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ORIGINAL ARTICLE Original Article Homograft Aortic Valve Replacement—The Experience of One Unit Gautam Ganguly, MS, Zakir A. Akhunji, FRCS(I), William M.L. Neethling, PhD(Cardiothoracic)1 and Andrew J. Hodge, FRACS(Cardiothoracic)∗ Department of Cardiothoracic Surgery, Fremantle Heart Institute, Fremantle Hospital, P.O. Box 480, Fremantle, WA 6959, Australia Background. Homograft valves offer advantages including avoidance of anticoagulation and less susceptibility to infection especially in the setting of endocarditis. However, there is concern about their durability and possible accelerated degeneration particularly in cases of second time replacement with homografts. Aim. This study aimed to evaluate the pattern of homograft failure and the quality of life in patients after homograft implantation. Methods. Between 1990 and 1998, 58 patients underwent aortic valve replacement with a homograft (aortic homograft = 47, pulmonary homograft = 11). Evaluation was based on clinical and echocardiographic examination, patient questionnaires and explanted valve pathology. Survival and freedom from cardiac related death were expressed by actuarial methods. Results. Follow up ranged from 1 to 10 years (mean 5.5 years). Analysis of questionnaires revealed 60% of respondents to be in good performance status and 20% in moderate and 20% in poor performance status groups. Eleven patients (18.9%) required subsequent redo valve replacement after initial homograft insertion (pulmonary = 6, aortic = 5) due to either valve dehiscence (n = 4) or valve degeneration (n = 7). The mean interval of re-replacement was 5.4 years. Conclusions. Pulmonary homografts have a high failure rate in the aortic position. Overall subjective and clinical improvement after surgery is less than expected for a “physiological” device. In the setting of low availability of homografts the use of off-the-shelf devices such as stentless xenografts may be preferable in most cardiac surgical units in the current era. (Heart Lung and Circulation 2004;13:161–167) © 2004 Australasian Society of Cardiac and Thoracic Surgeons and the Cardiac Society of Australia and New Zealand. Published by Elsevier Inc. All rights reserved. Keywords. Homograft; Valve replacement; Quality of life Introduction A ortic valve replacement (AVR) with cryopreserved human aortic or pulmonary valves (homografts) is an attractive alternative to the implantation of mechanical or bioprosthetic valves as anticoagulation can be avoided and durability is said to be at least as good as, or better than, xenograft bioprostheses.1–4,30 The first orthotopic insertion of a homograft was performed by Donald Ross in 1962. Brian Barrett-Boyes performed a similar procedure in London the same year, reported in 1964.5 At first the homografts were harvested aseptically and implanted within a few days. This was soon replaced by unsterile collection with subsequent sterilisation by ethylene oxide, betapropiolactone or irradiation. The homograft was then stored in Hank’s solution at 4 ◦ C or by freeze drying. This technique had a high incidence of cusp ∗ Corresponding author. Present address: Cardiothoracic Surgical Unit, Ward B8N, Fremantle Hospital, Alma Street, Fremantle, WA 6160, Australia. Tel.: +61-8-9431-3337; fax: +61-8-9431-2915. E-mail address: [email protected] (A.J. Hodge). # 1 Co-corresponding author. rupture.6 In 1968 antibiotic sterilisation was introduced at Green Lane Hospital, New Zealand by Barratt-Boyes.7 Cryopreservation was introduced in 1975 by O’Brien.8 The use of the homograft was expanded by Yacoub and by Ross for use in combined aortic valve and ascending aortic replacement.5 Donald Ross performed the first AVR using the autograft pulmonary valve in 1967.5,9,10 This study aimed to evaluate the pattern of homograft failure and the quality of life in patients after homograft implantation in a small Unit largely typical of the Units in Australasia. Evaluation was based on clinical and echocardiographic examination, analysis of data from patient questionnaires and explanted valve histopathology. Materials and Methods Patients Between 1990 and 1998, 58 patients underwent aortic valve replacement with a homograft largely by one surgeon (A.J.H.). Patients were selected on the basis of general suitability for bioprosthetic replacement and none were excluded on the grounds of risk or co-morbidity. A fre- © 2004 Australasian Society of Cardiac and Thoracic Surgeons and the Cardiac Society of Australia and New Zealand. Published by Elsevier Inc. All rights reserved. 