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Authors: Hsin-Hui Chiu, MD Mei-Hwan Wu, MD, PhD Shoei-Shen Wang, MD, PhD Ching Lan, MD Nai-Kuan Chou, MD, PhD Ssu-Yuan Chen, MD, PhD Jin-Shin Lai, MD Cardiopulmonary BRIEF REPORT Affiliations: From the Department of Pediatrics, National Taiwan University Hospital and National Taiwan University College of Medicine, Taipei (H-HC, M-HW); Department of Pediatrics, National Taiwan University Hospital Yun-Lin Branch, Yun-Lin (H-HC); Department of Surgery, National Taiwan University Hospital and National Taiwan University College of Medicine, Taipei (S-SW, N-KC); and Department of Physical Medicine and Rehabilitation, National Taiwan University Hospital and National Taiwan University College of Medicine, Taipei, Taiwan (CL, S-YC, J-SL). Cardiorespiratory Function of Pediatric Heart Transplant Recipients in the Early Postoperative Period ABSTRACT Chiu H-H, Wu M-H, Wang S-S, Lan C, Chou N-K, Chen S-Y, Lai J-S: Cardiorespiratory function of pediatric heart transplant recipients in the early postoperative period. Am J Phys Med Rehabil 2012;91:156Y161. Correspondence: All correspondence and requests for reprints should be addressed to: Ssu-Yuan Chen, MD, PhD, Department of Physical Medicine and Rehabilitation, National Taiwan University Hospital, 7 Chun-Shan South Road, Taipei 10002, Taiwan. Disclosures: Financial disclosure statements have been obtained, and no conflicts of interest have been reported by the authors or by any individuals in control of the content of this article. 0894-9115/11/9102-0156/0 American Journal of Physical Medicine & Rehabilitation Copyright * 2012 by Lippincott Williams & Wilkins In this study, we sought to assess the cardiopulmonary functions in three pediatric heart transplant recipients, two of whom are with dilated cardiomyopathy, whereas one is with cyanotic heart disease, in early postoperative period. Cardiopulmonary exercise testing was performed using an incremental cycling at 1 mo after surgery. The results revealed that our study subjects had obvious impairment in workload, oxygen consumption, and oxygen pulse at peak exercise and ventilatory threshold at 1 mo after orthotropic heart transplantation. The pediatric orthotropic heart transplantation recipients also showed a high resting heart rate (90Y106 beats/min), a low peak heart rate (109Y117 beats/min) during exercise, and continuous heart rate acceleration till 1 to 3 mins after the cessation of exercise. In conclusion, pediatric orthotropic heart transplant recipients have a low cardiopulmonary endurance during the early postoperative period. An early structured, individualized cardiopulmonary rehabilitation program for pediatric orthotropic heart transplant recipients will be an area for future evaluation and research. Key Words: Exercise Testing, Oxygen Consumption, Aerobic Capacity, Ventilatory Threshold, Pediatric Heart Transplantation DOI: 10.1097/PHM.0b013e318238a0b1 H eart transplantation is a viable alternative for intractable heart failure and increases the survival rate significantly. Sustained suboptimal exercise capacity (50%Y70% of normal values) after transplantation was reported in previous studies; however, physical training may improve exercise capacity.1Y4 Although many investigations of the cardiorespiratory function after heart transplantations were reported in adult recipients, the data are scarce in pediatric heart transplant recipients.5Y9 Heart rate (HR), blood pressure (BP), workload, breath-by-breath measures of oxygen consumption (V̇O2), carbon dioxide production (V̇CO2), and minute ventilation (V̇E) during cardiopulmonary exercise testing (CPET) provide critical information on the exercise capacity of patients with cardiovascular and pulmonary disease.10 The ventilatory threshold (VeT), assessed using ventilatory 156 Am. J. Phys. Med. Rehabil. & Vol. 