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Case Study: Learner-Centered Assessment Mr. Luong teaches physical earth science. He is about to teach a new unit on plate tectonics. Let’s see how he utilizes diagnostic, formative and summative assessments throughout his unit. 1. Diagnostic Assessment (KWL Chart) What do learners already know about plate tectonics? Mr. Luong doesn’t know, but he will need to know so he can decide what topics associated with plate tectonics to emphasize and what he can skip because learners already have a good understanding. A favorite diagnostic tool is a KWL chart. KWL Charts: KWL charts are graphic organizers that help learners organize information before (as well as during and after) a unit or a lesson. Mr. Luong uses a KWL chart to engage learners in a new topic, to activate prior knowledge, and to assess what they already know. He asks learners to create three columns on a sheet of paper (See Figure 1): Column 1: What do I Know about the topic? Column 2: What do I Want to know? Column 3: What did I Learn? Instructor questioning: He introduces the topic of plate tectonics by asking learners to share what they already know about plate tectonics and record that information in the K column of the KWL chart.” He has learners work together in teams of three to do this. FIGURE 1: KWL CHART What I Know What I Want to Know What I Learned Rephrasing and reframing to unlock learning: It seems clear to Mr. Luong, as he walks around the room, that learners don’t know much about plate tectonics. Or perhaps they do? Perhaps he needs to ask a few more questions? He tells the class that plate tectonics explains the features and movement of the Earth’s surface and asks them to write that fact down under K. MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit “What is on the earth’s surface,” he asks? “Countries, the ocean, mountains,” the learners begin to answer. One learner knows that land forms rest on giant plates, and Mr. Luong has them record this fact. Another learner knows that plates sometimes “crash into each other.” Many learners start talking excitedly about earthquakes. Mr. Luong reminds them to keep filling in the KWL chart. FIGURE 2: FILLING IN THE KWL CHART What I Know Plate tectonics explains the features and movement of the Earth's surface. The earth has a hot core. Earth’s outer shell is divided into plates. When plates crash together, they cause earthquakes. Where plates meet is a “fault line,” and some faults are very active. What I Want to Know Can earthquakes happen here? What is the continental drift? Can we see images of plates moving against each other? What is it like to be in an earthquake? What causes earthquakes? What I Learned (Mr. Luong and learners will complete this at the end of the unit.) Analysis After he collects the KWL charts and looks through them, Mr. Luong learns several things that will help him teach this unit on plate tectonics. He sees that his learners don’t know much about plate tectonics, but they do have a general understanding about the earth’s core, mantel, and lithosphere. They have some understanding—very general—about plates. Finally, he finds that learners are really fascinated by earthquakes. This will be his “hook” to get them to learn about plate tectonics. Note that at first, Mr. Luong’s learners could not come up with any ideas for the “Know” part of their KWL chart. But Mr. Luong kept questioning, rephrasing, and offering brief pieces of information to “trigger” knowledge they were not even aware they knew. In doing so, he got learners to share that knowledge, connected them to the content, and showed them that they did know more than they thought they did. Days later… MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit 2. Formative Assessment: Color-Coded Cards and Peer Instruction Mr. Luong and his class have moved onto earthquakes. Last night he assigned part of the geography textbook chapter that discusses earthquakes. It’s really important they understand that as plates pull apart, slide by each other, or collide, tectonic activity is manifested as earthquakes. Initial Assessment at Beginning of Class: Mr. Luong distributes four cards to each learner. Each card has a different letter (e.g., A, B, C or D.) On the chalkboard, he writes the following question with four answer choices: “What causes earthquakes?” A. B. C. D. Certain weather patterns (known as earthquake weather) Small movements along the earth’s fault lines that result in what we know as earthquakes Any large geological movement in the earth’s surface or core, such as a volcanic explosion Two blocks of the earth’s crust suddenly slip past one another He asks learners to show the card with the letter that corresponds to their answer. As he does this, one learner—the recorder—draws a histogram that illustrates their answers (see Figure 3). FIGURE 3: HISTOGRAM OF LEARNERS’ ANSWERS. What causes earthquakes? 