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The Origins and Development of the English Language Chapter 4: The Backgrounds of English John Algeo Michael Cheng National Chengchi University Similarities between languages English: mom miaow-miaow me pistachio choose glide Welsh mam Chinese mi-mi Swahili mimi Italian pistacchio French choisir Swedish glida faðer fader father vader Vater faðer fader father vader Vater pére pare paterpatēr padre pai pedar pitar The language in the Bible is related to the language in the Rig Veda Origins of the PIE hypothesis Scholars worked from the socio-political environment in which they were raised Before the 1800s: Bible influence The Tower of Babel: a perfect protolanguage existed Origins of the PIE hypothesis The Flood: Noah had 3 sons that repopulated the Earth: Shem, Ham, Japheth Japhetic Semitic Hamitic Origins of the PIE hypothesis James Parsons, physician 1767 The Remains of Japhet, Being Historical Enquiries into the Affinities and Origins of the European Languages Compared lexical items across many languages Origins of the PIE hypothesis Irish, Welsh, Greek, Latin, Italian, Spanish, German, Dutch, Swedish, English, Polish, Russian, Bengali, and Persian had affinities Turkish, Hebrew, Malay, Chinese did not have affinity Singh, The History of English Page 43 Parson’s numerical comparisons Origins of the PIE hypothesis Conclusion: Language of Europe, Iran, and India emerged from a common ancestor, the language of Japheth Not taken seriously; doctor not a philologer William Jones (September 28, 1746 – April 27, 1794) Greek, Latin, Persian, Arabic, Chinese Knew 13 languages; familiar with 28 1768 Oxford 1773 law degree 1783 Supreme Court judge in Calcutta Origins of the PIE hypothesis Indian culture was a new subject for European scholarship 1786 – Sanskrit bore a resemblance to Greek, Latin, Gothic, Celtic, and possibly Persian Sanskrit: pitar Greek: patēr Latin: pater Suggested a common root language that no longer exists Origins of the PIE hypothesis Jones showed cognate words Affinities in grammar Systematic variations in sound Jones’ philologer passage, 1786 His third annual discourse before the Asiatic Society on the history and culture of the Hindus (delivered on February 2, 1786 and published in 1788) with the famed "philologer" passage is often cited as the beginning of comparative linguistics and IndoEuropean studies. This is Jones' most quoted passage, establishing his tremendous find in the history of linguistics: The Sanscrit language, whatever be its antiquity, is of a wonderful structure; more perfect than the Greek, more copious than the Latin, and more exquisitely refined than either, yet bearing to both of them a stronger affinity, both in the roots of verbs and the forms of grammar, than could possibly have been produced by accident; so strong indeed, that no philologer could examine them all three, without believing them to have sprung from some common source, which, perhaps, no longer exists; there is a similar reason, though not quite so forcible, for supposing that both the Gothic and the Celtic, though blended with a very different idiom, had the same origin with the Sanscrit; and the old Persian might be added to the same family. http://en.wikipedia.org/wiki/William_Jones_(philologist) Languages from Iceland to India are related to a common language Based on the geographic locations of these languages, we now call the language that Jones hypothesized Proto IndoEuropean The Proto Indo-European people Who were the people who spoke Proto Indo-European and where did they come from? PIE dispersion hypotheses Kurgan Migration, Marija Gimbutas Anatolian Farmer, Colin Renfrew Balkan Black Sea Flood Paleolithic Continuity Theory, DNA evidence Kurgan Migration—Gimbutas Cognates Based on the analysis of cognates Cognates: “data which displayed similarities in terms of form and meaning not because of borrowing or coincidence, but because of genetic relatedness.” (Singh, 2005) Similarities between languages English: mom miaow-miaow me pistachio choose glide Welsh mam Chinese mi-mi Swahili mimi Italian pistacchio French choisir Swedish glida Cognates (Singh, 2005) Core lexicon: “a set of words which, in their everyday ordinariness, remained impervious to processes such as borrowing or rapid and extensive change” “Concepts ubiquitous to human existence” Mother, father, daughter, son, kind, leader, sun, moon, body parts, a deity, basic numerals Cognates Comparing cognates allowed linguists to determine relationships between languages Languages were