91, No. 2, February 2012 Copyright © 2012 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. expired gas, is a widely used index to evaluate an individual’s submaximal endurance exercise capacity.10 To our knowledge, no study has reported on cardiorespiratory responses during CPET in children who underwent orthotropic heart transplantation (OHT) in the early postoperative period. In this study, we report the cardiorespiratory responses to exercise in three pediatric OHT recipients at 1 mo (28Y35 days) after transplantation. METHODS Patients Case 1 An 11.2-yr-old girl with a case of complete atrioventricular block underwent permanent pacemaker implantation at the age of 2.8 yrs. Chronic cardiac dyssynchrony induced dilated cardiomyopathy, and OHT was performed when the girl was 11.2 yrs old. Case 2 A 13.7-yr-old boy with a history of growth hormone deficiency and hypogammaglobulinemia was receiving regular growth hormone and immunoglobulin therapy. However, dilated cardiomyopathy with congestive heart failure occurred at the age of 13 yrs. He had undergone OHT at 13.6 yrs old. Case 3 A 15.5-yr-old boy had complex heart disease (double inlet of left ventricle and L-transposition of great arteries) and received a left Blalock-Taussig shunt (a palliative graft from subclavian artery to the pulmonary artery) at the age of 13 yrs. However, progressive congestive heart failure and arrhythmia developed afterward, and OHT was performed at 15.4 yrs old. All three recipients were under tripleimmunosuppressant therapy with tacrolimus, mycophenolate, and prednisolone. The CPET was performed at 1 mo (28Y35 days) after OHT. analyzed breath-by-breath using an automatic gas analyzer (Quark b2 system, Cosmed s.r.l., Rome, Italy). Exercise cardiopulmonary parameters, including workload, V̇E, V̇O2, V̇CO2, oxygen pulse (O2 pulse), ventilatory equivalent for oxygen (V̇E/V̇O2), and ventilatory equivalent for carbon dioxide (V̇E/V̇CO2), were processed. Exercise Protocol CPET was performed at least 2 hrs after breakfast. The test began with 2 mins of baseline data collection while sitting on the cycle ergometer, followed by 2 mins of warm-up cycling with no resistance, then with load increased in a ramp protocol. The increment of workload was chosen according to patient’s body weight: increased by 5 W/min for children weighing under 40 kg, and increased by 10 W/min for those weighing more than 40 kg. Patients exercised in an upright position until the appearance of symptoms (i.e., fatigue, angina, undue dyspnea, claudication, and cerebral symptoms) or signs (2-mm ST depression over resting electrocardiogram, significant ectopic activity, inappropriate BP response). In the recovery phase, HR was monitored for 10 mins through unloaded cycling. The VeT was determined by at least two of the following criteria: (1) the V̇E/V̇O2 began to increase systematically without a corresponding increase in the V̇E/V̇CO2,11 (2) the partial pressure of end tidal oxygen began to increase without a decrease in the partial pressure of end tidal carbon dioxide,12 and (3) departure from linearity for minute ventilation.13 Two independent observers with experience in CPET determined the VeT. In addition, we performed a systematic literature search of MEDLINE concerning exercise capacity in pediatric heart transplantation recipients and also searched the reference lists of all identified relevant publications. The study was approved by the research ethics committee of the hospital, and the guardian of each study subject signed the informed consent form. Equipment and Measurement The CPET was performed on a cycle ergometer (Corival; Lode BV, Zernikepark 16, Groningen, the Netherlands) in an air-conditioned laboratory at a temperature of 22-C to 26-C, barometric pressure of 756 to 772 mm Hg, and a relative humidity of 54% to 68%. The blood pressure (TANGO; SunTech