25 20 15 10 5 0 A-weather B-small movements C-any geological activity D-blocks of crust that slip Analyzing Results: It’s clear from the responses that learners are unclear about the causes of earthquakes. Everyone knows it is from movement, particularly geological activity, but they don’t make any connections with plates and the Earth’s crust. They really need to understand this before moving on in the unit. Peer Instruction: Mr. Luong does not correct learners or give them the “right” answer. Rather, he organizes learners into two corners of the classroom (B and D in this case) and tells them to form teams that include at least one B and one D learner. Their job is to do the following: (1) Ask one another questions that get at the source of their understanding (2) Convince the group, through supporting evidence, the correctness of their answers. MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit He points learners to a reference table that contains information on earthquakes which teams should access. As learners instruct each other, Mr. Luong circulates among groups and listens to their discussions. Where learners appear stuck or where the whole group is veering off onto the wrong answers (A, B or C), he steps in to steer them back using open-ended questions. For instance, even though no one initially chose it as an answer, several learners are now leaning toward A as the correct answer. So Mr. Luong asks, “If this is the case, would earthquakes only occur then in certain times or months of the year?” “Is there any evidence to support this?” and “Have earthquakes occurred in other months?” Re-Assessing: Following this peer instruction, Mr. Luong asks the same question again with the same answers and has learners hold up their cards indicating their answers. He hopes that there will be a change in their responses. Next to the original histogram documenting their original answers, he draws a new graph showing their “new” answers. (See Figure 4.) FIGURE 4: HISTOGRAM OF LEARNERS’ POST-PEER INSTRUCTION ANSWERS. What causes earthquakes? 25 20 15 10 5 0 A - weather B-small movements C- geological activity D- blocs of crust that slip Wow! A huge difference. D is the correct answer, and most learners now have selected the correct response. The class can move on in the unit. Helping learners develop metacognitive skills: However before moving on, Mr. Luong wants the class to reflect on their learning. This awareness is called meta-cognition. It is key to helping learners: Develop learning skills that will help them regulate their behavior Reflect on how they learn best Develop techniques to master new content and navigate new learning situations He asks his learners some reflection questions: How many of you got the correct answer this time but not the first time? For those of you who originally answered something other than D, what helped you change your mind and arrive at D? Based on this exercise, how would you summarize your understanding of earthquakes now? MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit What questions do you still have about earthquakes? (He mentions that they will investigate these topics in the next few classes) We will study the causes, impacts, and types of earthquakes in greater detail in the next few lessons, but before we do, let’s look at how you learned about earthquakes. Are there things we did in this exercise that you, personally, found helpful as a learner? What were they, and why did they help? When you leave school today and meet your friends, and they ask you what you learned today, what three “big ideas” will you tell them about earthquakes? Analysis: In this example of formative assessment, we see several key practices that Mr. Luong uses that can help us use formative assessment: Mr. Luong has no technology, but he can still manually design formative assessment techniques such as “polling” that normally use technology. Mr. Luong pairs formative assessment with peer instruction. Since a majority of learners do not possess basic foundational information, he knows he cannot move on in the lesson. He knows, too, that learners often do a much better job explaining content to one another because they speak each other’s language and are not afraid, among their friends, to ask questions or say what they don’t know. Mr. Luong follows a pattern of assess—instruct—re-assess. He never tells learners what the right answer is. They teach each other, and he re-assesses them to see if they have learned the information and to show them that they have learned it. Mr. Luong pairs reflection with assessment. He asks learners to reflect on their learning and think about what activities helped them learn today. In doing so, Mr. Luong is helping them learn about how they learn. This is the metacognition piece. 10 days later… 3. Summative Assessment Learners are moving toward their completion of the study of plate tectonics. They’ve studied the composition of the earth, the movement of plates, the three main plate tectonic environments (extensional, transform, and compressional) and the types of earthquakes they produce, seismic waves, and the Richter Scale. For the summative assessment, Mr. Luong assesses learners’ understanding using a scenario-based approach. He divides the class into three countries (A, B, and C) that are seismically active. Further each country has the following: 1. The Ministry of Energy that supports building a nuclear reactor 2. The International Regulation Agency who determines whether a reactor should be built 3. A civil society organization that opposes building the reactor Each team must present its recommendations to the International Regulation Agency (composed of Mr. Luong, an owner of a structural engineering form who lives nearby, and a nearby university geology professor). (See Figure 5) MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit FIGURE 5: TEAMS FOR SUMMATIVE ASSESSMENT Country A One team per country of: Ministry of Energy Country B Ministry of Energy Country C Ministry of Energy