1443-9506/04/$30.00 doi:10.1016/j.hlc.2004.02.004 ORIGINAL ARTICLE 162 Ganguly et al. Homograft aortic valve replacement—the experience of one unit Table 1. Pre-operative Valvular Pathology in Patients (n = 44) for Primary Replacement Valvular Pathology Calcified aortic stenosis (AS) Aortic regurgitation (AR) AS + AR Endocarditis Number (% of total) 24 (41.3) 5 (8.6) 11 (18.9) 4 (6.8) Table 2. Valvular Pathology in Patients (n = 14) for Redo AVR with Homograft (Previous Bioprosthesis) Prosthetic Pathology Endocarditis Calcific degeneration Valve dehiscence with transprosthetic or periprosthetic leak Number (% of total) 4 (6.8) 6 (10.3) 5 (8.6) quent cause of exclusion was unavailability of a suitably sized homograft. Forty were male and 18 were female. They ranged in age from 22 to 88 years with a mean of 63 years. Twenty-seven patients (46.5%) were older than 65 years at the time of surgery. Forty-four patients underwent primary homograft replacement (75.8%). The indication for this replacement is shown in Table 1. Fourteen patients (24.1%) underwent redo AVR with a homograft after a previous AVR with a tissue valve. The indication for redo AVR is shown in Table 2. Forty-seven patients received an aortic homograft and 11 patients received a pulmonary homograft into the aortic position. Eleven patients (18.9%) in this series required subsequent redo AVR after homograft insertion due to either valve dehiscence (4 cases) or valve degeneration (7 cases). Of these 11 patients, 6 had received a pulmonary homograft and 5 had received an aortic homograft at the initial operation. The mean interval of re-replacement after the first homograft replacement was 5.4 years and the types of valve used during this re-replacement are shown in Table 3. Homografts were inserted free hand in the sub-coronary position in 48 patients (82.7%) and aortic root replacement was done in 10 patients (17.3%). Concomitant procedures were performed in 14 patients (24.1%), 12 undergoing coronary artery bypass procedures and 2 undergoing mitral valve annuloplasty. Pre-operative left ventricular function was assessed by echocardiography and/or LV angiogram. Fifteen (25.8%) patients had mild to moderate impairment of left ventricular function and 3 (5.2%) patients had severe systolic dysfunction. The remainder (69%) had normal LV function. Table 3. Types of Valves (n = 11) Used for Re-replacement After Homograft AVR Types of Valve Mechanical (St Jude) Stented pericardial Stentless porcine (Toronto) Homograft (aortic) Heart Lung and Circulation 2004;13:161–167 Surgical Technique All patients were operated on using cardiopulmonary bypass (CPB) with core cooling to 28–32 ◦ C. Myocardial preservation was achieved by using intermittent cold blood cardioplegia at 4 ◦ C infused antegrade through the aortic root, retrograde through the coronary sinus, or directly into the coronary ostia because of aortic regurgitation or when the root was open. The myocardial temperature was reduced to less than 12 ◦ C in all coronary territories. Cardioplegic infusion was repeated every 20–30 min. The left ventricle was vented through the right superior pulmonary vein and across the mitral valve in all cases. For sub-coronary implantation, the native aortic valve was exposed through a curved aortotomy beginning just above the shoulder of the right ventricle, extended transversely to the left, and towards the centre of the noncoronary sinus without transgressing the sino-tubular junction, on the right. This