Medical Instruments Inc, North Carolina) and continuous 12-lead electrocardiogram (CENTRA Stress System; Marquette Electronics Inc, Wisconsin) were monitored during exercise. The expired air was www.ajpmr.com RESULTS Patient Characteristics The baseline characteristics of the patients were summarized in Table 1. The resting HR, systolic and diastolic BP, and left ventricular ejection fraction by echocardiography were measured. None of the recipients experienced chest pain, dizziness, or ST depression Q3 mm during exercise. Pediatric Heart Transplantation Copyright © 2012 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. 157 TABLE 1 Characteristics at time of exercise testing Age, yrs Sex Height, cm Weight, kg Resting HR, beats/min Resting SBP, mm Hg Resting DBP, mm Hg LVEF, % 1 2 3 11.2 Female 143 32.3 106 117 84 69 13.7 Male 148.5 59.0 101 102 68 76 15.5 Male 161.5 42.5 90 124 71 70 HR, heart rate; SBP, systolic blood pressure; DBP, diastolic blood pressure; LVEF, left ventricular ejection fraction. Exercise Performance The cardiorespiratory responses during exercise were summarized in Table 2. At 1 mo after OHT, the HR (104Y114 beats/min), workload (35Y50 W), V̇O2 (12.27Y17.66 ml/kg per minute), O2 pulse (5.0Y7.4 ml/beat), and V̇E (30.1Y36.6 l/min) at peak exercise were reduced in comparison with the data of normal children and pediatric OHT recipients in the literature review (Table 3).5Y9,14,15 After cessation of exercise, the HR continued to accelerate for 1 to 3 mins, reached the maximal HR (109Y118 beats/min), and then decelerated slowly. The V̇E/V̇O2 (46Y53) and V̇E/V̇CO2 (35Y48) were higher than data in Table 3.7 At the VeT, patient’s HR (92Y107 beats/min), workload (15Y20 W), V̇O2 (9.42Y11.73 ml/kg per minute), O2 pulse (3.5Y5.4 ml/beat), and V̇E (16.4Y24.4 L/min) were also lower than that of previous reports.9 DISCUSSION CPET measures a broad range of parameters to evaluate the cardiorespiratory responses to exercise quantitatively and provides a more precise determination of aerobic capacity.10 V̇E is the volume of air moved into or out of the lungs in 1 min. The reference range of V̇E varies and increases with age increment in children and adolescents.15 The V̇E/V̇O2 reflects the ventilatory requirement for any oxygen uptake, and it is an index of ventilatory efficiency. The V̇E/V̇CO2 represents the ventilatory requirement to eliminate a given amount of CO2 produced by the metabolizing tissue.16 Lower V̇E and higher V̇E/V̇O2 and V̇E/V̇CO2 levels were noted in OHT recipients and patients with congestive heart failure.7,16Y18 Our study also revealed similar findings (Tables 2 and 3). Greater lactic acidosis or compensation for increased dead space during exercise might explain the phenomenon.7 The VeT, obtained during CPET, is closely related to lactate threshold.10 VeT defines the upper range of sustainable exercise intensity and is considered an indicator of cardiovascular fitness.19 The low V̇O2 at VeT in the current study, as well as previous reports among adult OHT recipients, implies poor endurance in participation in moderate-intensity physical activities.16,20 TABLE 2 Cardiopulmonary responses of the subjects at peak exercise and ventilatory threshold at one month after heart transplantation Peak exercise Workload, W Peak heart rate, beats/min Maximal heart rate, beats/min Systolic BP, mm Hg Diastolic BP, mm Hg V̇O2, ml/kg per minute O2 pulse, ml/beat V̇E, l/min V̇E/V̇O2 V̇E/V̇CO2 Ventilatory threshold Heart rate, beats/min Workload, W V̇O2, ml/kg per minute O2 pulse, ml/beat V̇E, l/min V̇e/V̇o2 V̇e/V̇co2 1 2 3 35 114 117 156 77 17.66 (43% of predicted normal value) 5.0 30.1 53 48 35 114 118 138 96 12.27 (25% of predicted normal value) 6.5 36.6 46 44 50 104 109 180 82 17.52 (36% of predicted normal value) 7.4 36.5 46 35 107 15 11.73 3.5 16.4 39 43 104 15 9.43 5.3 24.4 40 40 92 20 11.53 5.4 20.2 37 36 BP, blood pressure; V̇O2, oxygen consumption; V̇E, minute ventilation; V̇E/V̇O2, ventilatory equivalent for oxygen; V̇E/V̇CO2, ventilatory equivalent for carbon dioxide; W, Watts. 