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Don’t fail to account for changes to CHF Documentation of ‘acute’ and ‘chronic’ crucial in 2008 By Robert S. Gold, MD As a writer for various HCPro publications for the past six years, I want to welcome you to the Association of Clinical Documentation Improvement Specialists (ACDIS). Yours is, indeed, a very important job in today’s medical practice—an age of medical informatix and statistics. As you know, all severity-adjusted statistics come from the codes that appear on CMS bills. If the chart has the right words and the coders assign the right codes, the bill will tell the story of the patient. Unfortunately, a bill that tells the story is rare in facilities that don’t have a strong clinical documentation improvement (CDI) program. Why? Young doctors are influenced by their mentors, their textbooks, their peers, drug reps, and the terminology “du jour”— words taken from yesterday’s medical literature that have no benefit whatsoever to help with the ability to assign proper ICD codes. So, welcome to the club assigned with righting these wrongs. Let’s use it as a springboard to mutual success. Let’s share our information, our techniques, our successes, and our failures, and help one another. CHF and the need for specificity For the past two years, CDI specialists and coders have had to identify patients with heart failure based on the concepts of : »Acute »Chronic »Systolic dysfunction »Diastolic dysfunction The information CDI specialists and coders provide is supposed to help physicians identify patients with “heart failure due to chronic systolic dysfunction,” the primary reason for the existence of the CMS/Joint Commission (formerly JCAHO) heart failure core measure initiative. The American College of Cardiology (ACC) and the American Heart Association (AHA) wrote an article in 2001, titled “Guidelines for Identification and Management of Chronic Heart Failure [CHF],” that identified the patients at risk of sudden cardiac death as those with heart failure due to chronic systolic dysfunction, which they defined as patients having an ejection fraction under 40%. Unfortunately, CMS and The Joint Commission have only asked us to identify that a patient’s ejection fraction is under 40%, and do not require physicians to include the terms “chronic” or “systolic.” Personal discussions with both the ACC and The Joint Commission have led to promises that this will change. Also, certain DRG assignments depend on physicians to properly identify patients who have an acute myocardial infarction (MI), heart failure, or shock as a principal diagnosis. These DRGs have a higher relative weight than the corresponding DRG assigned to patients without these conditions. Under CMS’ Medicare Severity DRG (MS-DRG) system, which takes effect on October 1, secondary diagnoses of acute diastolic or acute systolic (or acute diastolic and systolic) heart failure are considered major complications/ comorbidities (MCC). CMS identifies secondary diagnoses of chronic diastolic or chronic systolic (or diastolic and systolic) failure as complications/comorbidities (CC). And For permission to reproduce part or all of this newsletter for external distribution or use in educational packets, please contact the Copyright Clearance Center at www.copyright.com or 978/750-8400. 12 October 2007 © 2007 HCPro, Inc. many other descriptors, such as “CHF” won’t count for a hill of beans—neither a CC nor an MCC. This concept of severity and heart failure is of massive importance from a quality and a reimbursement perspective. If CDI specialists are to help the medical record truly reflect what is wrong with patients with words that can be translated into the proper codes, they must be able to identify acute, chronic, systolic, and diastolic conditions. Important terminology to know To identify these conditions in the patient’s chart and ensure appropriate reimbursement under MS-DRGs, familiarize yourself with the following terms. Left heart failure: This is a situation in which stroke volume—i.e., the amount of blood leaving the left ventricle with every contraction—cannot supply the body with sufficient nutrients to function normally. When the left ventricle cannot meet this burden, the heart fails. Left ventricular systolic dysfunction: This is a situation in which the heart cannot supply enough stroke volume due to contractility problems. During systole, the left ventricle is so weak it cannot produce enough emptying to provide an acceptable stroke volume. If one has a left ventricular muscle that has been weakened by ischemia, it can dilate and not be strong enough to supply a good stroke with the next systole. This occurs as a result of alcoholic cardiomyopathy, toxic effects of adriamycin therapy, or other reasons that weaken or kill heart muscle cells. Over time, the left ventricle dilates and ejects only a small portion of what goes into it. This inability to empty adequately during systole is called systolic dysfunction. Left ventricular diastolic dysfunction: This is a situation in which the left ventricle cannot fill with enough volume during the relaxation phase. Despite the fact that it is strong, it doesn’t have enough filling to put out enough volume with the next contraction. If the left ventricle hypertrophies due to hypertensive disease (i.e., working harder against higher pressures downstream causes muscles to hypertrophy and become muscle-bound and unable to relax when they should relax) or due to aortic valvular disease (i.e., working harder against a narrower exit opening causing hypertrophy and inability to relax at the end of diastole), it develops diastolic dysfunction—i.e., it cannot fill enough during diastole because the volume of the left ventricle is smaller (with a hypertrophied muscle), and it cannot relax at the end of diastole to let blood into its smaller cavity. Modeling: Chronic left ventricular systolic and diastolic dysfunction develop over long periods of time. Dilation and left ventricular hypertrophy are conditions called modeling. This