gave good exposure of the aortic valve to allow thorough excision/explantation of the valve and annular debridement without disturbing the integrity of the aortic root. The homograft valves were inserted either in the sub-coronary position or as an aortic root replacement with re-implantation of the coronary buttons. The decision as to whether to perform root replacement depended on the configuration of the root, size of the aortic sinuses, donor/recipient configuration mismatch, and the need to debride abscess cavities in patients with endocarditis. Homograft Preparation Homografts were collected, antibiotic sterilised, cryopreserved and thawed according to the protocol initiated by O’Brien and co-workers.26,27 Follow Up The duration of follow up ranged from 1 to 10 years with a mean of 5.5 years and a cumulative follow up time of 442 patient years. All patients were followed up at 1 month, 3 months, 6 months and then annually. At follow-up apart from clinical examination, a chest X-ray, ECG and echocardiogram were done for all patients. A questionnaire concerning physical status and life style was sent in April 2000 and resulted in a 93% response rate (40 of 43 survivors). The study was censored in May 2000. Evaluation of the quality of life and physical activity was made on the basis of clinical examination and data from the questionnaire. The questionnaires were prepared in accordance to the SF36 Health Survey Scoring Manual of Medical Outcomes Trust, Boston.11 The questionnaire, apart from personal data, also contained questions concerning quality of life before and after surgery and level of exercise tolerance. Based on their score the patients were divided into three groups: poor, moderate and good performance status. Number of Patients 5 2 2 2 Statistical Methods The estimated probability of survival and freedom from cardiac related death were expressed by actuarial methods.12 Outcome after surgery was calculated accord- Ganguly et al. Homograft aortic valve replacement—the experience of one unit 163 ing to a standard exponential model based on the average complication rate and survival time. Table 4. Causes of Late Deaths in Homograft AVR Recipients Results Non cardiac 1. Seizure 2. Brain tumour 3. Carcinoma colon 4. Cerebrovascular accident 5. Brain tumour 6. Carcinoma prostate Mortality There were a total of nine (15.5%) cardiac deaths and six (10.3%) non-cardiac deaths over the study period of 10 years. Of the cardiac related deaths, five (8.6% of the total group) were early (within 60 days). Two patients could not be weaned from CPB and died on the table. Another patient was weaned off CPB with the help of a right ventricular assist device (RVAD) but died in ICU after 2 days on RVAD support. The fourth patient died after 12 days in the ward following ventricular arrhythmia. The fifth patient died after 4 weeks due to continuing endocarditis and interstitial pneumonia. The risk factors found to be predictors of early death are shown in Table 6. Risk stratification analysis was done on the basis of the Parsonnet scoring system.13 The average Parsonnet score in this patient group was 14 resulting in a predicted operative mortality of approximately 14%. The operative mortality in this series was 8.6% at 60 days. During the period of follow up there were 10 late deaths. The causes of these late deaths are shown in Table 4. Overall actuarial survival was 70% at 2 years, 55% at 5 years and 50% at 10 years (Fig. 1). Homograft Failure Homograft failure was defined as need for re-operation due to either degenerative valve failure, valve dehiscence or endocarditis. Degenerative valve failure was defined as moderate or severe valve malfunction due to calcification or cusp perforation diagnosed at echocardiography. Valve dehiscence was defined as actual anatomical sep- Cause of Death Cardiac 1. Valve dysfunction and congestive heart failure 2. Congestive heart failure 3. Congestive heart failure and arrhythmia 4. Unknown Interval After AVR (Years) 9 6 5 5 4 3 6 2 2 5 aration of the homograft