grouped into language families Since language change in inevitable, regular, and rule governed, it is possible to work backward and recreate lost languages Proto Indo-European is the source of English http://www.intersolinc.com/newsletters/images/Language%20Tree.gif Kurgan Migration--Gimbutas Who were the people who spoke Proto Indo-European and where did they come from? Words related to flora and fauna in the Proto-lexicon can provide an indication of: Where they came from Lifestyle/Culture Kurgan Migration--Gimbutas Cognates for: – Alder, apple, ash, beech, birch, elm, hazel, linden, oak, willow, yew – Wolf, bear, lox, beaver – Snow, freezing cold No common words for: – Olive, cypress, palm, vine, coconut – Ocean Suggests inland culture in temperate zone Kurgan Migration--Gimbutas Cognates for: – – – – – Plough, yoke, wheel, axle Ox, cow, sheep, swine, goats, goose, fish Milk, apples, grain, mead Family, house, pottery Wool, leather, wood, stone, bone Kurgan culture fits Kurgan Culture Herded domesticated animals Mobile – used wagons Warrior nobility Worshipped sky god associated with thunder (Zeus pater, Jupitar) Sun, horse, boar, snake Elaborate burials in mounds (kurgans) 5000 BCE Kurgans 4000 BCE 3000 BCE Anatolian Expansion 2000 BCE Evolution 500 BCE 500 CE Huns invade from East Medieval 1500 CE Turks invade Indo-European languages today World Language families Official Indo-European languages today Anatolian Farmer Hypothesis Colin Renfrew Believed some significant historic event must have accompanied the expansion by the speakers of PIE Agriculture Language spread peacefully with the dispersion of farming technology Anatolian Farmer Hypothesis Homeland in Anatolia Expanded into Greece in 7th century BCE Armenian homeland Haplogroup R1a distribution Features of the Proto IndoEuropean Language Features of Proto Indo-European Types of languages: Isolating, Agglutinative, Inflective Isolating – Every morpheme forms a different word – Chinese Agglutinative (Incorporative) – – – – Combine grammatical morphemes with a lexical stem Grammatical morphemes are discrete & don’t change Strung onto the lexical stem Swahili, Turkish Agglutinative example Swahili I will like you: nitakupenda – ni – ta – ku – penda – (I) (future) (2nd person object) (verb stem: like) I liked you: nilakupenda – ni – la – ku – penda – (I) (past) (2nd person object) (verb stem: like) I like him: nitampenda – ni – ta – m – penda – (I) (future) (him as object) (verb stem: like) Inflective languages Inflective – Inseparable inflections are fused to the lexical stem – Greek, Latin – I love: Amo – Am – o – (love) (first person, singular, present tense, indicative) What kind of language is English? says – inflective unfriendliness – agglutinative the, for, to, by, no – isolating PIE Morphology Parts of speech – – – – Nouns/Adjectives Pronouns Verbs Prepositions Nouns/Adjectives and Pronouns were inflected for Case, Number, and Gender Noun/Adj Inflections: 8 cases Nominative: They saw me. (subject) Vocative: Officer, I need help. (person addressed) Accusative: They saw me. (direct object) Genitive: Shakespeare’s play. (possessor or source) Dative: Give her a hand. (indirect object, recipient) Ablative: He abstained from it. (what is separated) Locative: We stayed home. (place, where) Instrumental: She ate with chopsticks. (means, instrument) Germanic cases Nominative: They saw me. (subject) – Vocative: Officer, I need help. (person addressed) Accusative: They saw me. (direct object) Genitive: Shakespeare’s play. (possessor or source) Dative: Give her a hand. (indirect object, recipient) • Ablative: He abstained from it. (what is separated) • Locative: We stayed home. (place, where) – Instrumental: She ate with chopsticks. (means, instrument) Noun/Adj Number and Gender Number: singular, plural, dual Gender: male, female, neuter Proto Indo-European Nouns Singular Nom. Voc. Acc. Gen. Dat. Abl. Loc. Ins. *ekwos *ekwe *ekwom *ekwoso *ekwōy *ekwōd *ekwoy *ekwō Plural Nom/Voc *ekwōs Acc. Gen. Dat./Abl. Loc. Ins. *ekwons *ekwōm *ekwobhyos *ekwoysu *ekwōys Pronouns Cases (3) Number (3) Gender (3) Person: first, second, third Verb Inflections Person Number Aspect (kind of like tense): Completion, duration, repetition of action Voice Mood IE Verb Aspect Present: continuing action in progress Imperfect: continuing action in the past Aorist: momentary action in past Perfect: completed action Pluperfect: completed action in the past Future: actions to come (Evolved into only present and past tense in Germanic languages) IE Voice Active Passive Middle (reflexive) Germanic lost the passive and middle voices and expressed these notions by phrases rather than inflections IE Mood Indicative: statements or questions of fact Imperative: expressing commands Optative: expressive wishes Subjunctive: expressing will Injunctive: expressing unreality IE Mood evolution into Germanic Indicative: statements or questions of fact – Imperative: expressing commands Optative(Subjunctive): expressive wishes • Subjunctive: expressing will • Injunctive: expressing unreality Proto Indo-European was an inflective language: Verb inflections English Sanskrit Greek Latin I-E I bear you bear he bears bharā-mi pherō ferō *bherō bhara-si bhara-ti pherei-s pherei fer-s fer-t *bheresi *bhereti we bear you bear they bear bharā-mas phero-mes feri-mus phere-te fer-tis phero-nti feru-nt bhara-tha bhara-nti *bheromes *bherete *bheronti Word Order Greenburg (Some Universals of Grammar) SVO languages: – – – – verb + object: The workman made a horn. noun + modifier: the size of the building conjunction + noun: the Senate and the House preposition + object: Harold fought with him. SOV languages usually reverse these features Word Order Most Indo-European languages are SVO Proto Indo-European was SOV Proto-Germanic had more SOV characteristics than modern German English is evolving to being more SVO in characteristics – 10th century 84.4% of possessives before nouns – 14th century 15.6% of possessives before nouns – the building’s size vs. the size of the building PIE Phonology Prosody: – Accent (stress) based on pitch differences – Free accent: could occur on different syllables depending on the form of the word Germanic Prosody – – – – Word stress based on loudness not pitch Primary stress on root syllable Weak stress on other syllables Intermediate stress on secondary root or prefix Later Germanic word stress became fixed on first syllable PIE Consonants Stops, Fricative, Resonants, Laryngeal Fricative [s] Resonants [m, n, l, r, j, w] Stops: Voiceless Voiced Voiced Aspirated Bilabial Dental Velar p t k b d g bh dh gh Labiovelar kw gw ghw First Sound Shift – Grimm’s Law In the first millennium BCE IE stops transformed into different stops in Germanic languages Probably took several centuries to complete the change Voiced aspirated stops (Stage 1) Indo-Euro bh bhrāter dh dhug(h)tēr Latin f-/-bfrāter f-/-b- Greek ph th thugatēr Germanic b brother d daughter gh ghosti h-/-d-/-ghostis kh g guest Voiceless stops (Stage 2) Indo-Euro p pətēr Latin p pater p Greek Germanic f father t treyes t tres t k krnk cornuk θ h horn three Voiced stops (Stage 3) Indo-Euro b treb/abel- d dwō/drew Latin b trabs b (Russian) jabloko p thorp/apple d duo d (Greek) drūs (oak) g genu/gweng genu g (Greek) gunē t two/tree k knee/queen Germanic Exceptions After s – Spuo (Latin) – spit – stella (Latin) – star After voiceless stop – octo (Latin) – eahta (OE) – capto (Latin) - haft More Exceptions (Grimm’s Law p>f, t> θ,k>h ) PIE – pətēr Latin – pater Greek – patēr What should this word become in a Germanic language? More Exceptions (Grimm’s Law p>f, t> θ,k>h ) PIE – pətēr Latin – pater Greek – patēr What should this word become in a Germanic language? English – father Gothic – fadar [faðar] Icelandic faðir Old English – fæder [fæðer] Why are these exceptions? More Exceptions (Grimm’s Law p>f, t> θ,k>h ) (Latin) centum > (Latin) caput > (Greek) klutós > (Greek) dekás > (Sanskrit) snusá > hundred haubiþ (Gothic) hlud (OE) tigus (Gothic) snoru (OE) p > f > b? / t > θ > d? / k > h > g? Verner’s Law A rule to explain the exceptions and show that the changes from Indo-European to Germanic was regular Voiceless fricatives became voiced fricatives in the Germanic languages under certain conditions Verner’s Law p>f / t>θ / k>h p>β/ t>ð/ k>Ɣ /s>z Surrounded by voiced sounds Syllable before it is NOT stressed NOT the first sound of the word p>β>b / t>ð>d / k>Ɣ>g /s>z>r Verner’s Law (t > ð > d) PIE – pətēr Latin – pater Greek – patēr Not the first sound 1st syllable not stressed Surrounded by voiced English – father Gothic – fadar [faðar] Icelandic faðir Old English – fæder [fæðer] Verner’s Law k>Ɣ>g exert [ɪg ˈzǝrt] exist [ɪg ˈzɪst] exercise [ˈɛksǝrsaɪz] Not the first sound 1st syllable not stressed Surrounded by voiced Verner’s Law: Surrounded by voiced sounds after unstressed syllable IE voiceless Germanic stops p f Verner’s Law β Later b t θ ð d k x/h Ɣ g s z r More Examples of Verner’s Law was – were exert, exist vs. exercise, exigent OE: leosan “to lose” vs. -loren “lost” (lovelorn) Major Changes from PIE to Germanic West Germanic Languages