158 Chiu et al. Am. J. Phys. Med. Rehabil. & Vol. 91, No. 2, February 2012 Copyright © 2012 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. 14 9.4 T 0.8 3.6 T 0.5 Treadmill 105 T 41 169 T 5 33 T 2.1 Y Y Y Y Y 16 13 (8Y19) 1.6 (0.5Y5.5) Bicycle Y 134 (103Y177) 22.3 (15.9Y35.8) Y 51.0 (26.1Y87.6) 52.2 (36.2Y63.9) 39.3 (33.9Y47.6) Y 31 11.7 T 4.1 1.3 T 0.8 Bicycle 68 (10T120) 136 T 22 20 T 6 Y Y Y Y Y OHT recipients 24 9.7 T 2.3 9.5 T 2.33 Treadmill Y 158 T 15 32.3 T 5.6 5.5 T 1.1/m2 Y Y Y 27.6 T 9.6 41 13 (7Y18) Y Bicycle 140 (70Y300) 194 (167Y214) 41.3 (25.6Y61.4) Y 72.9 (46.8Y138.8) 37.1 (30.5Y49.8) 33.0 (26.6Y44.0) Y 25 10.5 T 1.4 Y Treadmill Y 189 T 12 36.8 T 5.5 6.1 T 1.7/m2 Y Y Y 32.9 T 6.0 170 10Y16 Y Treadmill Y 198Y203 51.67Y54.85 Y 62.9Y132.7a Y Y Y 66 13.8 T 2.9 Y Bicycle Y 170 T 18 35.5 T 7.4 10.4 T 3.6 Y Y 34.0 T 6.5 Y No. subjects Age, yrs Time after OHT, yrs Exercise mode Workload, W Peak HR, beats/min Peak V̇O2 ml/kg per minute Peak O2 pulse, ml/beat Peak V̇E, l/min Peak V̇E/V̇o2 Peak V̇E/V̇co2 V̇O2 at VeT, ml/kg per minute Normal HR, heart rate; V̇O2, oxygen consumption; V̇E, minute ventilation; V̇E/V̇O2, ventilatory equivalent for oxygen; V̇E/V̇CO2, ventilatory equivalent for carbon dioxide; VeT, ventilatory threshold; OHT, orthotropic heart transplantation. 28 13.8 T 5.0 2.8 T 0.4 Bicycle/treadmill 62 T 38 152.1 T 15.3 25.0 T 6.7 Y Y Y Y Y Davis et al5 Pastore et al8 Nixon et al17 Hsu et al6 Abarbanell et al19 Nixon et al7 Abarbanell et al19 Fredriksen et al15 Yetman et al14 TABLE 3 Reports of cardiopulmonary responses to exercise in normal and pediatric OHT recipients www.ajpmr.com In healthy subjects, peak HR during exercise is mediated by sinus node function and cardiac sympathetic innervation.10,21Y23 After cessation of exercise, HR recovery is mediated initially by vagal inhibition, followed by a combination of vagal inhibition and sympathetic withdraw.21Y23 In the transplanted heart, sympathetic denervation and lack of local catecholamine release reduces the chronotropic response at the peak exercise.23 HR recovery after cessation of exercise is dependent on the removal of circulating catecholamine and the lack of vagal inhibition, which leads to continuous HR increment in the first 2 mins after exercise termination.16,18,23 In addition, a higher resting HR after OHT has been reported, which may be attributed to the intrinsic rate of the sinoatrial node.16,18,23 In this study, our patients displayed a high resting HR, a low peak HR during exercise, and continuous HR increase toward 1 to 3 mins after cessation of exercise in the early postoperative period. These findings were similar with the HR response of adult OHT recipients in our previous study.16 However, Singh et al.24 indicated that pediatric recipients had a continuous HR deceleration after cessation of exercise with an attenuated rate at 1 yr after OHT.24 Late autonomic reinnervation of the transplanted heart during follow-up might explain the attenuation of characteristic HR responses in OHT recipients.24 Both in adult and pediatric OHT recipients, sustained suboptimal exercise capacity (50%Y70% of reference values) is noted.1Y9 Workload, V̇O2, O2 pulse, V̇E at peak exercise, and VeT are significantly lower in OHT groups.1Y9 These may be attributed to many factors, including cardiac denervation, graft rejection, deconditioning, or immunosuppressive therapy.1Y4 In the current study, the peak V̇O2 of pediatric recipients was 12.3-17.7 ml/kg per minute, and it was higher than adult recipients at 1 mo after OHT (9.2 ml/kg per minute).4 This may be attributed to higher metabolic rate in children, muscle deconditioning, and decreased ventricular