tissue from the native annulus or native aortic wall causing periprosthetic leak. Eleven patients (18.9%) required reoperation due to homograft failure. The linearised failure rate for homograft valves in this series was 2.48% per year. Expressed as an actuarial curve (Fig. 2), at 10 years no valve had escaped a valve-related complication. The interval between initial homograft AVR and re-operation ranged from 1 to 9 years with a mean of 5.4 years. Valve degeneration occurred in 7 of the 53 patients discharged from hospital (13.2%) and valve dehiscence occurred in 4 of the 53 patients (7.5%). Six pulmonary homografts needed re-operation for degeneration (n = 4) or dehiscence (n = 2) and five aortic homografts needed re-operation for degeneration (n = 3) or dehiscence (n = 2). There were no reoperations for endocarditis. One patient required heart transplantation 8 years after homograft replacement. In this case when examined histologically after explant, both the homograft Figure 1. Postoperative survival for cardiac related (䉭) and all (䉱) deaths, represented as an actuarial curve. ORIGINAL ARTICLE Heart Lung and Circulation 2004;13:161–167 ORIGINAL ARTICLE 164 Ganguly et al. Homograft aortic valve replacement—the experience of one unit Heart Lung and Circulation 2004;13:161–167 Figure 2. Ten year prosthetic failure free rate (includes all cardiac-related deaths and complications), expressed as a percentage and represented as an actuarial curve after homograft aortic valve replacement. aortic wall (Fig. 3) and the valve leaflets (Fig. 4) had extensive areas of acellular non-viable tissue. The results of histology on the remaining explanted valves were not readily available. Morbidity Fourteen patients (24.1%) had various post-operative complications including low cardiac output, resternotomy for bleeding, permanent neurological deficit, renal failure, etc. as shown in Table 5. The patient who required RVAD also required intra-aortic balloon counter-pulsation and dialysis. Quality of Life Analysis of questionnaires revealed 60% (24 patients) to be in good performance status and 20% (8 patients) in moderate and 20% in poor performance status groups. Three patients in the moderate performance group and one patient in the poor performance group attributed their physical limitations to causes other than cardiac-knee replacement (2 patients), rheumatoid arthritis (1 patient) and dementia (1 patient). Clinical assessment of NYHA functional class preoperatively and at the longest postoperative review recorded NYHA I 6.6% versus 30%, NYHA II 33.3% versus 45%, NYHA III 50% versus 25% and NYHA IV 10% versus 0%. Figure 3. Representative electron micrograph of an aortic wall section of an explanted aortic homograft, showing non-viable acellular material (black arrows) in the media (magnification 6000×). Ganguly et al. Homograft aortic valve replacement—the experience of one unit 165 Figure 4. Representative electron micrograph of the aortic valve leaflet of an explanted aortic homograft, showing damaged collagen fibers (black arrows) in the spongiosa. The tissue is acellular (magnification 6000×). Table 5. Post-operative Complications Following Homograft AVR Complication IABP RVAD Dialysis Resternotomy Septicaemia Stroke Complete heart block Number (% of total) 3 (5) 1 (1.6) 2 (3.3) 3 (5) 2 (3.3) 2 (3.3) 1 (1.6) Discussion Aortic valve replacement with cryopreserved homografts has well established advantages in avoiding anticoagulation and has less susceptibility to infection.1 Various authors in the past have indicated good surgical outcome and good early and long term survival.14–16 Podolec et al. compared quality of life after homograft and mechanical prosthetic valve implantation and did not find any significant difference in outcome.17 Analysis of the patient questionnaire in our series suggests only 74% of patients improved their quality of life and only 70% of patients actually had improvement in NYHA class after surgery. The findings of 18.9% incidence of homograft failure within a mean interval