Totals 3 Ministry of Energy Teams One team per country of: Leading structural engineering firm Leading structural engineering firm Leading structural engineering firm 3 Leading Structural Engineering Firms One team per country of: Civil society organizations Civil society organizations Civil society organizations 3 Civil Society Organizations Each team must make their arguments factoring in the following information (see Figure 6). They must present all information orally (in a five-minute presentation) and visually (they can choose the visuals). Mr. Luong has designed his assessment so he is measuring several levels of student learning based on Bloom’s Taxonomy. FIGURE 6: CONSTRUCTS LEARNERS WILL BE ASSESSED ON AND HOW THEY MATCH UP TO BLOOM’S TAXONOMY Learners must be able to: Explain the concept of plate tectonics, plate movement, and earthquakes. Show their understanding of how plate tectonics create certain geologic features, materials, and hazards Predict locations that are tectonically active based on a plot of the locations of earthquake epicenters, active volcanoes, and recent seismic activity (data available online) Base on the above information, argue why or why not a nuclear reactor should or should not be constructed in Country A, B, or C, and present this information orally and visually Level of Bloom’s Taxonomy Knowledge Understanding Synthesis Evaluation Learner teams can present using a number of tools, such as Google Earth, to plot recent seismic activity (Figure 7). MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit FIGURE 7: USING GEOLOGICAL DATA FROM US GEOLOGICAL SURVEY, LEARNERS CAN MAP RECENT EARTHQUAKE ACTIVITY IN GOOGLE EARTH AND CREATE A TOUR OF THESE SEISMICALLY ACTIVE SITES. Or they can create digital posters or dashboards of information using Visualize.me (see Figure 8). FIGURE 8: A DASHBOARD OF INFORMATION FROM VISUALIZE.ME MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit Or they can use a concept map (here in Inspiration) to lay out their argument (in this case, for a nuclear reactor). FIGURE 9: INSPIRATION CONCEPT MAP (THERE ARE MANY FREE CONCEPT MAPPING TOOLS ONLINE) Grading: Learners are graded via a rubric. They assess themselves, their performance on the team, and their contribution to the team. Their teammates assess them using the same rubric, and Mr. Luong and his two colleagues assess learners on the following: The team’s overall effort Their ability to work together as a team, to resolve an issue, and to communicate information Their knowledge of key concepts (as defined in Figure 6) The logic and comprehension of their argument All assessments are averaged and account for the learner’s final and individual grade. Completing the KWL Chart: To conclude the activity, Mr. Luong and his learners revisit the KWL chart that he began as part of his diagnostic assessment. He asks learners what they have learned. As you see from Figure 10, they have no trouble at all coming up with answers! FIGURE 10: COMPLETING THE KWL CHART What I Know Plate tectonics explains the features and movement of Earth's surface The earth has a hot core Earth’s outer shell is divided into plates What I Want to Know Can earthquakes happen here? What is the continental drift? Can we see images of plates moving against each other? What it’s like to be in an earthquake What I Learned MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit The location below the earth’s surface where the earthquake starts is called the hypocenter and the location directly above it on the surface of the earth is called the epicenter. The lithosphere of the earth is composed of plates which slowly move around, sliding past one another and bumping into each other. The place where they meet is called a fault. When plates crash together, they cause earthquakes Where plates meet is a “fault line” and some faults are very active What causes earthquakes? While the edges of faults are stuck together, and the rest of the block is moving, the energy that would normally cause the blocks to slide past one another is being stored up. When the force of the moving blocks finally overcomes the friction of the jagged edges of the fault and it unsticks, all that stored up energy is released and radiates outward from the fault in all directions. These are seismic waves. Seismic waves are like ripples in a pond. They shake the earth as they move through it, and when the waves reach the earth’s surface, they shake the ground and destroy anything on it. Analysis: Mr. Luong could have easily assessed learners’ knowledge of plate tectonics through an exam. However, he was aware that his job is to blend content knowledge with the skills that employers demand in the workplace, so he constructed this real-world scenario. The scenario required that learners work as a team to analyze information, synthesize different ideas, and propose a course of action. This type of real-world assessment forces learners to learn content much more deeply than they would if they were just memorizing information for a test, and it nests that content within practical skills that learners need to be successful learners and successful employees. Mr. Luong also gets at one of the tricky issues around team work and assessment by triangulating self, peer- and instructor assessment based on a set of criteria. The self- and peer assessments reinforce the notion of learner responsibility within groups. MekongSkills2Work Sourcebook | Learner-Centered Assessment Toolkit