function in adults.4,25 Previous studies reported that higher resting systolic and diastolic BP and lower peak systolic BP during cycling were noted in adult OHT recipients.20,25 Many factors are proposed, including cardiac denervation, chronic elevation of circulating catecholamine, the adverse effects of immunosuppressants, and reduced vascular compliance caused by preoperative congestive heart failure.25,26 However, Pastore et al.8 observed similar systolic BP in resting and peak exercise among healthy children and OHT groups. In our study, a higher diastolic BP Pediatric Heart Transplantation Copyright © 2012 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. 159 (71Y84 mm Hg) at rest and a lower peak systolic BP (138Y180 mm Hg) during exercise were noted,8 which was consistent with Chen’s16 data for adult patients.16 This study was limited to a small sample size. The cardiorespiratory function of pediatric OHT recipients has been rarely reported in the literature because of a small sample size and lack of a standardized training program. Small body size, a shorter attention span, and lower motivation are common in children, which makes the CPET more difficult.24,27 This study simply reported the isolated results. Many factors such as previous disability and severity of postoperative course might influence the results independently of the transplant per se. Continuous patient recruitment is required for further evaluation. In addition, blood lactate measurement during CPET was not performed to detect lactate threshold in this study. We determined VeT as a reflection of anaerobic threshold in our study subjects. Although no universal agreement exists regarding the methods of VeT detection, the confidence of VeT determination in this study was assured by application of the most common VeT criteria and calculation from two independent experienced observers.10 In conclusion, this is the first study investigating the cardiorespiratory response of pediatric OHT patients during exercise in the early postoperative phase. The major findings of this study can be listed as the following: (1) cardiorespiratory responses to exercise in pediatric OHT recipients are similar to adult recipients; (2) pediatric OHT recipients have obvious impairments in workload, V̇O2, O2 pulse, and V̇E at the peak exercise and the VeT. This study provides references for designing the early cardiac rehabilitation program to enhance the physical capacity of pediatric OHT recipients. For example, the VeT detected in CPET might be used as the individualized training intensity for exercise prescription for OHT recipients.19 Pediatric OHT recipients with low cardiovascular fitness might have low levels of physical activity and run the risk of becoming overweight during follow-up.28 An early structured, individualized cardiopulmonary rehabilitation program for pediatric OHT patients will be an area for future evaluation and research. 1. Ulubay G, Ulasli SS, Sezgin A, et al: Assessing exercise performance after heart transplantation. Clin Transplant 2007;21:398Y404 2. Kobashigawa JA, Leaf DA, Lee N, et al: A controlled Chiu et al. 3. Bernardi L, Radaelli A, Passino C, et al: Effects of physical training on cardiovascular control after heart transplantation. Int J Cardiol 2007;118:356Y62 4. Bartels MN, Whiteson JH, Alba AS, et al: Cardiopulmonary rehabilitation and cancer rehabilitation. 