of 5.4 years remains a matter of concern regarding the durability of these prostheses. The difference in re-operation rate for aortic and pulmonary homografts was statistically significant as 5 out of 47 (10.6%) patients with aortic homograft and 6 out of 11 (54.5%) patients with pulmonary homograft needed subsequent reoperation (P = 0.002, estimated at 95% confidence limits) and we would agree with previous work18–22 that the pulmonary homograft is not a suitable replacement in the aortic position Poor alignment of the prosthetic inflow and of the spatial separation of the commissural posts has been cited as a reason for early prosthetic failure. Although there is of necessity a learning curve for the correct insertion of these prostheses, immediate post-operative echocardiography in this series did not detect any functional problem. It is attractive to think that once inside a patient, the purpose-designed collagen/elastin matrix of the homograft, if devitalised prior to insertion by the processes of collection, preservation and storage, would repopulate itself with autologous cells, resulting in a completely viable structure. It is very disappointing that this had not occurred in our removed degenerate homografts, but has been reported previously.28,29 The 8.6% incidence of early mortality was considered higher than other published results from high volume Units.23–25,30 The operative group was moderately high risk according to the Parsonnet score and in concert with the usual patient population that we see (average Parsonnet score for all patients in our Unit having a procedure which includes aortic valve replacement is 17). Comparison of results between groups is difficult without appropriate risk stratification, although available risk stratification scores for coronary artery surgery (e.g. Parsonnet, Tu, Higgins, Tremblay) are no more than 70% predictive. Analysis of risk factors for early death indicates that age beyond 70 years, female gender, endocarditis and associated procedures increase the risk of death significantly (Table 6). The overall mortality of 15.5% over 10 years is high, but comparable with other published series,25 and is what we have come to expect from these prostheses. Seven years ago on abandoning the homograft as the prosthesis of choice, our group moved to the use of commercially available stentless porcine bioprostheses and have found the ORIGINAL ARTICLE Heart Lung and Circulation 2004;13:161–167 ORIGINAL ARTICLE 166 Ganguly et al. Homograft aortic valve replacement—the experience of one unit Heart Lung and Circulation 2004;13:161–167 Table 6. Risk Factors Examined for Early Death Factor Age Sex LV dysfunction Re operation Endocarditis Risk Odds Ratio ≥70 years:<70 years Female:male Moderate:severe 3:1 8:1 1:2 1:1 10:1 0.147 0.019 0.024 0.949 0.002 1:1 1:1 9:1 0.865 0.503 0.002 Type of procedure Root replacement Subcoronary Associated procedures clinical outcomes to be at least as good and with lower mortality and morbidity rates. There is the added benefit of easy procurement and storage. In conclusion it can be said that: (i) Pulmonary homografts have a high failure rate in the aortic position. (ii) The performance of aortic homografts in the aortic position is disappointing in our hands. (iii) Overall subjective and clinical improvement after surgery is less than expected for a “physiological” device. The authors would like to thank Drs. Peter Bissaker, Mark Newman and Ian Gilfillan for their contribution to this study, and Sharyn Baker for her collection and collation of the patient data. References 1. Staab ME, Nishimura RA, Dearani JA, Orszulak TA. Aortic valve homografts in adults: a clinical perspective. Mayo Clin Proc 1998;73(3):231–8. 2. Doty DB. Replacement of aortic valve with cryopreserved aortic allograft: the procedure of choice for young patients. J Card Surg 1994;9(2 Suppl.):192–5. 3. Angell WW, Oury JH, Lamberti JJ, Koziol J. Durability of the viable aortic allograft. J Thorac Cardiovasc Surg 1989;98:48– 55. 