constitution of an individual z phenotype: physical or biochemical expression of a genotype (‘traits’) z polymorphism: a gene (or DNA locus) for which the most common allele has a frequency of < 0.95 (or 0.99) x c.f. rare allele (frequency < 0.005) x With 2 allele polymorphism, at least 9.5% of population would be heterozygous for the common allele Allele Frequency Determination z Allele frequency: proportion of all alleles at a locus of a particular type y frequency of an allele = 2 x No. of homozygotes (because 2 copies of the allele)+ No. of heterozygotes possessing the allele (because heterozygotes contain 1 copy of the allele) divided by 2 x No. of individuals (because each individual carries 2 alleles at each locus) Allele Frequency Determination z Three genotypes: AA, Aa, aa p A = frequency of allele A p a = frequency of allele a z P = proportion of AA individuals, Q = proportion of Aa, R = proportion of aa z P + Q + R = 1 z p A = (2n AA + n Aa )/2n, or z p A = P + Q/2 Random Mating Genotypes are not transmitted from one generation to the next y broken up in gamete formation by segregation and recombination and assembled anew in each generation by fertilization x genotypes > gametes > genotypes y Model: mating takes place at random with respect to the genotypes under consideration x If AA 0.16, Aa 0.48, aa 0.36 then AA males mate with AA, Aa and aa females in these proportions Populations z Group of individuals of the same species living within a restricted geographical location such that any member can mate with any other member y local interbreeding units within large geographical structures x local populations / demes or subpopulations z Non overlapping generation model y birth/maturation/reproduction/death in generation t1 followed by t followed by t+1 Hardy – Weinberg Model z Genotype frequencies expected due to random mating (Hardy and Weinberg independently described in 1908) z Assumptions y y y y y y diploid organism sexual reproduction non overlapping generations mating is random population size is large migration/mutation/selection insignificant Hardy – Weinberg Principle z With 2 alleles of a gene (A and a with frequencies p and q) there are 6 possible matings AA/AA, AA/Aa, AA/aa, Aa/Aa, Aa/aa, aa/aa y genotype frequencies are AA:p 2 , Aa: 2pq, aa:q 2 z random mating of individuals is usually equivalent to the random union of gametes Hardy – Weinberg Principle Hardy – Weinberg Principle Hardy – Weinberg Principle z Constancy of allele frequencies from generation to generation y therefore, in any generation genotype frequencies are p 2 , 2pq and q 2 y Hardy Weinberg equilibrium Mating Systems Variance in Allele Frequency Estimates 3 alleles A 1 , A 2 , A 3 P ii = proportion of A i A i homozygotes P ij = proportion of A i A j heterozygotes [Allele proportions p 1 = P 11 + 1/2P 12 + 1/2P 13 ] p i = P ii + ½ SP ij Var (p) = p (1p) /2n Standard (std) error = [var (p)] 1/2 68% +/ 1 std error, 95% +/ 2 std errors, 99.7% +/ 3 std errors Product Rule Product rule = P p i 2 x P 2p i p j Inbreeding Mating between relatives assume ¼ AA, ½ Aa, ¼ aa selfing (1st generation) 3/8 AA, 2/8 Aa, 3/8 aa selfing (2nd generation) 7/16 AA, 2/16 Aa, 7/16 aa REDUCTION IN HETEROZYGOSITY (4/8 à 3/8 à 1/8) F = inbreeding coefficient F = fractional reduction in heterozygosity relative to random mating population F= (H o H)/H o (or H = H o H o F) where H o = random mating heterozygosity and H = actual frequency of heterozygotes in inbreeding population but since H o = 2pq, then H = H o H o F = H o (1F) or H = 2pq(1F) Genotype Proportions with Inbreeding Heterozygotes = 2pq(1 2pq(1 F) Homozygotes Suppose proportion of AA is P and p= allele frequency of A then P + H/2 = p or P = p – H/2 but H = 2pq(1F) Therefore, P = p 2pq(1F)/2 = ppq(1F) = pp(1p)(1F) = p(pp 2 )(1F) = p[ppFp 2 +p 2 F] = pp+pF+p 2 p 2 F = pF + p 2 p 2 F = pF + p 2 (1F) = p 2 –p 2 F+pF = p 2 +pF–p 2 F= p 2 +pF(1p) AA = pF + p 2 (1F) = p 2 +pF(1p) Aa = 2pq (1F) aa = qF + q 2 (1F) = q 2 +qF(1q) If F = 0 then Hardy Weiberg proportions pertain If F = 1 then complete inbreeding (only AA and aa types) Genotype Proportions with Inbreeding (cont’d) If population contains multiple alleles A 1 , A 2 , A 3 ….A n at frequencies p 1 , p 2 , p 3 …..p n ( with p 1 + p 2 + p 3 …+p n = 1) then in a population with inbreeding coefficient F the frequencies of A i A i homozygotes and A i A j heterozygotes are: A i A i = p i F + p i 2 (1F) A i A j = 2p i q j (1F) Alternative definition of F z F is the probability that the two alleles of a gene in a single individual are identical by descent (ibd) (autozygous) y ibd = autozygous y nonibd = allozygous z ibd refers to ancestral origin and not chemical makeup y autozygous individuals must be homozygous y allozygous individuals may be homozygous or heterozygous Equivalence of the Autozygosity and Heterozygosity Definitions of F consider a population with an average inbreeding coefficient F consider the alleles of one individual, either 1. Alleles allozygous (Pr = IF) or 2. Alleles autozygous (Pr = F) If allozygous then Pr (genotype) = probability in random mating population (because no inbreeding) If autozygous then Pr (genotype) = Pr (allele frequency) since knowing what allele is present determines that the same one is present in the other copy Equivalence of the Autozygosity and Heterozygosity Definitions of F (cont’d) Consider 2 alleles A and a, with frequencies p and q and p + q = 1 Pr(AA) = p 2 (1F) [allozygous]+ pF [autozygous] Pr (Aa) = 2pq (1F) [allozygous] Genotype Frequencies with Inbreeding Genetic Drift z Chance fluctuations in allele frequencies which occur, particularly in small populations, as a result of random sampling of gametes y Because small samples are frequently not representative, an allelic ferquency in the sample may differ from that in the entire pool of gametes Genetic Drift (cont’d) z If # gametes in sample is 2N (where N = no. of individuals) the probability that the sample contains exactly 0, 1, 2, 3….2N alleles of type A is given by successive terms of the expansion (pA + qA) 2N Probability sample contains i alleles of type A is [(2N)!/i!(2Ni)!] pi q 2Ni (binomial probability) SubPopulation Theory z Structured populationsimilar theory to inbreeding A i A i : P ii = p i 2 + p i (1p i )qii A i A j : P ij = 2p i p j (1 qij ) , i not equal to j z qii is the probability that 2 alleles drawn at random from the population (not necessarily from the same person) would be ibd. NRC REPORT 1996 We shall never cease from exploration And the end of all our exploring Will be to arrive where we started And know the place for the first time. T. S. Eliot Thank you for your attention!