1. Cardiac rehabilitation review. Arch Phys Med Rehabil 2006;87:S46Y56 5. Davis JA, McBride MG, Chrisant MR, et al: Longitudinal assessment of cardiovascular exercise performance after pediatric heart transplantation. J Heart Lung Transplant 2006;25:626Y33 6. Hsu DT, Garofano RP, Douglas JM, et al: Exercise performance after pediatric heart transplantation. Circulation 1993;88:II238Y42 7. Nixon PA, Fricker FJ, Noyes BE, et al: Exercise testing in pediatric heart, heart-lung, and lung transplant recipients. Chest 1995;107:1328Y35 8. Pastore E, Turchetta A, Attias L, et al: Cardiorespiratory functional assessment after pediatric heart transplantation. Pediatr Transplant 2001;5:425Y9 9. Abarbanell G, Mulla N, Chinnock R, et al: Exercise assessment in infants after cardiac transplantation. J Heart Lung Transplant 2004;23:1334Y8 10. Balady GJ, Arena R, Sietsema K et al: Clinician’s Guide to cardiopulmonary exercise testing in adults: A scientific statement from the American Heart Association. Circulation 2010;122:191Y225 11. Squires RW: Cardiac rehabilitation issues for heart transplantation patients. J Cardiopulm Rehabil 1990; 10:159Y68 12. Davis JA, Frank MH, Whipp BJ, et al: Anaerobic threshold alterations caused by endurance training in middle-aged men. J Appl Physiol 1979;46:1039Y46 13. Wasserman K, Whipp BJ, Koyl SN, et al: Anaerobic threshold and respiratory gas exchange during exercise. J Appl Physiol 1973;35:236Y43 14. Yetman AT, Taylor AL, Doran A, et al: Utility of cardiopulmonary stress testing in assessing disease severity in children with pulmonary arterial hypertension. Am J Cardiol 2005;95:697Y9 15. Fredriksen PM, Ingjer F, Nystad W, et al: A comparison of VO2(peak) between patients with congenital heart disease and healthy subjects, all aged 8Y17 years. Eur J Appl Physiol Occup Physiol 1999;80:409Y16 16. Chen SY, Lan C, Ko WJ, et al: Cardiorespiratory response of heart transplantation recipients to exercise in the early postoperative period. J Formos Med Assoc 1999;98:165Y70 17. Marzo KP, Wilson JR, Mancini DM: Effects of cardiac transplantation on ventilatory response to exercise. Am J Cardiol 1992;69:547Y53 REFERENCES 160 trial of exercise rehabilitation after heart transplantation. N Engl J Med 1999;340:272Y7 18. Degre SG, Niset GL, De Smet JM, et al: Cardiorespiratory response to early exercise testing after orthotopic cardiac transplantation. Am J Cardiol 1987;60: 926Y8 Am. J. Phys. Med. Rehabil. & Vol. 91, No. 2, February 2012 Copyright © 2012 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. 19. Arena R, Sietsema KE: Cardiopulmonary exercise testing in the clinical evaluation of patients with heart and lung disease. Circulation 2011;123:668Y80 in pediatric heart transplant recipients: Evidence of autonomic re-innervation? J Heart Lung Transplant 2007;26:1306Y12 20. Kavanagh T, Yacoub MH, Mertens DJ, et al: Cardiorespiratory responses to exercise training after orthotopic cardiac transplantation. Circulation 1988; 77:162Y71. 25. Ehrman J, Keteyian S, Fedel F, et al: Cardiovascular responses of heart transplant recipients to graded exercise testing. J Appl Physiol 1992;73:260Y4 21. Ohuchi H, Suzuki H, Yasuda K, et al: Heart rate recovery after exercise and cardiac autonomic nervous activity in children. Pediatr Res 2000;47:329Y35 22. Imai K, Sato H, Hori M, et al: Vagally mediated heart rate recovery after exercise is accelerated in athletes but blunted in patients with chronic heart failure. J Am Coll Cardiol 1994;24:1529Y35 23. Hunt S: Reinnervation of the transplanted heartV why is it important? N Engl J Med 2001;345:762Y4 24. Singh TP, Gauvreau K, Rhodes J, et al: Longitudinal changes in heart rate recovery after maximal exercise www.ajpmr.com 26. Angermann CE, Spes CH, Dominiak P, et al: Effects of graded exercise on blood pressure, heart rate, and plasma hormones in cardiac transplant recipients before and during antihypertensive therapy. Clin Investig 1992;70:14Y21 27. Hebestreit H: Exercise testing in childrenVwhat works, what doesn’t, and where to go? Paediatr Respir Rev 2004;5:S11Y4 28. Pinto NM, Marino BS, Wernovsky G, et al: Obesity is a common comorbidity in children with congenital and acquired heart disease. Pediatrics 2007;120: e1157Y64 Pediatric Heart Transplantation Copyright © 2012 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. 161