4. Kon ND, Cordell AR, Adair SM, Kitzman DW. Comparision of results using “Freestyle” stentless porcine aortic root bioprosthesis with cryopreserved aortic allograft. Semin Thorac Cardiovasc Surg 1999;11(4 Suppl. 1):69–73. 5. Kirklin JW, Barratt-Boyes BG. Aortic valve disease. In: Kirklin JW, Barratt Boyes BG, editors. Cardiac surgery, 2nd ed. New York, NY: Churchill-Livingstone; 1992. p. 491–557. 6. Christie GW, Barratt-Boyes BG. Identification of a failure mode of the antibiotic sterilized aortic allograft after 10 years: implications for their long-term survival. J Card Surg 1991;6(4):462–7. 7. Barratt-Boyes BG, Roche AHG, Whitlock RML. Six year review of the results of freehand aortic valve replacement using an antibiotic sterilized homograft valve. Circulation 1977;55:353– 61. 8. O’Brien MF, Stafford EG, Gardener MA, Pohlner PG, Tesar PJ, Cochrane AD, et al. Allograft aortic valve replacement: longterm follow up. Ann Thorac Surg 1995;60(2 Suppl.):S65–70. 9. O’Brien MF. Homograft and autograft. In: Baue AE, editor. Glenn’s thoracic and cardiovascular surgery. New York, NY: Churchill-Livingstone; 1996. p. 2005–42. P-values 10. Chambers JC, Somerville J, Stone S, Ross DN. Pulmonary autograft procedure for aortic valve disease. Circulation 1997;96:2206–14. 11. Ware JE, Snow KK, Kosinski M, Gendek B. SF-36 Health Survey: manual and interpretation guide. 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The quality of life after aortic valve replacement with homografts or prosthetic valves. J Heart Valve Dis 1999;8(3):270–6. 18. Livi U, Abdulla AK, Parker R, Olsen EJ, Ross DN. Viability and morphology of aortic and pulmonary homografts. A comparative study. J Thorac Cardiovasc Surg 1987;93(5):755–60. 19. Naegele H, Bohlmann M, Doring V, Kalmar P, Rodiger W. Results of aortic valve replacement with pulmonary and aortic homografts. J Heart Valve Dis 2000;9(2):215–20. 20. Mair R, Peschl F, Gross C, Klima U, Hinterreiter H, Brucke P. The pulmonary homograft as aortic valve substitute: 7 years’ follow up. Eur J Cardiothorac Surg 1997;11:910–6. 21. Choudhary SK, Saxena A, Dubey B, Sampath AK. Pulmonary homograft: should it be used in the aortic position?. J Thorac Cardiovasc Surg 2000;120:148–55. 22. Gerosa G, Ross DN, Brucke PE, et al. Aortic valve replacement with pulmonary homografts: early experience. J Thorac Cardiovasc Surg 1994;107:424–37. 23. Hasnat K, Birks EJ, Liddicoat J, et al. Patient outcome and valve performance following a second aortic valve homograft replacement. Circulation 1999;100(19 Suppl.):II42–7. 24. Grocott-Mason RM, Lund O, Elwida H, et al. Long term results after aortic valve replacement in patients with congestive heart failure. Homograft vs. prosthetic valves. Eur Heart J 2000;21(20):1698–707. 25. Langley SM, McGuirk SP, Chaudhry MA, Livesey SA, Ross JK, Monro JL. Twenty year follow up of aortic valve replacement with antibiotic sterilized homografts in 200 patients. Semin Thorac Cardiovasc Surg 1999;11(4 Suppl. 1):28–34. 26. O’Brien MF. Personal communication. 1989. 27. McGiffin DC, O’Brien MF, Stafford EG, Gardner MA, Pohlner PG. Long-term results of the viable cryopreserved allograft aortic valve: continuing evidence for superior valve durability. J Card Surg 1988;3(3 Suppl.):289–96. 28. Koolbergen DR, Hazekamp MG, de Heer E, Bruggemans EF, Huys HA, Dion RA, et al. The pathology of fresh and cryopreserved homograft heart valves: an analysis of forty explanted homograft valves. J Thorac Cardiovasc Surg 2002;124(4):689–97. Ganguly et al. Homograft aortic valve replacement—the experience of one unit 167 29. Sadowski J, Kapelak B, Bartus K, Podolec P, Rudzinski P, Myrdko T, et al. Reoperation after fresh homograft replacement: 23 years experience with 655 patients. Eur J Cardiothorac Surg 2003;23(6):996–1000; discussion 1000–1. 30. O’Brien MF, Harrocks S, Stafford EG, Gardner MA, Pohlner PG, Tesar PJ, et al. The homograft aortic valve: a 29-year, 99.3% follow up of 1022 valve replacements. J Heart Valve Dis 2001;10(3):334–44; discussion 345. ORIGINAL ARTICLE Heart Lung and Circulation 2004;13:161–167