means that the shape of the left ventricle changes over time due to chronic issues, either systolic or diastolic. When the stroke volume is less than desirable, failure occurs. The ACC/AHA article establishes a 40% ejection fraction as being the lower level of normal systolic function. Therefore, when a left ventricle has an ejection fraction under 40%, that is systolic failure. When a CHF patient has a “normal” ejection fraction or a “sustained” ejection fraction, the patient has diastolic failure. A patient with an ejection fraction under 40% (i.e., systolic failure) can also have diastolic dysfunction. In addition to downstream pressures or hypertensive disease or narrowing of the aortic valve, a heart may be troubled with diseases that stiffen its muscle or deposit abnormal chemicals between muscle fibers, making the left ventricle stiff and unable to relax during diastole. Such continued on p. 14 Chart courtesy Robert S. Gold, MD, Atlanta, GA. CHF chart Four phases of diastole: (1) isovolumic relaxation, (2) rapid filling, (3) diastasis, (4) atrial contraction. Source: Chart courtesy of Robert S. Gold, MD, Atlanta, GA. For permission to reproduce part or all of this newsletter for external distribution or use in educational packets, please contact the Copyright Clearance Center at www.copyright.com or 978/750-8400. © 2007 HCPro, Inc. October 2007 13 Changes continued from p. 13 conditions include amyloidosis of the heart or glycogen storage causing stiffness or chronic constrictive pericarditis causing inability of the left atrium and the left ventricle to relax completely during diastole. The most common presentations of patients with chronic diastolic failure are respiratory signs and symptoms (e.g., dyspnea, cough), although they may be minimal when things are otherwise stable and the patient is controlled with medication. The most common presentations of patients with chronic systolic failure are fatigue and weakness. Acute diastolic dysfunction: This condition can occur with a basically normal heart or with a heart that has chronic systolic or diastolic problems. This is represented by the patient who comes in with acute shortness of breath and often with x-ray findings of pulmonary edema. Acute diastolic dysfunction occurs due to an acute change in the heart’s ability to fill the left ventricle during diastole. The chart on p. 13 represents one heart cycle, starting with left ventricular contraction on the left side of the chart at a pressure of approximately 12–15 mm Hg. The pressure change first closes the mitral valve. Then the pressure builds until it exceeds the pressure in the aorta during diastole, and “pop”—the aortic valve opens. Pressure builds in both until the contraction of the heart is over and the pressure in the left ventricle starts to drop. Then the aortic valve closes. Pressure drops during Phase 1 of diastole until the pressure in the left ventricle drops lower than the pressure in the left atrium and the mitral valve opens. During Phase 2, there is rapid filling of the left ventricle. Then a short period of rest (Phase 3) until the left atrium contracts and the last little spurt of volume gets into the left ventricle in Phase 4. This time period during diastole is necessary so that the left ventricle can fill. If suddenly the heart rate rises to 140, 160, 220 beats per minute, there is no time for diastole to take place. With no time to fill the left ventricle during diastole, the patient instantly develops massive decreases in stroke volume due to acute diastolic dysfunction and experiences an acute diastolic heart failure. Treatment must include dropping the heart rate. When the rhythm is restored, the heart returns to where it was prior to the acute event and there may be no chronic component at all. Acute diastolic dysfunction is caused by acute volume overload, acute pericardial effusion, salt intake, not taking medication (noncompliance with treatment), or acute MI. Acute diastolic failure: This condition occurs in a patient that has: »Symptomatic acute diastolic dysfunction »Pulmonary edema »Elevated serum brain natriuretic peptide levels Acute systolic failure: This occurs due to an acute MI, or an acute rupture of a chorda tendinae or papillary muscle of the mitral valve. These conditions cause immediate mitral regurgitation and inability of the left ventricle to empty itself into the aorta and it backs up into the lungs. Take-home points for CDI specialists The following is a checklist you should run through for every acute heart failure patient: 1. Find out the cause of the acute failure, or whether the patient has any chronic conditions. 2. If a physician indicates any notation of left ventricular hypertrophy, dilated cardiomyopathy, or history of CHF, find out the cause of the patient’s CHF state. For example, a patient may have acute diastolic failure due to ventricular tachycardia on top of chronic systolic failure due to ischemic cardiomyopathy. 3. Require the physician to give you the reasons for the acute and chronic conditions whenever they exist. 4. When forming a query or asking a question, talk the physician’s language. Talk pathogenesis of disease. 5. Don’t forget. Patients with CHF states are at risk of chronic kidney disease, especially if related to hypertensive disease. Patients with acute heart failure are at risk of acute respiratory failure or acute renal failure. Don’t miss those additional diagnoses when they exist as they can affect severity. Now, you be careful out there. H Editor’s note: Dr. Gold founded DCBA, Inc., in Atlanta, a consulting firm that provides physician-to-physician programs in CDI. The goals are data accuracy, profile management, and compliance, either in the inpatient or outpatient arenas. He can be reached by phone at 770/216-9691 or by e-mail at [email protected]. For permission to reproduce part or all of this newsletter for external distribution or use in educational packets, please contact the Copyright Clearance Center at www.copyright.com or 978/750-8400. 14 October 2007 © 2007 HCPro, Inc.